13F-HR filed by NOMURA HOLDINGS INC
NOMURA HOLDINGS INC filed this 13F-HR for the quarter ended 2024-06-30, filed 2024-08-14, with 1,735 holding rows worth $52,168,938,900.
- Accession
- 0000905148-24-002203
- Filer
- CIK 1163653
- Filed
- 2024-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2024
A holdings report, 2,136 entries on the cover page, a total value of $52,168,938,900 stated on the cover page (in dollars after the unit check, H1), rows summing to $52,168,938,900 with VALUE read as dollars as filed, 13F file number 028-10594. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerNOMURA SECURITIES INTERNATIONAL INC028-04983
- included managerNOMURA INTERNATIONAL PLC028-04985
- included managerNOMURA GLOBAL FINANCIAL PRODUCTS INC028-15494
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ABM INDS INC | 000957100 | COM | 5,308 | $268,426 | dollars as filed | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 2,279 | $266,575 | dollars as filed | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 13,252 | $265,570 | dollars as filed | |
| AES CORP COM | 00130H105 | Stock | 15,080 | $264,956 | dollars as filed | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 4,200 | $264,726 | dollars as filed | call |
| TOASTINCCLASSCLASSA | 888787108 | STOK | 10,263 | $264,478 | dollars as filed | |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 60,113 | $261,492 | dollars as filed | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 1,726 | $261,178 | dollars as filed | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 22,700 | $261,050 | dollars as filed | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 2,258 | $260,076 | dollars as filed | |
| NOVAVAX INC | 670002401 | COM NEW | 20,518 | $259,758 | dollars as filed | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 503 | $259,714 | dollars as filed | |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 8,002 | $259,025 | dollars as filed | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 1,523 | $259,001 | dollars as filed | |
| EVERGY INC COM | 30034W106 | Stock | 4,882 | $258,600 | dollars as filed | |
| PERMIAN RESOURCES CORP CLASS A COM | 71424F105 | Stock | 15,999 | $258,384 | dollars as filed | |
| RANGE RES CORP COM | 75281A109 | Stock | 7,644 | $256,303 | dollars as filed | |
| UPSTARTHLDGSINC | 91680M107 | STOK | 10,844 | $255,810 | dollars as filed | |
| DNOW INC | 67011P100 | COMMON STOCK | 18,611 | $255,529 | dollars as filed | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 1,164 | $254,509 | dollars as filed | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 2,834 | $254,210 | dollars as filed | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 15,400 | $253,792 | dollars as filed | |
| JACOBS SOLUTIONS INC COM | 46982L108 | Stock | 1,813 | $253,294 | dollars as filed | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 930 | $253,146 | dollars as filed | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 792 | $252,292 | dollars as filed | |
| CASEYS GEN STORES INC | 147528103 | COM | 661 | $252,211 | dollars as filed | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 22,675 | $251,693 | dollars as filed | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 846 | $251,516 | dollars as filed | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 15,141 | $251,038 | dollars as filed | |
| HOLOGIC INC | 436440101 | COM | 3,379 | $250,891 | dollars as filed | |
| RB GLOBAL INC COM | 74935Q107 | Stock | 3,282 | $250,614 | dollars as filed | |
| WATERS CORP COM | 941848103 | Stock | 860 | $249,503 | dollars as filed | |
| NORTHERN TR CORP COM | 665859104 | Stock | 2,962 | $248,749 | dollars as filed | |
| BNY MELLON MUN BD INFRASTRUC | 09662W109 | COM SHS | 23,489 | $248,514 | dollars as filed | |
| ZUORA INC | 98983V106 | COMMON STOCK | 25,021 | $248,459 | dollars as filed | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 42,357 | $248,212 | dollars as filed | |
| LUCID GROUP INC | 549498103 | COM | 95,000 | $247,950 | dollars as filed | call |
| RPM INTL INC COM | 749685103 | Stock | 2,300 | $247,664 | dollars as filed | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 20,050 | $247,417 | dollars as filed | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 3,120 | $244,764 | dollars as filed | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 1,768 | $244,709 | dollars as filed | |
