13F-HR filed by Carroll Financial Associates, Inc.
Carroll Financial Associates, Inc. filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-08-08, with 976 holding rows worth $357,486,000.
- Accession
- 0000909012-14-000319
- Filer
- CIK 1567784
- Filed
- 2014-08-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A holdings report, 976 entries on the cover page, a total value of $357,486,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $357,486,000 with VALUE read as thousands by filing date, 13F file number 028-15116. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Vanguard FTSE Europe ETF | 922042874 | SHS | 296 | $18,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 1,000 | $18,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 1,000 | $18,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 1,717 | $18,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 3,159 | $18,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 390 | $18,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 400 | $17,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 100 | $17,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 2,050 | $17,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 205 | $17,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 418 | $17,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 447 | $17,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 200 | $16,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 63 | $16,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 275 | $16,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 341 | $16,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 210 | $16,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 598 | $16,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 800 | $16,000 | thousands by filing date | |
| PARTNERRE LTD | G6852T105 | COM | 144 | $16,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 200 | $15,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 355 | $15,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 270 | $15,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 136 | $15,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 335 | $15,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 195 | $15,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 300 | $15,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 1,000 | $15,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 311 | $15,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 584 | $15,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 700 | $15,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 129 | $14,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 195 | $14,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 23 | $14,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 393 | $14,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 1,386 | $14,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 160 | $14,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 100 | $14,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 377 | $14,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 190 | $14,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 165 | $14,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 775 | $14,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 400 | $14,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 1,600 | $14,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 329 | $14,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 500 | $14,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 550 | $14,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 1,633 | $14,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 2,000 | $14,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 992 | $14,000 | thousands by filing date | |
| DEPT TECHNOLOGY INC | 006854202 | COM NEW | 1,300 | $14,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 150 | $13,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 300 | $13,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 250 | $13,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 65 | $13,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 190 | $13,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 745 | $13,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 173 | $13,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 173 | $13,000 | thousands by filing date | |
| WISCONSIN ENERGY CORP | 976657106 | COMMON STOCK | 285 | $13,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 600 | $13,000 | thousands by filing date | |
| ACTAVIS PLC | G0083B108 | SHS | 60 | $13,000 | thousands by filing date | |
| ACE LTD | H0023R105 | SHS | 125 | $13,000 | thousands by filing date | |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 274 | $13,000 | thousands by filing date | |
| ISHARES TR | 464288455 | EPRA/NAR NA IN | 238 | $13,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 193 | $12,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 336 | $12,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 252 | $12,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 314 | $12,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 950 | $12,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 200 | $12,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 410 | $12,000 | thousands by filing date | |
| PETSMART INC | 716768106 | COM | 200 | $12,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 376 | $12,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 650 | $12,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 350 | $12,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 154 | $12,000 | thousands by filing date | |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 517 | $12,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 125 | $12,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 25 | $11,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 75 | $11,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 118 | $11,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 318 | $11,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 222 | $11,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 234 | $11,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 243 | $11,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 300 | $11,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 150 | $11,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 140 | $11,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 140 | $11,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 253 | $11,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 455 | $11,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 97 | $11,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 256 | $11,000 | thousands by filing date | |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E205 | COM NEW | 1,000 | $11,000 | thousands by filing date | |
| HORIZON PHARMA INC | 44047T109 | COM | 700 | $11,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 818 | $11,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 109 | $10,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 95 | $10,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 84 | $10,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 1,000 | $10,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 150 | $10,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 100 | $10,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 120 | $10,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 196 | $10,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 200 | $10,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 250 | $10,000 | thousands by filing date | |
| STATE STREET | 78464A425 | EXCHANGE TRADED | 400 | $10,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 125 | $10,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 122 | $9,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 114 | $9,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 300 | $9,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 174 | $9,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 152 | $9,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 109 | $9,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 100 | $9,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 194 | $9,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 170 | $9,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 82 | $9,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 131 | $9,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 135 | $9,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 260 | $9,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 703 | $9,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 110 | $9,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 300 | $9,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 100 | $9,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 260 | $9,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 200 | $9,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 160 | $9,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 65 | $8,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 30 | $8,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 124 | $8,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 218 | $8,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 1,000 | $8,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 114 | $8,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 150 | $8,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 140 | $8,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 135 | $8,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 875 | $8,000 | thousands by filing date | |
| Equinix, Inc. | 29444U502 | EQIX | 40 | $8,000 | thousands by filing date | |
| GRAFTECH INTERNATIONAL LTD | 384313102 | COMMON STOCK | 750 | $8,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 49 | $8,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 562 | $8,000 | thousands by filing date | |
| AIRGAS INC | 009363102 | COM | 76 | $8,000 | thousands by filing date | |
