13F-HR filed by NOMURA HOLDINGS INC
NOMURA HOLDINGS INC filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-14, with 1,362 holding rows worth $35,187,180,580.
- Accession
- 0000905148-23-001417
- Filer
- CIK 1163653
- Filed
- 2023-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 1,583 entries on the cover page, a total value of $35,187,180,580 stated on the cover page (in dollars after the unit check, H1), rows summing to $35,187,180,580 with VALUE read as dollars as filed, 13F file number 028-10594. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerNOMURA SECURITIES INTERNATIONAL INC028-04983
- included managerNOMURA GLOBAL FINANCIAL PRODUCTS INC028-15494
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 94,390 | $884,434 | dollars as filed | |
| CUTERA INC | 232109AD0 | NOTE 2.250% 6/0 | 146,926 | $884,123 | dollars as filed | principal |
| CARLISLE COS INC COM | 142339100 | Stock | 3,391 | $879,151 | dollars as filed | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 30,000 | $873,900 | dollars as filed | call |
| MACYS INC COM | 55616P104 | Stock | 75,000 | $870,750 | dollars as filed | put |
| G III APPAREL GROUP LTD | 36237H101 | COM | 34,740 | $865,721 | dollars as filed | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 122,600 | $860,652 | dollars as filed | call |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 5,000 | $858,000 | dollars as filed | put |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 5,000 | $858,000 | dollars as filed | call |
| UPSTARTHLDGSINC | 91680M107 | STOK | 30,000 | $856,200 | dollars as filed | call |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 27,441 | $854,513 | dollars as filed | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 50,000 | $851,500 | dollars as filed | put |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 75,079 | $851,396 | dollars as filed | |
| DOCUSIGN INC COM | 256163106 | Stock | 20,000 | $840,000 | dollars as filed | put |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 54,888 | $835,395 | dollars as filed | |
| BUMBLE INC | 12047B105 | COM CL A | 55,000 | $820,600 | dollars as filed | put |
| PAYONEER GLOBAL INC COM | 70451X104 | Stock | 133,995 | $820,049 | dollars as filed | |
| JUPITER ACQUISITION CORP | 482082203 | UNIT 09/11/2027 | 79,200 | $818,928 | dollars as filed | |
| RESMED INC COM | 761152107 | Stock | 5,500 | $813,285 | dollars as filed | |
| AMCOR PLC | G0250X107 | ORD | 88,538 | $811,008 | dollars as filed | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 35,314 | $810,456 | dollars as filed | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 7,500 | $810,225 | dollars as filed | put |
| CANADIAN PACIFIC KANSAS CITY COM | 13646K108 | Stock | 10,800 | $803,628 | dollars as filed | |
| LENNAR CORP CL A | 526057104 | Stock | 7,068 | $793,242 | dollars as filed | |
| ATLASSIANCORPCLASSA | 049468101 | STOK | 3,934 | $792,740 | dollars as filed | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 11,562 | $788,760 | dollars as filed | |
| RAPID7 INC | 753422AD6 | NOTE 2.250% 5/0 | 17,535 | $787,499 | dollars as filed | principal |
| Caterpillar Inc. | 149123101 | COM | 2,874 | $784,602 | dollars as filed | |
| WALKME LTD ORD SHS | M97628107 | Stock | 82,700 | $783,996 | dollars as filed | call |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 7,300 | $782,706 | dollars as filed | call |
| ARDAGH METAL PACKAGING S A | L02235106 | SHS | 250,000 | $782,500 | dollars as filed | call |
| NOKIA CORP | 654902204 | SPONSORED ADR | 208,358 | $779,259 | dollars as filed | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 99,843 | $775,780 | dollars as filed | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 27,529 | $773,840 | dollars as filed | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 37,230 | $773,267 | dollars as filed | |
