13F-HR filed by Carroll Financial Associates, Inc.
Carroll Financial Associates, Inc. filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-02-09, with 773 holding rows worth $156,750,000.
- Accession
- 0000909012-15-000065
- Filer
- CIK 1567784
- Filed
- 2015-02-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A holdings report, 773 entries on the cover page, a total value of $156,750,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $156,741,000 with VALUE read as thousands by filing date, 13F file number 028-15116. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 200 | $9,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 314 | $9,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 170 | $9,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 150 | $9,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 135 | $9,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 130 | $9,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 366 | $9,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 200 | $9,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 710 | $9,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 800 | $9,000 | thousands by filing date | |
| AIRGAS INC | 009363102 | COM | 76 | $9,000 | thousands by filing date | |
| NORTHEAST UTILS | 664397106 | COM | 161 | $9,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 170 | $8,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 200 | $8,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 128 | $8,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 190 | $8,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 498 | $8,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 200 | $8,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 160 | $8,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 260 | $8,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90269A302 | ETRACS MTH2XRE | 400 | $8,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 200 | $8,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 200 | $8,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 60 | $7,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 62 | $7,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 110 | $7,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 100 | $7,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 507 | $7,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 133 | $7,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 1,010 | $7,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 474 | $7,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 150 | $7,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 134 | $7,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505301 | YLD SHS HGH INC | 350 | $7,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 180 | $7,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 500 | $7,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 300 | $7,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 346 | $7,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NE | 611740101 | COM | 60 | $7,000 | thousands by filing date | |
| TALISMAN ENERGY INC | 87425E103 | COM | 900 | $7,000 | thousands by filing date | |
| UBS ETRACS M PY 2XLVG WF MLP EX-ENGY ETN | 90273A207 | ETF | 300 | $7,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 55 | $6,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 50 | $6,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 124 | $6,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 65 | $6,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 130 | $6,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 484 | $6,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 43 | $6,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 104 | $6,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 128 | $6,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 105 | $6,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 161 | $6,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 154 | $6,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 100 | $6,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 100 | $6,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 126 | $6,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 103 | $6,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 175 | $6,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 90 | $6,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 154 | $6,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 195 | $6,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 500 | $6,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 200 | $6,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B765 | ETRAC 2X LEV LNG | 300 | $6,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 1,544 | $6,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 200 | $6,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 107 | $6,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 265 | $6,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 53 | $5,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 57 | $5,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 8 | $5,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 73 | $5,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 107 | $5,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 12 | $5,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 1,067 | $5,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 150 | $5,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 84 | $5,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 125 | $5,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 286 | $5,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 123 | $5,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 100 | $5,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 300 | $5,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 91 | $5,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 91 | $5,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 650 | $5,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 173 | $5,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 75 | $5,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 700 | $5,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 215 | $5,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 37 | $5,000 | thousands by filing date | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 115 | $5,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 45 | $4,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 67 | $4,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 61 | $4,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 90 | $4,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 27 | $4,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 74 | $4,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 52 | $4,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 125 | $4,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 77 | $4,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 92 | $4,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 60 | $4,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 50 | $4,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 100 | $4,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 100 | $4,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 55 | $4,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 72 | $4,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 82 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 100 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 30 | $4,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 74 | $4,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 126 | $4,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 60 | $4,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 145 | $4,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 4 | $4,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 8 | $4,000 | thousands by filing date | |
| SIEMENS A G - ADR | 826197501 | COM | 36 | $4,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 200 | $4,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 55 | $4,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 250 | $4,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | H27013103 | COMMON STOCK-FO | 320 | $4,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 27 | $4,000 | thousands by filing date | |
| PRECISION CASTPARTS CORP | 740189105 | COM | 20 | $4,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 2,000 | $4,000 | thousands by filing date | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 73 | $4,000 | thousands by filing date | |
