13F-HR filed by NWQ Investment Management Company, LLC
NWQ Investment Management Company, LLC filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-08-14, with 152 holding rows worth $11,484,808,000.
- Accession
- 0000909012-13-000327
- Filer
- CIK 763848
- Filed
- 2013-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A holdings report, 152 entries on the cover page, a total value of $11,484,808,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $11,484,812,000 with VALUE read as thousands by filing date, 13F file number 028-01474. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerNuveen Investments, Inc. 028-11405
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CA INC COM | 12673P105 | COM | 16,261,539 | $465,405,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 14,427,934 | $446,112,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 4,985,605 | $417,943,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 13,794,439 | $405,143,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 8,915,612 | $398,528,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 11,493,113 | $397,030,000 | thousands by filing date | |
| TALISMAN ENERGY INC | 87425E103 | COM | 34,599,439 | $395,472,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 8,243,903 | $395,460,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 15,677,595 | $381,514,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 13,266,153 | $374,901,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 12,732,778 | $356,645,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 10,568,526 | $352,038,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 4,898,828 | $333,267,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 7,227,370 | $330,724,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 5,607,262 | $288,830,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 4,290,313 | $276,082,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 6,778,539 | $265,719,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 4,393,114 | $254,010,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 6,063,614 | $250,245,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1,600,125 | $242,019,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 4,141,422 | $218,626,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 3,517,179 | $201,112,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 3,466,340 | $192,451,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 4,309,637 | $191,348,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 3,441,850 | $184,690,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 2,727,893 | $171,339,000 | thousands by filing date | |
| VODAFONE GP PLC | 92857W209 | ADR | 5,667,159 | $162,902,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 1,023,241 | $157,866,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 10,705,425 | $153,088,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 2,297,451 | $151,907,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 4,006,991 | $141,647,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 1,454,475 | $129,783,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 4,587,242 | $122,479,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 7,909,356 | $118,008,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 2,400,246 | $100,138,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 5,980,586 | $94,134,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 1,746,369 | $93,972,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 1,073,294 | $92,969,000 | thousands by filing date | |
| LSI CORPORATION | 502161102 | COM | 9,722,117 | $69,416,000 | thousands by filing date | |
| ELIZABETH ARDEN INC | 28660G106 | COM | 1,466,004 | $66,030,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 912,791 | $63,083,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 1,282,184 | $60,237,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 1,080,305 | $58,553,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 2,575,838 | $51,671,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 453,081 | $51,493,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 1,366,127 | $50,929,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 1,724,808 | $48,864,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 846,640 | $46,624,000 | thousands by filing date | |
| ORBITAL SCIENCES CORP | 685564106 | COM | 2,494,272 | $43,326,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 1,886,978 | $42,929,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 2,906,923 | $42,296,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 3,707,550 | $41,710,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 628,943 | $41,221,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 1,485,818 | $39,434,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 1,113,492 | $36,723,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 2,280,533 | $36,101,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 1,371,542 | $35,221,000 | thousands by filing date | |
| WILLIS GROUP HOLDINGS PLC | G96666105 | COM | 854,800 | $34,859,000 | thousands by filing date | |
| PRIVATEBANCORP INC | 742962103 | COM | 1,628,654 | $34,568,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 1,882,685 | $32,608,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 3,970,142 | $32,476,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 674,427 | $29,918,000 | thousands by filing date | |
| PMC-SIERRA INC | 69344F106 | COM | 4,443,087 | $28,236,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 591,979 | $27,859,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 886,210 | $25,275,000 | thousands by filing date | |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 396,315 | $22,915,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 1,197,777 | $20,362,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 441,422 | $20,208,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 1,099,599 | $19,320,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 518,050 | $19,214,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 804,562 | $19,165,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 844,411 | $18,113,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 1,014,549 | $17,836,000 | thousands by filing date | |