| NORTHEAST UTILS | 664397106 | COM | 161 | $8,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 365 | $8,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 514 | $8,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 90 | $7,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 45 | $7,000 | thousands by filing date | |
| NUVEEN INSD QUALITY MUN FD I | 67062N103 | COM | 500 | $7,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 275 | $7,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 51 | $7,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 90 | $7,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 556 | $7,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 207 | $7,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 61 | $7,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 38 | $7,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 122 | $7,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 1,010 | $7,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 111 | $7,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 440 | $7,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 356 | $7,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 45 | $7,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 700 | $7,000 | thousands by filing date | |
| Lowes Companies Inc | 42222G108 | LOW | 165 | $7,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 675 | $7,000 | thousands by filing date | |
| HOME INNS & HOTELS MGMT INC | 43713W107 | SPON ADR | 200 | $7,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 90 | $7,000 | thousands by filing date | |
| YADKIN FINANCIAL CORP | 984305102 | COM | 374 | $7,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 61 | $6,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 200 | $6,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 55 | $6,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 247 | $6,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 65 | $6,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 128 | $6,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 1,109 | $6,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 182 | $6,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 125 | $6,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 100 | $6,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 80 | $6,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 175 | $6,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 74 | $6,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 260 | $6,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 145 | $6,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 67 | $6,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 180 | $6,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 100 | $6,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 75 | $6,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 200 | $6,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 10,000 | $6,000 | thousands by filing date | principal |
| MEDIA GENERAL INC | 584404107 | COMMON STOCK | 282 | $6,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 500 | $6,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 215 | $6,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 222 | $6,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 85 | $6,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 35 | $6,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 5,000 | $6,000 | thousands by filing date | principal |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 73 | $5,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 327 | $5,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 90 | $5,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 90 | $5,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 46 | $5,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 128 | $5,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 46 | $5,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 150 | $5,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 125 | $5,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 166 | $5,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 100 | $5,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 78 | $5,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 90 | $5,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 330 | $5,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 126 | $5,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 96 | $5,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 150 | $5,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 200 | $5,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 116 | $5,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 180 | $5,000 | thousands by filing date | |
| UBS AG | H89231338 | SHS | 292 | $5,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 305 | $5,000 | thousands by filing date | |
| PEPCO HOLDINGS INC | 713291102 | COM | 183 | $5,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 183 | $5,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 333 | $5,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 200 | $5,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 1,398 | $5,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 67 | $5,000 | thousands by filing date | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 115 | $5,000 | thousands by filing date | |
| AVIVA PLC | 05382A104 | ADR | 300 | $5,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 265 | $5,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 67 | $4,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 57 | $4,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 962 | $4,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 52 | $4,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 103 | $4,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 92 | $4,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 60 | $4,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 50 | $4,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 72 | $4,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 100 | $4,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 82 | $4,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 190 | $4,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 133 | $4,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 100 | $4,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 25 | $4,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 100 | $4,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 270 | $4,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 97 | $4,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 91 | $4,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 70 | $4,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 20 | $4,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 100 | $4,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 145 | $4,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 20 | $4,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 40 | $4,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 8 | $4,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 33 | $4,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 56 | $4,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 75 | $4,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 220 | $4,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 146 | $4,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NE | 611740101 | COM | 60 | $4,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 57 | $4,000 | thousands by filing date | |
| INFORMATICA CORP | 45666Q102 | COM | 100 | $4,000 | thousands by filing date | |
| NATIONAL PENN BANCSHARES INC | 637138108 | COM | 390 | $4,000 | thousands by filing date | |
| RYANAIR HLDGS PLC | 783513104 | SPONSORED ADR | 65 | $4,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 230 | $4,000 | thousands by filing date | |
| REED ELSEVIER N V | 758204200 | SPONS ADR NEW | 80 | $4,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 97 | $4,000 | thousands by filing date | |
| ROBERTS REALTY INVS | 769900101 | COM | 5,141 | $4,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 67 | $3,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 27 | $3,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 100 | $3,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 40 | $3,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 35 | $3,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 33 | $3,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 100 | $3,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 90 | $3,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 217 | $3,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 34 | $3,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 92 | $3,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 45 | $3,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 340 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 40 | $3,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 147 | $3,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 30 | $3,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 24 | $3,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 200 | $3,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 110 | $3,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 27 | $3,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 610 | $3,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 170 | $3,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 26 | $3,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 120 | $3,000 | thousands by filing date | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 73 | $3,000 | thousands by filing date | |
| UTI WORLDWIDE INC | G87210103 | ORD | 300 | $3,000 | thousands by filing date | |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 115 | $3,000 | thousands by filing date | |
