13F-HR filed by NWQ Investment Management Company, LLC
NWQ Investment Management Company, LLC filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-12, with 151 holding rows worth $5,825,419,000.
- Accession
- 0000909012-16-000568
- Filer
- CIK 763848
- Filed
- 2016-08-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, 152 entries on the cover page, a total value of $5,825,419,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $5,825,421,000 with VALUE read as thousands by filing date, 13F file number 028-01474. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerNuveen Investments, Inc. 028-11405
- included managerSEI Investments Management Corporation 028-16475
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| UNUM GROUP COM | 91529Y106 | Stock | 4,915,820 | $156,274,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 3,532,160 | $144,571,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 3,103,639 | $131,563,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 1,152,571 | $125,895,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 1,593,547 | $123,388,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 1,325,374 | $121,643,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 3,773,376 | $120,408,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 2,834,430 | $117,544,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 1,746,671 | $108,538,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 1,923,482 | $103,079,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 1,354,443 | $102,342,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 5,853,831 | $98,344,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 4,820,670 | $94,919,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 903,945 | $92,790,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 14,629,970 | $92,023,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 2,075,187 | $89,939,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 672,362 | $86,056,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 3,005,868 | $85,066,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 1,677,841 | $84,278,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 4,126,644 | $80,923,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 2,153,721 | $80,872,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 14,324,684 | $76,637,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 2,095,468 | $73,781,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 2,936,664 | $73,240,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 1,539,400 | $72,860,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 503,466 | $72,006,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 1,098,257 | $69,937,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 1,150,211 | $68,403,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 975,338 | $68,098,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 939,345 | $66,543,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 482,175 | $65,552,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 2,744,402 | $63,396,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 1,053,350 | $63,306,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 2,236,426 | $62,016,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 1,881,152 | $61,420,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 5,125,123 | $60,938,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 820,792 | $60,361,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 607,584 | $58,170,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 1,787,110 | $56,258,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 1,384,402 | $55,141,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 3,672,439 | $54,499,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 3,319,082 | $53,470,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 4,023,331 | $53,390,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 4,389,781 | $51,887,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 1,407,732 | $51,396,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 582,844 | $50,853,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 2,039,683 | $50,503,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 1,713,529 | $49,350,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 1,694,411 | $48,613,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 1,219,846 | $48,525,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 535,818 | $43,610,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 547,037 | $43,457,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 2,900,981 | $43,341,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 535,909 | $42,519,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 1,034,869 | $41,780,000 | thousands by filing date | |
| NOVANTA INC | 67000B104 | COM | 2,746,706 | $41,613,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 2,829,026 | $40,936,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 1,432,676 | $40,932,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 450,973 | $40,777,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 55,935 | $39,352,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 710,041 | $39,052,000 | thousands by filing date | |
| PRIVATEBANCORP INC | 742962103 | COM | 862,872 | $37,992,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 678,918 | $37,795,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 1,254,563 | $37,261,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 427,872 | $36,429,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 497,706 | $36,342,000 | thousands by filing date | |
| ELIZABETH ARDEN INC | 28660G106 | COM | 2,590,623 | $35,647,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 693,572 | $35,490,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 562,288 | $34,811,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 1,948,471 | $34,254,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 1,469,644 | $33,728,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 1,528,313 | $32,843,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 316,994 | $32,245,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 3,086,014 | $31,879,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 780,868 | $31,180,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 2,448,436 | $30,777,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 2,851,850 | $30,686,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 848,555 | $30,073,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 381,141 | $29,603,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 1,436,476 | $28,916,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 409,405 | $28,327,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 1,631,216 | $28,302,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 1,505,739 | $27,148,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 1,291,837 | $25,578,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 878,000 | $24,426,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 333,535 | $24,138,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 247,321 | $23,988,000 | thousands by filing date | |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 342,849 | $23,015,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 1,171,714 | $22,919,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 858,183 | $21,695,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 552,911 | $21,680,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDUSTRI 7 PFD CNV | M8769Q136 | Convertible Preferred | 25,144 | $20,794,000 | thousands by filing date | principal |
| ICF INTL INC | 44925C103 | COM | 457,960 | $18,731,000 | thousands by filing date | |
| SAGENT PHARMACEUTICALS INC | 786692103 | COM | 1,243,252 | $18,624,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 894,114 | $17,811,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 572,985 | $17,298,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 795,151 | $17,247,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 13,038 | $16,939,000 | thousands by filing date | principal |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 207,824 | $16,900,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 624,265 | $16,556,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 226,573 | $16,377,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 740,085 | $15,823,000 | thousands by filing date | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 701,799 | $14,710,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 685,316 | $12,706,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 117,840 | $12,694,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A207 | PFD CONV SER-A | 129,083 | $12,240,000 | thousands by filing date | principal |
| NORDSTROM INC | 655664100 | COM | 321,179 | $12,221,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 220,659 | $11,532,000 | thousands by filing date | |
| FBR & CO | 30247C400 | COM NEW | 727,609 | $10,863,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 217,090 | $10,221,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 694,403 | $9,861,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 597,797 | $9,529,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 586,853 | $9,525,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 126,501 | $9,456,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 754,699 | $9,396,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 108,300 | $9,034,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 388,247 | $8,704,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 567,063 | $7,831,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 986,870 | $7,579,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 149,805 | $6,615,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 423,734 | $6,559,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 235,000 | $6,270,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 295,636 | $6,004,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 186,406 | $5,372,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 200,437 | $4,851,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 568,426 | $4,644,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 317,572 | $3,944,000 | thousands by filing date | |
| ASHFORD HOSPITALITY TR INC | 044103505 | 9% CUM PFD SER E | 149,174 | $3,834,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 226,209 | $3,757,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 162,115 | $3,686,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 52,380 | $3,129,000 | thousands by filing date | |
| COLONY CAP INC | 19624R403 | CONV PFD-C | 110,040 | $2,574,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 42,300 | $2,446,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 44,680 | $2,149,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 83,325 | $2,087,000 | thousands by filing date | |
| AVIVA PLC | 05382A104 | ADR | 184,250 | $1,970,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 230,300 | $1,882,000 | thousands by filing date | call |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 70,840 | $1,726,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 50,600 | $1,615,000 | thousands by filing date | call |
| INTERPUBLIC GROUP COS | 460690100 | COM | 54,300 | $1,551,000 | thousands by filing date | call |
| APARTMENT INVT & MGMT CO | 03748R762 | PFD CL A 6.875 | 57,165 | $1,549,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 100,000 | $1,548,000 | thousands by filing date | call |
| STATE STR CORP COM | 857477103 | Stock | 27,700 | $1,494,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 106,761 | $1,466,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 89,040 | $1,154,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 81,863 | $795,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 6,911 | $713,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 6,395 | $599,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 4,738 | $582,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 21,921 | $65,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 11,041 | $49,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000909012-16-000568 | this filing | 2016-08-12 | acceptance time not in the bulk data set |