13F-HR filed by NOMURA HOLDINGS INC
NOMURA HOLDINGS INC filed this 13F-HR for the quarter ended 2026-06-30, filed 2026-08-14, with 1,763 holding rows worth $85,358,323,156.
- Accession
- 0000905148-26-003673
- Filer
- CIK 1163653
- Filed
- 2026-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2026
A combination report, 2,655 entries on the cover page, a total value of $85,358,323,156 stated on the cover page (in dollars after the unit check, H1), rows summing to $85,358,323,156 with VALUE read as dollars as filed, 13F file number 028-10594. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerNOMURA ASSET MANAGEMENT INTERNATIONAL INC.028-04367
- included managerNOMURA SECURITIES INTERNATIONAL INC028-04983
- included managerNOMURA INTERNATIONAL PLC028-04985
- included managerNOMURA SECURITIES BERMUDA LTD028-04993
- included managerNOMURA GLOBAL FINANCIAL PRODUCTS INC028-15494
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EASTGROUP PPTYS INC | 277276101 | COM | 2,587 | $523,945 | dollars as filed | |
| ESSENTIAL UTILS INC COM | 29670G102 | Stock | 13,659 | $523,276 | dollars as filed | |
| ABIVAX SA- | 00370M103 | SPONSORED ADS | 3,900 | $519,714 | dollars as filed | |
| KYNDRYL HLDGS INC | 50155Q100 | COMMON STOCK | 45,721 | $517,105 | dollars as filed | |
| INSULET CORP COM | 45784P101 | Stock | 3,362 | $511,865 | dollars as filed | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 15,268 | $511,783 | dollars as filed | |
| Lockheed Martin Corporation | 539830109 | COM | 1,000 | $509,460 | dollars as filed | put |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 30,000 | $507,600 | dollars as filed | put |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 30,000 | $507,600 | dollars as filed | call |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 13,000 | $507,130 | dollars as filed | |
| ACUMEN PHARMACEUTICALS INC | 00509G209 | CMN | 189,712 | $506,531 | dollars as filed | |
| GALAXY DIGITAL INC. CL A | 36317J209 | Stock | 18,496 | $505,681 | dollars as filed | |
| OLEMA PHARMACEUTICALS INC | 68062P106 | COM | 40,400 | $505,404 | dollars as filed | call |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 10,568 | $505,256 | dollars as filed | |
| RIGETTI COMPUTING INC COMMON STOCK | 76655K103 | Stock | 26,100 | $504,252 | dollars as filed | call |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 2,053 | $503,560 | dollars as filed | |
| Airbnb, Inc. Class A | 009066101 | COM | 3,500 | $500,850 | dollars as filed | put |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 50,000 | $500,000 | dollars as filed | put |
| SWEETGREEN INC | 87043Q108 | COM CL A | 55,600 | $489,836 | dollars as filed | put |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 16,282 | $488,948 | dollars as filed | |
| RAPID7 INC COM | 753422104 | Stock | 60,000 | $486,000 | dollars as filed | call |
| FLUOR CORP | 343412AJ1 | NOTE 1.125% 8/1 | 9,161 | $479,922 | dollars as filed | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 44,026 | $479,883 | dollars as filed | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 13,602 | $477,974 | dollars as filed | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 9,800 | $475,986 | dollars as filed | put |
| HENRY JACK & ASSOC INC | 426281101 | COM | 3,448 | $474,928 | dollars as filed | |
| PAN AMERN SILVER CORP | 697900108 | COM | 10,500 | $470,295 | dollars as filed | put |
| Intuit Inc. | 461202103 | COM | 1,800 | $469,800 | dollars as filed | call |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 14,789 | $466,297 | dollars as filed | |
| TELADOC HEALTH INC | 87918A105 | COM | 54,923 | $465,747 | dollars as filed | |
| ERASCA INC COM | 29479A108 | Stock | 25,000 | $458,000 | dollars as filed | call |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 146,200 | $457,606 | dollars as filed | put |
| NEWS CORP NEW | 65249B208 | CL B | 16,242 | $455,751 | dollars as filed | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 17,793 | $453,365 | dollars as filed | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 3,020 | $449,044 | dollars as filed | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 4,100 | $447,187 | dollars as filed | put |
