13F-HR filed by Carroll Financial Associates, Inc.
Carroll Financial Associates, Inc. filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-02-06, with 935 holding rows worth $281,837,000.
- Accession
- 0000909012-14-000047
- Filer
- CIK 1567784
- Filed
- 2014-02-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 935 entries on the cover page, a total value of $281,837,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $281,401,000 with VALUE read as thousands by filing date, 13F file number 028-15116. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 1,182 | $10,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 200 | $10,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 100 | $10,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 222 | $10,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 210 | $10,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 243 | $10,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 135 | $10,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 121 | $10,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 121 | $10,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 140 | $10,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 196 | $10,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 200 | $10,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 650 | $10,000 | thousands by filing date | |
| UNITED PARCEL SERVICE OF AMERICA CL A PRIVATE PLACEMENT NEW | 91199U996 | COMMON STOCK | 104 | $10,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 125 | $10,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 675 | $10,000 | thousands by filing date | |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 517 | $10,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 564 | $10,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 816 | $10,000 | thousands by filing date | |
| RENAISSANCERE HOLDINGS | G7498P309 | PRF | 500 | $10,000 | thousands by filing date | |
| CORP BACKED TR CTFS 03-7 | 21988G262 | PRF | 400 | $10,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 25 | $9,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 318 | $9,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 109 | $9,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 200 | $9,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 403 | $9,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 135 | $9,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 120 | $9,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 341 | $9,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 97 | $9,000 | thousands by filing date | |
| Lenovo Group Ltd | 526250105 | Equity | 400 | $9,000 | thousands by filing date | |
| STATE STREET | 78464A425 | EXCHANGE TRADED | 400 | $9,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 260 | $9,000 | thousands by filing date | |
| Aegon NV 6.875% PFD | N00927306 | PFD | 400 | $9,000 | thousands by filing date | |
| STRATS TR FOR BELLSOUTH TELECOMMN CTFS 200 | 784787202 | PREFERRED EQUITY | 400 | $9,000 | thousands by filing date | |
| Canadian Oil Sands | 13642L100 | com | 500 | $9,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 110 | $8,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 60 | $8,000 | thousands by filing date | |
| GANNETT INC | 364730101 | COM | 300 | $8,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 400 | $8,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 98 | $8,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 114 | $8,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 252 | $8,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 350 | $8,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 135 | $8,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 170 | $8,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 100 | $8,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 100 | $8,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 131 | $8,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 703 | $8,000 | thousands by filing date | |
| Equinix, Inc. | 29444U502 | EQIX | 50 | $8,000 | thousands by filing date | |
| BEAM INC | 349631101 | COMMON STOCK | 128 | $8,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 100 | $8,000 | thousands by filing date | |
| AIRGAS INC | 009363102 | COM | 76 | $8,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 200 | $8,000 | thousands by filing date | |
| HOME INNS & HOTELS MGMT INC | 43713W107 | SPON ADR | 200 | $8,000 | thousands by filing date | |
| TE Connectivity Ltd | H8912P106 | SHS | 150 | $8,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 90 | $7,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 97 | $7,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 100 | $7,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 174 | $7,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 61 | $7,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 160 | $7,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 150 | $7,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 440 | $7,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 400 | $7,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 110 | $7,000 | thousands by filing date | |
| SPDR S&P Midcap 400 | 595635103 | COM | 30 | $7,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 92 | $7,000 | thousands by filing date | |
| AMAZON.COM INC | 23135106 | COM | 19 | $7,000 | thousands by filing date | The CUSIP as filed is malformed. |
| BANK OF COMMERCE/CHARLOTTE | 061590105 | COMMON | 2,000 | $7,000 | thousands by filing date | |
| MERRILL LYNCH CAP TR III 7.375% PFD SHS MA | 59025d207 | PREFERRED EQUITY | 300 | $7,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 31 | $6,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 100 | $6,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 556 | $6,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 100 | $6,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 140 | $6,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 1,010 | $6,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 76 | $6,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 356 | $6,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 98 | $6,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 180 | $6,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 45 | $6,000 | thousands by filing date | |
