13F-HR filed by Aspen Investment Management Inc
Aspen Investment Management Inc filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-01-27, with 126 holding rows worth $149,932,000 by the sum of the rows.
- Accession
- 0000905729-14-000052
- Filer
- CIK 1541596
- Filed
- 2014-01-27
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 135 entries on the cover page, a total value of $150,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $149,932,000 with VALUE read as thousands by filing date, 13F file number 028-14711. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $150,000, about 1/1,000 of the sum of the rows, $149,932,000. The filer likely wrote its cover total in thousands and its rows in dollars. This page uses the sum of the rows.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INTEROIL CORP | 460951106 | COM | 252,988 | $13,026,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 88,311 | $6,413,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 22,946 | $4,238,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 38,916 | $4,139,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 156,905 | $3,904,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 35,029 | $3,823,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 76,578 | $3,436,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 76,625 | $3,081,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 76,467 | $2,816,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 97,900 | $2,744,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 64,281 | $2,645,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 22,808 | $2,631,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 25,477 | $2,578,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 42,143 | $2,561,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 35,098 | $2,355,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 33,784 | $2,290,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 17,664 | $2,206,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 31,181 | $2,026,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 53,276 | $1,993,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 21,573 | $1,976,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 27,018 | $1,744,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 56,920 | $1,743,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 22,050 | $1,736,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 45,178 | $1,714,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 14,905 | $1,700,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 8,743 | $1,640,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 14,135 | $1,555,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 86,795 | $1,537,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 25,427 | $1,487,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 51,436 | $1,480,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 29,675 | $1,458,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 18,025 | $1,456,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 37,695 | $1,454,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 30,249 | $1,373,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 16,180 | $1,360,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 16,271 | $1,350,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 49,144 | $1,276,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 36,064 | $1,273,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 16,415 | $1,241,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 15,236 | $1,240,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 57,902 | $1,239,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 24,224 | $1,212,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 15,331 | $1,175,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 34,979 | $1,117,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 2,672 | $1,066,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 12,793 | $1,053,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 1,812 | $1,017,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 30,100 | $1,013,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 4,510 | $1,004,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 24,166 | $1,001,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 13,795 | $975,000 | thousands by filing date | |
| Tyco International | 41872896 | COM | 23,322 | $957,000 | thousands by filing date | The CUSIP as filed is malformed. |
| AT&T Inc | 00206R102 | COM | 27,199 | $956,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 6,354 | $945,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 13,683 | $944,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 17,341 | $935,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 10,296 | $934,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 23,933 | $918,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 12,105 | $909,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 4,974 | $882,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 15,976 | $849,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 7,824 | $844,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 3,560 | $801,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 19,033 | $795,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 34,773 | $780,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 8,541 | $776,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 10,219 | $762,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 31,920 | $750,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 11,790 | $741,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 14,953 | $727,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 45,863 | $714,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 18,146 | $697,000 | thousands by filing date | |
| 38259p508 | COM | 619 | $694,000 | thousands by filing date | ||
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 26,763 | $687,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 13,880 | $639,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 3,326 | $617,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 34,130 | $612,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 16,352 | $599,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 7,730 | $581,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 9,865 | $577,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 35,335 | $546,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 6,060 | $519,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 4,415 | $513,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 16,018 | $507,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 4,770 | $503,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 13,180 | $503,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 19,188 | $499,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 6,245 | $477,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 11,270 | $466,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 6,642 | $466,000 | thousands by filing date | |
| MEDTRONIC INC | 585055106 | COM | 8,090 | $464,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 11,147 | $426,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 7,362 | $374,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 14,500 | $366,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 7,200 | $362,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 3,499 | $361,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 3,160 | $360,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 9,834 | $344,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 7,717 | $340,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 9,110 | $322,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 6,083 | $321,000 | thousands by filing date | |
| IJH | 464287507 | COM | 2,243 | $300,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 3,662 | $290,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 5,379 | $290,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 2,974 | $272,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 2,715 | $262,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 6,286 | $254,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 4,150 | $248,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 2,822 | $246,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 3,200 | $241,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 3,507 | $241,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 9,759 | $240,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 1,700 | $238,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 8,020 | $231,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 2,652 | $228,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 4,155 | $226,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 715 | $226,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 2,000 | $223,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 5,683 | $218,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 4,873 | $211,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 6,541 | $206,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 2,258 | $204,000 | thousands by filing date | |
| ENDO HEALTH SOLUTIONS INC | 29264F205 | COM | 3,000 | $202,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 1,340 | $201,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 1,060 | $201,000 | thousands by filing date | |
| Dynacert Inc F | 26780A108 | COM | 34,300 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000905729-14-000052 | this filing | 2014-01-27 | acceptance time not in the bulk data set |