| FINVOLUTION GROUP SPONSORED ADS | 31810T101 | ADR | 92,390 | $442,548 | dollars as filed | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 17,456 | $441,637 | dollars as filed | |
| MODERNA INC | 60770K107 | COM | 6,300 | $441,189 | dollars as filed | call |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 4,100 | $438,413 | dollars as filed | call |
| AGREE RLTY CORP COM | 008492100 | REIT | 5,781 | $437,853 | dollars as filed | |
| CUBESMART COM | 229663109 | REIT | 10,914 | $434,050 | dollars as filed | |
| PHATHOM PHARMACEUTICALS INC | 71722W107 | COMMON STOCK | 40,000 | $434,000 | dollars as filed | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 7,730 | $433,498 | dollars as filed | |
| MIRUM PHARMACEUTICALS INC | 604749101 | COM | 3,701 | $433,276 | dollars as filed | |
| LEGEND BIOTECH CORP | 52490G102 | SPONSORED ADS | 15,000 | $433,200 | dollars as filed | |
| ALCOA CORP COM | 013872106 | Stock | 8,300 | $432,762 | dollars as filed | call |
| McDonalds Corporation | 580135101 | COM | 1,600 | $432,496 | dollars as filed | put |
| SIX FLAGS ENTERTAINMENT CORP COM | 83001C108 | Stock | 20,018 | $426,383 | dollars as filed | |
| STELLANTIS N.V SHS | N82405106 | Stock | 74,160 | $425,678 | dollars as filed | |
| OLEMA PHARMACEUTICALS INC | 68062P106 | COM | 33,856 | $423,539 | dollars as filed | |
| DOCUSIGN INC COM | 256163106 | Stock | 9,511 | $422,479 | dollars as filed | |
| GARTNERINC | 366651107 | STOK | 3,249 | $421,135 | dollars as filed | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 20,500 | $420,045 | dollars as filed | put |
| VIRGIN GALACTIC HOLDINGS INC | 92766K403 | COMMON STOCK | 145,100 | $419,339 | dollars as filed | call |
| China Yuchai Intl Ltd | G21082105 | COM | 8,829 | $418,583 | dollars as filed | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 25,900 | $418,544 | dollars as filed | put |
| ATLANTA BRAVES HLDGS INC | 047726302 | COM SER C | 7,916 | $410,840 | dollars as filed | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 2,432 | $409,877 | dollars as filed | |
| NUTEX HEALTH INC | 67079U306 | COM | 2,386 | $407,744 | dollars as filed | |
| BRP INC COM SUN VTG | 05577W200 | Stock | 6,645 | $405,478 | dollars as filed | |
| HYCROFT MINING HOLDING CO A | 44862P208 | COMMON STOCK | 16,792 | $392,933 | dollars as filed | |
| DAUCH CORP | 024061103 | COM | 72,448 | $392,668 | dollars as filed | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 6,389 | $391,710 | dollars as filed | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 25,889 | $390,665 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 4,600 | $382,122 | dollars as filed | put |
| EXELIXIS INC COM | 30161Q104 | Stock | 7,012 | $381,523 | dollars as filed | |
| VIASAT INC | 92552V100 | COM | 4,188 | $376,124 | dollars as filed | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 34,737 | $370,296 | dollars as filed | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 21,304 | $369,624 | dollars as filed | |
| SELLAS LIFE SCIENCES GROUP I | 81642T209 | COM NEW | 25,000 | $369,000 | dollars as filed | put |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 16,459 | $368,352 | dollars as filed | |
| PAN AMERN SILVER CORP | 697900108 | COM | 8,200 | $367,278 | dollars as filed | call |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 1,528 | $365,207 | dollars as filed | |
| CHEMED CORP NEW | 16359R103 | COM | 779 | $362,811 | dollars as filed | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 10,794 | $361,599 | dollars as filed | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 36,100 | $361,000 | dollars as filed | call |
| GSK PLC SPONSORED ADR | 37733W204 | ADR | 6,706 | $351,529 | dollars as filed | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 7,100 | $350,811 | dollars as filed | call |
| VONTIER CORPORATION | 928881101 | COM | 11,975 | $347,275 | dollars as filed | |
| MAPLEBEAR INC COM | 565394103 | Stock | 7,245 | $343,051 | dollars as filed | |
