13F-HR filed by SHUFRO ROSE & CO LLC
SHUFRO ROSE & CO LLC filed this 13F-HR for the quarter ended 2025-06-30, filed 2025-08-11, with 311 holding rows worth $1,244,194,556.
- Accession
- 0000908195-25-000009
- Filer
- CIK 908195
- Filed
- 2025-08-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2025
A holdings report, 311 entries on the cover page, a total value of $1,244,194,556 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,244,194,556 with VALUE read as dollars as filed, 13F file number 028-04541. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ALPS ETF TR | 00162Q346 | SMITH CORE PLUS | 4,480,300 | $115,972,566 | dollars as filed | |
| iShares iBonds Dec. 2029 Corporate Bond ETF | 46436E205 | ETF | 3,540,014 | $81,880,532 | dollars as filed | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 100,153 | $56,276,186 | dollars as filed | |
| DOUBLELINE ETF TRUST | 25861R303 | COMMERCIAL REAL | 843,367 | $43,745,422 | dollars as filed | |
| CORNING INC | 219350105 | COM | 907,714 | $41,555,169 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 110,066 | $41,317,736 | dollars as filed | |
| Apple Inc | 037833100 | COM | 183,424 | $40,744,076 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 45,084 | $37,235,327 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 57,439 | $30,590,800 | dollars as filed | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 168,046 | $29,110,632 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 117,539 | $28,832,195 | dollars as filed | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 57,279 | $28,502,232 | dollars as filed | |
| iShares iBonds Dec 2026 Term Corporate ETF | 46435GAA0 | SHS | 1,092,999 | $26,461,514 | dollars as filed | |
| INVESCO BULLETSHARES 2026 CORPORATE BOND ETF | 46138J791 | ETF | 1,223,903 | $23,841,623 | dollars as filed | |
| Qualcomm Incorporated | 747525103 | COM | 147,811 | $22,705,208 | dollars as filed | |
| Texas Instruments Incorporated | 882508104 | COM | 119,221 | $21,424,024 | dollars as filed | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 117,807 | $20,966,135 | dollars as filed | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 75,559 | $19,541,131 | dollars as filed | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 396,873 | $18,244,261 | dollars as filed | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 225,740 | $18,084,463 | dollars as filed | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 61,453 | $17,707,068 | dollars as filed | |
| International Business Machines Corporation | 459200101 | COM | 71,040 | $17,664,701 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 80,957 | $15,402,816 | dollars as filed | |
| OPENLANE INC | 48238T109 | COM | 755,891 | $14,573,583 | dollars as filed | |
| Salesforce.com, Inc | 79466L302 | COM | 51,844 | $13,912,937 | dollars as filed | |
| FS KKR CAP CORP | 302635206 | COM | 653,845 | $13,698,049 | dollars as filed | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 70,947 | $12,124,094 | dollars as filed | |
| Amgen Inc. | 031162100 | COM | 38,443 | $11,977,016 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 147,993 | $11,682,556 | dollars as filed | |
| INVESCO BULLETSHARES 2029 CORPORATE BOND ETF | 46138J577 | ETF | 571,796 | $10,595,374 | dollars as filed | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 355,433 | $10,097,843 | dollars as filed | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 121,248 | $9,913,265 | dollars as filed | |
| VTI | 922908769 | COM | 32,592 | $8,957,602 | dollars as filed | |
| INVESCO | 46138J825 | EXCHANGE TRADED | 413,094 | $8,542,793 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 78,579 | $8,516,432 | dollars as filed | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 44,932 | $8,370,299 | dollars as filed | |
| COHERENT CORP COM | 19247G107 | Stock | 117,960 | $7,660,344 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 58,023 | $6,900,676 | dollars as filed | |
| LENNAR CORP CL A | 526057104 | Stock | 59,768 | $6,860,222 | dollars as filed | |
| AUTOZONE INC COM | 053332102 | Stock | 1,748 | $6,664,740 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 59,800 | $6,481,124 | dollars as filed | put |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 107,249 | $6,386,702 | dollars as filed | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 30,896 | $6,244,917 | dollars as filed | |
| TOUCHSTONE ETF TRUST | 89157W806 | SANDS CAP US ETF | 266,659 | $5,951,856 | dollars as filed | |
| Chevron Corporation | 166764100 | COM | 34,792 | $5,820,398 | dollars as filed | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 110,790 | $5,617,037 | dollars as filed | |
