13F-HR/A filed by NOMURA HOLDINGS INC
NOMURA HOLDINGS INC filed this 13F-HR/A for the quarter ended 2023-12-31, filed 2024-03-27, with 1,750 holding rows worth $36,889,493,885.
- Accession
- 0000905148-24-001007
- Filer
- CIK 1163653
- Filed
- 2024-03-27
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2023
A holdings report, amendment of type restatement, 2,080 entries on the cover page, a total value of $36,889,493,885 stated on the cover page (in dollars after the unit check, H1), rows summing to $36,889,493,885 with VALUE read as dollars as filed, 13F file number 028-10594. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerNOMURA SECURITIES INTERNATIONAL INC028-04983
- included managerNOMURA INTERNATIONAL PLC028-04985
- included managerNOMURA GLOBAL FINANCIAL PRODUCTS INC028-15494
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 31,952 | $274,787 | dollars as filed | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 27,767 | $274,338 | dollars as filed | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 26,458 | $273,047 | dollars as filed | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 32,781 | $272,082 | dollars as filed | |
| KEYCORP COM | 493267108 | Stock | 18,870 | $271,728 | dollars as filed | |
| REVVITY INC | 714046109 | COM | 2,482 | $271,307 | dollars as filed | |
| TRIMBLE INC COM | 896239100 | Stock | 5,032 | $267,702 | dollars as filed | |
| VERVE THERAPEUTICS INC | 92539P101 | COM | 19,076 | $265,919 | dollars as filed | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 37,513 | $264,842 | dollars as filed | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 573 | $263,981 | dollars as filed | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 5,134 | $263,374 | dollars as filed | |
| VIATRIS INC COM | 92556V106 | Stock | 24,208 | $262,173 | dollars as filed | |
| BARRICK GOLD CORP | 067901108 | COM | 14,473 | $261,817 | dollars as filed | |
| RIVERNORTH MANAGED DUR MUN I | 76882H105 | COM | 18,428 | $261,309 | dollars as filed | |
| JAMF HLDG CORP | 47074LAB1 | NOTE 0.125% 9/0 | 14,455 | $261,055 | dollars as filed | |
| AES CORP COM | 00130H105 | Stock | 13,498 | $259,837 | dollars as filed | |
| GEN DIGITAL INC COM | 668771108 | Stock | 11,356 | $259,144 | dollars as filed | |
| LKQ CORP COM | 501889208 | Stock | 5,406 | $258,353 | dollars as filed | |
| LOEWS CORP COM | 540424108 | Stock | 3,706 | $257,901 | dollars as filed | |
| FISKER INC | 33813J106 | CL A COM STK | 146,708 | $256,739 | dollars as filed | |
| CORTEVA INC COM | 22052L104 | Stock | 5,322 | $255,030 | dollars as filed | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 18,617 | $253,750 | dollars as filed | |
| TANDEM DIABETES CARE INC | 875372AB0 | NOTE 1.500% 5/0 | 8,560 | $253,202 | dollars as filed | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 13,725 | $252,952 | dollars as filed | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 6,970 | $251,966 | dollars as filed | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 7,718 | $251,916 | dollars as filed | |
| ROLLINS INC COM | 775711104 | Stock | 5,678 | $247,958 | dollars as filed | |
| GUGGENHEIM ACTIVE ALLOC FD | 40170T106 | COMMON STOCK | 16,843 | $246,918 | dollars as filed | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 20,772 | $241,786 | dollars as filed | |
| ANDERSONS INC COM | 034164103 | Stock | 4,200 | $241,668 | dollars as filed | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 1,020 | $241,128 | dollars as filed | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 1,462 | $238,905 | dollars as filed | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 22,402 | $238,581 | dollars as filed | |
| TELEFLEX INCORPORATED | 879369106 | COM | 952 | $237,372 | dollars as filed | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 5,700 | $235,182 | dollars as filed | call |
| INCYTE CORP COM | 45337C102 | Stock | 3,740 | $234,835 | dollars as filed | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 20,150 | $230,718 | dollars as filed | |