| IRENLTDF | Q4982L109 | STOK | 7,500 | $342,975 | dollars as filed | put |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 31,326 | $342,080 | dollars as filed | |
| HEALTHCARE RLTY TR CL A COM | 42226K105 | REIT | 16,701 | $336,859 | dollars as filed | |
| MONGODB INC CL A | 60937P106 | Stock | 1,000 | $335,900 | dollars as filed | call |
| UNUSUAL MACHS INC | 91532F102 | COM SHS | 15,000 | $334,500 | dollars as filed | |
| FABRINET SHS | G3323L100 | Stock | 594 | $333,876 | dollars as filed | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 3,683 | $331,507 | dollars as filed | |
| DEFI DEVELOPMENT CORP | 47100L301 | COM | 111,842 | $328,815 | dollars as filed | |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 38,400 | $326,016 | dollars as filed | call |
| DAUCH CORP | 024061103 | COM | 60,000 | $325,200 | dollars as filed | call |
| LEONARDO DRS INC COM | 52661A108 | Stock | 7,540 | $321,732 | dollars as filed | |
| NU HLDGS LTD | G6683N103 | ORD SHS CL A | 24,000 | $320,640 | dollars as filed | call |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 5,283 | $320,520 | dollars as filed | |
| AEROVIRONMENT INC | 008073AA6 | NOTE 7/1 | 1,917 | $316,414 | dollars as filed | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 1,380 | $315,606 | dollars as filed | |
| CARLISLE COS INC COM | 142339100 | Stock | 870 | $315,593 | dollars as filed | |
| CONAGRA FOODS INC | 205887102 | COM | 23,219 | $312,528 | dollars as filed | |
| SONOS INC | 83570H108 | COM | 23,049 | $311,853 | dollars as filed | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 2,467 | $310,053 | dollars as filed | |
| COGENT BIOSCIENCES INC | 19240Q201 | COM | 8,000 | $309,600 | dollars as filed | |
| TWILIO INC CL A | 90138F102 | Stock | 1,494 | $308,257 | dollars as filed | |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 8,201 | $305,159 | dollars as filed | |
| TRADEWEB MKTS INC CL A | 892672106 | Stock | 3,057 | $304,661 | dollars as filed | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 7,786 | $303,343 | dollars as filed | |
| BULLISH | G16910120 | ORD SHS | 12,875 | $301,661 | dollars as filed | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 3,900 | $300,612 | dollars as filed | put |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 7,222 | $300,507 | dollars as filed | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 3,900 | $300,183 | dollars as filed | put |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 7,616 | $299,309 | dollars as filed | |
| GENERAL MILLS INC COM | 370334104 | Stock | 8,600 | $299,280 | dollars as filed | call |
| ORGANON & CO COMMON STOCK | 68622V106 | Stock | 21,969 | $297,460 | dollars as filed | |
| RAPID7 INC COM | 753422104 | Stock | 36,703 | $297,294 | dollars as filed | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 1,232 | $295,372 | dollars as filed | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 3,100 | $290,346 | dollars as filed | call |
| RIVIAN AUTOMOTIVE INC | 76954AAD5 | NOTE 3.625%10/1 | 16,625 | $288,444 | dollars as filed | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 538 | $284,919 | dollars as filed | |
| SOUTHERN CO | 842587DZ7 | NOTE 4.500% 6/1 | 2,964 | $283,660 | dollars as filed | |
| ROCKET COS INC | 77311W101 | COM CL A | 17,976 | $283,122 | dollars as filed | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 2,600 | $279,500 | dollars as filed | put |
| SHARKNINJA INC COM SHS | G8068L108 | Stock | 1,819 | $276,979 | dollars as filed | |
| LYFT INC | 55087P104 | CL A COM | 18,920 | $276,421 | dollars as filed | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 16,796 | $275,118 | dollars as filed | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 363 | $275,067 | dollars as filed | |
| ROYALTY PHARMA PLC | G7709Q104 | SHS CLASS A | 4,849 | $271,883 | dollars as filed | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 6,200 | $270,940 | dollars as filed | put |
| MUELLER INDS INC COM | 624756102 | Stock | 2,177 | $267,619 | dollars as filed | |
