13F-HR filed by SHUFRO ROSE & CO LLC
SHUFRO ROSE & CO LLC filed this 13F-HR for the quarter ended 2026-06-30, filed 2026-08-12, with 315 holding rows worth $1,741,051,603.
- Accession
- 0000908195-26-000003
- Filer
- CIK 908195
- Filed
- 2026-08-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2026
A holdings report, 324 entries on the cover page, a total value of $1,741,051,603 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,741,051,603 with VALUE read as dollars as filed, 13F file number 028-04541. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares iBonds Dec. 2029 Corporate Bond ETF | 46436E205 | ETF | 8,668,602 | $200,764,823 | dollars as filed | |
| CORNING INC | 219350105 | COM | 561,262 | $143,363,267 | dollars as filed | |
| ALPS ETF TR | 00162Q346 | SMITH CORE PLUS | 5,299,519 | $136,409,632 | dollars as filed | |
| DOUBLELINE ETF TRUST | 25861R303 | COMMERCIAL REAL | 1,569,464 | $81,306,103 | dollars as filed | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 87,982 | $65,888,724 | dollars as filed | |
| Apple Inc | 037833100 | COM | 197,318 | $57,095,981 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 44,944 | $53,907,182 | dollars as filed | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 515,810 | $41,558,791 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 110,520 | $41,226,014 | dollars as filed | |
| COHERENT CORP COM | 19247G107 | Stock | 95,806 | $37,792,540 | dollars as filed | |
| Texas Instruments Incorporated | 882508104 | COM | 121,817 | $36,309,983 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 109,595 | $35,873,683 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 69,045 | $34,549,245 | dollars as filed | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 154,808 | $32,938,525 | dollars as filed | |
| Vanguard S&P 500 ETF | 922908363 | COM | 42,506 | $29,193,546 | dollars as filed | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 57,444 | $28,799,982 | dollars as filed | |
| Qualcomm Incorporated | 747525103 | COM | 150,146 | $27,745,443 | dollars as filed | |
| Invesco BulletShares 2030 Corp Bd ETF | 46138J460 | SHS | 1,542,429 | $25,673,734 | dollars as filed | |
| VanEck Merk Gold Trust | 921078101 | SHS | 619,787 | $23,917,581 | dollars as filed | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 62,443 | $23,002,753 | dollars as filed | |
| International Business Machines Corporation | 459200101 | COM | 73,358 | $20,629,094 | dollars as filed | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 120,878 | $19,624,528 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 82,088 | $19,564,857 | dollars as filed | |
| TOUCHSTONE ETF TRUST | 89157W806 | SANDS CAP US ETF | 640,970 | $18,938,933 | dollars as filed | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 84,337 | $18,506,055 | dollars as filed | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 240,755 | $18,164,949 | dollars as filed | |
| INVESCO BULLETSHARES 2028 CORPORATE BOND ETF | 46138J643 | ETF | 803,966 | $16,372,769 | dollars as filed | |
| INVESCO BULLETSHARES 2029 CORPORATE BOND ETF | 46138J577 | ETF | 872,220 | $16,201,487 | dollars as filed | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 101,992 | $14,902,233 | dollars as filed | |
| KLA CORP | 482480100 | COM | 47,286 | $14,266,569 | dollars as filed | |
| VTI | 922908769 | COM | 38,383 | $14,203,180 | dollars as filed | |
| Amgen Inc. | 031162100 | COM | 37,047 | $13,415,301 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 169,379 | $13,386,033 | dollars as filed | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 142,549 | $11,781,683 | dollars as filed | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 32,484 | $11,136,451 | dollars as filed | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 43,533 | $10,578,127 | dollars as filed | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 168,805 | $9,956,118 | dollars as filed | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 171,037 | $9,954,378 | dollars as filed | |