| AZEK CO INC | 05478C105 | CL A | 26,000 | $773,240 | dollars as filed | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 16,000 | $772,000 | dollars as filed | call |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 23,230 | $767,984 | dollars as filed | |
| Adobe Inc | 00724F101 | COM | 1,500 | $764,850 | dollars as filed | put |
| Adobe Inc | 00724F101 | COM | 1,500 | $764,850 | dollars as filed | call |
| Airbnb, Inc. Class A | 009066101 | COM | 5,491 | $753,420 | dollars as filed | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 28,060 | $753,411 | dollars as filed | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 19,450 | $753,104 | dollars as filed | |
| NATIONAL VISION HLDGS INC | 63845RAB3 | NOTE 2.500% 5/1 | 46,353 | $750,091 | dollars as filed | principal |
| Starbucks Corporation | 855244109 | COM | 8,200 | $748,414 | dollars as filed | call |
| CUTERA INC | 232109AB4 | NOTE 2.250% 3/1 | 123,907 | $745,610 | dollars as filed | principal |
| WW GRAINGER INC COM | 384802104 | Stock | 1,073 | $742,344 | dollars as filed | |
| IRENLTDF | Q4982L109 | STOK | 200,000 | $742,000 | dollars as filed | call |
| AbbVie,Inc. | 00287Y109 | COM | 4,974 | $741,424 | dollars as filed | |
| General Electric Company | 369604301 | COM | 6,700 | $740,685 | dollars as filed | put |
| PROCORE TECHNOLOGIES INC COM | 74275K108 | Stock | 11,298 | $737,985 | dollars as filed | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 94,430 | $730,888 | dollars as filed | |
| BARRICK GOLD CORP | 067901108 | COM | 50,000 | $727,500 | dollars as filed | put |
| Honeywell Technologies | 438516106 | COM | 3,914 | $723,072 | dollars as filed | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 6,000 | $722,400 | dollars as filed | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 19,044 | $717,768 | dollars as filed | |
| FUBOTV INC | 35953D104 | COM | 268,800 | $717,696 | dollars as filed | call |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 44,249 | $714,179 | dollars as filed | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 273,100 | $710,060 | dollars as filed | |
| WHOLE EARTH BRANDS INC | 96684W100 | COM CL A | 196,231 | $706,432 | dollars as filed | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 77,403 | $705,142 | dollars as filed | |
| Danaher Corporation | 235851102 | COM | 3,200 | $703,723 | dollars as filed | put |
| Dropbox Inc | 26210CAC8 | Convertible bond | 25,792 | $702,127 | dollars as filed | principal |
| DANAOS CORPORATION SHS | Y1968P121 | Stock | 10,600 | $701,932 | dollars as filed | |
| TWILIO INC CL A | 90138F102 | Stock | 11,915 | $697,385 | dollars as filed | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 3,005 | $689,798 | dollars as filed | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 50,000 | $688,500 | dollars as filed | put |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 50,000 | $688,500 | dollars as filed | call |
| BARRICK GOLD CORP | 067901108 | COM | 47,179 | $686,454 | dollars as filed | |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 50,000 | $679,000 | dollars as filed | put |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 50,000 | $679,000 | dollars as filed | call |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 42,100 | $675,705 | dollars as filed | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 20,000 | $672,800 | dollars as filed | call |
| VICTORIAS SECRET AND CO COMMON STOCK | 926400102 | Stock | 40,000 | $667,200 | dollars as filed | put |
