13F-HR filed by SYMPHONY ASSET MANAGEMENT LLC
SYMPHONY ASSET MANAGEMENT LLC filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-08-12, with 814 holding rows worth $9,678,764.
- Accession
- 0000909012-13-000303
- Filer
- CIK 1030815
- Filed
- 2013-08-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A holdings report, 814 entries on the cover page, a total value of $9,678,764 stated on the cover page (in dollars after the unit check, H1), rows summing to $9,680,676 with VALUE read as dollars, detected, 13F file number 028-05958. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerNuveen Investments, Inc. 028-11405
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIRST HORIZON NAT'L FRACTIONAL | DCA517101 | COMMON STOCK | 0 | $1,031,254 | dollars, detected | Amount filed as zero, left out of ratios. |
| AIG Fractional CUSIP | ACG874152 | Com | 0 | $802,123 | dollars, detected | Amount filed as zero, left out of ratios. |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 0 | $530,926 | dollars, detected | Amount filed as zero, left out of ratios. |
| PARK STERLING CORP | 70086Y105 | COM | 2,950 | $499,152 | dollars, detected | |
| HATTERAS FINL CORP | 41902R103 | COM | 10,654 | $432,388 | dollars, detected | |
| KINDER MORGAN MANAGMENT,LLC | EKE55U103 | COM | 0 | $426,565 | dollars, detected | Amount filed as zero, left out of ratios. |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 1,112 | $358,800 | dollars, detected | |
| GENERAL ELEC CO | 369604103 | COM | 6,436 | $277,534 | dollars, detected | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 0 | $276,380 | dollars, detected | Amount filed as zero, left out of ratios. |
| Microsoft Corp | 594918104 | COM | 9,242 | $267,533 | dollars, detected | |
| EXXON MOBIL CORP | 30231G102 | COM | 15,802 | $174,903 | dollars, detected | |
| Applied Materials,Inc. | 038222105 | COM | 2,561 | $171,620 | dollars, detected | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 0 | $170,411 | dollars, detected | Amount filed as zero, left out of ratios. |
| Dow Chemical Company | 260543103 | COM | 5,012 | $155,793 | dollars, detected | |
| SPECTRA ENERGY CORP | 847560109 | COM | 5,043 | $146,330 | dollars, detected | |
| Johnson & Johnson | 478160104 | COM | 11,444 | $133,286 | dollars, detected | |
| Pfizer Inc. | 717081103 | COM | 3,374 | $120,454 | dollars, detected | |
| 1/100000 Wells Fargo Pfd (NV) | KEK746889 | Preferred Stock | 0 | $110,800 | dollars, detected | Amount filed as zero, left out of ratios. |
| BANK OF AMERICA PFD CLASS E FLOATING | 060505815 | PREFERRED EQUITY | 2,453 | $106,707 | dollars, detected | |
| JPMorgan Chase & Co | 46625H100 | COM | 5,611 | $106,290 | dollars, detected | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 1,037 | $99,200 | dollars, detected | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 4,701 | $89,450 | dollars, detected | |
| WESTERN UN CO COM | 959802109 | Stock | 1,448 | $84,624 | dollars, detected | |
| Cisco Systems,Inc. | 17275R102 | COM | 1,943 | $79,856 | dollars, detected | |
| BB & T CORP | 054937107 | COM | 2,508 | $74,021 | dollars, detected | |
| CHAMBERS STR PPTYS | 157842105 | COM | 737 | $73,722 | dollars, detected | |
| BERKSHIRE HATHAWAY INC. CLASS B | 84670702 | COM | 8,175 | $73,043 | dollars, detected | The CUSIP as filed is malformed. |
| MORGAN STANLEY PFD A 1/1000 | 61747S504 | PREFERR | 0 | $71,500 | dollars, detected | Amount filed as zero, left out of ratios. |
| Lowes Companies,Inc. | 548661107 | COM | 2,833 | $69,268 | dollars, detected | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 1,890 | $67,371 | dollars, detected | |
| Bank of America Corp | 060505104 | COM | 864 | $67,212 | dollars, detected | |
| GOLDMAN SACHS PFD VARIABLE RAT | 38143Y665 | PREFERR | 1,458 | $67,200 | dollars, detected | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 0 | $64,550 | dollars, detected | Amount filed as zero, left out of ratios. |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 0 | $61,900 | dollars, detected | Amount filed as zero, left out of ratios. |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 703 | $54,500 | dollars, detected | |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 0 | $51,580 | dollars, detected | Amount filed as zero, left out of ratios. |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 1,408 | $50,996 | dollars, detected | |
| Duke Energy Corporation | 26441C204 | COM | 3,343 | $49,526 | dollars, detected | |
| SYSCOCORP | 871829107 | COM | 1,662 | $48,644 | dollars, detected | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 3,150 | $47,583 | dollars, detected | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 501 | $46,000 | dollars, detected | |
| TALISMAN ENERGY INC | 87425E103 | COM | 502 | $43,960 | dollars, detected | |
| SPY | 78462F103 | SHS | 6,463 | $40,286 | dollars, detected | |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 1,345 | $39,858 | dollars, detected | |
| Wells Fargo & Company | 949746101 | COM | 1,590 | $38,527 | dollars, detected | |
| INDEPENDENCE BANCSHARES INC | 45338e107 | COMMON EQUITY | 32 | $35,000 | dollars, detected | |
| UNION FIRST MKT BANKSH CP | 90662P104 | COM | 700 | $34,011 | dollars, detected | |
| NUCOR CORP COM | 670346105 | Stock | 1,432 | $33,049 | dollars, detected | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 1,264 | $32,774 | dollars, detected | |
| BNC Bancorp | 05566T101 | Com | 371 | $32,474 | dollars, detected | |
| Coca-Cola Company | 191216100 | COM | 1,292 | $32,210 | dollars, detected | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 0 | $31,310 | dollars, detected | Amount filed as zero, left out of ratios. |