| INVESCO BULLETSHARES 2026 CORPORATE BOND ETF | 46138J791 | ETF | 405,598 | $7,919,300 | dollars as filed | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 22,541 | $7,686,932 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 46,834 | $6,403,145 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V799 | INTL CORE EQUITY | 171,154 | $6,377,211 | dollars as filed | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 121,703 | $6,155,746 | dollars as filed | |
| ISHARES TR | 46436E726 | IBONDS DEC 2030 | 274,603 | $5,986,356 | dollars as filed | |
| ECOLAB INC COM | 278865100 | Stock | 21,199 | $5,906,115 | dollars as filed | |
| UNILEVER PLC SPON ADR NEW | 904767803 | ADR | 91,925 | $5,526,531 | dollars as filed | |
| LENNAR CORP CL A | 526057104 | Stock | 58,443 | $5,288,475 | dollars as filed | |
| EVERPURE INC CL A | 74624M102 | Stock | 65,850 | $5,188,322 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 19,696 | $5,002,273 | dollars as filed | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 28,000 | $4,870,320 | dollars as filed | |
| Chevron Corporation | 166764100 | COM | 28,641 | $4,747,576 | dollars as filed | |
| AUTOZONE INC COM | 053332102 | Stock | 1,423 | $4,547,823 | dollars as filed | |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 85,270 | $4,547,462 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 12,487 | $4,462,480 | dollars as filed | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 14,499 | $3,921,545 | dollars as filed | |
| Micron Technology,Inc. | 595112103 | COM | 3,300 | $3,809,157 | dollars as filed | |
| Salesforce.com, Inc | 79466L302 | COM | 24,290 | $3,805,256 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 18,797 | $3,761,173 | dollars as filed | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 24,519 | $3,636,483 | dollars as filed | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 37,589 | $3,630,324 | dollars as filed | |
| PepsiCo,Inc. | 713448108 | COM | 25,726 | $3,483,301 | dollars as filed | |
| Avantis International Small Cap Val ETF | 025072802 | SHS | 33,339 | $3,435,551 | dollars as filed | |
| METLIFE INC COM | 59156R108 | Stock | 39,878 | $3,374,092 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 22,358 | $3,172,377 | dollars as filed | |
| iShares 0-3 Month Treasury Bond ETF | 46436E718 | SHS | 31,141 | $3,134,965 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V732 | EMERGING MKTS CO | 75,333 | $3,061,549 | dollars as filed | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 4 | $2,995,400 | dollars as filed | |
| REALTY INCOME CORP COM | 756109104 | REIT | 47,435 | $2,939,073 | dollars as filed | |
| Avantis International Large Cap Val ETF | 025072364 | SHS | 36,151 | $2,798,806 | dollars as filed | |
| Intel Corp | 458140100 | COM | 19,400 | $2,708,822 | dollars as filed | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 32,469 | $2,689,694 | dollars as filed | |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 81,600 | $2,670,768 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 7,452 | $2,633,016 | dollars as filed | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 37,165 | $2,600,807 | dollars as filed | |
| Bank of America Corp | 060505104 | COM | 44,493 | $2,535,212 | dollars as filed | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 26,178 | $2,296,066 | dollars as filed | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 9,100 | $2,174,991 | dollars as filed | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 38,251 | $2,092,348 | dollars as filed | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 11,052 | $1,984,166 | dollars as filed | |
| UnitedHealth Group Inc | 91324P102 | COM | 4,646 | $1,931,122 | dollars as filed | |
| PERMA PIPE INTERNATIONAL HOL | 714167103 | COMMON STOCK | 70,000 | $1,906,100 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 15,963 | $1,874,956 | dollars as filed | |
| YUM BRANDS INC COM | 988498101 | Stock | 11,708 | $1,871,641 | dollars as filed | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 7,018 | $1,794,201 | dollars as filed | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 15,640 | $1,785,932 | dollars as filed | |