| FBR & CO | 30247C400 | COM NEW | 705,941 | $17,761,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 822,766 | $17,500,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 532,597 | $16,921,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 1,033,094 | $16,189,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 289,025 | $14,174,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 859,460 | $13,975,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 198,679 | $13,655,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 784,758 | $13,349,000 | thousands by filing date | |
| MEASUREMENT SPECIALTIES INC | 583421102 | COM | 283,861 | $13,208,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 1,300,340 | $12,204,000 | thousands by filing date | |
| PARTNERRE LTD | G6852T105 | COM | 132,752 | $12,022,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 293,425 | $11,992,000 | thousands by filing date | |
| GSI GROUP INC | 36191C205 | COM | 1,402,120 | $11,273,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 358,500 | $11,124,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 348,910 | $11,116,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 211,800 | $10,584,000 | thousands by filing date | |
| SCHAWK INC | 806373106 | CL A | 797,134 | $10,466,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 199,594 | $10,117,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 416,280 | $9,654,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 242,434 | $9,353,000 | thousands by filing date | |
| MAIDENFORM BRANDS INC | 560305104 | COM | 528,233 | $9,154,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 8,017 | $9,032,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 333,502 | $8,344,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 123,070 | $7,852,000 | thousands by filing date | |
| FEI CO | 30241L109 | COM | 102,868 | $7,511,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 235,125 | $7,207,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 574,075 | $6,941,000 | thousands by filing date | |
| TMS INTERNATIONAL CORP | 87261Q103 | COMMON STOCK | 463,685 | $6,876,000 | thousands by filing date | |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 74,838 | $6,848,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 39,414 | $6,704,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 313,342 | $6,596,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 135,000 | $6,575,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 92,901 | $6,314,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 130,566 | $6,065,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 344,800 | $5,931,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 436,118 | $5,922,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 4,779 | $5,706,000 | thousands by filing date | principal |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 318,000 | $5,371,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 303,012 | $5,082,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 390,300 | $4,403,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 543,815 | $4,247,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 85,850 | $4,061,000 | thousands by filing date | |
| ASHFORD HOSPITALITY TR INC | 044103505 | 9% CUM PFD SER E | 138,361 | $3,709,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 146,243 | $3,671,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 129,990 | $3,646,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 45,650 | $3,515,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 147,075 | $3,411,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 121,931 | $3,332,000 | thousands by filing date | |
| INTERNATIONAL RECTIFIER CORP | 460254105 | COMMON STOCK | 156,085 | $3,268,000 | thousands by filing date | |
| NEWS CORP INC | 65248E104 | COMMON STOCK | 91,100 | $2,621,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 13,900 | $2,195,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 541,200 | $2,192,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 31,040 | $2,043,000 | thousands by filing date | |
| AURICO GOLD INC | 05155C105 | COMMON STOCK-FO | 452,350 | $1,977,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 80,692 | $1,906,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 40,725 | $1,517,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 32,550 | $1,467,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 48,043 | $1,439,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664707 | PFD SER K | 46,251 | $1,135,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 25,042 | $1,010,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 18,776 | $888,000 | thousands by filing date | principal |
| BAKER HUGHES INC | 057224107 | COM | 16,945 | $782,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 7,090 | $641,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS IN | 101119303 | DEP SHS | 23,600 | $586,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 19,159 | $498,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 16,400 | $484,000 | thousands by filing date | |
| COMMONWEALTH REIT | 203233408 | 6.50% PFD CUM CO | 18,928 | $436,000 | thousands by filing date | principal |
| UBS AG | H89231338 | SHS | 20,499 | $347,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 12,750 | $317,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 4,103 | $272,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 12,991 | $268,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 2,177 | $263,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 4,425 | $252,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 43,755 | $223,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 10,288 | $209,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 11,770 | $172,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 26,096 | $162,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 38,050 | $144,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 11,900 | $96,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000909012-13-000327 | this filing | 2013-08-14 | acceptance time not in the bulk data set |