| SUMMIT THERAPEUTICS INC | 86627T108 | COM | 18,000 | $262,260 | dollars as filed | put |
| MILLICOM INTL CELLULAR S A | L6388F110 | COM STK | 2,888 | $262,115 | dollars as filed | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 5,300 | $261,873 | dollars as filed | put |
| ILLUMINA INC | 452327109 | COM | 1,489 | $261,811 | dollars as filed | |
| DUCOMMUN INC DEL | 264147109 | COM | 1,413 | $261,702 | dollars as filed | |
| ROKU INC COM CL A | 77543R102 | Stock | 1,894 | $261,637 | dollars as filed | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 2,400 | $260,664 | dollars as filed | call |
| TECHNIPFMC PLC COM | G87110105 | Stock | 3,924 | $260,161 | dollars as filed | |
| V F CORP COM | 918204108 | Stock | 15,588 | $260,008 | dollars as filed | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 25,000 | $257,500 | dollars as filed | |
| ISHARES TR | 464287523 | COM | 400 | $256,304 | dollars as filed | call |
| SNAP INC | 83304A106 | CL A | 57,208 | $254,004 | dollars as filed | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 762 | $253,997 | dollars as filed | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 2,200 | $253,242 | dollars as filed | call |
| MASTEC INC COM | 576323109 | Stock | 606 | $252,132 | dollars as filed | |
| ON HLDG AG NAMEN AKT A | H5919C104 | Stock | 7,115 | $252,013 | dollars as filed | |
| CIRCLE INTERNET GROUP INC | 172573107 | COM CL A | 4,000 | $250,520 | dollars as filed | put |
| SUPERX AI TECHNOLOGY LTD USD ORD SHS NEW | G5294K110 | Stock | 31,170 | $249,360 | dollars as filed | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 295 | $247,611 | dollars as filed | |
| SWEETGREEN INC | 87043Q108 | COM CL A | 28,055 | $247,165 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 2,100 | $246,288 | dollars as filed | call |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 2,400 | $245,400 | dollars as filed | put |
| EVERPURE INC CL A | 74624M102 | Stock | 3,106 | $244,722 | dollars as filed | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 6,000 | $244,320 | dollars as filed | |
| McDonalds Corporation | 580135101 | COM | 900 | $243,279 | dollars as filed | call |
| FIGMA INC CL A | 316841105 | COM | 13,397 | $242,352 | dollars as filed | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 20,000 | $240,600 | dollars as filed | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 20,000 | $239,000 | dollars as filed | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 19,100 | $238,559 | dollars as filed | |
| COUSINSPPTYSINC | 222795502 | STOK | 7,931 | $237,771 | dollars as filed | |
| XPO INC COM | 983793100 | Stock | 1,156 | $237,315 | dollars as filed | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 12,075 | $235,583 | dollars as filed | |
| CAVAGROUPINC | 148929102 | STOK | 2,998 | $235,283 | dollars as filed | |
| TARGET CORP COM | 87612E106 | Stock | 1,800 | $235,098 | dollars as filed | call |
| TETRA TECH INC NEW | 88162GAB9 | DBCV 2.250% 8/1 | 7,974 | $230,382 | dollars as filed | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 26,550 | $227,268 | dollars as filed | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 20,000 | $226,400 | dollars as filed | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 669 | $226,390 | dollars as filed | |
| RH | 74967X103 | COM | 1,371 | $225,845 | dollars as filed | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 2,100 | $224,973 | dollars as filed | call |
| FIGURE TECHNOLOGY SOLUTIO | 349381103 | COM CL A | 7,260 | $222,955 | dollars as filed | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 2,168 | $221,678 | dollars as filed | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 20,000 | $221,200 | dollars as filed | |
| STRIVE INC | 862945300 | CL A COM | 20,182 | $220,186 | dollars as filed | |
| KRISPY KREME INC | 50101L106 | COMMON STOCK | 61,549 | $217,268 | dollars as filed | |
| ALBEMARLE CORP | 012653101 | COM | 1,600 | $216,048 | dollars as filed | call |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 20,000 | $216,000 | dollars as filed | |
| VERA THERAPEUTICS INC | 92337R101 | COMMON STOCK | 5,000 | $214,550 | dollars as filed | |