| TEXAS PACIFIC LAND CORPORATION COM | 88262P102 | Stock | 333 | $244,512 | dollars as filed | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 1,010 | $243,844 | dollars as filed | |
| STRATEGIC ED INC COM | 86272C103 | Stock | 2,202 | $243,673 | dollars as filed | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 46,835 | $243,542 | dollars as filed | |
| Gaotu Techedu Inc | 36257Y109 | COM | 49,682 | $243,442 | dollars as filed | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 23,000 | $243,340 | dollars as filed | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 9,900 | $241,362 | dollars as filed | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 1,692 | $241,296 | dollars as filed | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 1,175 | $241,192 | dollars as filed | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 23,219 | $240,317 | dollars as filed | |
| GRACO INC COM | 384109104 | Stock | 3,021 | $239,505 | dollars as filed | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 627 | $238,900 | dollars as filed | |
| JAMF HLDG CORP | 47074LAB1 | NOTE 0.125% 9/0 | 14,455 | $238,506 | dollars as filed | |
| FIVE BELOW INC COM | 33829M101 | Stock | 2,181 | $237,664 | dollars as filed | |
| ARHAUS INC | 04035M102 | COMMON STOCK | 14,000 | $237,160 | dollars as filed | |
| TYSON FOODS INC CL A | 902494103 | Stock | 4,137 | $236,388 | dollars as filed | |
| BEST BUY INC COM | 086516101 | Stock | 2,787 | $234,916 | dollars as filed | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 1,207 | $234,158 | dollars as filed | |
| BELLRING BRANDS INC COMMON STOCK | 07831C103 | Stock | 4,097 | $234,103 | dollars as filed | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 1,700 | $234,039 | dollars as filed | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 12,188 | $234,010 | dollars as filed | |
| RAPID7 INC | 753422AF1 | NOTE 0.250% 3/1 | 5,387 | $232,896 | dollars as filed | |
| ACM RESH INC COM CL A | 00108J109 | Stock | 10,078 | $232,399 | dollars as filed | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 2,695 | $232,309 | dollars as filed | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 21,500 | $231,985 | dollars as filed | |
| CSX Corporation | 126408103 | COM | 6,908 | $231,073 | dollars as filed | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 6,400 | $230,784 | dollars as filed | call |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 4,637 | $229,161 | dollars as filed | |
| CANADIAN PACIFIC KANSAS CITY COM | 13646K108 | Stock | 2,900 | $228,317 | dollars as filed | |
| WW INTL INC | 98262P101 | COM | 195,000 | $228,150 | dollars as filed | call |
| MR COOPER GROUP INC | 62482R107 | COM | 2,808 | $228,094 | dollars as filed | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 38,200 | $226,908 | dollars as filed | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 549 | $224,140 | dollars as filed | |
| CUTERA INC | 232109108 | COM | 148,382 | $224,057 | dollars as filed | |
| SIMPSON MFG INC | 829073105 | COM | 1,328 | $223,808 | dollars as filed | |
| EQUITABLE HLDGS INC COM | 29452E101 | Stock | 5,461 | $223,136 | dollars as filed | |
| WORKDAY INC CL A | 98138H101 | Stock | 993 | $221,995 | dollars as filed | |
| WINGSTOP INC COM | 974155103 | Stock | 525 | $221,897 | dollars as filed | |
| WILLIAMS COS INC COM | 969457100 | Stock | 5,216 | $221,680 | dollars as filed | |
| PEABODY ENGR CORP | 704551100 | COM | 10,020 | $221,642 | dollars as filed | |
| PBF ENERGY INC | 69318G106 | CL A | 4,812 | $221,448 | dollars as filed | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 2,979 | $220,803 | dollars as filed | |
| XPO INC COM | 983793100 | Stock | 2,078 | $220,580 | dollars as filed | |
| IDEX CORP COM | 45167R104 | Stock | 1,095 | $220,314 | dollars as filed | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 21,593 | $220,249 | dollars as filed | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 1,607 | $219,966 | dollars as filed | |
| ELEMENT SOLUTIONS INC COM | 28618M106 | Stock | 8,100 | $219,672 | dollars as filed | call |
| GAMING & LEISURE P COM | 36467J108 | REIT | 4,850 | $219,269 | dollars as filed | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 3,331 | $216,948 | dollars as filed | |
| WP CAREY INC COM | 92936U109 | REIT | 3,909 | $215,190 | dollars as filed | |