| PGIM SHORT DUR HIG YLD OPP F | 69355J104 | COM | 15,340 | $230,100 | dollars as filed | |
| MAINSTAY CBRE GBL INFRSTR ME | 56064Q107 | COM | 17,725 | $230,071 | dollars as filed | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 3,740 | $228,925 | dollars as filed | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 19,250 | $227,535 | dollars as filed | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 68,300 | $227,439 | dollars as filed | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 21,113 | $225,487 | dollars as filed | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 14,870 | $224,686 | dollars as filed | |
| PIONEER MUN HIGH INCOME OPPO | 723760104 | COMMON STOCK | 21,250 | $224,613 | dollars as filed | |
| ALLEGION PLC | G0176J109 | ORD SHS | 1,768 | $223,988 | dollars as filed | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 23,000 | $222,640 | dollars as filed | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 57,294 | $222,301 | dollars as filed | |
| SNAP INC | 83304A106 | CL A | 13,120 | $222,122 | dollars as filed | |
| QORVO INC COM | 74736K101 | Stock | 1,972 | $222,067 | dollars as filed | |
| NISOURCE INC COM | 65473P105 | Stock | 8,330 | $221,162 | dollars as filed | |
| TELADOC HEALTH INC | 87918A105 | COM | 10,231 | $220,478 | dollars as filed | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 748 | $219,052 | dollars as filed | |
| Mondelez International,Inc. Class A | 609207105 | COM | 3,000 | $217,290 | dollars as filed | call |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 21,350 | $216,276 | dollars as filed | |
| Delek Logistics Partners LP | 24664T103 | Com | 5,000 | $215,850 | dollars as filed | |
| WESTROCK CO | 96145D105 | COM | 5,168 | $214,575 | dollars as filed | |
| OKTA INC | 679295AD7 | NOTE 0.125% 9/0 | 2,367 | $214,298 | dollars as filed | |
| BLACKROCK 2037 MUNICIPAL TAR | 09262G108 | COM | 9,000 | $214,020 | dollars as filed | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 2,380 | $213,772 | dollars as filed | |
| F5 INC COM | 315616102 | Stock | 1,190 | $212,986 | dollars as filed | |
| CIPHER DIGITAL INC COM | 17253J106 | Stock | 51,554 | $212,918 | dollars as filed | |
| CERIDIAN HCM HLDG INC | 15677J108 | COM | 3,162 | $212,233 | dollars as filed | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 816 | $211,866 | dollars as filed | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 19,250 | $211,750 | dollars as filed | |
| NCINO INC | 63947X101 | COM | 6,287 | $211,432 | dollars as filed | |
| GLOBE LIFE INC | 37959E102 | COM | 1,734 | $211,062 | dollars as filed | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 15,082 | $210,846 | dollars as filed | |
| STEM INC | 85859N102 | COM | 54,000 | $209,520 | dollars as filed | call |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 16,325 | $208,960 | dollars as filed | |
| MODERNA INC | 60770K107 | COM | 2,100 | $208,845 | dollars as filed | put |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 21,949 | $206,979 | dollars as filed | |
| VALLEY NATL BANCORP | 919794107 | COM | 18,996 | $206,297 | dollars as filed | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 20,767 | $203,932 | dollars as filed | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 16,416 | $203,723 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 586 | $203,078 | dollars as filed | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 22,650 | $202,944 | dollars as filed | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 2,346 | $202,671 | dollars as filed | |
| COPA HOLDINGS SA | P31076105 | CL A | 1,900 | $201,989 | dollars as filed | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 16,275 | $199,206 | dollars as filed | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 16,655 | $198,361 | dollars as filed | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 14,260 | $197,786 | dollars as filed | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 22,500 | $197,775 | dollars as filed | |