| INVESCO BULLETSHARES 2028 CORPORATE BOND ETF | 46138J643 | ETF | 273,921 | $5,574,293 | dollars as filed | |
| METLIFE INC COM | 59156R108 | Stock | 61,642 | $4,949,203 | dollars as filed | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 84,201 | $4,941,770 | dollars as filed | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 54,118 | $4,619,507 | dollars as filed | |
| ECOLAB INC COM | 278865100 | Stock | 18,069 | $4,580,769 | dollars as filed | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 76,614 | $4,550,869 | dollars as filed | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 17,605 | $4,366,217 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 25,155 | $4,171,630 | dollars as filed | |
| TEXAS PACIFIC LAND CORPORATION COM | 88262P102 | Stock | 3,138 | $4,157,819 | dollars as filed | |
| PepsiCo,Inc. | 713448108 | COM | 25,865 | $3,878,199 | dollars as filed | |
| Walt Disney Co | 254687106 | COM | 37,983 | $3,748,923 | dollars as filed | |
| UnitedHealth Group Inc | 91324P102 | COM | 7,146 | $3,742,587 | dollars as filed | |
| NIKE,Inc. Class B | 654106103 | COM | 58,022 | $3,683,264 | dollars as filed | |
| KLA CORP | 482480100 | COM | 5,243 | $3,564,307 | dollars as filed | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 11,052 | $3,289,297 | dollars as filed | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 60,304 | $3,065,244 | dollars as filed | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 34,350 | $3,058,524 | dollars as filed | |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 76,499 | $3,055,354 | dollars as filed | |
| REALTY INCOME CORP COM | 756109104 | REIT | 51,250 | $2,973,013 | dollars as filed | |
| EVERPURE INC CL A | 74624M102 | Stock | 62,000 | $2,744,740 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 23,590 | $2,596,788 | dollars as filed | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 33,725 | $2,551,309 | dollars as filed | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 41,298 | $2,434,075 | dollars as filed | |
| ENBRIDGE INC COM | 29250N105 | Stock | 54,457 | $2,413,003 | dollars as filed | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 10,025 | $2,319,785 | dollars as filed | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 20,845 | $2,179,762 | dollars as filed | |
| Bank of America Corp | 060505104 | COM | 50,469 | $2,106,072 | dollars as filed | |
| Medtronic Plc | G5960L103 | COM | 22,351 | $2,008,461 | dollars as filed | |
| VWO | 922042858 | SHS | 44,303 | $2,005,165 | dollars as filed | |
| Avantis International Small Cap Val ETF | 025072802 | SHS | 27,898 | $1,945,633 | dollars as filed | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 16,525 | $1,910,251 | dollars as filed | |
| Union Pacific Corporation | 907818108 | COM | 8,007 | $1,891,645 | dollars as filed | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 37,165 | $1,843,384 | dollars as filed | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 13,941 | $1,836,309 | dollars as filed | |
| YUM BRANDS INC COM | 988498101 | Stock | 11,468 | $1,804,605 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 11,275 | $1,743,566 | dollars as filed | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 18,467 | $1,729,585 | dollars as filed | |
| SHELL PLC SPON ADS | 780259305 | ADR | 23,514 | $1,723,106 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 10,983 | $1,715,875 | dollars as filed | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 2,623 | $1,663,850 | dollars as filed | |
| ALBEMARLE CORP | 012653200 | 7.25% DEP SHS A | 46,500 | $1,657,725 | dollars as filed | |
| JACOBS SOLUTIONS INC COM | 46982L108 | Stock | 13,515 | $1,633,768 | dollars as filed | |
| UMH PPTYS INC | 903002103 | COM | 84,850 | $1,586,695 | dollars as filed | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 2,500 | $1,585,575 | dollars as filed | put |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 16,530 | $1,547,043 | dollars as filed | |
| AIR LEASE CORP | 00912X302 | CL A | 31,950 | $1,543,505 | dollars as filed | |
| PEOPLE INC | 44891N208 | COM NEW | 33,200 | $1,525,208 | dollars as filed | |
| ConocoPhillips | 20825C104 | COM | 14,511 | $1,523,946 | dollars as filed | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 29,919 | $1,521,984 | dollars as filed | |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 37,744 | $1,498,055 | dollars as filed | |
| Merck & Co.,Inc. | 58933Y105 | COM | 16,668 | $1,496,121 | dollars as filed | |
| ISHARES TR | 464288687 | COM | 48,685 | $1,496,091 | dollars as filed | |
