13F-HR filed by Carroll Financial Associates, Inc.
Carroll Financial Associates, Inc. filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-10-28, with 1,223 holding rows worth $451,576,000.
- Accession
- 0000909012-15-000313
- Filer
- CIK 1567784
- Filed
- 2015-10-28
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 1,223 entries on the cover page, a total value of $451,576,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $451,014,000 with VALUE read as thousands by filing date, 13F file number 028-15116. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 97 | $2,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q702 | GLOBL AGRI ETF | 100 | $2,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CB1 | NOTE 2.250%12/1 | 3,000 | $2,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 177 | $2,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 30 | $1,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 40 | $1,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 28 | $1,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 103 | $1,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 117 | $1,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 55 | $1,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 46 | $1,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 22 | $1,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 17 | $1,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 20 | $1,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 10 | $1,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 75 | $1,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 83 | $1,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 43 | $1,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 27 | $1,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 12 | $1,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 30 | $1,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 90 | $1,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 118 | $1,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 33 | $1,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 100 | $1,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 370 | $1,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 35 | $1,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 330 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 24 | $1,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 23 | $1,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 122 | $1,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 79 | $1,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 35 | $1,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 65 | $1,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 22 | $1,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 200 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 21 | $1,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 68 | $1,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 155 | $1,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 73 | $1,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 326 | $1,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 251 | $1,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 60 | $1,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 88 | $1,000 | thousands by filing date | |
| EXPAND ENERGY CORP | 165167BZ9 | CORPORATE OBLIG | 2,000 | $1,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 10 | $1,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 21 | $1,000 | thousands by filing date | |
| Vale Sa | 91912E204 | COM | 419 | $1,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 26 | $1,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 110 | $1,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 1,700 | $1,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 27 | $1,000 | thousands by filing date | |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 16 | $1,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 125 | $1,000 | thousands by filing date | |
| CYTEC INDS INC | 232820100 | COM | 24 | $1,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 200 | $1,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 50 | $1,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 31 | $1,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B682 | ETRAC ALER MLP | 48 | $1,000 | thousands by filing date | |
| NORTHSTAR ASSET | 66705Y104 | Common Stock | 108 | $1,000 | thousands by filing date | |
| NORTHSTAR REIT | 66704R704 | Common Stock | 108 | $1,000 | thousands by filing date | |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 563 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Schwab US REIT ETF | 808524847 | SHS | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NETGEAR INC | 64111Q104 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VALE S A | 91912E105 | SPONSORED ADS | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVNET INC COM | 053807103 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BELDEN INC COM | 077454106 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 600 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CACI INTL INC CL A | 127190304 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SNAP ON INC COM | 833034101 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| LITTELFUSE INC COM | 537008104 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BCE INC COM NEW | 05534B760 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PACKAGING CORP AMER COM | 695156109 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PENTAIR PLC SHS | G7S00T104 | Stock | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOSAIC CO COM | 61945C103 | Stock | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AGREE RLTY CORP COM | 008492100 | REIT | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| HASBRO INC COM | 418056107 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TXNM ENERGY INC COM | 69349H107 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SMITH A O CORP COM | 831865209 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEWS CORP NEW CL A | 65249B109 | Stock | 41 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MURPHY OIL CORP COM | 626717102 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GAP INC COM | 364760108 | Stock | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IDEX CORP COM | 45167R104 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONE GAS INC COM | 68235P108 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| KNOWLES CORP COM | 49926D109 | Stock | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HNI CORP COM | 404251100 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MSA SAFETY INC COM | 553498106 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLEGION PLC | G0176J109 | ORD SHS | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HERCULES CAPITAL INC | 427096508 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NCR VOYIX CORPORATION | 62886E108 | COM | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TUTOR PERINI CORP | 901109108 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TELEFLEX INCORPORATED | 879369106 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| B & G FOODS INC | 05508R106 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CABOT CORP | 127055101 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIMPSON MFG INC | 829073105 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KOHLS CORP | 500255104 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLUG PWR INC | 72919P202 | COM NEW | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIAVI SOLUTIONS INC | 925550105 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HUNTSMAN CORP | 447011107 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ZIFF DAVIS INC | 48123V102 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MCGRATH RENTCORP | 580589109 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CRANE CO | 224399105 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SANDERSON FARMS | 800013104 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PDC ENERGY INC | 69327R101 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 92 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLETE INC | 018522300 | COM NEW | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BARRICK GOLD CORP | 067901108 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PIPER SANDLER COMPANIES | 724078100 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 139 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 147 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DNOW INC | 67011P100 | COMMON STOCK | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKBERRY LTD COM | 09228F103 | Stock | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARAGON OFFSHORE PLC XXX | G6S01W108 | COM | 99 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CA INC COM | 12673P105 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UMPQUA HOLDINGS | 904214103 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| HARRIS CORP INC | 413875105 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717W323 | CMN | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOMED REALTY TRUST COM | 09063h107 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 62 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 65 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 342 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VECTREN CORP | 92240G101 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CYS INVTS INC | 12673A108 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BANK OF THE OZARKS | 063904106 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STERIS CORP | 859152100 | COMMON STOCK | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PEABODY ENERGY CORP | 704549203 | COMMON STOCK | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANOFI | 80105N113 | COMMON STOCK-FO | 42 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYCAMORE NETWORKS, INC | 871206405 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVIAT NETWORKS INC | 05366Y102 | COMMON STOCK | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERITIV CORP | 923454102 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEASPINE HLDGS CORP | 81255T108 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FINISAR CORP | 31787A507 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHARMERICA CORP | 71714F104 | COM | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FELCOR LODGING TR INC | 31430F101 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COLONY CAP INC | 19624R106 | CL A | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALPINE CORP | 131347304 | COM | 62 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Targa Resources Partners, LP | 87611X105 | LTD | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PENNEY J C INC | 708160106 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HSN INC | 404303109 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHH CORP | 693320202 | COM NEW | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ULTRATECH INC | 904034105 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KNIGHT TRANSN INC | 499064103 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FEI CO | 30241L109 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FIRSTMERIT CORP | 337915102 | COM | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROUSE PPTYS INC | 779287101 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FINISH LINE/THE CL A | 317923100 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AFFYMAX INC | 00826A109 | COM | 3,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Fairpoint Communications Inc/O | 305560104 | COM | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WEBMD HEALTH CORP | 94770V102 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHOTOMEDEX INC | 719358301 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EDGEWATER TECHNOLOGY INC | 280358102 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTELIQUENT INC | 45825N107 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NEW ENERGY SYS GROUP | 643847106 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEDCATH CORP | 58404W109 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMUNITYONE BANCORP | 20416Q108 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TALEN ENERGY CORP | 87422J105 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIME INC NEW | 887228104 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ACTUA CORPORATION | 005094107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WP GLIMCHER IN | 92939N102 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000909012-15-000313 | this filing | 2015-10-28 | acceptance time not in the bulk data set |