| GRINDR INC | 39854F101 | COM | 22,000 | $193,160 | dollars as filed | put |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 15,020 | $190,153 | dollars as filed | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 13,460 | $187,094 | dollars as filed | |
| APPLIED DIGITAL CORP COM NEW | 038169207 | Stock | 27,163 | $183,079 | dollars as filed | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 18,050 | $182,666 | dollars as filed | |
| PLUG PWR INC | 72919P202 | COM NEW | 40,000 | $180,000 | dollars as filed | call |
| OSCAR HEALTH INC | 687793109 | CL A | 19,600 | $179,340 | dollars as filed | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 24,080 | $177,951 | dollars as filed | |
| FIRST TR HIGH YIELD OPPRT 20 | 33741Q107 | COM | 12,774 | $177,942 | dollars as filed | |
| UNDER ARMOUR INC | 904311107 | CL A | 20,044 | $176,187 | dollars as filed | |
| WESTERN ASSET DIVERSIFIED IN | 95790K109 | COM SHS BEN INT | 12,375 | $174,488 | dollars as filed | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 16,637 | $171,860 | dollars as filed | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 10,533 | $171,793 | dollars as filed | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 13,375 | $171,334 | dollars as filed | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 12,717 | $170,916 | dollars as filed | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 14,312 | $169,168 | dollars as filed | |
| METALS ACQUISITION LIMITED | G60409102 | *W EXP 06/15/202 | 103,223 | $168,109 | dollars as filed | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 16,645 | $167,948 | dollars as filed | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 38,723 | $166,896 | dollars as filed | |
| BNY MELLON MUN BD INFRASTRUC | 09662W109 | COM SHS | 16,150 | $166,507 | dollars as filed | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 17,150 | $164,297 | dollars as filed | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 15,150 | $161,802 | dollars as filed | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 16,912 | $160,833 | dollars as filed | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 24,900 | $158,862 | dollars as filed | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 22,250 | $158,420 | dollars as filed | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 182,300 | $157,690 | dollars as filed | call |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 15,000 | $156,600 | dollars as filed | |
| RIVERNORTH MANAGED DUR MUN I | 76882M104 | COM | 10,000 | $156,500 | dollars as filed | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 18,379 | $153,557 | dollars as filed | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 18,781 | $152,502 | dollars as filed | |
| CALAMOS LNG SHR EQT DYNAMIC | 12812C106 | COM | 10,550 | $152,448 | dollars as filed | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 17,265 | $149,688 | dollars as filed | |
| INNOVIZ TECHNOLOGIES LTD | M5R635108 | SHS | 58,925 | $149,080 | dollars as filed | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 23,812 | $148,111 | dollars as filed | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 12,550 | $143,196 | dollars as filed | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 27,900 | $141,732 | dollars as filed | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 11,987 | $141,207 | dollars as filed | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 10,650 | $141,113 | dollars as filed | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 12,625 | $140,011 | dollars as filed | |
| OCULIS HOLDING AG | H5870P110 | *W EXP 03/06/202 | 100,350 | $139,798 | dollars as filed | |
| PIMCO DYNAMIC INCOME OPRNTS | 69355M107 | COM BEN SHS | 11,250 | $137,700 | dollars as filed | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 13,250 | $135,548 | dollars as filed | |
| PLUG PWR INC | 72919P202 | COM NEW | 30,000 | $135,000 | dollars as filed | put |