| BLACKROCK INCOME TR | 09247F209 | Equity | 20,000 | $214,400 | dollars as filed | |
| RB GLOBAL INC COM | 74935Q107 | Stock | 1,834 | $213,569 | dollars as filed | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 20,000 | $212,600 | dollars as filed | |
| ROBLOX CORP CL A | 771049103 | Stock | 3,900 | $212,082 | dollars as filed | call |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 20,000 | $212,000 | dollars as filed | |
| DELCATH SYSTEMS INC | 24661P807 | COMMON STOCK | 16,722 | $210,530 | dollars as filed | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 1,349 | $206,343 | dollars as filed | |
| JETBLUE AWYS CORP | 477143101 | COM | 35,837 | $205,346 | dollars as filed | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 6,498 | $204,817 | dollars as filed | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 20,000 | $204,400 | dollars as filed | |
| INVESCO SR INCOME TR | 46131H107 | COM | 68,064 | $204,192 | dollars as filed | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 16,000 | $203,680 | dollars as filed | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 10,000 | $203,000 | dollars as filed | |
| MEDIAALPHA INC | 58450V104 | CL A | 16,058 | $201,849 | dollars as filed | |
| SABA CAPITAL INCOME & OPPORT | 880198205 | COM NEW | 24,000 | $200,400 | dollars as filed | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 311 | $200,303 | dollars as filed | |
| SLIDE INS HLDGS INC | 831349105 | COM | 10,000 | $193,700 | dollars as filed | put |
| SABLE OFFSHORE CORP | 78574H104 | COM SHS | 62,400 | $192,192 | dollars as filed | call |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 12,200 | $189,100 | dollars as filed | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 20,000 | $187,400 | dollars as filed | |
| HUMACYTE INC | 44486Q103 | COM | 240,000 | $187,296 | dollars as filed | call |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 16,000 | $185,600 | dollars as filed | |
| STEM INC COM NEW | 85859N300 | Stock | 23,713 | $185,199 | dollars as filed | |
| PIMCO DYNAMIC INCOME OPRNTS | 69355M107 | COM BEN SHS | 14,000 | $185,080 | dollars as filed | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 20,000 | $183,400 | dollars as filed | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 16,000 | $176,160 | dollars as filed | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 70,000 | $173,600 | dollars as filed | |
| AMERICOLD REALTY TRUST INC COM | 03064D108 | REIT | 10,942 | $172,008 | dollars as filed | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 26,000 | $169,000 | dollars as filed | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 10,000 | $167,000 | dollars as filed | |
| INOVIO PHARMACEUTICALS I | 45773H409 | COMMON STOCK | 150,000 | $165,000 | dollars as filed | |
| SABA CAPITAL INCOME & OPRNT | 78518H202 | SHS NEW | 24,980 | $164,119 | dollars as filed | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 10,045 | $163,934 | dollars as filed | |
| NUVEEN CORE PLUS IMPACT FUND | 67080D103 | COM BEN INT | 16,000 | $162,080 | dollars as filed | |
| SO YOUNG INTERNATIONAL INC | 83356Q108 | SPONSORED ADS | 107,200 | $158,656 | dollars as filed | |
| STELLANTIS N.V SHS | N82405106 | Stock | 27,400 | $157,276 | dollars as filed | put |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 10,000 | $154,600 | dollars as filed | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 20,000 | $152,200 | dollars as filed | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 16,129 | $151,451 | dollars as filed | |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 12,000 | $150,240 | dollars as filed | |
| NUVEEN CHURCHILL DIRECT LEND | 67090S108 | COM SHS | 12,000 | $149,040 | dollars as filed | |
| High Templar Tech Limit | 747798106 | COM | 57,142 | $146,284 | dollars as filed | |
| PIMCO ACCESS INCOME FUND | 72203T100 | SHS BENFIN INT | 10,000 | $145,500 | dollars as filed | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 10,000 | $143,800 | dollars as filed | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 20,000 | $142,600 | dollars as filed | |