| EXELIS INC | 30162A108 | COM | 200 | $3,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CB1 | NOTE 2.250%12/1 | 3,000 | $3,000 | thousands by filing date | principal |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 20 | $2,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 28 | $2,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 600 | $2,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 49 | $2,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 33 | $2,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 101 | $2,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 17 | $2,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 44 | $2,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 112 | $2,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 95 | $2,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 40 | $2,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 38 | $2,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 13 | $2,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 37 | $2,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 46 | $2,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 30 | $2,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 200 | $2,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 509 | $2,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 65 | $2,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 52 | $2,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 31 | $2,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 161 | $2,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 45 | $2,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 17 | $2,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 30 | $2,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 87 | $2,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 26 | $2,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 22 | $2,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 70 | $2,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 27 | $2,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 70 | $2,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 57 | $2,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 40 | $2,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 50 | $2,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 250 | $2,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 60 | $2,000 | thousands by filing date | |
| EXPAND ENERGY CORP | 165167BZ9 | CORPORATE OBLIG | 2,000 | $2,000 | thousands by filing date | principal |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 10 | $2,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 200 | $2,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 200 | $2,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 150 | $2,000 | thousands by filing date | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 110 | $2,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 120 | $2,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 57 | $2,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 640 | $2,000 | thousands by filing date | |
| RF MICRODEVICES INC | 749941100 | COM | 200 | $2,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 100 | $2,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u753 | INDONESIA ETF | 90 | $2,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297405 | RG METAL ETN22 | 200 | $2,000 | thousands by filing date | |
| KING DIGITAL ENTMT PLC | G5258J109 | ORD SHS | 100 | $2,000 | thousands by filing date | |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 563 | $2,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 88 | $1,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 327 | $1,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 24 | $1,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 22 | $1,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 153 | $1,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 64 | $1,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 11 | $1,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 22 | $1,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 31 | $1,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 43 | $1,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 27 | $1,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 200 | $1,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 118 | $1,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 14 | $1,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 26 | $1,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 22 | $1,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 10 | $1,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 51 | $1,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 41 | $1,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 87 | $1,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 240 | $1,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 8 | $1,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 43 | $1,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 139 | $1,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 8 | $1,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 19 | $1,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 134 | $1,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 60 | $1,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 62 | $1,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 342 | $1,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 70 | $1,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 88 | $1,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 70 | $1,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 35 | $1,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 34 | $1,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 32 | $1,000 | thousands by filing date | |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 600 | $1,000 | thousands by filing date | |
| LENDINGTREE INC NEW | 894675107 | COM | 27 | $1,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 21 | $1,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 48 | $1,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 27 | $1,000 | thousands by filing date | |
| HOSPIRA INC | 441060100 | COM | 20 | $1,000 | thousands by filing date | |
| MEADWESTVACO CORP | 583334107 | COM | 29 | $1,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 122 | $1,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 14 | $1,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 32 | $1,000 | thousands by filing date | |
| TIBCO SOFTWARE INC | 88632Q103 | COM | 40 | $1,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 125 | $1,000 | thousands by filing date | |
| FEI CO | 30241L109 | COM | 14 | $1,000 | thousands by filing date | |
| SMART TECHNOLOGIES INC | 83172R108 | CL A SUB VTG S | 200 | $1,000 | thousands by filing date | |
| CYTEC INDS INC | 232820100 | COM | 12 | $1,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 25 | $1,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 108 | $1,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 10 | $1,000 | thousands by filing date | |
| EDGEWATER TECHNOLOGY INC | 280358102 | COM | 100 | $1,000 | thousands by filing date | |
| COMMUNITYONE BANCORP | 20416Q108 | COM | 114 | $1,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 36 | $1,000 | thousands by filing date | |
| Washington Prime Group | 939647103 | COM | 50 | $1,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Schwab US REIT ETF | 808524847 | SHS | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SAFEWAY INC | 786514208 | COM NEW | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VALE S A | 91912E105 | SPONSORED ADS | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CACI INTL INC CL A | 127190304 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTHERN TR CORP COM | 665859104 | Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROBERT HALF INC. COM | 770323103 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MURPHY OIL CORP COM | 626717102 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 109 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TUTOR PERINI CORP | 901109108 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIMPSON MFG INC | 829073105 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLUG PWR INC | 72919P202 | COM NEW | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 655 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIPER SANDLER COMPANIES | 724078100 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNISYS CORP | 909214306 | COMMON STOCK | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKBERRY LTD COM | 09228F103 | Stock | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FUSION-IO INC | 36112J107 | COMMON STOCK | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVANTAX INC | 095229100 | COMMON STOCK | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANOFI | 80105N113 | COMMON STOCK-FO | 42 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVIAT NETWORKS INC | 05366Y102 | COMMON STOCK | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FINISAR CORP | 31787A507 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FELCOR LODGING TR INC | 31430F101 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ICG GROUP INC | 44928D108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PENNEY J C INC | 708160106 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ULTRATECH INC | 904034105 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRSTMERIT CORP | 337915102 | COM | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROUSE PPTYS INC | 779287101 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AOL INC | 00184X105 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GRAMERCY PPTY TR INC | 38489R100 | COM | 73 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK INCOME OPP TRUST I | 092475102 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WEBMD HEALTH CORP | 94770V102 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHOTOMEDEX INC | 719358301 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AUGUSTA RES CORP | 050912203 | COM NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTELIQUENT INC | 45825N107 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHYRONHEGO CORP | 171607104 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKHAWK NET B | 09238E203 | Common Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000909012-14-000319 | this filing | 2014-08-08 | acceptance time not in the bulk data set |