| PENUMBRA INC COM | 70975L107 | Stock | 1,192 | $214,524 | dollars as filed | |
| AECOM COM | 00766T100 | Stock | 2,432 | $214,356 | dollars as filed | |
| MATADOR RES CO COM | 576485205 | Stock | 3,593 | $214,143 | dollars as filed | |
| UFP INDUSTRIES INC | 90278Q108 | COM | 1,908 | $213,696 | dollars as filed | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 5,749 | $213,633 | dollars as filed | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 717 | $213,150 | dollars as filed | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 945 | $211,217 | dollars as filed | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 14,540 | $210,685 | dollars as filed | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 20,210 | $209,174 | dollars as filed | |
| BJS WHSL CLUB HLDGS INC COM | 05550J101 | Stock | 2,375 | $208,620 | dollars as filed | |
| OVINTIV INC | 69047Q102 | COM | 4,447 | $208,431 | dollars as filed | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 3,005 | $205,812 | dollars as filed | |
| BIOHAVEN LTD | G1110E107 | COM | 5,916 | $205,344 | dollars as filed | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 15,000 | $205,050 | dollars as filed | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 1,193 | $204,850 | dollars as filed | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 37,251 | $203,204 | dollars as filed | |
| PIONEER MUN HIGH INCOME OPPO | 723760104 | COMMON STOCK | 17,432 | $203,083 | dollars as filed | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 896 | $202,630 | dollars as filed | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 28,213 | $202,287 | dollars as filed | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 10,970 | $201,519 | dollars as filed | |
| ROIVANT SCIENCES LTD | G76279101 | SHS | 19,046 | $201,316 | dollars as filed | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 20,210 | $201,292 | dollars as filed | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 19,541 | $200,686 | dollars as filed | |
| CHAMPIONX CORPORATION | 15872M104 | COM | 6,028 | $200,190 | dollars as filed | |
| HEALTHPEAK PROPERTIES INC COM | 42250P103 | REIT | 10,185 | $199,626 | dollars as filed | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 31,435 | $199,612 | dollars as filed | |
| NUVEEN VRIABL RAT PFD & INM | 67080R102 | COM | 10,852 | $199,460 | dollars as filed | |
| ARMOUR RESIDENTIAL REIT INC COM SHS | 042315705 | REIT | 10,285 | $199,323 | dollars as filed | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 17,675 | $196,016 | dollars as filed | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 16,200 | $195,858 | dollars as filed | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 22,030 | $195,406 | dollars as filed | |
| KEYCORP COM | 493267108 | Stock | 13,643 | $193,867 | dollars as filed | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 17,537 | $193,784 | dollars as filed | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 17,675 | $191,774 | dollars as filed | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 18,000 | $190,080 | dollars as filed | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 17,504 | $188,343 | dollars as filed | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 18,540 | $186,883 | dollars as filed | |
| SABRE CORP COM | 78573M104 | Stock | 69,710 | $186,126 | dollars as filed | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 16,694 | $185,470 | dollars as filed | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 17,700 | $184,434 | dollars as filed | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 10,202 | $183,432 | dollars as filed | |
| VIATRIS INC COM | 92556V106 | Stock | 17,229 | $183,144 | dollars as filed | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 10,804 | $181,939 | dollars as filed | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 15,400 | $181,412 | dollars as filed | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 23,000 | $181,240 | dollars as filed | |
| RIVERNORTH MANAGED DUR MUN I | 76882H105 | COM | 11,870 | $181,136 | dollars as filed | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 15,650 | $179,034 | dollars as filed | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 22,600 | $177,636 | dollars as filed | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 32,500 | $177,450 | dollars as filed | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 13,878 | $173,614 | dollars as filed | |
