13F-HR filed by ROYCE & ASSOCIATES LP
ROYCE & ASSOCIATES LP filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-13, with 1,173 holding rows worth $14,497,084,000.
- Accession
- 0000906304-18-000152
- Filer
- CIK 906304
- Filed
- 2018-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 1,173 entries on the cover page, a total value of $14,497,084,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $14,497,084,000 with VALUE read as thousands by filing date, 13F file number 028-03780. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerLegg Mason, Inc.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INFRA AND ENERGY ALTRNTIVE I | 45686J112 | WTS | 164,900 | $279,000 | thousands by filing date | |
| NEW YORK REIT INC liquidation shs | 64976L208 | COMMON STOCK | 15,000 | $272,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219117 | *W EXP 07/08/202 | 65,000 | $267,000 | thousands by filing date | |
| JERASH HLDGS US INC | 47632P101 | CMN | 40,334 | $262,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 5,000 | $253,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 25,000 | $246,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 30,400 | $241,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 6,100 | $240,000 | thousands by filing date | |
| SIFCO INDS INC | 826546103 | COM | 45,800 | $231,000 | thousands by filing date | |
| LAZYDAYS HLDGS INC | 52110H100 | COM | 30,000 | $227,000 | thousands by filing date | |
| EASTSIDE DISTILLING INC | 277802302 | COM | 26,370 | $216,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 34,000 | $209,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 285,248 | $202,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 78,828 | $200,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 199,186 | $195,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 31,500 | $192,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 125,000 | $188,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 3,000 | $182,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 33,200 | $178,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 28,251 | $176,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 12,746 | $175,000 | thousands by filing date | |
| ZEALAND PHARMA A/S | 98920Y304 | CMN | 10,000 | $165,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 16,000 | $163,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 25,000 | $163,000 | thousands by filing date | |
| THE BANK OF PRINCETON | 064520109 | COMMON | 5,000 | $153,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 4,100 | $145,000 | thousands by filing date | |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 50,000 | $144,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 4,300 | $140,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 56,000 | $131,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 8,700 | $128,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 4,400 | $126,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 50,000 | $125,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 2,500 | $115,000 | thousands by filing date | |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R129 | *W EXP 99/99/999 | 100,000 | $107,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 5,220 | $99,000 | thousands by filing date | |
| OHA INVT CORP | 67091U102 | COM | 59,761 | $91,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 1,200 | $84,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 2,822 | $76,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 11,752 | $76,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 17,326 | $72,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 938 | $67,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 50,000 | $64,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 2,000 | $62,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 469 | $61,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 2,349 | $61,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 592 | $55,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 1,353 | $55,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 9,200 | $54,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 1,320 | $53,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 2,133 | $52,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 15,568 | $52,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 1,194 | $50,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 1,149 | $47,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 988 | $45,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 1,364 | $44,000 | thousands by filing date | |
| COVISTA INC | 00737L103 | COM | 921 | $44,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 3,213 | $44,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 1,333 | $43,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 1,813 | $43,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 2,660 | $43,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 564 | $42,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 516 | $41,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 918 | $41,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 2,177 | $41,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 2,482 | $40,000 | thousands by filing date | |
| CHARAH SOLUTIONS INC | 15957P105 | COM | 4,751 | $38,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 559 | $37,000 | thousands by filing date | |
| ARCH COAL INC | 039380407 | COMMON STOCK | 415 | $37,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 1,101 | $36,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 745 | $36,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 3,178 | $36,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 644 | $36,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 643 | $36,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 3,067 | $36,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 1,000 | $36,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 735 | $35,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 461 | $35,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 873 | $35,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 931 | $34,000 | thousands by filing date | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 1,562 | $34,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 533 | $33,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 478 | $33,000 | thousands by filing date | |
| ATKORE INC | 047649108 | COMMON STOCK | 1,259 | $33,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 521 | $32,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 1,463 | $32,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 824 | $32,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 2,267 | $32,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 529 | $32,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 1,614 | $32,000 | thousands by filing date | |
| TRONC INC | 89703P107 | COM | 1,954 | $32,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 1,873 | $32,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 1,226 | $31,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 254 | $31,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 659 | $31,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 9,973 | $31,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 1,748 | $31,000 | thousands by filing date | |
| BBX CAP CORP NEW | 05491N104 | CL A | 4,138 | $31,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 1,272 | $30,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 5,661 | $30,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 975 | $30,000 | thousands by filing date | |
| FTS INTERNATIONAL INC | 30283W104 | COM | 2,583 | $30,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 436 | $29,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 1,914 | $29,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 574 | $29,000 | thousands by filing date | |
| SLEEP NUMBER CORP | 83125X103 | COM D | 781 | $29,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 775 | $29,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 2,635 | $29,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 80,000 | $29,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 517 | $28,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 660 | $28,000 | thousands by filing date | |
| ORTHOFIX MED INC | 68752M108 | COM | 486 | $28,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 512 | $28,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 854 | $28,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 5,857 | $28,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 1,271 | $28,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 656 | $28,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 1,083 | $27,000 | thousands by filing date | |
| CACTUS INC | 127203107 | CL A | 699 | $27,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 4,336 | $27,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 860 | $27,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 1,228 | $27,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 1,011 | $27,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 744 | $27,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 3,282 | $27,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 1,400 | $27,000 | thousands by filing date | |
| NEXTGEN HEALTHCARE INC | 65343C102 | COMMON STOCK | 1,353 | $27,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 749 | $26,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 784 | $26,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 704 | $26,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 1,395 | $26,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 749 | $26,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 769 | $25,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 1,762 | $25,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 9,421 | $25,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 876 | $25,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 10,858 | $25,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 433 | $24,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 215 | $23,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 404 | $23,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 539 | $23,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 1,894 | $23,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 330 | $23,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 1,618 | $23,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 354 | $23,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 2,070 | $23,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 10,767 | $23,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 263 | $22,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 7,660 | $22,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 701 | $21,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 1,425 | $21,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 3,757 | $20,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 280 | $20,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 120 | $20,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 1,184 | $20,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 3,759 | $19,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 313 | $19,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 759 | $19,000 | thousands by filing date | |
| FINJAN HLDGS INC | 31788H303 | COM NEW | 4,335 | $19,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 2,699 | $18,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 3,138 | $18,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 161 | $18,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 888 | $18,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 309 | $17,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 518 | $17,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 460 | $17,000 | thousands by filing date | |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 1,429 | $17,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 790 | $16,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 2,854 | $16,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 1,290 | $14,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 79 | $13,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 8,498 | $12,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 534 | $9,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000906304-18-000152 | this filing | 2018-11-13 | acceptance time not in the bulk data set |