| NUTRIEN LTD COM | 67077M108 | Stock | 29,740 | $1,477,186 | dollars as filed | |
| EQUINIX INC COM | 29444U700 | REIT | 1,757 | $1,432,570 | dollars as filed | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 18,379 | $1,432,070 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 42,591 | $1,413,171 | dollars as filed | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 25,277 | $1,364,214 | dollars as filed | |
| MANHATTAN BRDG CAP INC | 562803106 | COM | 215,285 | $1,272,335 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 20,253 | $1,249,782 | dollars as filed | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 14,577 | $1,222,573 | dollars as filed | |
| SYNCHRONYFINL | 87165B103 | STOK | 22,600 | $1,196,444 | dollars as filed | |
| GENERAL MILLS INC COM | 370334104 | Stock | 19,360 | $1,157,516 | dollars as filed | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 9,200 | $1,149,448 | dollars as filed | |
| MasterCard, Inc | 57636Q104 | COM | 2,039 | $1,117,754 | dollars as filed | |
| INVESCO BULLETSHARES 2027 CORPORATE BOND ETF | 46138J783 | ETF | 56,267 | $1,102,271 | dollars as filed | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 49,300 | $1,088,051 | dollars as filed | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 7,343 | $1,069,750 | dollars as filed | |
| Raytheon Technologies Corporation | 75513E101 | COM | 8,049 | $1,066,171 | dollars as filed | |
| HOWMET AEROSPACE INC COM | 443201108 | Stock | 8,165 | $1,059,246 | dollars as filed | |
| Pfizer Inc. | 717081103 | COM | 40,995 | $1,038,814 | dollars as filed | |
| WW GRAINGER INC COM | 384802104 | Stock | 1,050 | $1,037,222 | dollars as filed | |
| Deere & Company | 244199105 | COM | 2,190 | $1,027,877 | dollars as filed | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 72,600 | $911,856 | dollars as filed | |
| PERMA PIPE INTERNATIONAL HOL | 714167103 | COMMON STOCK | 70,000 | $870,100 | dollars as filed | |
| AFLAC INC COM | 001055102 | Stock | 7,818 | $869,304 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 1,826 | $856,248 | dollars as filed | |
| Walmart Inc. | 931142103 | COM | 9,747 | $855,651 | dollars as filed | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 9,210 | $847,716 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 2,245 | $822,771 | dollars as filed | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 80,600 | $817,284 | dollars as filed | |
| Broadcom Inc. | 11135F101 | COM | 4,870 | $815,385 | dollars as filed | |
| AT&T Inc | 00206R102 | COM | 28,664 | $810,618 | dollars as filed | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 30,740 | $780,489 | dollars as filed | |
| Vanguard Value ETF | 922908744 | SHS | 4,479 | $773,714 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 68,857 | $772,576 | dollars as filed | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 5,760 | $753,293 | dollars as filed | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 85,750 | $750,313 | dollars as filed | |
| MILLROSE PPTYS INC COM CL A | 601137102 | REIT | 27,991 | $742,042 | dollars as filed | |
| MERCER INTL INC | 588056101 | COM | 119,400 | $734,310 | dollars as filed | |
| HEALTHPEAK PROPERTIES INC COM | 42250P103 | REIT | 35,968 | $727,273 | dollars as filed | |
| KIRBY CORP | 497266106 | COM | 7,200 | $727,272 | dollars as filed | |
| XYLEM INC COM | 98419M100 | Stock | 6,030 | $720,344 | dollars as filed | |
| American Express Company | 025816109 | COM | 2,663 | $716,481 | dollars as filed | |
| Wells Fargo & Company | 949746101 | COM | 9,906 | $711,152 | dollars as filed | |
| SPY | 78462F103 | SHS | 1,260 | $704,903 | dollars as filed | |
| Procter & Gamble Co | 742718109 | COM | 4,074 | $694,292 | dollars as filed | |
| Intel Corp | 458140100 | COM | 30,200 | $685,842 | dollars as filed | |
| Morgan Stanley | 617446448 | COM | 5,789 | $675,403 | dollars as filed | |
| iShares iBonds Dec. 2027 Corporate Bond ETF | 46435UAA9 | ETF | 27,927 | $675,278 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 3,215 | $673,607 | dollars as filed | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 3,950 | $668,340 | dollars as filed | |
| IJH | 464287507 | COM | 11,360 | $662,856 | dollars as filed | |