| UTI WORLDWIDE INC | G87210103 | ORD | 300 | $4,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 18 | $3,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 103 | $3,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 33 | $3,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 34 | $3,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 43 | $3,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 217 | $3,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 45 | $3,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 35 | $3,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 51 | $3,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 68 | $3,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 100 | $3,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 22 | $3,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 100 | $3,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 51 | $3,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 35 | $3,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 70 | $3,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 110 | $3,000 | thousands by filing date | |
| Prologis | 743410102 | COM | 67 | $3,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 112 | $3,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 55 | $3,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 100 | $3,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 97 | $3,000 | thousands by filing date | |
| PENN WEST ENERGY TRUST | 707885109 | Stock | 1,700 | $3,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 35 | $2,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 117 | $2,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 33 | $2,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 28 | $2,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 150 | $2,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 10 | $2,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 46 | $2,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 246 | $2,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 58 | $2,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 75 | $2,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 22 | $2,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 83 | $2,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 29 | $2,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 37 | $2,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 30 | $2,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 30 | $2,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 200 | $2,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 509 | $2,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 34 | $2,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 126 | $2,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 26 | $2,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 29 | $2,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 38 | $2,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 27 | $2,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 40 | $2,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 141 | $2,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 75 | $2,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 76 | $2,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 19 | $2,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 56 | $2,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 250 | $2,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 10 | $2,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 82 | $2,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 38 | $2,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 85 | $2,000 | thousands by filing date | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 110 | $2,000 | thousands by filing date | |
| PEPCO HOLDINGS INC | 713291102 | COM | 83 | $2,000 | thousands by filing date | |
| ALUMINA LTD ADR | 022205108 | COM | 305 | $2,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 400 | $2,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 25 | $1,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 14 | $1,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 13 | $1,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 8 | $1,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 24 | $1,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 31 | $1,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 10 | $1,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 31 | $1,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 27 | $1,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 45 | $1,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 26 | $1,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 10 | $1,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 51 | $1,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 15 | $1,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 240 | $1,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 10 | $1,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 8 | $1,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 8 | $1,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 19 | $1,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 134 | $1,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 342 | $1,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 35 | $1,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 261 | $1,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 101 | $1,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 21 | $1,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 27 | $1,000 | thousands by filing date | |
| MEADWESTVACO CORP | 583334107 | COM | 29 | $1,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 125 | $1,000 | thousands by filing date | |
| FEI CO | 30241L109 | COM | 14 | $1,000 | thousands by filing date | |
| CYTEC INDS INC | 232820100 | COM | 24 | $1,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 18 | $1,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 327 | $1,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 25 | $1,000 | thousands by filing date | |
| INTELIQUENT INC | 45825N107 | COM | 30 | $1,000 | thousands by filing date | |
| WP GLIMCHER IN | 92939N102 | COM | 50 | $1,000 | thousands by filing date | |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 563 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| VALE S A | 91912E105 | SPONSORED ADS | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROBERT HALF INC. COM | 770323103 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEWS CORP NEW CL A | 65249B109 | Stock | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MURPHY OIL CORP COM | 626717102 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KNOWLES CORP COM | 49926D109 | Stock | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TUTOR PERINI CORP | 901109108 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| V2X INC | 92242T101 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIMPSON MFG INC | 829073105 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLUG PWR INC | 72919P202 | COM NEW | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 39 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIPER SANDLER COMPANIES | 724078100 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKBERRY LTD COM | 09228F103 | Stock | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARAGON OFFSHORE PLC XXX | G6S01W108 | COM | 83 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 62 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SANOFI | 80105N113 | COMMON STOCK-FO | 42 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVIAT NETWORKS INC | 05366Y102 | COMMON STOCK | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PENNEY J C INC | 708160106 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHAMBERS STR PPTYS | 157842105 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRSTMERIT CORP | 337915102 | COM | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AFFYMAX INC | 00826A109 | COM | 3,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Fairpoint Communications Inc/O | 305560104 | COM | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHOTOMEDEX INC | 719358301 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| RYDEX ETF TRUST | 78355W593 | GUG RUSS1000 EQL | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHYRONHEGO CORP | 171607104 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEDCATH CORP | 58404W109 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMUNITYONE BANCORP | 20416Q108 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIME INC NEW | 887228104 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACTUA CORPORATION | 005094107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000909012-15-000065 | this filing | 2015-02-09 | acceptance time not in the bulk data set |