13F-HR filed by Newtyn Management, LLC
Newtyn Management, LLC filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-05-17, with 102 holding rows worth $370,441,000.
- Accession
- 0000905718-21-000702
- Filer
- CIK 1569241
- Filed
- 2021-05-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A holdings report, 102 entries on the cover page, a total value of $370,441,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $370,441,000 with VALUE read as thousands by filing date, 13F file number 028-15390. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EASTERN BANKSHARES INC COM | 27627N105 | Stock | 1,650,000 | $31,829,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 2,430,000 | $24,859,000 | thousands by filing date | |
| COREPOINT LODGING INC | 21872L104 | COM | 2,440,295 | $22,036,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 249,937 | $21,245,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 450,000 | $19,890,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 1,450,000 | $16,980,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 525,000 | $16,700,000 | thousands by filing date | |
| BRISTOW GROUP INC | 11040G103 | COM | 625,958 | $16,200,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 325,000 | $15,811,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 376,717 | $14,756,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 435,682 | $13,863,000 | thousands by filing date | |
| BALLYS CORPORATION | 05875B106 | COM | 210,000 | $13,646,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES IN | 34984VAC4 | NOTE 9.000% 8/0 | 12,750,000 | $12,049,000 | thousands by filing date | principal |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 50,000 | $11,775,000 | thousands by filing date | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 1,548,883 | $9,696,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 450,000 | $8,316,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING INC | 33832D205 | COM NEW | 1,009,527 | $6,178,000 | thousands by filing date | |
| MERIDA MERGER CORP I | 58953M106 | COM | 590,000 | $5,829,000 | thousands by filing date | |
| BESPOKE CAP ACQUISITION CORP | 086344108 | CL A REST VTG | 493,200 | $4,922,000 | thousands by filing date | |
| ROCKET COS INC | 77311W101 | COM CL A | 179,787 | $4,151,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 211,000 | $3,800,000 | thousands by filing date | |
| DANIMER SCIENTIFIC INC | 236272100 | COM CL A | 100,000 | $3,775,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 300,000 | $3,417,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 400,000 | $3,392,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 150,002 | $3,315,000 | thousands by filing date | |
| ALTO INGREDIENTS INC | 021513106 | COMMON STOCK | 600,000 | $3,258,000 | thousands by filing date | |
| ALPHA METALLURGICAL RESOUR I | 020764106 | COM | 250,000 | $3,158,000 | thousands by filing date | |
| AGILE GROWTH CORP | G01202129 | UNIT 03/09/2026 | 316,590 | $3,141,000 | thousands by filing date | |
| ARTIUS ACQUISITION INC | 04316G105 | COM CL A | 300,000 | $3,030,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 14,800 | $2,953,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES IN | 34984V209 | COMMON STOCK | 150,000 | $2,781,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 200,000 | $2,564,000 | thousands by filing date | |
| COLICITY INC UNIT EX 022426 | 194170205 | Stock | 200,000 | $2,020,000 | thousands by filing date | |