| Automatic Data Processing,Inc. | 053015103 | COM | 2,050 | $29,773 | dollars, detected | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M423 | GUGG BULL 2015 | 0 | $29,000 | dollars, detected | Amount filed as zero, left out of ratios. |
| Procter & Gamble Co | 742718109 | COM | 2,218 | $28,809 | dollars, detected | |
| SONOCO PRODS CO | 835495102 | COM | 995 | $28,773 | dollars, detected | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 480 | $27,900 | dollars, detected | |
| AT&T Inc | 00206R102 | COM | 960 | $27,116 | dollars, detected | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 0 | $25,800 | dollars, detected | Amount filed as zero, left out of ratios. |
| RANGE RES CORP COM | 75281A109 | Stock | 1,728 | $22,346 | dollars, detected | |
| Southern Company | 842587107 | COM | 927 | $21,016 | dollars, detected | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 0 | $20,360 | dollars, detected | Amount filed as zero, left out of ratios. |
| Qualcomm Incorporated | 747525103 | COM | 1,230 | $20,137 | dollars, detected | |
| BAKER HUGHES INC | 057224107 | COM | 886 | $19,201 | dollars, detected | |
| GOLUB CAP BDC INC | 38173M102 | COM | 324 | $18,500 | dollars, detected | |
| PepsiCo,Inc. | 713448108 | COM | 1,463 | $17,882 | dollars, detected | |
| UBS AG LONDON BRH | 90267B765 | ETRAC 2X LEV LNG | 0 | $17,850 | dollars, detected | Amount filed as zero, left out of ratios. |
| ROYAL BK CDA COM | 780087102 | Stock | 971 | $16,656 | dollars, detected | |
| ConocoPhillips | 20825C104 | COM | 999 | $16,517 | dollars, detected | |
| WILLIAMS COS INC COM | 969457100 | Stock | 523 | $16,100 | dollars, detected | |
| KKR FINL HLDGS LLC | 48248A306 | COM | 165 | $15,600 | dollars, detected | |
| Intel Corp | 458140100 | COM | 376 | $15,521 | dollars, detected | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 440 | $14,377 | dollars, detected | |
| Apple Inc | 037833100 | COM | 5,632 | $14,204 | dollars, detected | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 1,225 | $14,164 | dollars, detected | |
| 3M CO COM | 88579Y101 | Stock | 1,522 | $13,922 | dollars, detected | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 0 | $13,830 | dollars, detected | Amount filed as zero, left out of ratios. |
| McDonalds Corporation | 580135101 | COM | 1,366 | $13,800 | dollars, detected | |
| Altria Group Inc | 02209S103 | COM | 476 | $13,591 | dollars, detected | |
| NEWMONT CORP | 651639106 | COM | 406 | $13,549 | dollars, detected | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 244 | $13,529 | dollars, detected | |
| Blueharbor Bank | 095613105 | Common Stock | 88 | $13,500 | dollars, detected | |
| GOLDCORP INC NEW | 380956409 | COM | 330 | $13,334 | dollars, detected | |
| Chevron Corporation | 166764100 | COM | 1,497 | $12,649 | dollars, detected | |
| Philip Morris International Inc. | 718172109 | COM | 1,090 | $12,581 | dollars, detected | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 384 | $12,423 | dollars, detected | |
| Oracle Corporation | 68389X105 | COM | 380 | $12,374 | dollars, detected | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 440 | $12,074 | dollars, detected | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 1,072 | $12,016 | dollars, detected | |
| BEMIS INC | 081437105 | COM | 470 | $12,000 | dollars, detected | |
| BANK OF AMERICA CORPORATION PFD 1/1200SER2 NON-CUMULATIVE 3 | 060505625 | Preferred Stock | 0 | $11,900 | dollars, detected | Amount filed as zero, left out of ratios. |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 164 | $11,525 | dollars, detected | |
| SCANA CORP NEW | 80589M102 | COM | 541 | $11,021 | dollars, detected | |
| Verizon Communications Inc | 92343V104 | COM | 552 | $10,961 | dollars, detected | |
| Bristol-Myers Squibb Company | 110122108 | COM | 476 | $10,651 | dollars, detected | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 101 | $10,597 | dollars, detected | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 974 | $10,477 | dollars, detected | |
| DE Master Blenders 1753 NV | N2563N109 | COM | 154 | $9,649 | dollars, detected | |
| DIVDEND CAPITAL DIVERSIFIED PROPERTY | 225994706 | COMMON EQUITY | 63 | $9,306 | dollars, detected | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 674 | $8,995 | dollars, detected | |
| SUNTRUST BANKS INC | 867914103 | COM | 283 | $8,953 | dollars, detected | |
| COVIDIEN PLC | G2554F113 | SHS | 557 | $8,856 | dollars, detected | |
| Vanguard Value ETF | 922908744 | SHS | 598 | $8,850 | dollars, detected | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 1,398 | $8,690 | dollars, detected | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 381 | $8,521 | dollars, detected | |
| EXELON CORP COM | 30161N101 | Stock | 262 | $8,475 | dollars, detected | |
| Home Depot, Inc | 437076102 | COM | 641 | $8,270 | dollars, detected | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 308 | $8,200 | dollars, detected | |
| Vanguard Growth | 922908736 | COM | 637 | $8,157 | dollars, detected | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 110 | $8,000 | dollars, detected | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 406 | $7,726 | dollars, detected | |
| CAROLINA TR BK LINCOLNTON NC | 144200102 | COM | 18 | $7,500 | dollars, detected | |
| PHILLIPS 66 COM | 718546104 | Stock | 422 | $7,166 | dollars, detected | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 93 | $7,150 | dollars, detected | |
| Walt Disney Co | 254687106 | COM | 450 | $7,133 | dollars, detected | |
| AFLAC INC COM | 001055102 | Stock | 404 | $6,946 | dollars, detected | |
| HATTERAS FINL 7.62% PFD | 41902R400 | ps | 0 | $6,820 | dollars, detected | Amount filed as zero, left out of ratios. |