| Gilead Sciences,Inc. | 375558103 | COM | 8,822 | $661,121 | dollars as filed | |
| CINTAS CORP COM | 172908105 | Stock | 1,372 | $659,946 | dollars as filed | |
| AMEDISYS INC | 023436108 | COM | 7,000 | $653,800 | dollars as filed | |
| IHS HOLDING LIMITED | G4701H109 | ORD SHS | 117,562 | $652,469 | dollars as filed | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 142,000 | $646,100 | dollars as filed | call |
| ZOOMINFO TECHNOLOGIES INC COMMON STOCK | 98980F104 | Stock | 39,379 | $645,816 | dollars as filed | |
| ETSY INC | 29786A106 | COM | 10,000 | $645,800 | dollars as filed | call |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 27,000 | $644,220 | dollars as filed | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 1,689 | $633,730 | dollars as filed | |
| DOCUSIGN INC COM | 256163106 | Stock | 15,022 | $630,924 | dollars as filed | |
| MOSAIC CO COM | 61945C103 | Stock | 17,648 | $628,269 | dollars as filed | |
| CAMECO CORP COM | 13321L108 | Stock | 15,600 | $618,384 | dollars as filed | put |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 4,723 | $611,676 | dollars as filed | |
| SYNCHRONYFINL | 87165B103 | STOK | 20,000 | $611,400 | dollars as filed | put |
| BOYDGAMINGCORP | 103304101 | STOK | 10,000 | $608,300 | dollars as filed | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 23,900 | $606,582 | dollars as filed | call |
| PROGRESS SOFTWARE CORP | 743312AB6 | NOTE 1.000% 4/1 | 11,340 | $595,982 | dollars as filed | principal |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 125,721 | $595,918 | dollars as filed | |
| MATSON INC COM | 57686G105 | Stock | 6,694 | $593,892 | dollars as filed | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 3,020 | $593,611 | dollars as filed | |
| MYR GROUP INC | 55405W104 | COM | 4,399 | $592,809 | dollars as filed | |
| NUVASIVE INC | 670704AJ4 | NOTE 0.375% 3/1 | 11,783 | $585,111 | dollars as filed | principal |
| BILL HOLDINGS INC | 090043100 | COM | 5,379 | $583,998 | dollars as filed | |
| ENBRIDGE INC COM | 29250N105 | Stock | 17,473 | $579,929 | dollars as filed | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 25,000 | $570,750 | dollars as filed | |
| LIVE NATION ENTERTAINMENT IN | 538034AU3 | NOTE 2.000% 2/1 | 7,036 | $568,428 | dollars as filed | principal |
| APA CORPORATION COM | 03743Q108 | Stock | 13,800 | $567,180 | dollars as filed | put |
| MURPHY OIL CORP COM | 626717102 | Stock | 12,500 | $566,875 | dollars as filed | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 60,897 | $565,733 | dollars as filed | |
| ALCOA CORP COM | 013872106 | Stock | 19,200 | $557,952 | dollars as filed | call |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 24,538 | $554,559 | dollars as filed | |
| RIOT PLATFORMS INC | 767292105 | COM | 59,134 | $551,720 | dollars as filed | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 50,000 | $549,500 | dollars as filed | put |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 93,764 | $549,457 | dollars as filed | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 30,000 | $549,300 | dollars as filed | |
| FULGENT GENETICS INC | 359664109 | COM | 20,499 | $548,143 | dollars as filed | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 20,000 | $547,400 | dollars as filed | call |
| ECOLAB INC COM | 278865100 | Stock | 3,229 | $546,993 | dollars as filed | |
| MITEK SYS INC | 606710200 | COM NEW | 51,000 | $546,720 | dollars as filed | |
| Stryker Corporation | 863667101 | COM | 2,000 | $546,540 | dollars as filed | |
| GAP INC COM | 364760108 | Stock | 50,000 | $531,500 | dollars as filed | call |
