13F-HR filed by Newtyn Management, LLC
Newtyn Management, LLC filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-16, with 53 holding rows worth $412,681,000.
- Accession
- 0000905718-20-001113
- Filer
- CIK 1569241
- Filed
- 2020-11-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 53 entries on the cover page, a total value of $412,681,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $412,681,000 with VALUE read as thousands by filing date, 13F file number 028-15390. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PFENEX INC | 717071104 | COM | 4,500,000 | $57,375,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 2,800,000 | $26,292,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 1,350,000 | $23,396,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 1,450,000 | $21,040,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 125,000 | $17,594,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 106,500 | $14,766,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 249,937 | $14,286,000 | thousands by filing date | |
| COREPOINT LODGING INC | 21872L104 | COM | 2,500,000 | $13,625,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 4,916,573 | $13,324,000 | thousands by filing date | |
| BRISTOW GROUP INC | 11040G103 | COM | 539,982 | $11,475,000 | thousands by filing date | |
| RLJ LODGING TR | 74965L200 | CUM CONV PFD A | 495,000 | $11,350,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 600,000 | $11,346,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 375,000 | $10,766,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 500,000 | $8,445,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES IN | 34984VAC4 | NOTE 9.000% 8/0 | 13,514,000 | $8,439,000 | thousands by filing date | principal |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 750,000 | $8,400,000 | thousands by filing date | |
| TWIN RIV WORLDWIDE HLDGS INC | 90171V204 | COM | 314,731 | $8,268,000 | thousands by filing date | |
| TILRAY BRANDS INC | 88688TAB6 | NOTE 5.000%10/0 | 18,000,000 | $7,571,000 | thousands by filing date | principal |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 205,700 | $7,570,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 200,000 | $7,100,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 2,000,000 | $6,900,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 1,100,000 | $6,732,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 230,000 | $6,074,000 | thousands by filing date | |
| MERIDA MERGER CORP I | 58953M106 | COM | 590,000 | $5,832,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 375,000 | $5,813,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 140,000 | $5,786,000 | thousands by filing date | |
| PERSHING SQUARE TONTINE HLDG COM | 71531R109 | CL A | 250,000 | $5,673,000 | thousands by filing date | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 1,296,436 | $5,186,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING INC | 33832D205 | COM NEW | 1,018,041 | $5,161,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 15,000 | $5,023,000 | thousands by filing date | put |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 182,769 | $4,825,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 750,000 | $4,541,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 60,000 | $4,473,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 90,000 | $4,378,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 80,000 | $4,139,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 135,000 | $4,016,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 75,000 | $4,012,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 316,050 | $3,556,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 252,319 | $3,172,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS INC | 02875D109 | COM | 220,561 | $2,874,000 | thousands by filing date | |
| CORPORACION AMER ARPTS S A | L1995B107 | COM | 1,203,974 | $2,685,000 | thousands by filing date | |
| CONTURA ENERGY INC | 21241B100 | COM | 250,000 | $1,830,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 62,170 | $1,547,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 700,000 | $1,470,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 2,000,000 | $1,099,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 450,000 | $1,013,000 | thousands by filing date | |
| WANDA SPORTS GROUP CO LTD | 93368R101 | SPONSORED ADS | 409,817 | $951,000 | thousands by filing date | |
| ARCONIC ROLLED PRODS CORP | 03966V107 | COM | 25,000 | $476,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 200,000 | $460,000 | thousands by filing date | |
| Pershing Square T 25 WTS Warrants Exp 07/24/25 | 71531R117 | WT | 27,777 | $199,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157306 | COM NEW | 460,000 | $167,000 | thousands by filing date | |
| MERIDA MERGER CORP I | 58953M114 | *W EXP 11/07/202 | 295,000 | $150,000 | thousands by filing date | |
| OAKTREE ACQUISITION CORP | G67145105 | SHS CL A | 3,400 | $40,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000905718-20-001113 | this filing | 2020-11-16 | acceptance time not in the bulk data set |