13F-HR filed by NWQ Investment Management Company, LLC
NWQ Investment Management Company, LLC filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-05-12, with 145 holding rows worth $6,414,228,000.
- Accession
- 0000909012-16-000512
- Filer
- CIK 763848
- Filed
- 2016-05-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, 145 entries on the cover page, a total value of $6,414,228,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $6,414,227,991 with VALUE read as dollars, detected, 13F file number 028-01474. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerNuveen Investments, Inc. 028-11405
- included managerSEI Investments Management Corporation 028-16475
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| UNUM GROUP COM | 91529Y106 | Stock | 5,754,193 | $177,919,647 | dollars, detected | |
| Oracle Corporation | 68389X105 | COM | 3,708,315 | $151,707,166 | dollars, detected | |
| Citigroup Inc. | 172967424 | COM | 3,391,311 | $141,587,234 | dollars, detected | |
| AON PLC | G0408V102 | SHS CL A | 1,335,222 | $139,463,937 | dollars, detected | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 4,134,373 | $128,289,594 | dollars, detected | |
| COHERENT INC | 192479103 | COM | 1,341,875 | $123,318,312 | dollars, detected | |
| JPMorgan Chase & Co | 46625H100 | COM | 2,007,320 | $118,873,490 | dollars, detected | |
| EQT CORP COM | 26884L109 | Stock | 1,718,388 | $115,578,776 | dollars, detected | |
| VIACOM INC | 92553P201 | CL B | 2,793,786 | $115,327,486 | dollars, detected | |
| DISCOVER FINL SVCS | 254709108 | COM | 2,244,839 | $114,307,201 | dollars, detected | |
| TERADYNE INC COM | 880770102 | Stock | 5,252,984 | $113,411,924 | dollars, detected | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 3,472,210 | $109,131,560 | dollars, detected | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 1,572,888 | $107,632,725 | dollars, detected | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 1,961,208 | $104,944,240 | dollars, detected | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 12,723,384 | $104,077,281 | dollars, detected | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 3,438,480 | $98,168,604 | dollars, detected | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 1,115,745 | $96,790,878 | dollars, detected | |
| Microsoft Corp | 594918104 | COM | 1,667,271 | $92,083,377 | dollars, detected | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 3,931,089 | $90,218,492 | dollars, detected | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 6,114,736 | $85,789,746 | dollars, detected | |
| Wells Fargo & Company | 949746101 | COM | 1,764,084 | $85,311,102 | dollars, detected | |
| AGRIUM INC | 008916108 | COM | 965,058 | $85,204,970 | dollars, detected | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 13,955,482 | $79,267,137 | dollars, detected | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 1,278,274 | $79,265,770 | dollars, detected | |
| HESS CORP | 42809H107 | COM | 1,486,489 | $78,263,645 | dollars, detected | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 1,946,427 | $78,168,508 | dollars, detected | |
| Pfizer Inc. | 717081103 | COM | 2,518,601 | $74,651,333 | dollars, detected | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 4,072,157 | $73,420,990 | dollars, detected | |
| CVS Health Corporation | 126650100 | COM | 707,549 | $73,394,057 | dollars, detected | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 2,585,146 | $71,892,910 | dollars, detected | |
| Cisco Systems,Inc. | 17275R102 | COM | 2,501,950 | $71,230,516 | dollars, detected | |
| METLIFE INC COM | 59156R108 | Stock | 1,619,291 | $71,151,646 | dollars, detected | |
| TIME WARNER INC | 887317303 | COM NEW | 962,948 | $69,861,877 | dollars, detected | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 2,057,906 | $69,618,959 | dollars, detected | |
| RAYTHEON CO | 755111507 | COM NEW | 565,778 | $69,381,356 | dollars, detected | |
| FORD MTR CO COM | 345370860 | Stock | 5,104,496 | $68,910,696 | dollars, detected | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 2,184,651 | $67,396,483 | dollars, detected | |
| TARGET CORP COM | 87612E106 | Stock | 817,503 | $67,264,146 | dollars, detected | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 5,135,494 | $66,966,841 | dollars, detected | |
| GENERAL ELEC CO | 369604103 | COM | 2,076,723 | $66,019,024 | dollars, detected | |
| Bank of America Corp | 060505104 | COM | 4,874,037 | $65,896,980 | dollars, detected | |
| LACLEDE GROUP INC/THE | 505597104 | COM | 955,096 | $64,707,754 | dollars, detected | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 1,902,189 | $63,495,068 | dollars, detected | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 1,616,170 | $62,384,162 | dollars, detected | |