| BANDWIDTH INC | 05988JAD5 | NOTE 0.500% 4/0 | 46,900 | $529,670 | dollars as filed | principal |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 5,810 | $528,361 | dollars as filed | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 10,500 | $527,310 | dollars as filed | |
| NOVABRIDGE BIOSCIENCES | 44975P103 | CMN | 397,085 | $524,152 | dollars as filed | |
| RPT REALTY | 74971D200 | PREF CONV | 10,244 | $521,010 | dollars as filed | |
| Medtronic Plc | G5960L103 | COM | 6,591 | $516,471 | dollars as filed | |
| Chubb Limited | H1467J104 | COM | 2,461 | $512,331 | dollars as filed | |
| FORTINET INC COM | 34959E109 | Stock | 8,692 | $510,047 | dollars as filed | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 5,000 | $509,300 | dollars as filed | |
| MINISO GROUP HLDG LTD SPONSORED ADS | 66981J102 | ADR | 19,615 | $508,029 | dollars as filed | |
| LIVENT CORP | 53814L108 | COM | 27,500 | $506,275 | dollars as filed | call |
| EPAM SYS INC COM | 29414B104 | Stock | 1,967 | $502,942 | dollars as filed | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 20,290 | $501,569 | dollars as filed | |
| FIRSTENERGY CORP | 337932107 | COM | 14,596 | $498,891 | dollars as filed | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 39,900 | $497,553 | dollars as filed | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 14,000 | $494,480 | dollars as filed | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 600 | $493,776 | dollars as filed | put |
| Philip Morris International Inc. | 718172109 | COM | 5,190 | $480,490 | dollars as filed | |
| MURPHY USA INC COM | 626755102 | Stock | 1,400 | $478,422 | dollars as filed | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 11,100 | $478,299 | dollars as filed | call |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 5,366 | $475,092 | dollars as filed | principal |
| SHIFT4 PMTS INC CL A | 82452J109 | Stock | 8,436 | $467,101 | dollars as filed | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 3,267 | $462,967 | dollars as filed | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 20,000 | $462,400 | dollars as filed | |
| CSX Corporation | 126408103 | COM | 15,000 | $461,250 | dollars as filed | put |
| Texas Instruments Incorporated | 882508104 | COM | 2,900 | $461,129 | dollars as filed | call |
| Visa Inc | 92826C839 | COM | 1,993 | $458,410 | dollars as filed | |
| AUTODESK INC COM | 052769106 | Stock | 2,200 | $455,202 | dollars as filed | put |
| YELP INC CL A | 985817105 | Stock | 10,797 | $449,047 | dollars as filed | |
| CROCS INC COM | 227046109 | Stock | 5,041 | $444,767 | dollars as filed | |
| SINCLAIR INC CL A | 829242106 | Stock | 39,400 | $442,068 | dollars as filed | put |
| TAPESTRY INC COM | 876030107 | Stock | 15,113 | $434,499 | dollars as filed | |
| ALCOA CORP COM | 013872106 | Stock | 14,900 | $432,994 | dollars as filed | put |
| INGERSOLL RAND INC COM | 45687V106 | Stock | 6,793 | $432,850 | dollars as filed | |
| HUMANA INC COM | 444859102 | Stock | 888 | $432,030 | dollars as filed | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 4,356 | $429,458 | dollars as filed | |
| ENOVIX CORPORATION COM | 293594107 | Stock | 34,150 | $428,583 | dollars as filed | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 46,671 | $423,539 | dollars as filed | |
| ONEOK INC NEW | 682680103 | COM | 6,600 | $418,638 | dollars as filed | put |
| ONEOK INC NEW | 682680103 | COM | 6,600 | $418,638 | dollars as filed | call |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 5,400 | $416,718 | dollars as filed | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 3,826 | $413,323 | dollars as filed | |
| DIGITALOCEAN HLDGS INC | 25402DAB8 | CNV | 17,166 | $412,773 | dollars as filed | principal |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 22,500 | $411,975 | dollars as filed | call |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 11,000 | $409,750 | dollars as filed | |
