13F-HR filed by Carroll Financial Associates, Inc.
Carroll Financial Associates, Inc. filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-01-12, with 1,191 holding rows worth $480,940,000.
- Accession
- 0000909012-16-000356
- Filer
- CIK 1567784
- Filed
- 2016-01-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, 1,191 entries on the cover page, a total value of $480,940,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $480,362,000 with VALUE read as thousands by filing date, 13F file number 028-15116. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 51 | $2,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 545 | $2,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 54 | $2,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 158 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 56 | $2,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 125 | $2,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 351 | $2,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 250 | $2,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 237 | $2,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 209 | $2,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 1,095 | $2,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 61 | $2,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 200 | $2,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 215 | $2,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 134 | $2,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 800 | $2,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 10 | $2,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 112 | $2,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 109 | $2,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 136 | $2,000 | thousands by filing date | |
| UTI WORLDWIDE INC | G87210103 | ORD | 300 | $2,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 18 | $2,000 | thousands by filing date | |
| MOCON INC | 607494101 | COM | 150 | $2,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 1,000 | $2,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q702 | GLOBL AGRI ETF | 100 | $2,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 177 | $2,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 30 | $1,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 25 | $1,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 186 | $1,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 117 | $1,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 55 | $1,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 20 | $1,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 75 | $1,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 44 | $1,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 95 | $1,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 83 | $1,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 43 | $1,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 53 | $1,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 27 | $1,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 118 | $1,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 30 | $1,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 84 | $1,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 33 | $1,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 32 | $1,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 100 | $1,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 44 | $1,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 200 | $1,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 330 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 24 | $1,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 33 | $1,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 122 | $1,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 79 | $1,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 34 | $1,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 35 | $1,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 100 | $1,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 60 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 16 | $1,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 10 | $1,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 22 | $1,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 200 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 21 | $1,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 68 | $1,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 125 | $1,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 155 | $1,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 73 | $1,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 251 | $1,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 32 | $1,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 1,044 | $1,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 88 | $1,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 24 | $1,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 10 | $1,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 21 | $1,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 26 | $1,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 109 | $1,000 | thousands by filing date | |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 16 | $1,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 125 | $1,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 100 | $1,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 50 | $1,000 | thousands by filing date | |
| PHILIPPINE LONG DISTANCE TEL | 718252604 | SPONSORED ADR | 37 | $1,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 97 | $1,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 24 | $1,000 | thousands by filing date | |
| NORTHSTAR ASSET | 66705Y104 | Common Stock | 108 | $1,000 | thousands by filing date | |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 563 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYNCHRONYFINL | 87165B103 | STOK | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VALE S A | 91912E105 | SPONSORED ADS | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 600 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOSAIC CO COM | 61945C103 | Stock | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASSURANT INC COM | 04621X108 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 65 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEWS CORP NEW CL A | 65249B109 | Stock | 41 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MURPHY OIL CORP COM | 626717102 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OLD REP INTL CORP COM | 680223104 | Stock | 53 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEGNA INC COM | 87901J105 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLEGION PLC | G0176J109 | ORD SHS | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NCR VOYIX CORPORATION | 62886E108 | COM | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TUTOR PERINI CORP | 901109108 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 349 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENWORTH FINL INC | 37247D106 | COM SHS | 175 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIMPSON MFG INC | 829073105 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KOHLS CORP | 500255104 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLUG PWR INC | 72919P202 | COM NEW | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIAVI SOLUTIONS INC | 925550105 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 44 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 92 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARRICK GOLD CORP | 067901108 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIPER SANDLER COMPANIES | 724078100 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 139 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 147 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKBERRY LTD COM | 09228F103 | Stock | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARAGON OFFSHORE PLC XXX | G6S01W108 | COM | 83 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CA INC COM | 12673P105 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 62 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 65 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 342 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANK OF THE OZARKS | 063904106 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PEABODY ENERGY CORP | 704549203 | COMMON STOCK | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANOFI | 80105N113 | COMMON STOCK-FO | 42 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYCAMORE NETWORKS, INC | 871206405 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 88 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVIAT NETWORKS INC | 05366Y102 | COMMON STOCK | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERITIV CORP | 923454102 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEASPINE HLDGS CORP | 81255T108 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Lowes Companies Inc | 42222G108 | LOW | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOTHERLY HOTELS INC | 83600C103 | COM | 133 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FINISAR CORP | 31787A507 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHARMERICA CORP | 71714F104 | COM | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FELCOR LODGING TR INC | 31430F101 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vale Sa | 91912E204 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORBCOMM INC | 68555P100 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PENNEY J C INC | 708160106 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HSN INC | 404303109 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHH CORP | 693320202 | COM NEW | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ULTRATECH INC | 904034105 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 3,363 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRSTMERIT CORP | 337915102 | COM | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROUSE PPTYS INC | 779287101 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FINISH LINE/THE CL A | 317923100 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AFFYMAX INC | 00826A109 | COM | 3,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Fairpoint Communications Inc/O | 305560104 | COM | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLAYMORE EXCHANGE TRD FD TR | 18383M423 | GUGG BULL 2015 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| WEBMD HEALTH CORP | 94770V102 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHOTOMEDEX INC | 719358301 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EDGEWATER TECHNOLOGY INC | 280358102 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UBS AG LONDON BRH | 90267B682 | ETRAC ALER MLP | 48 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEW ENERGY SYS GROUP | 643847106 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEDCATH CORP | 58404W109 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMUNITYONE BANCORP | 20416Q108 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TALEN ENERGY CORP | 87422J105 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIME INC NEW | 887228104 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACTUA CORPORATION | 005094107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WP GLIMCHER IN | 92939N102 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTHSTAR REIT. | 66704R803 | Common Stock | 54 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARCH COAL INC | 039380308 | Common Stock | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000909012-16-000356 | this filing | 2016-01-12 | acceptance time not in the bulk data set |