| CABALETTA BIO INC | 12674W109 | COMMON STOCK | 23,057 | $172,466 | dollars as filed | |
| RLX TECHNOLOGY INC | 74969N103 | SPONSORED ADS | 92,831 | $170,809 | dollars as filed | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 17,902 | $168,637 | dollars as filed | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 14,900 | $167,625 | dollars as filed | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 28,368 | $165,953 | dollars as filed | |
| ARIS MINING CORPORATION | 04040Y109 | COM | 43,901 | $165,068 | dollars as filed | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 13,463 | $164,249 | dollars as filed | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 11,000 | $163,900 | dollars as filed | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 20,000 | $163,400 | dollars as filed | |
| Perion Network Ltd | M78673114 | COM | 19,500 | $162,825 | dollars as filed | put |
| COEUR MNG INC COM NEW | 192108504 | Stock | 27,790 | $156,180 | dollars as filed | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 31,617 | $155,556 | dollars as filed | |
| UNDER ARMOUR INC | 904311206 | CL C | 23,755 | $155,120 | dollars as filed | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 13,575 | $154,619 | dollars as filed | |
| NUVEEN DYNAMIC MUN OPPORTUNITI | 67079X102 | COM SHS | 14,300 | $154,440 | dollars as filed | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 10,405 | $153,890 | dollars as filed | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 18,005 | $153,583 | dollars as filed | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 14,175 | $153,232 | dollars as filed | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 12,747 | $152,582 | dollars as filed | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 44,310 | $149,768 | dollars as filed | |
| VERONA PHARMA PLC | 925050106 | SPONSORED ADS | 10,000 | $144,600 | dollars as filed | |
| RIOT PLATFORMS INC | 767292105 | COM | 15,698 | $143,480 | dollars as filed | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 13,760 | $141,590 | dollars as filed | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 17,020 | $141,096 | dollars as filed | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 12,985 | $139,069 | dollars as filed | |
| Up Fintech Holding Ltd | 91531W106 | COM | 32,000 | $134,400 | dollars as filed | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 15,497 | $133,739 | dollars as filed | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 19,699 | $132,574 | dollars as filed | |
| LUMINAR TECHNOLOGIES INC | 550424105 | COM CL A | 87,800 | $130,822 | dollars as filed | put |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 10,500 | $128,940 | dollars as filed | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 12,300 | $127,797 | dollars as filed | |
| SUTRO BIOPHARMA INC | 869367102 | COM | 43,426 | $127,239 | dollars as filed | |
| FIBROGEN INC | 31572Q808 | COM | 139,600 | $124,565 | dollars as filed | put |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 15,000 | $124,350 | dollars as filed | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 11,855 | $124,122 | dollars as filed | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 11,500 | $122,820 | dollars as filed | |
| Net Power Inc W Exp 06/08/202 | 64107A113 | SPAC Combination | 53,006 | $121,172 | dollars as filed | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 33,224 | $113,958 | dollars as filed | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 14,175 | $113,684 | dollars as filed | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 12,373 | $113,089 | dollars as filed | |
| PORCH GROUP INC | 733245104 | COM | 74,000 | $111,740 | dollars as filed | put |
| HEALTH CATALYST INC | 42225TAB3 | BOND | 17,200 | $109,911 | dollars as filed | |
| DWS STRATEGIC MUN INCOME TR | 23342Q101 | COM | 11,121 | $109,653 | dollars as filed | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 14,482 | $108,181 | dollars as filed | |
| ARCADIUM LITHIUM PLC | G0508H110 | COM SHS | 32,138 | $107,984 | dollars as filed | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 10,000 | $106,100 | dollars as filed | |
| Perion Network Ltd | M78673114 | COM | 12,045 | $100,576 | dollars as filed | |
| VALLEY NATL BANCORP | 919794107 | COM | 13,442 | $93,825 | dollars as filed | |