| JOHNSON CONTROLS INT F | 478366107 | COM | 243 | $6,785 | dollars, detected | |
| Walmart Inc. | 931142103 | COM | 499 | $6,695 | dollars, detected | |
| Merck & Co.,Inc. | 58933Y105 | COM | 305 | $6,564 | dollars, detected | |
| International Business Machines Corporation | 459200101 | COM | 1,241 | $6,492 | dollars, detected | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 368 | $6,474 | dollars, detected | |
| STANDARD HLDGS GROUP | 853471100 | COMMON EQUITY | 0 | $6,374 | dollars, detected | Amount filed as zero, left out of ratios. |
| SPRINT CORP | 85207U105 | COM SER 1 | 44 | $6,259 | dollars, detected | |
| MONSANTO CO NEW | 61166W101 | COM | 615 | $6,224 | dollars, detected | |
| FORD MTR CO COM | 345370860 | Stock | 95 | $6,154 | dollars, detected | |
| QEP RESOURCES INC | 74733V100 | COM | 167 | $6,000 | dollars, detected | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 109 | $5,800 | dollars, detected | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 63 | $5,636 | dollars, detected | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 102 | $5,460 | dollars, detected | |
| VWO | 922042858 | SHS | 206 | $5,314 | dollars, detected | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 64 | $5,300 | dollars, detected | |
| ING GROEP NV | 456837707 | PRF | 132 | $5,300 | dollars, detected | |
| Mondelez International,Inc. Class A | 609207105 | COM | 145 | $5,091 | dollars, detected | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 131 | $5,000 | dollars, detected | |
| Broadcom Inc | Y0486S104 | Common | 187 | $5,000 | dollars, detected | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 0 | $5,000 | dollars, detected | Amount filed as zero, left out of ratios. |
| MANAGED HIGH YIELD PLUS FD I | 561911108 | COM | 10 | $5,000 | dollars, detected | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| UBS AG JERSEY BRANCH | 902664200 | 2XMN ALR MLP INF | 0 | $5,000 | dollars, detected | Amount filed as zero, left out of ratios. |
| CVS Health Corporation | 126650100 | COM | 283 | $4,951 | dollars, detected | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 294 | $4,800 | dollars, detected | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 338 | $4,599 | dollars, detected | |
| Charles Schwab Corp | 808513105 | COM | 96 | $4,500 | dollars, detected | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 193 | $4,500 | dollars, detected | |
| STATE STR CORP COM | 857477103 | Stock | 293 | $4,500 | dollars, detected | |
| QUESTAR CORP | 748356102 | COM | 107 | $4,500 | dollars, detected | |
| NOVACOPPER INC | 66988K102 | COM | 8 | $4,500 | dollars, detected | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 35 | $4,434 | dollars, detected | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 218 | $4,400 | dollars, detected | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 93 | $4,400 | dollars, detected | |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 373 | $4,370 | dollars, detected | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 0 | $4,320 | dollars, detected | Amount filed as zero, left out of ratios. |
| EMERSON ELEC CO COM | 291011104 | Stock | 233 | $4,281 | dollars, detected | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 55 | $4,210 | dollars, detected | |
| DOLLAR TREE INC COM | 256746108 | Stock | 212 | $4,170 | dollars, detected | |
| IJH | 464287507 | COM | 480 | $4,155 | dollars, detected | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 137 | $4,038 | dollars, detected | |
| BECTON DICKINSON & CO | 075887109 | COM | 397 | $4,014 | dollars, detected | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 41 | $4,000 | dollars, detected | |
| IFS INTL | 449515303 | COMMON EQUITY | 0 | $4,000 | dollars, detected | Amount filed as zero, left out of ratios. |
| PULTE GROUP 7.375% | 745867200 | PREFERRED EQUITY | 0 | $4,000 | dollars, detected | Amount filed as zero, left out of ratios. |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 54 | $3,970 | dollars, detected | |
| CSX Corporation | 126408103 | COM | 91 | $3,930 | dollars, detected | |
| MKT V. SHORT MUNI INDEX | 57060U803 | ETF | 68 | $3,871 | dollars, detected | |
| WINDSTREAM CORP | 97381W104 | COM | 29 | $3,780 | dollars, detected | |
| Amgen Inc. | 031162100 | COM | 372 | $3,773 | dollars, detected | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 15 | $3,754 | dollars, detected | |
| ZWEIG FUND INC. | 989834205 | COM | 0 | $3,750 | dollars, detected | Amount filed as zero, left out of ratios. |
| KEYCORP COM | 493267108 | Stock | 41 | $3,710 | dollars, detected | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 0 | $3,500 | dollars, detected | Amount filed as zero, left out of ratios. |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 124 | $3,500 | dollars, detected | |
| SWISHER HYGIENE INC | 870808102 | COMMON STOCK | 3 | $3,500 | dollars, detected | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| NISOURCE INC COM | 65473P105 | Stock | 100 | $3,491 | dollars, detected | |
| RITEAID CORP | 767754104 | COM | 10 | $3,439 | dollars, detected | |
| CANNABIS SCIENCE INC XXX | 137648101 | COM | 0 | $3,400 | dollars, detected | Amount filed as zero, left out of ratios. |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 207 | $3,358 | dollars, detected | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 218 | $3,295 | dollars, detected | |
| Boeing Company | 097023105 | COM | 335 | $3,274 | dollars, detected | |
| ING | 44977W106 | EXCHANGE TRADED | 20 | $3,159 | dollars, detected | |
| ING GROEP NV | 456837806 | PREFERRED STOCK | 79 | $3,125 | dollars, detected | |
| CORNING INC | 219350105 | COM | 44 | $3,110 | dollars, detected | |