| Dingdong Cayman Ltd -Sp | 25445D101 | COM | 209,000 | $407,550 | dollars as filed | |
| SOHO HOUSE & CO INC | 586001109 | COM CL A | 57,824 | $400,720 | dollars as filed | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 909 | $400,133 | dollars as filed | |
| ZHIHU INC | 98955N108 | ADR | 382,800 | $398,112 | dollars as filed | |
| BEST BUY INC COM | 086516101 | Stock | 5,490 | $381,390 | dollars as filed | |
| FRONTLINE PLC COM | M46528101 | Stock | 20,000 | $375,600 | dollars as filed | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 102,234 | $375,199 | dollars as filed | |
| Verizon Communications Inc | 92343V104 | COM | 11,398 | $369,409 | dollars as filed | |
| HCA Healthcare Inc | 40412C101 | COM | 1,500 | $368,970 | dollars as filed | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 3,388 | $363,261 | dollars as filed | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 74,661 | $358,373 | dollars as filed | |
| POOL CORP COM | 73278L105 | Stock | 1,000 | $356,100 | dollars as filed | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 3,817 | $354,790 | dollars as filed | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 1,669 | $353,978 | dollars as filed | |
| CARS COM INC | 14575E105 | COM | 20,895 | $352,290 | dollars as filed | |
| HALOZYME THERAPEUTICS INC | 40637HAF6 | NOTE 1.000% 8/1 | 9,433 | $349,499 | dollars as filed | principal |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 10,100 | $347,238 | dollars as filed | |
| Lockheed Martin Corporation | 539830109 | COM | 845 | $345,571 | dollars as filed | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 20,000 | $342,400 | dollars as filed | |
| DUOLINGO INC CL A COM | 26603R106 | Stock | 2,060 | $341,692 | dollars as filed | |
| CATALENT INC USD 0.01 | 148806102 | COM | 7,500 | $341,475 | dollars as filed | put |
| DOVER CORP COM | 260003108 | Stock | 2,435 | $339,707 | dollars as filed | |
| S&P Global,Inc. | 78409V104 | COM | 925 | $338,004 | dollars as filed | |
| NOBLE CORP PLC ORD SHS A | G65431127 | Stock | 6,447 | $326,541 | dollars as filed | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 155,500 | $324,995 | dollars as filed | call |
| CHARGEPOINT HLDGS INC | 15961R105 | COM CL A | 65,370 | $324,889 | dollars as filed | |
| BLOCK INC | 852234AF0 | NOTE 0.125% 3/0 | 7,296 | $323,363 | dollars as filed | principal |
| BATH & BODY WORKS INC COM | 070830104 | Stock | 9,553 | $322,891 | dollars as filed | |
| BUMBLE INC | 12047B105 | COM CL A | 21,217 | $316,558 | dollars as filed | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 69,559 | $316,493 | dollars as filed | |
| McDonalds Corporation | 580135101 | COM | 1,200 | $316,128 | dollars as filed | call |
| INDIE SEMICONDUCTOR INC | 45569U101 | CLASS A COM | 50,000 | $315,000 | dollars as filed | call |
| CALIFORNIA RES CORP | 13057Q305 | COM STOCK | 5,610 | $314,216 | dollars as filed | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 7,022 | $313,673 | dollars as filed | |
| FTAI AVIATION LTD SHS | G3730V105 | Stock | 8,782 | $312,200 | dollars as filed | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 45,300 | $310,305 | dollars as filed | call |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 4,076 | $308,309 | dollars as filed | |
| COPART INC COM | 217204106 | Stock | 7,101 | $305,982 | dollars as filed | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 22,220 | $304,636 | dollars as filed | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 468 | $302,557 | dollars as filed | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 6,220 | $302,479 | dollars as filed | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 2,300 | $292,238 | dollars as filed | put |