| ISHARES TR | 464288687 | COM | 57,475 | $1,752,413 | dollars as filed | |
| Broadcom Inc. | 11135F101 | COM | 4,600 | $1,737,650 | dollars as filed | |
| Merck & Co.,Inc. | 58933Y105 | COM | 13,397 | $1,721,517 | dollars as filed | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 32,900 | $1,717,380 | dollars as filed | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 33,000 | $1,684,650 | dollars as filed | |
| Avantis Emerging Markets Value ETF | 025072372 | SHS | 25,675 | $1,684,259 | dollars as filed | |
| EQUINIX INC COM | 29444U700 | REIT | 1,610 | $1,678,248 | dollars as filed | |
| Lam Research Corporation | 512807306 | COM | 3,800 | $1,646,654 | dollars as filed | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 2,602 | $1,622,630 | dollars as filed | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 2,600 | $1,621,204 | dollars as filed | put |
| JACOBS SOLUTIONS INC COM | 46982L108 | Stock | 12,227 | $1,540,648 | dollars as filed | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 30,290 | $1,534,479 | dollars as filed | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 37,776 | $1,519,726 | dollars as filed | |
| PEOPLE INC | 44891N208 | COM NEW | 32,900 | $1,518,664 | dollars as filed | |
| NUTRIEN LTD COM | 67077M108 | Stock | 23,695 | $1,491,601 | dollars as filed | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 10,155 | $1,468,515 | dollars as filed | |
| WW GRAINGER INC COM | 384802104 | Stock | 1,050 | $1,428,420 | dollars as filed | |
| ENBRIDGE INC COM | 29250N105 | Stock | 26,134 | $1,416,740 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 1,912 | $1,407,752 | dollars as filed | |
| Deere & Company | 244199105 | COM | 2,114 | $1,340,974 | dollars as filed | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 11,735 | $1,338,612 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25459W458 | DAI SEM BUL ETF | 5,000 | $1,333,550 | dollars as filed | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 17,351 | $1,306,175 | dollars as filed | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 124,893 | $1,267,664 | dollars as filed | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 62,000 | $1,258,600 | dollars as filed | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 12,928 | $1,247,022 | dollars as filed | |
| Walmart Inc. | 931142103 | COM | 11,007 | $1,246,603 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J452 | INVSCO 28 HYCORP | 56,400 | $1,226,418 | dollars as filed | |
| SHELL PLC SPON ADS | 780259305 | ADR | 15,750 | $1,221,255 | dollars as filed | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 16,439 | $1,171,279 | dollars as filed | |
| Raytheon Technologies Corporation | 75513E101 | COM | 5,969 | $1,132,500 | dollars as filed | |
| UMH PPTYS INC | 903002103 | COM | 74,650 | $1,130,201 | dollars as filed | |
| HOWMET AEROSPACE INC COM | 443201108 | Stock | 4,110 | $1,105,015 | dollars as filed | |
| ConocoPhillips | 20825C104 | COM | 10,500 | $1,091,580 | dollars as filed | |
| Morgan Stanley | 617446448 | COM | 5,166 | $1,079,901 | dollars as filed | |
| Vanguard Value ETF | 922908744 | SHS | 4,833 | $1,053,345 | dollars as filed | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 84,900 | $1,045,119 | dollars as filed | |
| INVESCO BULLETSHARES 2027 CORPORATE BOND ETF | 46138J783 | ETF | 52,737 | $1,034,437 | dollars as filed | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 13,880 | $1,019,486 | dollars as filed | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 14,200 | $1,017,572 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 3,940 | $991,462 | dollars as filed | |
| SPY | 78462F103 | SHS | 1,316 | $982,933 | dollars as filed | |
| KIRBY CORP | 497266106 | COM | 7,200 | $978,984 | dollars as filed | |
| MANHATTAN BRDG CAP INC | 562803106 | COM | 215,785 | $975,349 | dollars as filed | |
| TERADYNE INC COM | 880770102 | Stock | 1,985 | $960,423 | dollars as filed | |