| Schlumberger Limited | 806857108 | COM | 222 | $3,100 | dollars, detected | |
| NEWS CORP | 65248E203 | CL B | 102 | $3,100 | dollars, detected | |
| American Express Company | 025816109 | COM | 228 | $3,056 | dollars, detected | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 74 | $3,015 | dollars, detected | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 0 | $3,000 | dollars, detected | Amount filed as zero, left out of ratios. |
| SanDisk Corporation | 80004C101 | COM | 183 | $3,000 | dollars, detected | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 24 | $3,000 | dollars, detected | |
| TRW AUTOMOTIVE HLDGS CORP | 87264S106 | COM | 199 | $3,000 | dollars, detected | |
| ING GLOBAL EQUITY DIVID & | 45684E107 | COM | 28 | $3,000 | dollars, detected | |
| ISHARES TR | 464287168 | COM | 192 | $2,995 | dollars, detected | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 209 | $2,927 | dollars, detected | |
| E M C CORP MASS | 268648102 | COM | 68 | $2,873 | dollars, detected | |
| Eli Lilly and Company | 532457108 | COM | 139 | $2,825 | dollars, detected | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 0 | $2,775 | dollars, detected | Amount filed as zero, left out of ratios. |
| CATO CORP NEW | 149205106 | CL A | 69 | $2,763 | dollars, detected | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 192 | $2,721 | dollars, detected | |
| AARONS INC | 002535300 | COM PAR $0.50 | 76 | $2,700 | dollars, detected | |
| AUXILIUM PHARMACEUTICALS | 05334D107 | COMMON STOCK | 45 | $2,700 | dollars, detected | |
| Citigroup Inc. | 172967424 | COM | 126 | $2,631 | dollars, detected | |
| American Tower Corporation | 03027X100 | COM | 192 | $2,623 | dollars, detected | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 151 | $2,588 | dollars, detected | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 0 | $2,555 | dollars, detected | Amount filed as zero, left out of ratios. |
| NOBLE CORP | H5833N103 | COMMON STOCK-FO | 96 | $2,550 | dollars, detected | |
| CELSION CORPORATION | 15117N305 | COM NEW | 3 | $2,535 | dollars, detected | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 0 | $2,500 | dollars, detected | Amount filed as zero, left out of ratios. |
| Gilead Sciences,Inc. | 375558103 | COM | 120 | $2,340 | dollars, detected | |
| PRAXAIR INC | 74005P104 | COM | 268 | $2,331 | dollars, detected | |
| Comcast Corp | 20030N101 | COM | 96 | $2,311 | dollars, detected | |
| LOEWS CORP COM | 540424108 | Stock | 102 | $2,307 | dollars, detected | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 68 | $2,300 | dollars, detected | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 127 | $2,272 | dollars, detected | |
| AVON PRODS INC | 054303102 | COM | 47 | $2,257 | dollars, detected | |
| JPMORGAN CHASE 5.5% PFD | 48126E750 | PRD | 0 | $2,230 | dollars, detected | Amount filed as zero, left out of ratios. |
| Visa Inc | 92826C839 | COM | 404 | $2,213 | dollars, detected | |
| BAC CAPITAL TRUST VIII | 05518T209 | PRF | 55 | $2,200 | dollars, detected | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 33 | $2,172 | dollars, detected | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 107 | $2,150 | dollars, detected | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 23 | $2,150 | dollars, detected | |
| BANCROFT FUND LIMITED | 059695106 | COM | 37 | $2,146 | dollars, detected | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 0 | $2,080 | dollars, detected | Amount filed as zero, left out of ratios. |
| TARGET CORP COM | 87612E106 | Stock | 141 | $2,053 | dollars, detected | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 77 | $2,018 | dollars, detected | |
| BB&T CORPORATION 5.20% SER G NON-CUM PFD | 054937800 | PFD | 0 | $2,010 | dollars, detected | Amount filed as zero, left out of ratios. |
| NIKE,Inc. Class B | 654106103 | COM | 127 | $2,000 | dollars, detected | |
| VULCAN MATLS CO COM | 929160109 | Stock | 97 | $2,000 | dollars, detected | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 120 | $2,000 | dollars, detected | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 0 | $2,000 | dollars, detected | Amount filed as zero, left out of ratios. |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 20 | $2,000 | dollars, detected | |
| BGC PARTNERS INC | 05541T101 | CL A | 12 | $2,000 | dollars, detected | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 10 | $2,000 | dollars, detected | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 33 | $2,000 | dollars, detected | |
| BANK OF COMMERCE/CHARLOTTE | 061590105 | COMMON | 6 | $2,000 | dollars, detected | |
| WACHOVIA FND 7.25% $1.8125 PFD | 92977V206 | PREFERRED | 54 | $2,000 | dollars, detected | |
| VIRGINIA HERITAGE | 927819102 | COM | 30 | $2,000 | dollars, detected | |
| WAL MART DE MEXICO SA DE CV SHS SER V ISIN | P98180105 | COMMON EQUITY | 6 | $2,000 | dollars, detected | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 0 | $1,980 | dollars, detected | Amount filed as zero, left out of ratios. |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 59 | $1,980 | dollars, detected | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 141 | $1,929 | dollars, detected | |
| HILLSHIRE BRANDS CO | 432589109 | COM | 64 | $1,929 | dollars, detected | |
| Wells Fargo Pfd | 949746747 | PFD | 0 | $1,920 | dollars, detected | Amount filed as zero, left out of ratios. |
| XYLEM INC COM | 98419M100 | Stock | 51 | $1,900 | dollars, detected | |
| OGE ENERGY CORP | 670837103 | COM | 128 | $1,883 | dollars, detected | |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 35 | $1,858 | dollars, detected | |
| XCELENERGY INC | 98389B100 | COM | 52 | $1,838 | dollars, detected | |