| 2U INC | 90214JAB7 | NOTE 2.250% 5/0 | 106,131 | $130,541 | dollars as filed | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 12,092 | $130,231 | dollars as filed | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 15,500 | $129,580 | dollars as filed | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 10,550 | $128,605 | dollars as filed | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 15,375 | $126,383 | dollars as filed | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 10,250 | $126,280 | dollars as filed | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 10,960 | $125,492 | dollars as filed | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 12,467 | $123,673 | dollars as filed | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 22,500 | $122,175 | dollars as filed | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 13,250 | $121,503 | dollars as filed | |
| LEGALZOOM COM INC | 52466B103 | COM | 10,647 | $120,311 | dollars as filed | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 22,600 | $119,328 | dollars as filed | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 11,000 | $115,830 | dollars as filed | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 10,000 | $115,400 | dollars as filed | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 10,838 | $114,774 | dollars as filed | |
| GORES HOLDINGS IX INC | 38287A119 | WARR | 750,000 | $114,600 | dollars as filed | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 17,887 | $113,582 | dollars as filed | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 13,405 | $113,138 | dollars as filed | |
| EDGIO INC | 53261M104 | COM | 330,107 | $113,062 | dollars as filed | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 10,855 | $113,001 | dollars as filed | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 22,625 | $112,220 | dollars as filed | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 37,345 | $111,662 | dollars as filed | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 41,375 | $110,885 | dollars as filed | |
| Up Fintech Holding Ltd | 91531W106 | COM | 25,000 | $110,500 | dollars as filed | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 16,930 | $110,384 | dollars as filed | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 12,032 | $110,333 | dollars as filed | |
| TCW CONV SECS FD INC | 872340104 | COM | 23,598 | $108,315 | dollars as filed | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 10,338 | $106,998 | dollars as filed | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 20,389 | $105,411 | dollars as filed | |
| FISKER INC | 33813J106 | CL A COM STK | 60,000 | $105,000 | dollars as filed | call |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 20,770 | $103,642 | dollars as filed | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 11,250 | $103,613 | dollars as filed | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 12,000 | $103,560 | dollars as filed | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 19,873 | $101,352 | dollars as filed | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 10,622 | $101,228 | dollars as filed | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 17,700 | $101,067 | dollars as filed | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 10,400 | $96,928 | dollars as filed | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 11,000 | $96,580 | dollars as filed | |
| AXT INC | 00246W103 | COM | 40,000 | $96,000 | dollars as filed | |
| OXFORD LANE CAP CORP | 691543102 | COM | 19,375 | $95,713 | dollars as filed | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 29,700 | $94,743 | dollars as filed | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 41,000 | $93,890 | dollars as filed | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 11,612 | $93,593 | dollars as filed | |