| Lockheed Martin Corporation | 539830109 | COM | 1,481 | $661,485 | dollars as filed | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 8,553 | $628,192 | dollars as filed | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 4,274 | $624,047 | dollars as filed | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 57,850 | $620,731 | dollars as filed | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 16,194 | $615,534 | dollars as filed | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 3,645 | $612,725 | dollars as filed | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 11,900 | $607,495 | dollars as filed | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 2,500 | $606,150 | dollars as filed | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 50,000 | $604,500 | dollars as filed | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 15,550 | $603,340 | dollars as filed | |
| WENDYS CO COM | 95058W100 | Stock | 41,184 | $602,523 | dollars as filed | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 11,468 | $597,025 | dollars as filed | |
| MOSAIC CO COM | 61945C103 | Stock | 21,700 | $586,117 | dollars as filed | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 45,355 | $585,987 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 1,654 | $579,572 | dollars as filed | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 2,802 | $578,557 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J817 | BULSHS 2025 HY | 24,800 | $571,640 | dollars as filed | |
| General Electric Company | 369604301 | COM | 2,829 | $566,225 | dollars as filed | |
| Starbucks Corporation | 855244109 | COM | 5,735 | $562,547 | dollars as filed | |
| Elevance Health, Inc. | 036752103 | COM | 1,250 | $543,700 | dollars as filed | |
| 3M CO COM | 88579Y101 | Stock | 3,682 | $540,739 | dollars as filed | |
| WARNER BROS DISCOVERY INC COM SER A | 934423104 | Stock | 50,383 | $540,610 | dollars as filed | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 41,834 | $537,986 | dollars as filed | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 54,000 | $536,220 | dollars as filed | |
| iShares 0-3 Month Treasury Bond ETF | 46436E718 | SHS | 5,326 | $536,169 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V799 | INTL CORE EQUITY | 19,070 | $529,574 | dollars as filed | |
| Bristol-Myers Squibb Company | 110122108 | COM | 8,500 | $518,415 | dollars as filed | |
| IMPINJ INC | 453204109 | COM | 5,700 | $516,990 | dollars as filed | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 7,860 | $514,516 | dollars as filed | |
| ALLSTATE CORP COM | 020002101 | Stock | 2,470 | $511,464 | dollars as filed | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 14,950 | $510,393 | dollars as filed | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 6,188 | $509,273 | dollars as filed | |
| Lam Research Corporation | 512807306 | COM | 7,000 | $508,900 | dollars as filed | |
| WK KELLOGG CO | 92942W107 | COM SHS | 25,313 | $504,489 | dollars as filed | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 1,400 | $483,336 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J635 | INVSCO BLSH 26 | 20,500 | $475,395 | dollars as filed | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 1,960 | $464,226 | dollars as filed | |
| Verizon Communications Inc | 92343V104 | COM | 10,136 | $459,769 | dollars as filed | |
| Stryker Corporation | 863667101 | COM | 1,230 | $457,868 | dollars as filed | |
| ISHARES TR | 46436E825 | IBONDS 29 TRM TS | 20,911 | $455,233 | dollars as filed | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 125,700 | $453,777 | dollars as filed | |
| VanEck Merk Gold Trust | 921078101 | SHS | 15,049 | $453,577 | dollars as filed | |
| Coca-Cola Company | 191216100 | COM | 6,300 | $451,206 | dollars as filed | |
| Boeing Company | 097023105 | COM | 2,600 | $443,430 | dollars as filed | |
| SCHEIN HENRY INC | 806407102 | COM | 6,325 | $433,200 | dollars as filed | |
| MOBILEYE GLOBAL INC | 60741F104 | COMMON CLASS A | 30,000 | $431,850 | dollars as filed | |
| SKECHERS U S A INC | 830566105 | CL A | 7,500 | $425,850 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 5,185 | $423,459 | dollars as filed | |
| AXONENTERPRISEINC | 05464C101 | STOK | 800 | $420,760 | dollars as filed | |
| BATH & BODY WORKS INC COM | 070830104 | Stock | 13,650 | $413,868 | dollars as filed | |
| ANSYS INC COM | 03662Q105 | COM | 1,300 | $411,528 | dollars as filed | |
| GENERAC HLDGS INC | 368736104 | COM | 3,200 | $405,280 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 703 | $405,182 | dollars as filed | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 3,563 | $397,916 | dollars as filed | |
| Abbott Laboratories | 002824100 | COM | 2,907 | $385,614 | dollars as filed | |
| Adobe Inc | 00724F101 | COM | 1,000 | $383,530 | dollars as filed | |
| VALMONT INDS INC COM | 920253101 | Stock | 1,300 | $370,981 | dollars as filed | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 32,452 | $370,602 | dollars as filed | |