| MEDIA GENERAL INC | 584404107 | COMMON STOCK | 282 | $6,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 667 | $6,000 | thousands by filing date | |
| SIEMENS AG | D69671218 | COM | 50 | $6,000 | thousands by filing date | |
| ACE LTD | H0023R105 | SHS | 66 | $6,000 | thousands by filing date | |
| ALLERGAN INC | 018490102 | COM | 55 | $6,000 | thousands by filing date | |
| NORTHEAST UTILS | 664397106 | COM | 161 | $6,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC CONV PFD TAXBL | 15189T206 | EQUITY | 120 | $6,000 | thousands by filing date | |
| MICROS SYS INC | 594901100 | COM | 118 | $6,000 | thousands by filing date | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 115 | $6,000 | thousands by filing date | |
| GMAC LLC 7.375% Sr Notes | 36186C509 | Pfd Stk | 250 | $6,000 | thousands by filing date | |
| YADKIN FINANCIAL CORP | 984305102 | COM | 374 | $6,000 | thousands by filing date | |
| NTS RLTY HLDGS LTD PARTNERSH | 629422106 | PARTSHIP UNITS | 906 | $6,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 7 | $5,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 200 | $5,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 247 | $5,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 327 | $5,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 128 | $5,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 1,109 | $5,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 85 | $5,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 161 | $5,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 80 | $5,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 260 | $5,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 180 | $5,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 160 | $5,000 | thousands by filing date | |
| MCGRAW HILL FINL INC | 580645109 | COM | 76 | $5,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 460 | $5,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 75 | $5,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 200 | $5,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 300 | $5,000 | thousands by filing date | |
| BNP PARIBAS SPONSORED ADR | 05565A202 | ADUS | 130 | $5,000 | thousands by filing date | |
| UBS AG | H89231338 | SHS | 292 | $5,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 700 | $5,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | H27013103 | COMMON STOCK-FO | 333 | $5,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 49 | $5,000 | thousands by filing date | |
| FEDERAL HOME LN MTG CORP PFD 8.375 NCM | 313400624 | Preferred | 600 | $5,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 85 | $5,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 305 | $5,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 333 | $5,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 105 | $5,000 | thousands by filing date | |
| UTI WORLDWIDE INC | G87210103 | ORD | 300 | $5,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 1,203 | $5,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 67 | $5,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 265 | $5,000 | thousands by filing date | |
| WAL MART DE MEXICO SA DE CV SHS SER V ISIN | P98180105 | COMMON EQUITY | 2,000 | $5,000 | thousands by filing date | |
| Clariant AG | H14843165 | CS | 300 | $5,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 60 | $4,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 8 | $4,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 73 | $4,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 90 | $4,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 60 | $4,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 46 | $4,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 101 | $4,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 46 | $4,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 25 | $4,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 100 | $4,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 190 | $4,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 100 | $4,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 490 | $4,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 500 | $4,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 100 | $4,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 330 | $4,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 650 | $4,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 300 | $4,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 200 | $4,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 4 | $4,000 | thousands by filing date | |
| ROCHE HLDG LTD SPONS ADR (ISIN #US7711951043 SEDOL #B014J8) | 771195104 | ADR | 60 | $4,000 | thousands by filing date | |
| Deutsche Post AG | 25157Y202 | Equity | 110 | $4,000 | thousands by filing date | |
| CHS INC. 8 PFD 8 PFDPFD | 12542R209 | PREFERRED STOCK | 166 | $4,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 215 | $4,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 214 | $4,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678107 | COM | 60 | $4,000 | thousands by filing date | |
| INFORMATICA CORP | 45666Q102 | COM | 100 | $4,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 230 | $4,000 | thousands by filing date | |
| RSTK CBEYOND COMMUNICATIONS INC | 149847907 | COMMON EQUITY | 724 | $4,000 | thousands by filing date | |
| ZURICH FINL SVCS | 98982M107 | ADR 144amp; | 140 | $4,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 57 | $3,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 27 | $3,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 100 | $3,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 52 | $3,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 90 | $3,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 100 | $3,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 40 | $3,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 77 | $3,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 166 | $3,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 100 | $3,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 90 | $3,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 25 | $3,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 270 | $3,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 217 | $3,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 30 | $3,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 340 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 132 | $3,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 20 | $3,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 10 | $3,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 20 | $3,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 45 | $3,000 | thousands by filing date | |