| REDWIRE CORPORATION | 75776W103 | COM | 11,386 | $139,251 | dollars as filed | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 20,000 | $134,000 | dollars as filed | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 22,500 | $130,725 | dollars as filed | call |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 10,000 | $128,800 | dollars as filed | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 20,000 | $124,200 | dollars as filed | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 20,000 | $116,200 | dollars as filed | |
| MSC INCOME FD INC | 55374X208 | COM | 10,000 | $115,700 | dollars as filed | |
| LUCID GROUP INC COM NEW | 549498202 | Stock | 17,266 | $115,510 | dollars as filed | |
| TRON INC | 85237B101 | CMN | 71,418 | $114,983 | dollars as filed | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 20,000 | $112,400 | dollars as filed | |
| PONY AI INC | 732908108 | SPONSORED ADS | 15,901 | $110,512 | dollars as filed | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 20,000 | $109,400 | dollars as filed | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 29,178 | $108,542 | dollars as filed | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 15,000 | $106,950 | dollars as filed | |
| STELLANTIS N.V SHS | N82405106 | Stock | 18,600 | $106,764 | dollars as filed | call |
| BARINGS BDC INC | 06759L103 | COM | 12,440 | $105,989 | dollars as filed | |
| ABERDEEN INCOME CR STRATEGIE | 003057106 | COM | 20,000 | $104,000 | dollars as filed | |
| VERA BRADLEY INC | 92335C106 | COM | 26,441 | $102,855 | dollars as filed | |
| DEFI DEVELOPMENT CORP | 47100L111 | WTS | 383,364 | $97,758 | dollars as filed | |
| HELLO GROUP INC ADS | 423403104 | ADR | 16,645 | $96,541 | dollars as filed | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 12,000 | $94,560 | dollars as filed | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 20,000 | $93,200 | dollars as filed | |
| FS CREDIT OPPORTUNITIES CORP | 30290Y101 | COMMON STOCK | 18,112 | $90,379 | dollars as filed | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 12,000 | $89,760 | dollars as filed | |
| ZHIHU INC | 98955N207 | SPONSORED ADS | 27,764 | $86,901 | dollars as filed | |
| INDIE SEMICONDUCTOR INC | 45569U101 | CLASS A COM | 16,821 | $75,526 | dollars as filed | |
| AURORA INNOVATION INC CLASS A COM | 051774107 | Stock | 10,935 | $74,577 | dollars as filed | |
| GRANDE GROUP LTD | G4R53M103 | USD CL A ORD SHS | 49,787 | $72,689 | dollars as filed | |
| Up Fintech Holding Ltd | 91531W106 | COM | 15,500 | $68,200 | dollars as filed | |
| MICROVISION INC DEL | 594960304 | COM NEW | 203,500 | $66,545 | dollars as filed | call |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 11,551 | $55,907 | dollars as filed | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 27,850 | $49,573 | dollars as filed | |
| ZOOMINFO TECHNOLOGIES INC COMMON STOCK | 98980F104 | Stock | 13,387 | $39,224 | dollars as filed | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 10,000 | $34,700 | dollars as filed | |
| MEREO BIOPHARMA GROUP PLC | 589492107 | CMN | 104,361 | $33,155 | dollars as filed | |
| HANG FENG TECHNOLOGY INNOVAT | G4290G108 | USD ORD SHS | 10,028 | $31,889 | dollars as filed | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 13,223 | $30,413 | dollars as filed | |
| VIRGIN GALACTIC HOLDINGS INC | 92766K403 | COMMON STOCK | 10,396 | $30,044 | dollars as filed | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 12,110 | $29,306 | dollars as filed | |
| VIOMI TECHNOLOGY CO LTD | 92762J103 | SPONSORED ADS | 23,000 | $17,986 | dollars as filed | |
| XEROX HOLDINGS CORP | 98421M114 | *W EXP 02/11/202 | 44,754 | $12,307 | dollars as filed | |
| Ecarx Holdings Inc W Exp 99/99/999 | G29201111 | SPAC Combination | 21,687 | $867 | dollars as filed | |
| BUZZFEED INC | 12430A110 | *W EXP 12/03/202 | 16,667 | $417 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000905148-26-003673 | this filing | 2026-08-14 | acceptance time not in the bulk data set |