| GENERAC HLDGS INC | 368736104 | COM | 3,200 | $936,992 | dollars as filed | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 12,178 | $932,226 | dollars as filed | |
| Pfizer Inc. | 717081103 | COM | 37,460 | $902,037 | dollars as filed | |
| SPY | 78462F103 | SHS | 1,200 | $896,124 | dollars as filed | put |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 4,684 | $892,396 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 81,980 | $888,664 | dollars as filed | |
| BATH & BODY WORKS INC COM | 070830104 | Stock | 37,700 | $872,001 | dollars as filed | |
| General Electric Company | 369604301 | COM | 2,329 | $870,418 | dollars as filed | |
| SYNCHRONYFINL | 87165B103 | STOK | 11,200 | $851,760 | dollars as filed | |
| Boston Scientific Corporation | 101137107 | COM | 19,700 | $840,796 | dollars as filed | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 3,275 | $838,007 | dollars as filed | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 7,860 | $803,685 | dollars as filed | |
| IJH | 464287507 | COM | 10,335 | $796,932 | dollars as filed | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 400 | $795,776 | dollars as filed | |
| Caterpillar Inc. | 149123101 | COM | 714 | $760,339 | dollars as filed | |
| AFLAC INC COM | 001055102 | Stock | 6,378 | $747,842 | dollars as filed | |
| GE Vernova Inc. | 36828A101 | COM | 617 | $724,889 | dollars as filed | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 8,100 | $724,788 | dollars as filed | |
| American Express Company | 025816109 | COM | 2,142 | $724,532 | dollars as filed | |
| XYLEM INC COM | 98419M100 | Stock | 6,095 | $720,490 | dollars as filed | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 6,544 | $718,335 | dollars as filed | |
| IMPINJ INC | 453204109 | COM | 5,000 | $716,150 | dollars as filed | |
| MARKELGROUPINC | 570535104 | STOK | 360 | $703,084 | dollars as filed | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 1,200 | $697,092 | dollars as filed | |
| VALMONT INDS INC COM | 920253101 | Stock | 1,200 | $693,120 | dollars as filed | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 6,000 | $690,000 | dollars as filed | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 66,350 | $683,405 | dollars as filed | |
| OPENLANE INC | 48238T109 | COM | 22,000 | $682,440 | dollars as filed | |
| HEALTHPEAK PROPERTIES INC COM | 42250P103 | REIT | 31,315 | $670,131 | dollars as filed | |
| Union Pacific Corporation | 907818108 | COM | 2,454 | $667,570 | dollars as filed | |
| FIDELITY MERRIMACK STR TR | 316188408 | LOW DURTIN ETF | 13,300 | $666,463 | dollars as filed | |
| BORGWARNER INC COM | 099724106 | Stock | 10,000 | $664,000 | dollars as filed | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 4,900 | $659,981 | dollars as filed | |
| CLOROX CO DEL | 189054109 | COM | 6,897 | $658,250 | dollars as filed | |
| CHIRON REAL ESTATE INC | 37954A303 | REIT | 16,910 | $634,464 | dollars as filed | |
| Procter & Gamble Co | 742718109 | COM | 4,293 | $629,526 | dollars as filed | |
| iShares iBonds Dec 2026 Term Corporate ETF | 46435GAA0 | SHS | 25,628 | $620,975 | dollars as filed | |
| TARGET CORP COM | 87612E106 | Stock | 4,700 | $613,867 | dollars as filed | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 62,300 | $601,818 | dollars as filed | |
| 3M CO COM | 88579Y101 | Stock | 3,682 | $596,153 | dollars as filed | |
| ALLSTATE CORP COM | 020002101 | Stock | 2,470 | $587,713 | dollars as filed | |
| Starbucks Corporation | 855244109 | COM | 5,735 | $586,060 | dollars as filed | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 1,680 | $577,769 | dollars as filed | |
| AT&T Inc | 00206R102 | COM | 27,664 | $572,645 | dollars as filed | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 500 | $570,710 | dollars as filed | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 50,000 | $566,000 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 1,640 | $562,554 | dollars as filed | |
| Walt Disney Co | 254687106 | COM | 5,822 | $560,356 | dollars as filed | |