| ALLSTATE CORP COM | 020002101 | Stock | 88 | $1,834 | dollars, detected | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 24 | $1,829 | dollars, detected | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 27 | $1,816 | dollars, detected | |
| ISHARES TR | 464288687 | COM | 71 | $1,800 | dollars, detected | |
| CLECO CORP NEW | 12561W105 | COM | 84 | $1,800 | dollars, detected | |
| Mercedes Benz Group Ag Reg Shs | d1668r123 | USD | 107 | $1,777 | dollars, detected | |
| USBANCORPDEL | 902973304 | COM NEW | 64 | $1,771 | dollars, detected | |
| BAXTER INTL INC | 071813109 | COM | 123 | $1,769 | dollars, detected | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 0 | $1,758 | dollars, detected | Amount filed as zero, left out of ratios. |
| ABBOTT LABORATORIES | 2824100 | COM | 61 | $1,742 | dollars, detected | The CUSIP as filed is malformed. |
| PAYCHEX INC | 704326107 | COM | 63 | $1,737 | dollars, detected | |
| CITIGROUP CAPITAL IX | 173066200 | PRD | 42 | $1,700 | dollars, detected | |
| CLOROX CO DEL | 189054109 | COM | 141 | $1,696 | dollars, detected | |
| iShares U.S. Technology ETF | 464287721 | SHS | 0 | $1,694 | dollars, detected | Amount filed as zero, left out of ratios. |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 75 | $1,685 | dollars, detected | |
| SIRIUS XM RADIO INC | 82967N108 | COM | 6 | $1,680 | dollars, detected | |
| ING GROEP | n4578e413 | COMMON EQUITY | 15 | $1,668 | dollars, detected | |
| HERSHEY CO COM | 427866108 | Stock | 143 | $1,602 | dollars, detected | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 30 | $1,600 | dollars, detected | |
| YUM BRANDS INC COM | 988498101 | Stock | 108 | $1,555 | dollars, detected | |
| HEWLETT PACKARD CO | 428236103 | COM | 38 | $1,531 | dollars, detected | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 131 | $1,525 | dollars, detected | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 22 | $1,520 | dollars, detected | |
| COCA COLA CONS INC | 191098102 | COM | 92 | $1,510 | dollars, detected | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 0 | $1,500 | dollars, detected | Amount filed as zero, left out of ratios. |
| DIEBOLD NXDF INC | 253651103 | COM | 51 | $1,500 | dollars, detected | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 30 | $1,500 | dollars, detected | |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 0 | $1,500 | dollars, detected | Amount filed as zero, left out of ratios. |
| MORGAN STNLY CAP 5.75%33 | 617466206 | ps | 37 | $1,500 | dollars, detected | |
| ASSURED GUARANTY MUNI | 04623A403 | PRF | 0 | $1,500 | dollars, detected | Amount filed as zero, left out of ratios. |
| GENERAL MILLS INC COM | 370334104 | Stock | 72 | $1,484 | dollars, detected | |
| WPP PLC NEW ADR | 92937A102 | ADR | 126 | $1,480 | dollars, detected | |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 20 | $1,466 | dollars, detected | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 36 | $1,450 | dollars, detected | |
| Union Pacific Corporation | 907818108 | COM | 222 | $1,441 | dollars, detected | |
| GENUINE PARTS CO COM | 372460105 | Stock | 112 | $1,435 | dollars, detected | |
| SNYDERS LANCE INC | 833551104 | COM | 41 | $1,433 | dollars, detected | |
| Beacon Power Corp New | 073677205 | COM | 0 | $1,410 | dollars, detected | Amount filed as zero, left out of ratios. |
| Starbucks Corporation | 855244109 | COM | 92 | $1,401 | dollars, detected | |
| GOLDMAN SACHS GROUP INC PFD 1/ | 38144X609 | PREFERR | 0 | $1,400 | dollars, detected | Amount filed as zero, left out of ratios. |
| Caterpillar Inc. | 149123101 | COM | 115 | $1,391 | dollars, detected | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 101 | $1,390 | dollars, detected | |
| FIRST FINANCIAL HOLDINGS INC | 32023E105 | COM | 70 | $1,381 | dollars, detected | |
| GOLDMAN SACHS 5.95% PFD SER I | 38145G209 | PRD | 0 | $1,365 | dollars, detected | Amount filed as zero, left out of ratios. |
| ITT CORP | 450911201 | COM | 40 | $1,350 | dollars, detected | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 132 | $1,320 | dollars, detected | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 94 | $1,305 | dollars, detected | |
| HALLIBURTON CO COM | 406216101 | Stock | 54 | $1,304 | dollars, detected | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 86 | $1,300 | dollars, detected | |
| FEDERAL NATL MTG ASSN PFD 8.25 SR T | 313586737 | Preferred | 10 | $1,300 | dollars, detected | |
| YAHOO INC | 984332106 | COM | 33 | $1,300 | dollars, detected | |
| MERRILL LYNCH 6.45% | 590199204 | PRF | 0 | $1,300 | dollars, detected | Amount filed as zero, left out of ratios. |
| NextEra Energy,Inc. | 65339F101 | COM | 103 | $1,269 | dollars, detected | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 0 | $1,220 | dollars, detected | Amount filed as zero, left out of ratios. |
| ROSS STORES INC COM | 778296103 | Stock | 79 | $1,219 | dollars, detected | |
| Texas Instruments Incorporated | 882508104 | COM | 42 | $1,211 | dollars, detected | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 54 | $1,204 | dollars, detected | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 118 | $1,200 | dollars, detected | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 53 | $1,200 | dollars, detected | |
| Spectra Energy Partners | 84756N109 | COM | 55 | $1,200 | dollars, detected | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 55 | $1,200 | dollars, detected | |
| INSURED MUN INCOME FD COM | 45809F104 | CLOSED END | 20 | $1,200 | dollars, detected | |
| INTERVISUAL BOOKS INC | 460918105 | COMMON EQUITY | 0 | $1,200 | dollars, detected | Amount filed as zero, left out of ratios. |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 11 | $1,182 | dollars, detected | |