| CORPORACION AMER ARPTS S A | L1995B107 | COM | 400,000 | $1,964,000 | thousands by filing date | |
| LEO HLDGS CORP II | G5463R102 | COM CL A | 162,924 | $1,584,000 | thousands by filing date | |
| SUSTAINABLE OPPORTNTS ACQ CO | G8598Y109 | ORD SHS A | 150,000 | $1,490,000 | thousands by filing date | |
| 890 5TH AVE PARTNERS INC | 28250A105 | COM CL A | 150,000 | $1,454,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 55,886 | $1,420,000 | thousands by filing date | |
| CM LIFE SCIENCES INC | 18978W109 | COM CL A | 82,999 | $1,236,000 | thousands by filing date | |
| ENVIRONMENTAL IMPACT ACQU CO | 29408N106 | COM CL A | 125,000 | $1,211,000 | thousands by filing date | |
| FTAC OLYMPUS ACQUISITION COR | G37288100 | CL A SHS | 98,414 | $1,040,000 | thousands by filing date | |
| GREENVISION ACQUISITION CORP | 39678G103 | COM | 100,000 | $1,016,000 | thousands by filing date | |
| ION ACQUISITION CORP 1 LTD | G49392106 | SHS CL A | 100,000 | $1,011,000 | thousands by filing date | |
| SC HEALTH CORP | G78516203 | COM CL A | 100,000 | $1,008,000 | thousands by filing date | |
| UNION ACQUISITION CORP II | G9402q100 | COM | 100,000 | $1,005,000 | thousands by filing date | |
| ROCKET INTERNET GRWT OPRT CO | G7613T111 | UNIT 99/99/9999 | 100,000 | $1,001,000 | thousands by filing date | |
| ALUSSA ENERGY ACQUISITION CO | G0232J101 | SHS CL A | 100,000 | $1,000,000 | thousands by filing date | |
| GALILEO ACQUISITION CORP | G3770A102 | SHS | 100,000 | $1,000,000 | thousands by filing date | |
| KHOSLA VENTURES ACQUT CO III | 482506102 | COM CL A | 100,000 | $999,000 | thousands by filing date | |
| ACE Convergence Acquisition Corp | G0083D120 | COM | 100,000 | $997,000 | thousands by filing date | |
| FALCON CAPITAL ACQUISITN COR | 30606L108 | COM CL A | 100,000 | $997,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 18,050 | $995,000 | thousands by filing date | |
| BREEZE HOLDINGS ACQUISITN CO | 106762107 | COM | 100,000 | $995,000 | thousands by filing date | |
| PERIDOT ACQUISITION CORP II | G7008B113 | UNIT 99/99/9999 | 100,000 | $994,000 | thousands by filing date | |
| VISTAS MEDIA ACQUISITION CO | 92840T107 | COM CL A | 100,000 | $991,000 | thousands by filing date | |
| BM TECHNOLOGIES INC | 05591L107 | COM | 92,334 | $861,000 | thousands by filing date | |
| PRIVETERRA ACQUISITION CORP | 876545104 | COM CL A | 87,290 | $850,000 | thousands by filing date | |
| CAPITOL INVESTMENT CORP V | 14064F100 | COM CL A | 75,000 | $758,000 | thousands by filing date | |
| SPARTAN ACQUISITION CORP III | 84677R205 | UNIT 99/99/9999 | 75,000 | $752,000 | thousands by filing date | |
| ROTH CH ACQUISITION III CO | 77867Q201 | UNIT 02/26/2026 | 75,000 | $749,000 | thousands by filing date | |
| JOFF FINTECH ACQUISITION COR | 46592C209 | UNIT 02/03/2026 | 75,000 | $746,000 | thousands by filing date | |
| OCA ACQUISITION CORP | 670865104 | COM CL A | 75,000 | $734,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 200,000 | $612,000 | thousands by filing date | |
| GREENCITY ACQUISITION CORP | G4086B107 | COM | 50,000 | $505,000 | thousands by filing date | |
| SOCIAL LEVERAGE ACQUISN CORP | 83363K201 | TRUS | 50,000 | $498,000 | thousands by filing date | |
| BRILLIANT ACQUISITION CORP | G1643W111 | SHS | 50,000 | $497,000 | thousands by filing date | |
| LIV CAP ACQUISITION CORP | G5510C108 | CL A | 50,000 | $497,000 | thousands by filing date | |
| ARES ACQUISITION CORPORATION | G33032106 | COM CL A | 50,000 | $495,000 | thousands by filing date | |