| MILLROSE PPTYS INC COM CL A | 601137102 | REIT | 18,451 | $554,443 | dollars as filed | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 2,597 | $550,435 | dollars as filed | |
| HERC HLDGS INC COM | 42704L104 | Stock | 3,840 | $550,426 | dollars as filed | |
| CSX Corporation | 126408103 | COM | 11,400 | $541,842 | dollars as filed | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 3,483 | $537,393 | dollars as filed | |
| MasterCard, Inc | 57636Q104 | COM | 1,040 | $533,954 | dollars as filed | |
| Medtronic Plc | G5960L103 | COM | 6,749 | $527,975 | dollars as filed | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 16,000 | $506,400 | dollars as filed | |
| Lockheed Martin Corporation | 539830109 | COM | 987 | $502,767 | dollars as filed | |
| BROOKFIELD CORP CL A LTD VT SH | 11271J107 | Stock | 11,800 | $502,562 | dollars as filed | |
| U HAUL HOLDING COMPANY | 023586506 | COM SER N | 8,590 | $495,643 | dollars as filed | |
| AMETEK INC COM | 031100100 | Stock | 2,000 | $483,880 | dollars as filed | |
| Elevance Health, Inc. | 036752103 | COM | 1,250 | $483,413 | dollars as filed | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 43,600 | $479,164 | dollars as filed | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 11,708 | $478,506 | dollars as filed | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 7,100 | $473,073 | dollars as filed | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 5,784 | $469,430 | dollars as filed | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 1,460 | $459,302 | dollars as filed | |
| HYSTER-YALE INC | 449172105 | CL A | 13,000 | $455,780 | dollars as filed | |
| CNH INDL N V SHS | N20944109 | Stock | 40,000 | $454,700 | dollars as filed | |
| TRANE TECHNOLOGIES PLC SHS | G8994E103 | Stock | 900 | $442,044 | dollars as filed | |
| ATKORE INC | 047649108 | COMMON STOCK | 5,800 | $441,032 | dollars as filed | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 45,862 | $438,900 | dollars as filed | |
| Boeing Company | 097023105 | COM | 2,000 | $432,940 | dollars as filed | |
| iShares iBonds Dec. 2027 Corporate Bond ETF | 46435UAA9 | ETF | 17,730 | $429,426 | dollars as filed | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 34,150 | $426,534 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 5,085 | $422,411 | dollars as filed | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 10,000 | $421,800 | dollars as filed | |
| OLIN CORP | 680665205 | COM PAR $1 | 21,225 | $420,680 | dollars as filed | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 2,650 | $419,363 | dollars as filed | |
| HONEYWELL INTL INC COM | 438516205 | Stock | 1,857 | $415,783 | dollars as filed | |
| TEXAS PACIFIC LAND CORPORATION COM | 88262P102 | Stock | 950 | $415,758 | dollars as filed | |
| Wells Fargo & Company | 949746101 | COM | 5,000 | $413,200 | dollars as filed | |
| HONEYWELL AEROSPACE INC COM | 43849R105 | Stock | 1,857 | $410,546 | dollars as filed | |
| Coca-Cola Company | 191216100 | COM | 5,035 | $409,195 | dollars as filed | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 2,574 | $408,391 | dollars as filed | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 117,000 | $408,330 | dollars as filed | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 700 | $403,690 | dollars as filed | |
| ARCHER AVIATION INC | 03945R102 | COM CL A | 83,200 | $393,536 | dollars as filed | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 29,800 | $385,910 | dollars as filed | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 7,234 | $380,509 | dollars as filed | |
| INGREDION INC COM | 457187102 | Stock | 4,000 | $378,840 | dollars as filed | |
| M & T BK CORP COM | 55261F104 | Stock | 1,585 | $377,246 | dollars as filed | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 37,267 | $375,652 | dollars as filed | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 3,013 | $374,125 | dollars as filed | |
| Dimensional International Value ETF | 25434V807 | SHS | 6,838 | $369,389 | dollars as filed | |
