13F-HR filed by ICM ASSET MANAGEMENT INC/WA
ICM ASSET MANAGEMENT INC/WA filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-03-13, with 63 holding rows worth $71,169,000.
- Accession
- 0000905608-17-000005
- Filer
- CIK 905608
- Filed
- 2017-03-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 63 entries on the cover page, a total value of $71,169,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $71,169,000 with VALUE read as thousands by filing date, 13F file number 028-03766. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Microsoft Corp | 594918104 | COM | 114,540 | $7,118,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Lowes Companies,Inc. | 548661107 | COM | 76,800 | $5,462,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 151,190 | $3,467,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN HIGH INCOME DECMBR 20 | 67076E107 | COM | 328,200 | $3,316,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVENTURE FOODS INC | 461212102 | COM | 247,685 | $2,440,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 309,270 | $2,289,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QORVO INC COM | 74736K101 | Stock | 41,137 | $2,169,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 69,341 | $2,141,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AGNC INVT CORP COM | 00123Q104 | REIT | 112,989 | $2,048,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOLAR LNG LTD | G9456A100 | SHS | 87,530 | $2,008,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROYAL GOLD INC | 780287108 | COM | 28,870 | $1,829,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CORNING INC | 219350105 | COM | 74,065 | $1,798,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 204,345 | $1,782,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 118,635 | $1,769,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARCONIC INC | 03965L100 | COM | 89,528 | $1,660,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MACYS INC COM | 55616P104 | Stock | 45,420 | $1,626,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Intel Corp | 458140100 | COM | 44,500 | $1,614,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 180,715 | $1,612,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 259,750 | $1,608,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Micron Technology,Inc. | 595112103 | COM | 69,945 | $1,533,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Bank of America Corp | 060505104 | COM | 62,090 | $1,372,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CITY OFFICE REIT INC | 178587101 | COM | 103,410 | $1,362,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BMC STK HLDGS INC | 05591B109 | COM | 69,270 | $1,351,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DESTINATION XL GROUP INC | 25065K104 | COM | 277,710 | $1,180,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PHOTRONICS INC | 719405102 | COM | 98,360 | $1,111,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NCR VOYIX CORPORATION | 62886E108 | COM | 27,136 | $1,101,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEWFIELD EXPL CO | 651290108 | COM | 21,650 | $877,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 72,845 | $874,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 43,075 | $821,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Honeywell Technologies | 438516106 | COM | 6,385 | $740,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HP INC COM | 40434L105 | Stock | 48,675 | $722,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 211,710 | $720,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| 8POINT3 ENERGY PARTNERS LP | 282539105 | CL A RPT LTDPT | 54,065 | $702,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IAMGOLD CORP COM | 450913108 | Stock | 167,700 | $646,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MODINE MFG CO COM | 607828100 | Stock | 43,045 | $641,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STRAT ENV & ENERGY | 86271N100 | COM | 1,226,955 | $589,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 13,895 | $584,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 66,220 | $560,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 42,505 | $491,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 148,663 | $453,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MERITOR INC | 59001K100 | COMMON STOCK | 33,760 | $419,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Citigroup Inc. | 172967424 | COM | 6,765 | $402,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 2,655 | $375,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SEADRILL ORD | G7945E105 | COM | 110,000 | $375,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 51,469 | $365,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Walt Disney Co | 254687106 | COM | 3,380 | $352,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLERGAN PLC | G0177J108 | SHS | 1,540 | $323,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 14,263 | $312,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SHILOH INDUSTRIES INC | 824543102 | COM | 44,250 | $306,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| H Source Holdings Ltd Cl A | 40434x109 | COM | 2,009,428 | $301,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ParkerVision Inc | 701354300 | USD | 158,897 | $292,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Schlumberger Limited | 806857108 | COM | 3,410 | $286,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 4,010 | $280,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUNPOWER CORP | 867652406 | COM | 31,745 | $210,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RR DONNELLEY + SONS CO | 257867101 | COM | 12,812 | $209,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Conifex Timber, Inc. | 207324104 | COM | 18,400 | $41,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DOVER DOWNS GAMING + ENTERTA | 260095104 | COM | 32,650 | $34,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESTELL TECHNOLOGIES INC | 957541105 | CL A | 50,650 | $33,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HARRIS & HARRIS GROUP INC | 413833104 | COM | 22,185 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 28,340 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHARLES + COLVARD LTD | 159765106 | COM | 13,360 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STR HOLDINGS INC | 78478V209 | COM | 22,853 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Aura Systems, Inc. | 051526200 | COM | 59,883 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000905608-17-000005 | this filing | 2017-03-13 | acceptance time not in the bulk data set |