| Eaton Corp. Plc | G29183103 | COM | 76 | $1,162 | dollars, detected | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 0 | $1,150 | dollars, detected | Amount filed as zero, left out of ratios. |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 84 | $1,146 | dollars, detected | |
| MEDTRONIC INC | 585055106 | COM | 59 | $1,145 | dollars, detected | |
| MANITOWOC COMPANY INC | 563571108 | COM | 20 | $1,134 | dollars, detected | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 0 | $1,100 | dollars, detected | Amount filed as zero, left out of ratios. |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 20 | $1,100 | dollars, detected | |
| CNB CORP CDT COM ISSUE INACTIVE | 12612r105 | COMMON EQUITY | 48 | $1,080 | dollars, detected | |
| AbbVie,Inc. | 00287Y109 | COM | 43 | $1,042 | dollars, detected | |
| SYNOVUS FINANCIAL CORP | 87161C105 | COM | 3 | $1,023 | dollars, detected | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 0 | $1,015 | dollars, detected | Amount filed as zero, left out of ratios. |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 7 | $1,010 | dollars, detected | |
| FMC CORP COM NEW | 302491303 | Stock | 62 | $1,009 | dollars, detected | |
| SLM CORP COM | 78442P106 | Stock | 23 | $1,000 | dollars, detected | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 8 | $1,000 | dollars, detected | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 17 | $1,000 | dollars, detected | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 16 | $1,000 | dollars, detected | |
| RBS CAP FDG TR V GTD TR PFD SECS 5.90% | 74928K208 | PREFERRED EQUITY | 21 | $1,000 | dollars, detected | |
| PATRIOT SCIENTIFIC CORP | 70336n107 | COMMON EQUITY | 0 | $1,000 | dollars, detected | Amount filed as zero, left out of ratios. |
| CELLULAR PRODUCTS | 151164100 | COMMON EQUITY | 0 | $1,000 | dollars, detected | Amount filed as zero, left out of ratios. |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 78 | $998 | dollars, detected | |
| ENVIRI CORP | 415864107 | COM | 23 | $998 | dollars, detected | |
| FPL GROUP CAP TR I 5.875% 3/15 | 30257V207 | PFD | 25 | $975 | dollars, detected | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 56 | $960 | dollars, detected | |
| CAREFUSION CORP | 14170T101 | COM | 35 | $959 | dollars, detected | |
| META PLATFORMS INC CL A | 30303M102 | COM | 23 | $944 | dollars, detected | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 0 | $932 | dollars, detected | Amount filed as zero, left out of ratios. |
| VIACOM INC | 92553P201 | CL B | 63 | $924 | dollars, detected | |
| Honeywell Technologies | 438516106 | COM | 72 | $912 | dollars, detected | |
| NTS RLTY HLDGS LTD PARTNERSH | 629422106 | PARTSHIP UNITS | 6 | $906 | dollars, detected | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 20 | $900 | dollars, detected | |
| LORILLARD INC | 544147101 | COM | 39 | $900 | dollars, detected | |
| ING GROEP N V | 456837202 | PRF | 22 | $900 | dollars, detected | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 49 | $865 | dollars, detected | |
| BARRICK GOLD CORP | 067901108 | COM | 13 | $843 | dollars, detected | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 21 | $839 | dollars, detected | |
| Chubb Corporation | 171232101 | Equity | 69 | $820 | dollars, detected | |
| Deere & Company | 244199105 | COM | 66 | $813 | dollars, detected | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 11 | $813 | dollars, detected | |
| PPG INDS INC COM | 693506107 | Stock | 119 | $810 | dollars, detected | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 39 | $805 | dollars, detected | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 15 | $800 | dollars, detected | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 56 | $800 | dollars, detected | |
| CORELOGIC INC | 21871D103 | COM | 19 | $800 | dollars, detected | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 11 | $800 | dollars, detected | |
| AVAX TECHNOLOGIES INC COM | 053495305 | COMMON EQUITY | 0 | $750 | dollars, detected | Amount filed as zero, left out of ratios. |
| EASTMAN CHEM CO COM | 277432100 | Stock | 51 | $730 | dollars, detected | |
| RSTK CBEYOND COMMUNICATIONS INC | 149847907 | COMMON EQUITY | 6 | $724 | dollars, detected | |
| PROTECTIVE LIFE CORP | 743674103 | COM | 27 | $704 | dollars, detected | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 9 | $703 | dollars, detected | |
| TERADATA CORP DEL | 88076W103 | COM | 35 | $700 | dollars, detected | |
| Mirant Corp (Worthless) | 604675991 | COM | 0 | $693 | dollars, detected | Amount filed as zero, left out of ratios. |
| BANK OF THE CAROLINAS | 06425j102 | COMMON EQUITY | 0 | $691 | dollars, detected | Amount filed as zero, left out of ratios. |
| RAYTHEON CO | 755111507 | COM NEW | 45 | $687 | dollars, detected | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 119 | $686 | dollars, detected | |
| TJX Companies Inc | 872540109 | COM | 34 | $680 | dollars, detected | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 33 | $680 | dollars, detected | |
| FIRSTENERGY CORP | 337932107 | COM | 25 | $675 | dollars, detected | |
| STAPLES INC | 855030102 | COM | 11 | $675 | dollars, detected | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 15 | $673 | dollars, detected | |
| SIGMA ALDRICH CORP | 826552101 | COM | 54 | $670 | dollars, detected | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 68 | $669 | dollars, detected | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 7 | $667 | dollars, detected | |
| TSB FINL CORP COM | 872805106 | COMMON EQUITY | 0 | $665 | dollars, detected | Amount filed as zero, left out of ratios. |