| JAWS MUSTANG ACQUISITION CORP SHS CL A | G50737108 | Stock | 49,996 | $494,000 | thousands by filing date | |
| ARK GLOBAL ACQUISITION CORP | 66981N202 | COM | 50,000 | $494,000 | thousands by filing date | |
| SCP & CO HEALTHCARE ACQUSTN | 784065104 | CMN | 50,000 | $481,000 | thousands by filing date | |
| ALPHA HEALTHCARE ACQUISTN CO | 020751103 | CL A | 40,333 | $437,000 | thousands by filing date | |
| DECARBONIZATION PLUS ACQU II | 242794204 | UNIT 01/19/2026 | 40,000 | $402,000 | thousands by filing date | |
| POWER & DIGITAL INFRA ACQ CO | 739190205 | UNIT 99/99/9999 | 39,111 | $396,000 | thousands by filing date | |
| LUMINAR TECHNOLOGIES INC | 550424105 | COM CL A | 15,000 | $365,000 | thousands by filing date | |
| MERIDA MERGER CORP I | 58953M114 | *W EXP 11/07/202 | 295,000 | $342,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 187,279 | $315,000 | thousands by filing date | |
| Pershing Square T 25 WTS Warrants Exp 07/24/25 | 71531R117 | WT | 27,777 | $226,000 | thousands by filing date | |
| LIVE OAK MOBILITY ACQUISI CO | 538126202 | UNIT 03/01/2028 | 20,000 | $200,000 | thousands by filing date | |
| EDIFY ACQUISITION CORP | 28059Q103 | COM | 20,338 | $196,000 | thousands by filing date | |
| CONSTELLATION ACQUISITN CORP | G2R18K105 | COM | 19,012 | $183,000 | thousands by filing date | |
| VELOCITY ACQUISITION CORP UNIT | 92259E203 | Stock | 13,300 | $131,000 | thousands by filing date | |
| NORTHERN GENESIS ACQUISITION | 66516U101 | COMMON STOCK | 10,000 | $99,000 | thousands by filing date | |
| ENVIRONMENTAL IMPACT ACQU CO | 29408N114 | *W EXP 09/30/202 | 62,500 | $54,000 | thousands by filing date | |
| 890 5TH AVE PARTNERS INC | 28250A113 | *W EXP 01/12/202 | 50,000 | $40,000 | thousands by filing date | |
| LEO HLDGS CORP II | G5463R128 | *W EXP 01/07/202 | 48,759 | $37,000 | thousands by filing date | |
| PRIVETERRA ACQUISITION CORP | 876545112 | *W EXP 01/07/202 | 50,000 | $29,000 | thousands by filing date | |
| CLASS ACCELERATION CORP | 18274B114 | WTS | 37,500 | $23,000 | thousands by filing date | |
| GRINDR INC | G88672111 | EQUITY WRT | 16,050 | $21,000 | thousands by filing date | |
| JACK CREEK INVESTMENT CORP | G4989X123 | *W EXP 10/01/202 | 37,500 | $20,000 | thousands by filing date | |
| OCA ACQUISITION CORP | 670865112 | *W EXP 01/14/202 | 37,500 | $18,000 | thousands by filing date | |
| PIVOTAL HOLDINGS CORP | G7315C119 | *W EXP 01/19/202 | 16,666 | $18,000 | thousands by filing date | |
| 0 | 39947R112 | 0 | 24,999 | $17,000 | thousands by filing date | |
| FORTRESS CAPITAL ACQUISITION | G36427121 | WARR | 14,934 | $15,000 | thousands by filing date | |
| SCP & CO HEALTHCARE ACQUSTN | 784065112 | WTS | 25,000 | $15,000 | thousands by filing date | |
| Jaws Mustang Acquisition Corp | G50737124 | Warrant | 12,499 | $14,000 | thousands by filing date | |
| EDIFY ACQUISITION CORP | 28059Q111 | WARR | 25,000 | $13,000 | thousands by filing date | |
| ATHLON ACQUISITION CORP | 04748A114 | WTS | 25,000 | $13,000 | thousands by filing date | |
| Constellation Acquisition Corp I | G2R18K113 | WARRANT | 16,666 | $11,000 | thousands by filing date | |
| SCIENCE STRATEGIC ACQ ALPHA | 808641112 | *W EXP 01/20/202 | 16,666 | $10,000 | thousands by filing date | |
| ARES ACQUISITION CORPORATION | G33032122 | *W EXP 02/02/202 | 10,000 | $9,000 | thousands by filing date | |
| GLOBAL SYNERGY ACQUISIT CORP | G3934J122 | *W EXP 99/99/999 | 12,500 | $6,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000905718-21-000702 | this filing | 2021-05-17 | acceptance time not in the bulk data set |