| Oracle Corporation | 68389X105 | COM | 2,421 | $354,798 | dollars as filed | |
| Bristol-Myers Squibb Company | 110122108 | COM | 6,140 | $353,787 | dollars as filed | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 17,246 | $345,955 | dollars as filed | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 1,000 | $341,020 | dollars as filed | put |
| Verizon Communications Inc | 92343V104 | COM | 7,794 | $329,998 | dollars as filed | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 3,035 | $327,568 | dollars as filed | |
| VWO | 922042858 | SHS | 5,462 | $326,027 | dollars as filed | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 1,400 | $321,398 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 905 | $319,176 | dollars as filed | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 27,000 | $316,710 | dollars as filed | |
| Avantis US Equity ETF | 025072885 | SHS | 2,438 | $312,260 | dollars as filed | |
| MOSAIC CO COM | 61945C103 | Stock | 14,700 | $311,493 | dollars as filed | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 26,000 | $301,080 | dollars as filed | |
| WATERS CORP COM | 941848103 | Stock | 802 | $300,783 | dollars as filed | |
| Abbott Laboratories | 002824100 | COM | 3,289 | $298,444 | dollars as filed | |
| iShares Russell 2000 ETF | 464287655 | SHS | 983 | $295,343 | dollars as filed | |
| McDonalds Corporation | 580135101 | COM | 1,091 | $294,909 | dollars as filed | |
| SMUCKER J M CO | 832696405 | COM NEW | 2,595 | $291,938 | dollars as filed | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 5,900 | $291,519 | dollars as filed | |
| MOBILEYE GLOBAL INC | 60741F104 | COMMON CLASS A | 30,000 | $290,400 | dollars as filed | |
| ISHARES TR | 46432F834 | COM | 3,025 | $288,706 | dollars as filed | |
| REDWOOD TRUST INC | 758075402 | COM | 60,700 | $287,718 | dollars as filed | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 1,246 | $285,908 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V258 | S&P500 PUR VAL | 2,500 | $284,550 | dollars as filed | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 25,000 | $284,250 | dollars as filed | |
| WILLSCOT HLDGS CORP | 971378104 | COM CL A | 9,800 | $282,828 | dollars as filed | |
| Qualcomm Incorporated | 747525103 | COM | 1,500 | $277,185 | dollars as filed | put |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 4,039 | $276,308 | dollars as filed | |
| Southern Company | 842587107 | COM | 2,879 | $275,550 | dollars as filed | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 1,050 | $273,462 | dollars as filed | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 2,568 | $273,415 | dollars as filed | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 25,700 | $272,420 | dollars as filed | |
| NextEra Energy,Inc. | 65339F101 | COM | 3,100 | $272,087 | dollars as filed | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 387 | $271,955 | dollars as filed | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 2,523 | $271,526 | dollars as filed | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 5,000 | $268,050 | dollars as filed | |
| Costco Wholesale Corporation | 22160K105 | COM | 282 | $263,803 | dollars as filed | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 21,500 | $252,410 | dollars as filed | |
| MAGNUM ICE CREAM CO NV ORD SHS | N5505D105 | Stock | 14,315 | $249,225 | dollars as filed | |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 1,000 | $245,280 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J395 | BULETSHS 2029 HG | 11,500 | $242,995 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 4,800 | $242,736 | dollars as filed | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 3,100 | $238,948 | dollars as filed | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 3,000 | $235,980 | dollars as filed | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 1,880 | $233,910 | dollars as filed | |
| Stryker Corporation | 863667101 | COM | 730 | $229,834 | dollars as filed | |