| WELLPOINT INC | 94973V107 | COM | 40 | $3,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 8 | $3,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 33 | $3,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 147 | $3,000 | thousands by filing date | |
| SIEMENS A G - ADR | 826197501 | COM | 25 | $3,000 | thousands by filing date | |
| ROLLS-ROYCE HOLDINGS P FSPONSORED ADR 1 ADR REPS 1 ORD SHS | 775781206 | AMERICAN DEPOSITORY | 35 | $3,000 | thousands by filing date | |
| HITACHI LTD | 433578507 | COM | 50 | $3,000 | thousands by filing date | |
| DEUTSCHE BOERSE UNSPONSORD ADR | 251542106 | COM | 430 | $3,000 | thousands by filing date | |
| Shin Etsu Chem Co Ltd | 824551105 | ADR | 250 | $3,000 | thousands by filing date | |
| KDDI CORP. | 48667L106 | Common stock | 210 | $3,000 | thousands by filing date | |
| Edp - Energias De Portugal Sa | 268353109 | Equity | 90 | $3,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 195 | $3,000 | thousands by filing date | |
| KBC GROUP | 48241F104 | USD | 140 | $3,000 | thousands by filing date | |
| GAZPROM PJSC SPON ADR | 368287207 | ADR | 430 | $3,000 | thousands by filing date | |
| C B Richard Ellis Group | 12497T101 | Equity | 150 | $3,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 150 | $3,000 | thousands by filing date | |
| PEPCO HOLDINGS INC | 713291102 | COM | 183 | $3,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 75 | $3,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 32 | $3,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 111 | $3,000 | thousands by filing date | |
| RYANAIR HLDGS PLC | 783513104 | SPONSORED ADR | 65 | $3,000 | thousands by filing date | |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 115 | $3,000 | thousands by filing date | |
| EXELIS INC | 30162A108 | COM | 200 | $3,000 | thousands by filing date | |
| REED ELSEVIER N V | 758204200 | SPONS ADR NEW | 80 | $3,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 97 | $3,000 | thousands by filing date | |
| TECHNIP NEW SPONSORED ADR | 878546209 | COM | 130 | $3,000 | thousands by filing date | |
| REXAM PLC-SPONSORED ADR | 761655505 | COM | 80 | $3,000 | thousands by filing date | |
| LINDE AG-SPONSORED ADR | 535223200 | COM | 180 | $3,000 | thousands by filing date | |
| PETROFAC LTD- UNSPON ADR | 716473103 | COM | 360 | $3,000 | thousands by filing date | |
| ANGLO AMERICAN PL-UNSPON ADR | 03486T103 | COM | 630 | $3,000 | thousands by filing date | |
| ALCOA INC | 013817200 | Equities | 50 | $3,000 | thousands by filing date | |
| American Airlines Inc | 02376R201 | COM | 117 | $3,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 44 | $2,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 67 | $2,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 40 | $2,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 12 | $2,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 100 | $2,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 112 | $2,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 139 | $2,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 37 | $2,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 58 | $2,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 70 | $2,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 92 | $2,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 87 | $2,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 38 | $2,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 31 | $2,000 | thousands by filing date | |
| TESCO PLC SPONSORED ADR | 881575302 | ADUS | 150 | $2,000 | thousands by filing date | |
| INTERNTNL CONS AIRLS A FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 459348108 | AMERICAN DEPOSITORY | 90 | $2,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 200 | $2,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 110 | $2,000 | thousands by filing date | |
| NISSAN MOTOR CO LTD SPONSORED ADR | 654744408 | USD | 121 | $2,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 220 | $2,000 | thousands by filing date | |
| SEVEN AND I HOLDINGS UNSPN ADR | 81783H105 | COM | 29 | $2,000 | thousands by filing date | |
| GIVAUDAN SA ADR | 37636P108 | COM | 90 | $2,000 | thousands by filing date | |
| YUE YUEN INDUSTRIAL | 988415105 | Common Stock | 130 | $2,000 | thousands by filing date | |
| Pentair Inc | H6169Q108 | PNR | 35 | $2,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 200 | $2,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 26 | $2,000 | thousands by filing date | |
| LSI CORPORATION | 502161102 | COM | 213 | $2,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 111 | $2,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 640 | $2,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 136 | $2,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060108 | COM SBI | 500 | $2,000 | thousands by filing date | |
| BG GROUP PLC - SPON ADR | 055434203 | ADR | 130 | $2,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q702 | GLOBL AGRI ETF | 100 | $2,000 | thousands by filing date | |
| POSTNL NV-ADR | 73753A103 | COM | 500 | $2,000 | thousands by filing date | |
| MERRILL LYNCH CAPITAL | 59024T203 | PRF | 100 | $2,000 | thousands by filing date | |
| BANK OF YOKOHAMA-UNSPON ADR | 066011206 | COM | 130 | $2,000 | thousands by filing date | |