| EQT CORP COM | 26884L109 | Stock | 7,200 | $292,176 | dollars as filed | put |
| THE ODP CORP | 88337F105 | COM | 6,296 | $290,560 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 2,000 | $290,040 | dollars as filed | call |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 3,000 | $282,780 | dollars as filed | |
| EDGIO INC | 53261M104 | COM | 331,207 | $282,221 | dollars as filed | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 4,352 | $281,792 | dollars as filed | |
| GAP INC COM | 364760108 | Stock | 25,692 | $273,106 | dollars as filed | |
| WAYFAIR INC | 94419LAF8 | NOTE 1.000% 8/1 | 4,405 | $266,427 | dollars as filed | principal |
| STELLANTIS N.V SHS | N82405106 | Stock | 13,882 | $265,563 | dollars as filed | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 41,579 | $265,274 | dollars as filed | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 791 | $259,669 | dollars as filed | |
| Honeywell Technologies | 438516106 | COM | 1,400 | $258,636 | dollars as filed | call |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 22,500 | $258,075 | dollars as filed | |
| METALS ACQUISITION LIMITED | G60409102 | *W EXP 06/15/202 | 133,333 | $255,733 | dollars as filed | |
| JAMF HLDG CORP | 47074LAB1 | NOTE 0.125% 9/0 | 14,455 | $255,336 | dollars as filed | principal |
| SMUCKER J M CO | 832696405 | COM NEW | 2,077 | $255,284 | dollars as filed | |
| LI AUTO INC SPONSORED ADS | 50202M102 | ADR | 7,046 | $251,190 | dollars as filed | |
| Wells Fargo & Company | 949746101 | COM | 6,118 | $249,981 | dollars as filed | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 182,300 | $244,282 | dollars as filed | call |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 2,017 | $243,754 | dollars as filed | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 47,800 | $241,390 | dollars as filed | put |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 5,700 | $241,110 | dollars as filed | call |
| VERVE THERAPEUTICS INC | 92539P101 | COM | 18,176 | $241,014 | dollars as filed | |
| DYNEX CAP INC | 26817Q886 | COM | 20,100 | $239,994 | dollars as filed | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 2,610 | $239,154 | dollars as filed | |
| ON HLDG AG NAMEN AKT A | H5919C104 | Stock | 8,508 | $236,693 | dollars as filed | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 2,734 | $233,839 | dollars as filed | |
| SMITH & WESSON BRANDS INC | 831754106 | COM | 18,100 | $233,671 | dollars as filed | put |
| STEM INC | 85859N102 | COM | 54,000 | $228,960 | dollars as filed | call |
| AUTODESK INC COM | 052769106 | Stock | 1,100 | $227,601 | dollars as filed | call |
| ENVISTA HOLDINGS CORPORATION | 29415F104 | COM | 8,120 | $226,386 | dollars as filed | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 69,076 | $225,879 | dollars as filed | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 3,902 | $225,106 | dollars as filed | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 2,250 | $220,838 | dollars as filed | |
| NASDAQ INC COM | 631103108 | Stock | 4,540 | $220,599 | dollars as filed | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 8,884 | $218,369 | dollars as filed | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 4,716 | $217,360 | dollars as filed | |
| INNOVIZ TECHNOLOGIES LTD | M5R635108 | SHS | 111,289 | $217,014 | dollars as filed | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 2,042 | $216,309 | dollars as filed | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 3,342 | $216,127 | dollars as filed | |