| I-80 GOLD CORP | 44955L106 | COM | 83,136 | $89,787 | dollars as filed | |
| EYEPOINT INC COM NEW | 30233G209 | Stock | 10,000 | $87,000 | dollars as filed | call |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 10,000 | $86,500 | dollars as filed | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 13,800 | $86,250 | dollars as filed | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 16,987 | $84,765 | dollars as filed | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 10,000 | $84,700 | dollars as filed | |
| SMART SH GLOBAL LTD | 83193E102 | ADS | 97,958 | $84,107 | dollars as filed | |
| AC IMMUNE SA | H00263105 | SHS | 20,000 | $79,800 | dollars as filed | |
| PORCH GROUP INC | 733245104 | COM | 52,136 | $78,725 | dollars as filed | |
| REDFIN CORP | 75737F108 | COM | 12,859 | $77,283 | dollars as filed | |
| LITHIUM AMERICAS ARGENTINA C | 53681K100 | COM SHS | 24,000 | $76,800 | dollars as filed | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 25,000 | $76,750 | dollars as filed | put |
| NUVATION BIO INC COM CL A | 67080N101 | Stock | 22,317 | $65,166 | dollars as filed | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 16,862 | $63,738 | dollars as filed | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 37,750 | $63,420 | dollars as filed | |
| JETBLUE AWYS CORP | 477143101 | COM | 10,200 | $62,118 | dollars as filed | put |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 19,700 | $60,479 | dollars as filed | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 23,578 | $52,343 | dollars as filed | |
| CUTERA INC | 232109AD0 | NOTE 2.250% 6/0 | 33,778 | $51,004 | dollars as filed | |
| Lufax Holding Ltd-Adr | 54975P201 | COM | 18,000 | $42,660 | dollars as filed | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 40,000 | $36,036 | dollars as filed | |
| ADC THERAPEUTICS SA | H0036K147 | COMMON STOCK | 10,000 | $31,600 | dollars as filed | |
| Algoma Stl Group Inc W Exp 10/19/202 | 015658115 | SPAC Combination | 34,200 | $28,489 | dollars as filed | |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 25,729 | $28,045 | dollars as filed | |
| Trisalus Life Sciences Inc W Exp 08/10/202 | 89680M119 | SPAC Combination | 10,800 | $19,656 | dollars as filed | |
| CALIDI BIOTHERAPEUTICS INC | 320703119 | *W EXP 03/14/202 | 467,818 | $19,648 | dollars as filed | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 12,110 | $17,075 | dollars as filed | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 13,536 | $14,890 | dollars as filed | |
| INNOVIZ TECHNOLOGIES LTD | M5R635108 | SHS | 15,800 | $14,655 | dollars as filed | |
| Cartesian Growth Corp II | G19305120 | Warrant | 133,333 | $13,467 | dollars as filed | |
| CF ACQUISITION CORP VII | 12521H115 | WARR | 216,666 | $11,917 | dollars as filed | |
| Valuence Merger Corp I | G9R16L118 | Warrant | 245,000 | $9,800 | dollars as filed | |
| BLEUACACIA LTD | G11728113 | *W EXP 10/30/202 | 500,000 | $7,500 | dollars as filed | |
| TMC THE METALS COMPANY INC | 87261Y114 | *W EXP 09/09/202 | 36,415 | $5,863 | dollars as filed | |
| CHURCHILL CAPITAL CORP VII | 17144M110 | *W EXP 02/29/202 | 15,020 | $5,257 | dollars as filed | |
| POWERUP ACQUISITION CORP | G7207P129 | WARR | 150,000 | $4,500 | dollars as filed | |
| IRIS ACQUISITION CORP | 89601Y119 | *W EXP 02/28/202 | 97,325 | $3,893 | dollars as filed | |
| TWIN RIDGE CAPITAL ACQUISITION | g1893d110 | WT | 116,666 | $3,383 | dollars as filed | |
| Envoy Medical Inc W Exp 09/29/202 | 29415V117 | SPAC Combination | 66,666 | $3,333 | dollars as filed | |
| MSP RECOVERY INC | 553745126 | *W EXP 05/20/202 | 653,000 | $2,612 | dollars as filed | |
| Plum Acquisition Corp. III | G63290103 | Warrant | 40,000 | $2,600 | dollars as filed | |
| BUZZFEED INC | 12430A110 | *W EXP 12/03/202 | 16,667 | $1,567 | dollars as filed | |
| Ecarx Holdings Inc W Exp 99/99/999 | G29201111 | SPAC Combination | 21,687 | $737 | dollars as filed | |
| Dave Inc W Exp 01/05/202 | 23834J110 | SPAC Combination | 12,500 | $350 | dollars as filed | |
| BITE ACQUISITION CORP | 09175K113 | *W EXP 02/12/203 | 481,988 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| OCA ACQUISITION CORP | 670865112 | *W EXP 01/14/202 | 22,295 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000905148-24-002203 | this filing | 2024-08-14 | acceptance time not in the bulk data set |