13F-HR filed by Newtyn Management, LLC
Newtyn Management, LLC filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-15, with 37 holding rows worth $374,916,000.
- Accession
- 0000905718-21-001499
- Filer
- CIK 1569241
- Filed
- 2021-11-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 37 entries on the cover page, a total value of $374,916,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $374,916,000 with VALUE read as thousands by filing date, 13F file number 028-15390. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EASTERN BANKSHARES INC COM | 27627N105 | Stock | 1,650,000 | $33,495,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 906,053 | $27,843,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 249,937 | $23,911,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 70,000 | $23,085,000 | thousands by filing date | |
| JACKSON FINANCIAL INC COM CL A | 46817M107 | Stock | 877,600 | $22,818,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 465,000 | $19,274,000 | thousands by filing date | |
| COREPOINT LODGING INC | 21872L104 | COM | 1,185,000 | $18,368,000 | thousands by filing date | |
| BRISTOW GROUP INC | 11040G103 | COM | 555,000 | $17,666,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 1,292,123 | $16,604,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 1,500,000 | $14,400,000 | thousands by filing date | |
| BROOKFIELD ASSET MGMT FCLASS A | G16169107 | CL A EXCH LT VTG | 225,000 | $12,501,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES IN | 34984VAC4 | NOTE 9.000% 8/0 | 12,750,000 | $12,073,000 | thousands by filing date | principal |
| ARDAGH GROUP S A | L0223L101 | COM | 450,000 | $11,471,000 | thousands by filing date | |
| INFLECTION POINT ACQUSTN COR | G47874105 | UNIT 09/21/2026 | 1,000,000 | $9,880,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 523,781 | $9,355,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 672,426 | $8,674,000 | thousands by filing date | |
| THE ODP CORP | 88337F105 | COM | 200,000 | $8,032,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 180,000 | $7,744,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 300,000 | $7,653,000 | thousands by filing date | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 1,548,883 | $7,481,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 425,000 | $7,463,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 1,100,000 | $6,732,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING INC | 33832D205 | COM NEW | 1,450,000 | $6,351,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 20,000 | $6,206,000 | thousands by filing date | |
| MERIDA MERGER CORP I | 58953M106 | COM | 590,000 | $5,894,000 | thousands by filing date | |
| ALPHA METALLURGICAL RESOUR I | 020764106 | COM | 110,000 | $5,477,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 289,678 | $4,029,000 | thousands by filing date | |
| ATAIBECKLEY INC | N0731H103 | Equity | 245,136 | $3,626,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 200,000 | $2,958,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 141,924 | $2,949,000 | thousands by filing date | |
| BLUE FOUNDRY BANCORP | 09549B104 | COM | 188,816 | $2,604,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 316,050 | $2,269,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES IN | 34984V209 | COMMON STOCK | 100,000 | $2,254,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 132,000 | $1,456,000 | thousands by filing date | |
| LEGATO MERGER CORP | 52473X106 | COM | 118,550 | $1,247,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 97,955 | $725,000 | thousands by filing date | |
| MERIDA MERGER CORP I | 58953M114 | *W EXP 11/07/202 | 295,000 | $348,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000905718-21-001499 | this filing | 2021-11-15 | acceptance time not in the bulk data set |