| UBER TECHNOLOGIES INC | 90353TAJ9 | NOTE 12/1 | 4,730 | $216,119 | dollars as filed | principal |
| ANDERSONS INC COM | 034164103 | Stock | 4,193 | $215,981 | dollars as filed | |
| ROSS STORES INC COM | 778296103 | Stock | 1,900 | $214,605 | dollars as filed | call |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 6,777 | $212,866 | dollars as filed | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 899 | $210,762 | dollars as filed | |
| PLAYTIKA HOLDING CORP | 72815L107 | COMMON STOCK | 21,857 | $210,483 | dollars as filed | |
| Delek Logistics Partners LP | 24664T103 | Com | 5,000 | $209,850 | dollars as filed | |
| AGREE RLTY CORP COM | 008492100 | REIT | 3,790 | $209,360 | dollars as filed | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 880 | $208,146 | dollars as filed | |
| Abbott Laboratories | 002824100 | COM | 2,100 | $203,385 | dollars as filed | call |
| RAPID7 INC | 753422AF1 | NOTE 0.250% 3/1 | 4,525 | $203,206 | dollars as filed | principal |
| VERINT SYS INC | 92343X100 | COM | 8,750 | $201,163 | dollars as filed | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 2,999 | $200,273 | dollars as filed | |
| HALOZYME THERAPEUTICS INC | 40637HAD1 | NOTE 0.250% 3/0 | 5,400 | $200,067 | dollars as filed | principal |
| OCULIS HOLDING AG | H5870P110 | *W EXP 03/06/202 | 126,000 | $194,783 | dollars as filed | |
| WARNER BROS DISCOVERY INC COM SER A | 934423104 | Stock | 16,587 | $180,135 | dollars as filed | |
| VERTICAL AEROSPACE LTD | G9471C107 | ORD SHS | 150,000 | $177,000 | dollars as filed | |
| PORTILLOS INC | 73642K106 | COM CL A | 11,489 | $176,816 | dollars as filed | |
| FUBOTV INC | 35953D104 | COM | 65,413 | $174,653 | dollars as filed | |
| GORES HOLDINGS IX INC | 38287A119 | WARR | 750,000 | $173,925 | dollars as filed | |
| TRIPADVISOR INC | 896945201 | COM | 10,294 | $170,675 | dollars as filed | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 41,375 | $170,465 | dollars as filed | |
| SONOS INC | 83570H108 | COM | 13,125 | $169,444 | dollars as filed | |
| SUNRUN INC | 86771W105 | COM | 12,000 | $150,720 | dollars as filed | put |
| CANAAN INC | 134748102 | SPONSORED ADS | 81,368 | $148,090 | dollars as filed | |
| REDWOOD TRUST INC | 758075402 | COM | 20,553 | $146,543 | dollars as filed | |
| BYTE ACQUISITION CORP | G1R25Q113 | *W EXP 03/18/202 | 584,550 | $128,426 | dollars as filed | |
| Up Fintech Holding Ltd | 91531W106 | COM | 25,000 | $128,000 | dollars as filed | |
| OLAPLEX HLDGS INC | 679369108 | COM | 60,249 | $117,486 | dollars as filed | |
| MSP RECOVERY INC | 553745126 | *W EXP 05/20/202 | 16,325,000 | $115,908 | dollars as filed | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 116,021 | $113,701 | dollars as filed | |
| ROSS ACQUISITION II CORP | g7641c114 | WT | 504,999 | $105,040 | dollars as filed | |
| SUNPOWER CORP | 867652406 | COM | 13,800 | $85,146 | dollars as filed | |
| NUSCALE PWR CORP | 67079K118 | *W EXP 05/02/202 | 108,747 | $82,506 | dollars as filed | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 21,010 | $78,577 | dollars as filed | |
| L CATTERTON ASIA ACQUISITION | G5346G117 | *W EXP 03/08/202 | 158,859 | $78,222 | dollars as filed | |
| SK GROWTH OPPORTUNITIES CORP | G8192N111 | *W EXP 06/28/202 | 500,000 | $75,200 | dollars as filed | |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 23,343 | $73,764 | dollars as filed | |
| NOVAVAX INC | 670002401 | COM NEW | 10,167 | $73,609 | dollars as filed | |
| LANDCADIA HOLDINGS IV INC | 51477A112 | *W EXP 03/29/202 | 500,000 | $71,550 | dollars as filed | |
| ARROWROOT ACQUISITION CORP | 04282M110 | WARR | 383,227 | $69,517 | dollars as filed | |