| FEDERAL NATL MTG ASSN PFD DIV 5.5% CALLABL | 313586828 | PREFERRED EQUITY | 200 | $2,000 | thousands by filing date | |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 563 | $2,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 100 | $1,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 327 | $1,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 49 | $1,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 101 | $1,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 17 | $1,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 20 | $1,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 17 | $1,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 40 | $1,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 25 | $1,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 27 | $1,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 46 | $1,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 30 | $1,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 118 | $1,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 200 | $1,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 509 | $1,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 22 | $1,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 21 | $1,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 18 | $1,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 122 | $1,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 25 | $1,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 32 | $1,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 70 | $1,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 27 | $1,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 8 | $1,000 | thousands by filing date | |
| Komatsu Ltd. | 500458401 | COM | 51 | $1,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 70 | $1,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 88 | $1,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 70 | $1,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 35 | $1,000 | thousands by filing date | |
| MOSAIC CO | 61945A107 | COMMON STOCK | 24 | $1,000 | thousands by filing date | |
| QUICKSILVER RESOURCES INC. | 74837R104 | COMMON STOCK | 600 | $1,000 | thousands by filing date | |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 600 | $1,000 | thousands by filing date | |
| SWISHER HYGIENE INC | 870808102 | COMMON STOCK | 3,500 | $1,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 10 | $1,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 143 | $1,000 | thousands by filing date | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 110 | $1,000 | thousands by filing date | |
| HUDSON CITY BANCORP | 443683107 | COM | 125 | $1,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 122 | $1,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 125 | $1,000 | thousands by filing date | |
| CYTEC INDS INC | 232820100 | COM | 12 | $1,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 100 | $1,000 | thousands by filing date | |
| ALUMINA LTD ADR | 022205108 | COM | 305 | $1,000 | thousands by filing date | |
| MOTORS LIQ CO GUC TRUST | 62010U101 | cs | 37 | $1,000 | thousands by filing date | |
| COMMUNITYONE BANCORP | 20416Q108 | COM | 107 | $1,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Schwab US REIT ETF | 808524847 | SHS | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SAFEWAY INC | 786514208 | COM NEW | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FEDERAL NATL MTG ASSN | 313586109 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 600 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTHERN TR CORP COM | 665859104 | Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MACYS INC COM | 55616P104 | Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROBERT HALF INC. COM | 770323103 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEWS CORP NEW CL A | 65249B109 | Stock | 39 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MURPHY OIL CORP COM | 626717102 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 109 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NCR VOYIX CORPORATION | 62886E108 | COM | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TUTOR PERINI CORP | 901109108 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIMPSON MFG INC | 829073105 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLUG PWR INC | 72919P202 | COM NEW | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 84 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 240 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIPER SANDLER COMPANIES | 724078100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNISYS CORP | 909214306 | COMMON STOCK | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKBERRY LTD COM | 09228F103 | Stock | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CANNABIS SCIENCE INC XXX | 137648101 | COM | 3,400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONETRAVEL HLDGS INC COM NEW | 68275a201 | COM | 301 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 62 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Wells Fargo & Co Pfd | 949746887 | Preferred Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 342 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FUSION-IO INC | 36112J107 | COMMON STOCK | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVANTAX INC | 095229100 | COMMON STOCK | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PATRIOT COAL CORP | 70336T104 | COMMON STOCK | 230 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANOFI | 80105N113 | COMMON STOCK-FO | 42 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYCAMORE NETWORKS, INC | 871206405 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST HORIZON NAT'L FRACTIONAL | DCA517101 | COMMON STOCK | 744,395 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMR CORP | 001765106 | COMMON STOCK | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HARRIS STRATEX NETWORKS INC | 41457P106 | COMMON STOCK | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IDEARC INC | 451663108 | COMMON STOCK | 79 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTEL NETWORKS CORP | 656568508 | COMMON STOCK | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARKEMA SPO | 041232109 | USD | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORKLA ASA SPON ADR | 686331109 | COM | 101 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INFORMATION ARCHITECTS CORP COM PAR $0 001 NEW APRIL 2011 | 45669R701 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LENDINGTREE INC NEW | 894675107 | COM | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 48 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OFFICE DEPOT INC | 676220106 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FINISAR CORP | 31787A507 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHARMERICA CORP | 71714F104 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FELCOR LODGING TR INC | 31430F101 