| ENERSYS COM | 29275Y102 | Stock | 1,103,108 | $61,465,177 | dollars, detected | |
| CIGNA CORPORATION | 125509109 | COM | 422,351 | $57,963,451 | dollars, detected | |
| BIO RAD LABS INC | 090572207 | CL A | 422,546 | $57,770,489 | dollars, detected | |
| Walmart Inc. | 931142103 | COM | 837,729 | $57,376,059 | dollars, detected | |
| COPA HOLDINGS SA | P31076105 | CL A | 827,906 | $56,090,631 | dollars, detected | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 806,192 | $55,699,805 | dollars, detected | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 641,984 | $54,292,586 | dollars, detected | |
| Union Pacific Corporation | 907818108 | COM | 682,034 | $54,255,804 | dollars, detected | |
| APACHE CORP | 037411105 | COM | 1,067,329 | $52,096,328 | dollars, detected | |
| EDISON INTL COM | 281020107 | Stock | 723,843 | $52,037,073 | dollars, detected | |
| TRI POINTE HOMES INC | 87265H109 | COM | 4,402,023 | $51,855,830 | dollars, detected | |
| PHILLIPS 66 COM | 718546104 | Stock | 598,646 | $51,836,757 | dollars, detected | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 67,364 | $51,391,995 | dollars, detected | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 3,609,015 | $50,959,291 | dollars, detected | |
| MATERION CORP | 576690101 | COM | 1,895,333 | $50,188,417 | dollars, detected | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 1,503,243 | $49,381,532 | dollars, detected | |
| FRED S INC CLASS A | 356108100 | COM | 3,280,610 | $48,913,895 | dollars, detected | |
| PRIVATEBANCORP INC | 742962103 | COM | 1,250,622 | $48,274,009 | dollars, detected | |
| PACWEST BANCORP DEL | 695263103 | COM | 1,219,067 | $45,288,339 | dollars, detected | |
| AbbVie,Inc. | 00287Y109 | COM | 781,850 | $44,659,272 | dollars, detected | |
| INTERPARFUMS INC COM | 458334109 | Stock | 1,437,896 | $44,430,986 | dollars, detected | |
| ANALOGIC CORP | 032657207 | COM | 544,777 | $43,042,830 | dollars, detected | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 2,954,361 | $43,015,496 | dollars, detected | |
| LOEWS CORP COM | 540424108 | Stock | 1,074,633 | $41,115,458 | dollars, detected | |
| GSI GROUP INC | 36191C205 | COM | 2,760,326 | $39,086,216 | dollars, detected | |
| ELIZABETH ARDEN INC | 28660G106 | COM | 4,721,897 | $38,672,336 | dollars, detected | |
| ENTEGRIS INC COM | 29362U104 | Stock | 2,813,396 | $38,318,453 | dollars, detected | |
| Philip Morris International Inc. | 718172109 | COM | 387,951 | $38,061,872 | dollars, detected | |
| ORBITAL ATK INC | 68557N103 | COM | 430,191 | $37,400,805 | dollars, detected | |
| AMERIS BANCORP | 03076K108 | COM | 1,183,493 | $35,007,722 | dollars, detected | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 1,956,041 | $34,367,640 | dollars, detected | |
| NEENAH PAPER INC | 640079109 | COM | 490,675 | $31,236,370 | dollars, detected | |
| ALBANY INTL CORP | 012348108 | CL A | 792,356 | $29,784,662 | dollars, detected | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 398,856 | $29,559,218 | dollars, detected | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 1,441,171 | $29,457,535 | dollars, detected | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 849,260 | $28,637,047 | dollars, detected | |
| VERIFONE SYS INC | 92342Y109 | COM | 1,009,616 | $28,511,555 | dollars, detected | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 1,331,247 | $28,169,186 | dollars, detected | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 1,641,574 | $28,103,746 | dollars, detected | |
| SYNCHRONYFINL | 87165B103 | STOK | 968,972 | $27,770,737 | dollars, detected | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 1,466,385 | $27,450,727 | dollars, detected | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 2,484,569 | $26,087,974 | dollars, detected | |
| LA Z BOY INC | 505336107 | COM | 952,430 | $25,467,978 | dollars, detected | |
| GLATFELTER | 377316104 | COM | 1,212,737 | $25,140,038 | dollars, detected | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 253,079 | $24,358,853 | dollars, detected | |
| GP STRATEGIES CORP | 36225V104 | COM | 787,331 | $21,572,869 | dollars, detected | |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 351,495 | $21,142,424 | dollars, detected | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 498,115 | $20,198,563 | dollars, detected | |
| TEVA PHARMACEUTICAL INDUSTRI 7 PFD CNV | M8769Q136 | Convertible Preferred | 22,279 | $19,693,299 | dollars, detected | principal |
| BOISE CASCADE CO DEL | 09739D100 | COM | 924,231 | $19,150,066 | dollars, detected | |