| METLIFE INC COM | 59156R108 | Stock | 30 | $664 | dollars, detected | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 10 | $655 | dollars, detected | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 74 | $653 | dollars, detected | |
| CBS CORP NEW | 124857202 | CL B | 32 | $653 | dollars, detected | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 0 | $650 | dollars, detected | Amount filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 0 | $650 | dollars, detected | Amount filed as zero, left out of ratios. |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 0 | $650 | dollars, detected | Amount filed as zero, left out of ratios. |
| TCP CAP CORP | 87238Q103 | COM | 11 | $650 | dollars, detected | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 25 | $649 | dollars, detected | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 0 | $640 | dollars, detected | Amount filed as zero, left out of ratios. |
| Vanguard Real Estate | 922908553 | SHS | 44 | $633 | dollars, detected | |
| DELL INC | 24702R101 | COM | 8 | $629 | dollars, detected | |
| WALGREEN CO | 931422109 | COM | 27 | $622 | dollars, detected | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 0 | $620 | dollars, detected | Amount filed as zero, left out of ratios. |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 39 | $620 | dollars, detected | |
| OFFICE DEPOT INC | 676220106 | COM | 2 | $610 | dollars, detected | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 54 | $600 | dollars, detected | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 1 | $600 | dollars, detected | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 23 | $600 | dollars, detected | |
| SCHEIN HENRY INC | 806407102 | COM | 57 | $600 | dollars, detected | |
| AON PLC | G0408V102 | SHS CL A | 39 | $600 | dollars, detected | |
| QUICKSILVER RESOURCES INC. | 74837R104 | COMMON STOCK | 1 | $600 | dollars, detected | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 2 | $600 | dollars, detected | |
| FEDERAL HOME LN MTG CORP PFD 8.375 NCM | 313400624 | Preferred | 0 | $600 | dollars, detected | Amount filed as zero, left out of ratios. |
| Merrill Lynch PFD Cap TR Iiitoprs 7% | 59021F206 | Pfd Stk | 15 | $600 | dollars, detected | |
| Countrywide Capital V | 222388209 | COM | 15 | $600 | dollars, detected | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 24 | $590 | dollars, detected | |
| MEDIA GENERAL INC | 584404107 | COMMON STOCK | 6 | $564 | dollars, detected | |
| VTI | 922908769 | COM | 47 | $563 | dollars, detected | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 46 | $554 | dollars, detected | |
| ROCKWELL COLLINS INC | 774341101 | COM | 35 | $554 | dollars, detected | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 24 | $552 | dollars, detected | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 20 | $550 | dollars, detected | |
| DIRECTV | 25490A309 | COM | 32 | $527 | dollars, detected | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 44 | $520 | dollars, detected | |
| TRINITY INDS INC | 896522109 | COM | 20 | $516 | dollars, detected | |
| HECLA MNG CO | 422704106 | COM | 2 | $509 | dollars, detected | |
| PAA NAT GAS STORAGE L P | 693139107 | COM UNIT LTD | 11 | $509 | dollars, detected | |
| GANNETT INC | 364730101 | COM | 12 | $500 | dollars, detected | |
| RYDER SYS INC COM | 783549108 | Stock | 30 | $500 | dollars, detected | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 17 | $500 | dollars, detected | |
| MRC GLOBAL INC | 55345K103 | COM | 14 | $500 | dollars, detected | |
| Lineage, Inc. | 536020100 | COM | 17 | $500 | dollars, detected | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 12 | $500 | dollars, detected | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060108 | COM SBI | 2 | $500 | dollars, detected | |
| RENAISSANCERE HOLDINGS | G7498P309 | PRF | 12 | $500 | dollars, detected | |
| YARC SYS INC | 984859108 | COMMON EQUITY | 0 | $500 | dollars, detected | Amount filed as zero, left out of ratios. |
| INNKEEPERS USA TR 8% PFD SER C CALLABLE 1/ | 4576j0401 | PREFERRED EQUITY | 0 | $500 | dollars, detected | Amount filed as zero, left out of ratios. |
| WATERS CORP COM | 941848103 | Stock | 50 | $495 | dollars, detected | |
| MARATHON OIL CORP | 565849106 | COM | 17 | $493 | dollars, detected | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 27 | $491 | dollars, detected | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 5 | $490 | dollars, detected | |
| MYLAN INC | 628530107 | COM | 15 | $487 | dollars, detected | |
| Costco Wholesale Corporation | 22160K105 | COM | 53 | $479 | dollars, detected | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 71 | $469 | dollars, detected | |
| EBAY INC. COM | 278642103 | Stock | 24 | $467 | dollars, detected | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 6 | $460 | dollars, detected | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 6 | $460 | dollars, detected | |
| MCGRAW HILL FINL INC | 580645109 | COM | 24 | $456 | dollars, detected | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 15 | $450 | dollars, detected | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 0 | $450 | dollars, detected | Amount filed as zero, left out of ratios. |
| ROYCE VALUE TRUST | 780910105 | COM | 7 | $440 | dollars, detected | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 60 | $439 | dollars, detected | |
| WP CAREY INC COM | 92936U109 | REIT | 29 | $432 | dollars, detected | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 23 | $423 | dollars, detected | |
| CENTURYLINK INC | 156700106 | COM | 15 | $421 | dollars, detected | |