| NU HLDGS LTD | G6683N103 | ORD SHS CL A | 17,045 | $227,722 | dollars as filed | |
| iShares iBonds Dec. 2028 Corporate Bond ETF | 46435U515 | ETF | 9,000 | $227,250 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 12,700 | $227,076 | dollars as filed | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 1,000 | $226,810 | dollars as filed | |
| BLACKSTONE INC | 09260D107 | COM | 1,900 | $223,573 | dollars as filed | |
| AMENTUM HOLDINGS INC COM | 023939101 | Stock | 10,734 | $221,872 | dollars as filed | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 17,500 | $218,575 | dollars as filed | |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 4,403 | $218,169 | dollars as filed | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 610 | $216,087 | dollars as filed | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 450 | $214,907 | dollars as filed | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 17,500 | $214,725 | dollars as filed | |
| GATX CORP COM | 361448103 | Stock | 1,200 | $212,628 | dollars as filed | |
| PHILLIPS 66 COM | 718546104 | Stock | 1,250 | $211,313 | dollars as filed | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 1,283 | $211,139 | dollars as filed | |
| FS KKR CAP CORP | 302635206 | COM | 20,001 | $210,010 | dollars as filed | |
| Citigroup Inc. | 172967424 | COM | 1,497 | $209,521 | dollars as filed | |
| Automatic Data Processing,Inc. | 053015103 | COM | 931 | $208,498 | dollars as filed | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 204 | $206,320 | dollars as filed | |
| Goldman Sachs Equal Weight U.S. Large Cap Equity ETF | 381430438 | SHS | 2,175 | $205,364 | dollars as filed | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 445 | $204,313 | dollars as filed | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 20,500 | $202,335 | dollars as filed | |
| CVS Health Corporation | 126650100 | COM | 1,950 | $201,728 | dollars as filed | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 1,535 | $200,205 | dollars as filed | |
| AMERICOLD REALTY TRUST INC COM | 03064D108 | REIT | 12,500 | $196,500 | dollars as filed | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 24,100 | $189,908 | dollars as filed | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 26,200 | $186,806 | dollars as filed | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 18,373 | $144,780 | dollars as filed | |
| RAND CAP CORP COM NEW | 752185207 | CEF | 14,000 | $142,800 | dollars as filed | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 12,500 | $140,750 | dollars as filed | |
| ANGI INC | 00183L201 | CL A NEW | 19,939 | $118,638 | dollars as filed | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 10,800 | $116,640 | dollars as filed | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 10,000 | $109,900 | dollars as filed | |
| IMMUCELL CORP | 452525306 | COM PAR | 10,000 | $100,500 | dollars as filed | |
| GLADSTONE LAND CORP | 376549101 | REIT | 11,000 | $93,830 | dollars as filed | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 10,000 | $92,200 | dollars as filed | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 18,500 | $85,470 | dollars as filed | |
| INVESCO SR INCOME TR | 46131H107 | COM | 28,000 | $84,000 | dollars as filed | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 13,458 | $80,210 | dollars as filed | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 97,500 | $50,700 | dollars as filed | |
| EQUUS TOTAL RETURN INC | 294766100 | COM | 31,287 | $38,796 | dollars as filed | |
| MERCER INTL INC | 588056101 | COM | 54,500 | $35,970 | dollars as filed | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 11,000 | $35,530 | dollars as filed | |
| MOUNT LOGAN CAP INC COM | 62188E103 | Stock | 10,000 | $34,400 | dollars as filed | |
| OPKO HEALTH INC | 68375N103 | COM | 17,000 | $25,500 | dollars as filed | |
| BEAM GLOBAL | 07373B109 | COM | 15,000 | $19,500 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000908195-26-000003 | this filing | 2026-08-12 | acceptance time not in the bulk data set |