| SABA CAPITAL INCOME & OPRNT | 78518H202 | SHS NEW | 11,794 | $90,932 | dollars as filed | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 43,636 | $86,399 | dollars as filed | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 22,572 | $85,548 | dollars as filed | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 10,950 | $84,206 | dollars as filed | |
| DESTRA MULTI-ALTERNATIVE FD | 25065A502 | COMMON SHARES | 13,280 | $82,734 | dollars as filed | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 11,542 | $82,525 | dollars as filed | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 13,888 | $80,550 | dollars as filed | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 28,354 | $75,989 | dollars as filed | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 14,415 | $75,967 | dollars as filed | |
| ROSS ACQUISITION II CORP | g7641c114 | WT | 504,999 | $73,074 | dollars as filed | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 13,500 | $70,470 | dollars as filed | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 10,400 | $63,232 | dollars as filed | |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 23,259 | $62,102 | dollars as filed | |
| GABELLI UTIL TR | 36240A101 | COM | 11,300 | $61,246 | dollars as filed | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 13,125 | $61,163 | dollars as filed | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 19,125 | $59,861 | dollars as filed | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 10,330 | $59,604 | dollars as filed | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 16,476 | $58,819 | dollars as filed | |
| SK GROWTH OPPORTUNITIES CORP | G8192N111 | *W EXP 06/28/202 | 500,000 | $58,050 | dollars as filed | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 12,300 | $57,810 | dollars as filed | |
| MOATABLE INC | 759892300 | COM | 59,168 | $57,393 | dollars as filed | |
| Algoma Stl Group Inc W Exp 10/19/202 | 015658115 | SPAC Combination | 34,200 | $56,389 | dollars as filed | |
| INVESCO SR INCOME TR | 46131H107 | COM | 12,500 | $51,250 | dollars as filed | |
| NUSCALE PWR CORP | 67079K118 | *W EXP 05/02/202 | 108,747 | $44,043 | dollars as filed | |
| NOVABRIDGE BIOSCIENCES | 44975P103 | CMN | 23,000 | $43,700 | dollars as filed | |
| LANDCADIA HOLDINGS IV INC | 51477A112 | *W EXP 03/29/202 | 500,000 | $38,650 | dollars as filed | |
| Agora Inc-Adr | 00851L103 | COM | 14,000 | $36,820 | dollars as filed | |
| GOLDEN ARROW MERGER CORP | 380799114 | *W EXP 07/31/202 | 300,000 | $35,250 | dollars as filed | |
| ARROWROOT ACQUISITION CORP | 04282M110 | WARR | 383,227 | $31,770 | dollars as filed | |
| MULTIPLAN CORPORATION | 62548M118 | *W EXP 02/13/202 | 150,000 | $26,010 | dollars as filed | |
| KERNEL GROUP HOLDINGS INC | G5259L129 | *W EXP 99/99/999 | 387,620 | $26,009 | dollars as filed | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 12,110 | $22,040 | dollars as filed | |
| NIKOLA CORP | 654110105 | COM | 24,903 | $21,785 | dollars as filed | |
| WM TECHNOLOGY INC | 92971A109 | COM *D* | 28,562 | $20,573 | dollars as filed | |
| CALAMP CORP | 128126109 | COMMON STOCK | 81,151 | $20,369 | dollars as filed | |
| BITE ACQUISITION CORP | 09175K113 | *W EXP 02/12/203 | 481,988 | $18,990 | dollars as filed | |
| Cartesian Growth Corp II | G19305120 | Warrant | 133,333 | $17,960 | dollars as filed | |
| HENNESSY CAPITAL INVST CORP | 42600H116 | *W EXP 99/99/999 | 200,000 | $16,300 | dollars as filed | |
| CF ACQUISITION CORP VII | 12521H115 | WARR | 216,666 | $16,250 | dollars as filed | |
| QUADRO ACQUISITION ONE CORP | G52807115 | *W EXP 06/30/202 | 366,508 | $16,016 | dollars as filed | |
| LAMF GLOBAL VENTURES CORP I | G5338L124 | *W EXP 99/99/999 | 350,000 | $15,330 | dollars as filed | |
| BLEUACACIA LTD | G11728113 | *W EXP 10/30/202 | 500,000 | $14,950 | dollars as filed | |
| TRISTAR ACQUISITION I CORP | G9074V114 | *W EXP 99/99/999 | 375,000 | $14,325 | dollars as filed | |
| TRITIUM DCFC LIMITED | Q9225T116 | *W EXP 01/13/202 | 50,000 | $14,240 | dollars as filed | |
| SLAM CORP | G8210L121 | *W EXP 02/23/202 | 62,800 | $12,755 | dollars as filed | |