| Morgan Stanley | 617446448 | COM | 10 | $413 | dollars, detected | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 27 | $409 | dollars, detected | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 9 | $403 | dollars, detected | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 16 | $400 | dollars, detected | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 71 | $400 | dollars, detected | |
| PULTE GROUP INC COM | 745867101 | Stock | 8 | $400 | dollars, detected | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 23 | $400 | dollars, detected | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 15 | $400 | dollars, detected | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 16 | $400 | dollars, detected | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 7 | $400 | dollars, detected | |
| STATE STREET | 78464A425 | EXCHANGE TRADED | 10 | $400 | dollars, detected | |
| ACTAVIS INC | 00507K103 | COM | 50 | $400 | dollars, detected | |
| CITIGROUP CAP X 6.1% 9/30/3 | 173064205 | PFD | 10 | $400 | dollars, detected | |
| Aegon NV 6.875% PFD | N00927306 | PFD | 10 | $400 | dollars, detected | |
| SWEDISH EXPT CR CORP | 870297405 | RG METAL ETN22 | 0 | $400 | dollars, detected | Amount filed as zero, left out of ratios. |
| Duke Capital Tr Certs 7.875% Pfd (cnow) | 21988g312 | com | 10 | $400 | dollars, detected | |
| CORP BACKED TR CTFS 03-7 | 21988G262 | PRF | 10 | $400 | dollars, detected | |
| LEHMAN BROS HLDGS D CAP TR IV PFD SER L 1 | 52520b206 | PREFERRED EQUITY | 0 | $400 | dollars, detected | Amount filed as zero, left out of ratios. |
| ZEGARELLI GROUP INTL COM | 989270103 | COMMON EQUITY | 0 | $400 | dollars, detected | Amount filed as zero, left out of ratios. |
| STRATS TR FOR BELLSOUTH TELECOMMN CTFS 200 | 784787202 | PREFERRED EQUITY | 10 | $400 | dollars, detected | |
| AIR LEASE CORP | 00912X302 | CL A | 11 | $390 | dollars, detected | |
| MARKET VECTORS ETF TR | 57060U589 | JR GOLD MINERS E | 0 | $390 | dollars, detected | Amount filed as zero, left out of ratios. |
| HANESBRANDS INC | 410345102 | COM | 20 | $385 | dollars, detected | |
| TRIPADVISOR INC | 896945201 | COM | 23 | $380 | dollars, detected | |
| Vanguard Extended Market ETF | 922908652 | SHS | 0 | $377 | dollars, detected | Amount filed as zero, left out of ratios. |
| BED BATH & BEYOND INC | 075896100 | COM | 27 | $375 | dollars, detected | |
| EPL Oil & Gas, Inc. | 26883D108 | COM | 11 | $365 | dollars, detected | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 21 | $361 | dollars, detected | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 11 | $355 | dollars, detected | |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 1 | $342 | dollars, detected | |
| STARZ | 85571Q102 | COM SER A | 8 | $341 | dollars, detected | |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 43 | $341 | dollars, detected | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 17 | $340 | dollars, detected | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 33 | $335 | dollars, detected | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 0 | $335 | dollars, detected | Amount filed as zero, left out of ratios. |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 0 | $334 | dollars, detected | Amount filed as zero, left out of ratios. |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 0 | $333 | dollars, detected | Amount filed as zero, left out of ratios. |
| WEATHERFORD INTL LTD | H27013103 | COMMON STOCK-FO | 5 | $333 | dollars, detected | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 13 | $331 | dollars, detected | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 30 | $327 | dollars, detected | |
| KINROSS GOLD CORP | 496902404 | COM | 2 | $327 | dollars, detected | |
| CETEK TECHNOLOGIES INC NEW | 157193202 | COMMON EQUITY | 0 | $326 | dollars, detected | Amount filed as zero, left out of ratios. |
| H AND R BLOCK INC | 93671105 | OPTION | 9 | $318 | dollars, detected | The CUSIP as filed is malformed. |
| HARRIS TEETER SUPERMARKETS I | 414585109 | COM | 15 | $317 | dollars, detected | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 46 | $316 | dollars, detected | |
| DELHAIZE GROUP - SPONS ADR | 29759W101 | SPON | 19 | $313 | dollars, detected | |
| UnitedHealth Group Inc | 91324P102 | COM | 20 | $310 | dollars, detected | |
| MCKESSON CORP COM | 58155Q103 | Stock | 35 | $310 | dollars, detected | |
| FOREST LABS INC | 345838106 | COM | 13 | $310 | dollars, detected | |
| Merrill Lynch Cap TR IV 7.12% PFD | 59021G204 | Pfd Stk | 8 | $310 | dollars, detected | |
| BROADCOM CORP | 111320107 | CL A | 10 | $305 | dollars, detected | |
| PEABODY ENERGY CORP | 704549104 | COM | 4 | $305 | dollars, detected | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 11 | $300 | dollars, detected | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 0 | $300 | dollars, detected | Amount filed as zero, left out of ratios. |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 22 | $300 | dollars, detected | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 5 | $300 | dollars, detected | |
| TRANSCANADA CORP | 89353D107 | COM | 13 | $300 | dollars, detected | |
| ASTEX PHARMACEUTICALS INC | 04624B103 | COM | 1 | $300 | dollars, detected | |
| UTI WORLDWIDE INC | G87210103 | ORD | 5 | $300 | dollars, detected | |
| PROGRESS ENERGY INC-CVO | 743263AA3 | COM | 0 | $300 | dollars, detected | Amount filed as zero, left out of ratios. |
| MERRILL LYNCH CAP TR III 7.375% PFD SHS MA | 59025d207 | PREFERRED EQUITY | 8 | $300 | dollars, detected |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000909012-13-000303 | this filing | 2013-08-12 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000909012-13-000308 | superseded | 2013-08-12 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000909012-13-000337 | base | 2013-08-14 | acceptance time not in the bulk data set |