| REDWOOD TRUST INC | 758075402 | COM | 60,900 | $369,663 | dollars as filed | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 25,900 | $366,226 | dollars as filed | |
| CSX Corporation | 126408103 | COM | 12,400 | $364,932 | dollars as filed | |
| Automatic Data Processing,Inc. | 053015103 | COM | 1,192 | $364,192 | dollars as filed | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 979 | $360,791 | dollars as filed | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 41,862 | $360,014 | dollars as filed | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 5,900 | $355,121 | dollars as filed | |
| Honeywell Technologies | 438516106 | COM | 1,663 | $352,141 | dollars as filed | |
| TERADYNE INC COM | 880770102 | Stock | 4,225 | $348,985 | dollars as filed | |
| S&P Global,Inc. | 78409V104 | COM | 680 | $345,508 | dollars as filed | |
| AMETEK INC COM | 031100100 | Stock | 2,000 | $344,280 | dollars as filed | |
| PHILLIPS 66 COM | 718546104 | Stock | 2,775 | $342,657 | dollars as filed | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 2,000 | $341,280 | dollars as filed | call |
| McDonalds Corporation | 580135101 | COM | 1,091 | $340,796 | dollars as filed | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 6,000 | $337,800 | dollars as filed | |
| CVS Health Corporation | 126650100 | COM | 4,950 | $335,363 | dollars as filed | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 700 | $334,691 | dollars as filed | |
| Southern Company | 842587107 | COM | 3,627 | $333,503 | dollars as filed | |
| Oracle Corporation | 68389X105 | COM | 2,351 | $328,694 | dollars as filed | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 5,504 | $321,086 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 18,200 | $320,138 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A321 | DISTILLATE US | 5,817 | $315,496 | dollars as filed | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 25,700 | $314,825 | dollars as filed | |
| PATTERSON COS INC | 703395103 | COM | 10,000 | $312,400 | dollars as filed | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 864 | $311,982 | dollars as filed | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 27,000 | $307,260 | dollars as filed | |
| TRANE TECHNOLOGIES PLC SHS | G8994E103 | Stock | 900 | $303,228 | dollars as filed | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 25,000 | $301,500 | dollars as filed | |
| WATERS CORP COM | 941848103 | Stock | 800 | $294,856 | dollars as filed | |
| BORGWARNER INC COM | 099724106 | Stock | 10,275 | $294,384 | dollars as filed | |
| IMMUCELL CORP | 452525306 | COM PAR | 61,028 | $292,325 | dollars as filed | |
| Micron Technology,Inc. | 595112103 | COM | 3,300 | $286,737 | dollars as filed | |
| CNH INDL N V SHS | N20944109 | Stock | 25,000 | $286,250 | dollars as filed | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 2,585 | $285,876 | dollars as filed | |
| WILLSCOT HLDGS CORP | 971378104 | COM CL A | 10,281 | $285,812 | dollars as filed | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 425 | $281,618 | dollars as filed | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 19,800 | $279,774 | dollars as filed | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 5,600 | $278,936 | dollars as filed | |
| Dimensional International Value ETF | 25434V807 | SHS | 6,838 | $269,144 | dollars as filed | |
| AMERICOLD REALTY TRUST INC COM | 03064D108 | REIT | 12,500 | $268,250 | dollars as filed | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 2,435 | $267,826 | dollars as filed | |
| BLACKSTONE INC | 09260D107 | COM | 1,900 | $265,582 | dollars as filed | |
| Caterpillar Inc. | 149123101 | COM | 805 | $265,489 | dollars as filed | |
| RAND CAP CORP COM NEW | 752185207 | CEF | 14,000 | $262,780 | dollars as filed | |
| VANGUARD MUN BD FDS | 922907712 | CORE TAX EXEMPT | 3,516 | $261,028 | dollars as filed | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 3,000 | $259,260 | dollars as filed | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 25,200 | $255,780 | dollars as filed | |
| iShares iBonds Dec. 2026 Municipal Bond ETF | 46435U259 | ETF | 9,964 | $254,680 | dollars as filed | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 3,187 | $249,479 | dollars as filed | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 41,000 | $247,230 | dollars as filed | |
| NextEra Energy,Inc. | 65339F101 | COM | 3,484 | $246,981 | dollars as filed | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 445 | $244,764 | dollars as filed | |