| Valuence Merger Corp I | G9R16L118 | Warrant | 245,000 | $9,874 | dollars as filed | |
| Northern Revival Acquisition Corp | G6546R119 | Warrant | 326,999 | $9,810 | dollars as filed | |
| L CATTERTON ASIA ACQUISITION | G5346G117 | *W EXP 03/08/202 | 16,666 | $9,753 | dollars as filed | |
| POWERUP ACQUISITION CORP | G7207P129 | WARR | 150,000 | $9,075 | dollars as filed | |
| PLUM ACQUISITION CORP I | G7134L118 | *W EXP 03/18/202 | 80,000 | $8,536 | dollars as filed | |
| RMG ACQUISITION CORP III | G76088122 | *W EXP 99/99/999 | 81,070 | $8,066 | dollars as filed | |
| FARADAY FUTRE INTLGT ELCTR I | 307359505 | COMMON | 33,055 | $7,632 | dollars as filed | |
| TMC THE METALS COMPANY INC | 87261Y114 | *W EXP 09/09/202 | 36,415 | $7,166 | dollars as filed | |
| FUTURE HEALTH ESG CORP | 36118W110 | *W EXP 99/99/999 | 205,212 | $6,813 | dollars as filed | |
| GLOBAL PARTNER ACQISTN CORP | G3934P128 | *W EXP 01/14/202 | 107,229 | $6,648 | dollars as filed | |
| HCM ACQUISITION CO | G4365A127 | WARR | 250,000 | $6,500 | dollars as filed | |
| Jaws Mustang Acquisition Corp | G50737124 | Warrant | 187,500 | $6,488 | dollars as filed | |
| Goal Acquisitions Corp | 38021H115 | Warrant | 500,000 | $4,350 | dollars as filed | |
| IRIS ACQUISITION CORP | 89601Y119 | *W EXP 02/28/202 | 97,325 | $4,117 | dollars as filed | |
| HH&L ACQUISITION CO | G39714129 | WARR | 83,822 | $4,116 | dollars as filed | |
| MSP RECOVERY INC | 553745126 | *W EXP 05/20/202 | 653,000 | $3,330 | dollars as filed | |
| CHURCHILL CAPITAL CORP VII | 17144M110 | *W EXP 02/29/202 | 15,020 | $2,875 | dollars as filed | |
| Dave Inc W Exp 01/05/202 | 23834J110 | SPAC Combination | 12,500 | $2,538 | dollars as filed | |
| Plum Acquisition Corp. III | G63290103 | Warrant | 40,000 | $2,532 | dollars as filed | |
| OSIRIS ACQUISITION CORP | 68829A111 | *W EXP 05/01/202 | 42,150 | $2,276 | dollars as filed | |
| POWER & DIGITAL INFRASTRUCTU | 73919C118 | *W EXP 12/09/202 | 48,980 | $2,077 | dollars as filed | |
| OCA ACQUISITION CORP | 670865112 | *W EXP 01/14/202 | 22,295 | $1,208 | dollars as filed | |
| ATLANTIC COASTAL ACQUISTN CO | 048453112 | *W EXP 03/02/202 | 33,332 | $980 | dollars as filed | |
| Ecarx Holdings Inc W Exp 99/99/999 | G29201111 | SPAC Combination | 21,687 | $727 | dollars as filed | |
| Constellation Acquisition Corp I | G2R18K113 | WARRANT | 16,666 | $578 | dollars as filed | |
| VISTRA CORP | 92840M128 | COM | 42,829 | $180 | dollars as filed | |
| Trisalus Life Sciences Inc W Exp 08/10/202 | 89680M119 | SPAC Combination | 10,800 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| Envoy Medical Inc W Exp 09/29/202 | 29415V117 | SPAC Combination | 633,332 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| Net Power Inc W Exp 06/08/202 | 64107A113 | SPAC Combination | 53,006 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| TWIN RIDGE CAPITAL ACQUISITION | g1893d110 | WT | 116,666 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| AIRSHIP AI HLDGS INC | 008940116 | *W EXP 12/21/202 | 584,550 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| CAPTIVISION INC-28 | G18932114 | Stock Warrant | 575,000 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| PRIVETERRA ACQUISITION CORP | 876545112 | *W EXP 01/07/202 | 12,500 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| CALIDI BIOTHERAPEUTICS INC | 320703119 | *W EXP 03/14/202 | 467,818 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| AMERICAN ONCOLOGY NETWORK IN | 028719110 | *W EXP 09/20/202 | 275,000 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| AEON BIOPHARMA INC | 00791X118 | *W EXP 07/21/202 | 29,833 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000905148-24-000656 | superseded | 2024-02-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000905148-24-001007 | this filing | 2024-03-27 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000905148-24-001009 | added | 2024-03-27 | acceptance time not in the bulk data set |