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HOSPIRA INC | 441060100 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYNOVUS FINANCIAL CORP | 87161C105 | COM | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PENNEY J C INC | 708160106 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HSN INC | 404303109 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHH CORP | 693320202 | COM NEW | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EARTHLINK INC | 270321102 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ULTRATECH INC | 904034105 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIBCO SOFTWARE INC | 88632Q103 | COM | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRSTMERIT CORP | 337915102 | COM | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RF MICRODEVICES INC | 749941100 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROUSE PPTYS INC | 779287101 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KINDER MORGAN MANAGMENT,LLC | EKE55U103 | COM | 426,565 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FINISH LINE/THE CL A | 317923100 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AOL INC | 00184X105 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Fairpoint Communications Inc/O | 305560104 | COM | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 108 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WEBMD HEALTH CORP | 94770V102 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FNB UNITED CORP | 302519202 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHOTOMEDEX INC | 719358301 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EDGEWATER TECHNOLOGY INC | 280358102 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHARMAGEN INC. | 71715W106 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Mirant Corp (Worthless) | 604675991 | COM | 693 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHYRONHEGO CORP | 171607104 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENTREMED INC | 29382F202 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEW ENERGY SYS GROUP | 643847106 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Beacon Power Corp New | 073677205 | COM | 1,410 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Newcrest Mining ADS | 651191108 | ADR | 101 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEDCATH CORP | 58404W109 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROGRESS ENERGY INC-CVO | 743263AA3 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DWS RREEF REAL EST XXX | 233ESC987 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANK OF THE CAROLINAS | 06425j102 | COMMON EQUITY | 691 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IFS INTL | 449515303 | COMMON EQUITY | 4,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERVISUAL BOOKS INC | 460918105 | COMMON EQUITY | 1,200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PAPERFREE MED SOLUTION COM | 698830106 | COMMON EQUITY | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TAMIJA GOLD & DIAMOND COM | 87509p107 | COMMON EQUITY | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TELYNX INC CL A PAR 0.01 | 87972e308 | COMMON EQUITY | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YARC SYS INC | 984859108 | COMMON EQUITY | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STONE RESURCES LTD SHS | G85128109 | COMMON EQUITY | 167 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEHMAN BROS HLDGS D CAP TR IV PFD SER L 1 | 52520b206 | PREFERRED EQUITY | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PATRIOT SCIENTIFIC CORP | 70336n107 | COMMON EQUITY | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EACO CORP | 26824a205 | COMMON EQUITY | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERLEUKIN GENETICS COM | 458738101 | COMMON EQUITY | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STANDARD HLDGS GROUP | 853471100 | COMMON EQUITY | 6,489 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVAX TECHNOLOGIES INC COM | 053495305 | COMMON EQUITY | 750 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZEGARELLI GROUP INTL COM | 989270103 | COMMON EQUITY | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYNTHEMED INC COM | 70319a106 | COMMON EQUITY | 167 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADAL GROUP INC | 005473103 | COMMON EQUITY | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELLULAR PRODUCTS | 151164100 | COMMON EQUITY | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CETEK TECHNOLOGIES INC NEW | 157193202 | COMMON EQUITY | 326 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENVITT CAP GROUP INC COM | 29413n109 | COMMON EQUITY | 151 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IBSG INTL INC COM NEW | 449236207 | COMMON EQUITY | 120 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| M 2003 PLC Sponsored ADR | 553793100 | COM | 1,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TELESTONE TECHNOLOGIES | 87953J102 | COM | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Green Energy Mgmt Svcs Hldgs I | 39304E209 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Wells Fargo Adv Mult | 30024Y104 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OSRAM LICHT AG NAMENS AKTIEN ON | D5963B113 | Common Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLENERGEN CORP | 185635109 | Equities | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CROWDGATHER INC | 22787P107 | COM | 1,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERITEQ CORP COM | 923449102 | COMMON EQUITY | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AIR CHARTER EXPRESS INC COM | 00910r109 | COMMON EQUITY | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| H QUOTIENT INC COM COMPANY DISSOLVED | 40426e101 | COMMON EQUITY | 1,142 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RSTK HEALTHNOSTICS INC COM PAR NEW | 422250902 | COMMON EQUITY | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERNETARRAY INC RSTK COM | 46062p987 | COMMON EQUITY | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LINK LINUX INC COM | 535764104 | COMMON EQUITY | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WI FI WIRELESS LTD COM | 92926h100 | COMMON EQUITY | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000909012-14-000047 | this filing | 2014-02-06 | acceptance time not in the bulk data set |