| 180 DEGREE CAP CORP | 68235B208 | COM NEW | 61,333 | $243,493 | dollars as filed | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 13,028 | $242,191 | dollars as filed | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 2,950 | $239,245 | dollars as filed | |
| M & T BK CORP COM | 55261F104 | Stock | 1,326 | $237,023 | dollars as filed | |
| ISHARES TR | 46432F834 | COM | 3,330 | $232,468 | dollars as filed | |
| BLACKSTONE SECD LENDING FD | 09261X102 | COMMON STOCK | 7,115 | $230,242 | dollars as filed | |
| AMENTUM HOLDINGS INC COM | 023939101 | Stock | 12,634 | $229,939 | dollars as filed | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 426 | $227,263 | dollars as filed | |
| GE Vernova Inc. | 36828A101 | COM | 742 | $226,518 | dollars as filed | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 1,320 | $225,245 | dollars as filed | |
| FLAGSTAR FINANCIAL INC | 649445400 | COM NEW | 19,292 | $224,174 | dollars as filed | |
| Apple Inc | 037833100 | COM | 1,000 | $222,130 | dollars as filed | put |
| GARTNERINC | 366651107 | STOK | 525 | $220,364 | dollars as filed | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 19,500 | $218,400 | dollars as filed | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 800 | $218,064 | dollars as filed | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 2,112 | $216,987 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J452 | INVSCO 28 HYCORP | 10,000 | $216,400 | dollars as filed | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 10,900 | $215,057 | dollars as filed | |
| FERRARI N V | N3167Y103 | COM | 500 | $213,940 | dollars as filed | |
| HUMANA INC COM | 444859102 | Stock | 794 | $210,093 | dollars as filed | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 20,000 | $208,800 | dollars as filed | |
| MCKESSON CORP COM | 58155Q103 | Stock | 300 | $201,897 | dollars as filed | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 1,000 | $201,560 | dollars as filed | |
| Costco Wholesale Corporation | 22160K105 | COM | 212 | $200,506 | dollars as filed | |
| Netflix, Inc | 64110L106 | COM | 215 | $200,494 | dollars as filed | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 17,500 | $199,150 | dollars as filed | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 26,400 | $199,056 | dollars as filed | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 22,600 | $194,360 | dollars as filed | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 18,500 | $175,565 | dollars as filed | |
| NU HLDGS LTD | G6683N103 | ORD SHS CL A | 17,045 | $174,541 | dollars as filed | |
| VALLEY NATL BANCORP | 919794107 | COM | 19,000 | $168,910 | dollars as filed | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 15,000 | $168,150 | dollars as filed | |
| GLADSTONE LAND CORP | 376549101 | REIT | 15,500 | $163,060 | dollars as filed | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 13,000 | $152,230 | dollars as filed | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 12,500 | $149,500 | dollars as filed | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 18,373 | $146,250 | dollars as filed | |
| INVESCO SR INCOME TR | 46131H107 | COM | 38,000 | $142,500 | dollars as filed | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 21,400 | $128,614 | dollars as filed | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 112,800 | $127,464 | dollars as filed | |
| GULF IS FABRICATION INC | 402307102 | COM | 17,856 | $115,350 | dollars as filed | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 10,000 | $109,800 | dollars as filed | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 10,000 | $101,700 | dollars as filed | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 14,928 | $98,675 | dollars as filed | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 10,000 | $94,900 | dollars as filed | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 15,000 | $88,800 | dollars as filed | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 10,000 | $87,700 | dollars as filed | |
| EQUUS TOTAL RETURN INC | 294766100 | COM | 60,000 | $60,600 | dollars as filed | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 12,700 | $52,070 | dollars as filed | |
| NIO INC SPON ADS | 62914V106 | ADR | 13,000 | $49,530 | dollars as filed | |
| CERUS CORP | 157085101 | COM | 34,000 | $47,260 | dollars as filed | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 11,000 | $36,520 | dollars as filed | |
| BEAM GLOBAL | 07373B109 | COM | 15,000 | $30,600 | dollars as filed | |
| OPKO HEALTH INC | 68375N103 | COM | 17,000 | $28,220 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000908195-25-000009 | this filing | 2025-08-11 | acceptance time not in the bulk data set |