| FRONTIER COMMUNICATIONS CORP | 35906A207 | PFD CONV SER-A | 182,722 | $19,076,176 | dollars, detected | principal |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 894,114 | $18,606,512 | dollars, detected | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 330,131 | $18,309,065 | dollars, detected | |
| ICF INTL INC | 44925C103 | COM | 529,970 | $18,215,068 | dollars, detected | |
| NISOURCE INC COM | 65473P105 | Stock | 626,588 | $14,762,413 | dollars, detected | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 628,719 | $14,410,239 | dollars, detected | |
| SELECT COMFORT CORP | 81616X103 | COM | 741,785 | $14,383,211 | dollars, detected | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 11,913 | $14,355,165 | dollars, detected | principal |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 506,785 | $14,271,065 | dollars, detected | |
| FBR & CO | 30247C400 | COM NEW | 772,880 | $13,981,399 | dollars, detected | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 169,925 | $12,618,630 | dollars, detected | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 167,093 | $12,049,076 | dollars, detected | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 114,035 | $12,027,271 | dollars, detected | |
| Gilead Sciences,Inc. | 375558103 | COM | 116,000 | $10,655,760 | dollars, detected | |
| ARES CAPITAL CORP | 04010L103 | COM | 699,053 | $10,373,946 | dollars, detected | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 617,048 | $9,841,915 | dollars, detected | |
| BRUKER CORP | 116794108 | COM | 340,590 | $9,536,520 | dollars, detected | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 152,844 | $9,474,799 | dollars, detected | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 217,090 | $9,386,971 | dollars, detected | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 420,540 | $8,915,448 | dollars, detected | |
| VECTOR GROUP LTD | 92240M108 | COM | 368,847 | $8,424,465 | dollars, detected | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 597,636 | $8,151,755 | dollars, detected | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 728,694 | $8,139,511 | dollars, detected | |
| REDWOOD TRUST INC | 758075402 | COM | 603,094 | $7,888,469 | dollars, detected | |
| TEREX CORP NEW COM | 880779103 | Stock | 308,247 | $7,669,185 | dollars, detected | |
| FORD MTR CO COM | 345370860 | Stock | 477,200 | $6,442,200 | dollars, detected | call |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 422,199 | $6,421,646 | dollars, detected | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 190,660 | $6,104,933 | dollars, detected | |
| ASHFORD HOSPITALITY TR INC | 044103505 | 9% CUM PFD SER E | 202,188 | $4,832,293 | dollars, detected | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 129,945 | $4,785,874 | dollars, detected | |
| CVR Partners, LP | 126633106 | LTD | 560,526 | $4,685,997 | dollars, detected | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 159,678 | $4,306,515 | dollars, detected | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 342,220 | $4,082,684 | dollars, detected | |
| HERCULES CAPITAL INC | 427096508 | COM | 306,072 | $3,675,924 | dollars, detected | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 363,695 | $3,647,860 | dollars, detected | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 204,409 | $3,297,117 | dollars, detected | |
| Eaton Corp. Plc | G29183103 | COM | 52,380 | $3,276,892 | dollars, detected | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 104,300 | $3,236,429 | dollars, detected | call |
| COLONY CAP INC | 19624R403 | CONV PFD-C | 135,040 | $2,981,683 | dollars, detected | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 37,700 | $2,718,547 | dollars, detected | call |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 70,840 | $2,440,438 | dollars, detected | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 40,900 | $2,431,505 | dollars, detected | |
| AVIVA PLC | 05382A104 | ADR | 176,815 | $2,309,203 | dollars, detected | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 44,280 | $2,011,197 | dollars, detected | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 77,425 | $1,889,170 | dollars, detected | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 207,800 | $1,791,236 | dollars, detected | |
| APARTMENT INVT & MGMT CO | 03748R762 | PFD CL A 6.875 | 57,165 | $1,562,319 | dollars, detected | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 41,600 | $1,035,008 | dollars, detected | call |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 5,008 | $595,050 | dollars, detected | |
| EXXON MOBIL CORP | 30231G102 | COM | 6,395 | $534,558 | dollars, detected | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 11,041 | $50,678 | dollars, detected |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000909012-16-000512 | this filing | 2016-05-12 | acceptance time not in the bulk data set |