| UNIQURE NV | N90064101 | SHS | 10,000 | $67,100 | dollars as filed | |
| MOATABLE INC | 759892300 | COM | 59,168 | $59,168 | dollars as filed | |
| FLAME ACQUISITION CORP | 33850F116 | *W EXP 02/26/202 | 80,700 | $58,039 | dollars as filed | |
| NIU TECHNOLOGIES | 65481N100 | CMN | 20,000 | $56,600 | dollars as filed | |
| ENERGY VAULT HOLDINGS INC | 29280W109 | COM | 21,099 | $53,802 | dollars as filed | |
| JAGUAR GLOBAL GROWTH CORP I | G5S11A130 | *W EXP 11/23/202 | 575,000 | $53,763 | dollars as filed | |
| FARADAY FUTRE INTLGT ELCTR I | 307359505 | COMMON | 39,707 | $52,810 | dollars as filed | |
| ANZU SPECIAL ACQUISITIN CORP | 03737A119 | *W EXP 01/27/202 | 633,332 | $50,350 | dollars as filed | |
| CC NEUBERGER PRINCIPAL HOLDN | G1992N126 | *W EXP 02/05/202 | 250,000 | $48,650 | dollars as filed | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 22,813 | $47,679 | dollars as filed | |
| ARDAGH METAL PACKAGING S A | L02235106 | SHS | 15,091 | $47,235 | dollars as filed | |
| Algoma Stl Group Inc W Exp 10/19/202 | 015658115 | SPAC Combination | 34,200 | $41,683 | dollars as filed | |
| THE9 LTD | 88337K302 | ADR | 59,137 | $40,095 | dollars as filed | |
| LUFAX HOLDING LTD | 54975P102 | ADS REP SHS CL A | 37,100 | $39,326 | dollars as filed | |
| ANNEXON INC | 03589W102 | COM | 16,650 | $39,294 | dollars as filed | |
| NIKOLA CORP | 654110105 | COM | 24,938 | $39,153 | dollars as filed | |
| PRENETICS GLOBAL LTD SHS NEW | G72245106 | Stock | 80,675 | $39,127 | dollars as filed | |
| MSP RECOVERY INC | 553745100 | COM CL A | 182,013 | $39,096 | dollars as filed | |
| KERNEL GROUP HOLDINGS INC | G5259L129 | *W EXP 99/99/999 | 387,620 | $37,793 | dollars as filed | |
| WM TECHNOLOGY INC | 92971A109 | COM *D* | 28,562 | $37,702 | dollars as filed | |
| CANO HEALTH INC | 13781Y103 | COM | 140,900 | $35,732 | dollars as filed | call |
| CALAMP CORP | 128126109 | COMMON STOCK | 81,151 | $32,915 | dollars as filed | |
| LAMF GLOBAL VENTURES CORP I | G5338L124 | *W EXP 99/99/999 | 350,000 | $29,995 | dollars as filed | |
| MULTIPLAN CORPORATION | 62548M118 | *W EXP 02/13/202 | 150,000 | $29,730 | dollars as filed | |
| BITE ACQUISITION CORP | 09175K113 | *W EXP 02/12/203 | 481,988 | $29,208 | dollars as filed | |
| DISRUPTIVE ACQUISITION CORP | G2770Y128 | *W EXP 03/06/202 | 366,666 | $26,913 | dollars as filed | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 14,827 | $26,837 | dollars as filed | |
| QUADRO ACQUISITION ONE CORP | G52807115 | *W EXP 06/30/202 | 366,508 | $26,462 | dollars as filed | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 19,433 | $26,040 | dollars as filed | |
| TRISTAR ACQUISITION I CORP | G9074V114 | *W EXP 99/99/999 | 375,000 | $25,425 | dollars as filed | |
| HENNESSY CAPITAL INVST CORP | 42600H116 | *W EXP 99/99/999 | 200,000 | $25,000 | dollars as filed | |
| Cartesian Growth Corp II | G19305120 | Warrant | 133,333 | $20,520 | dollars as filed | |
| CF ACQUISITION CORP VII | 12521H115 | WARR | 216,666 | $20,453 | dollars as filed | |
| APOLLO STRATEGIC GRWT CPTL I | G0412A128 | *W EXP 02/12/202 | 210,000 | $19,824 | dollars as filed | |
| TRITIUM DCFC LIMITED | Q9225T116 | *W EXP 01/13/202 | 50,000 | $19,595 | dollars as filed | |
| BLEUACACIA LTD | G11728113 | *W EXP 10/30/202 | 500,000 | $19,500 | dollars as filed | |
| Valuence Merger Corp I | G9R16L118 | Warrant | 245,000 | $18,743 | dollars as filed | |
| POWER & DIGITAL INFRASTRUCTU | 73919C118 | *W EXP 12/09/202 | 148,980 | $14,719 | dollars as filed | |
| GOLDEN ARROW MERGER CORP | 380799114 | *W EXP 07/31/202 | 300,000 | $14,640 | dollars as filed | |
| Northern Revival Acquisition Corp | G6546R119 | Warrant | 326,999 | $13,015 | dollars as filed | |
| ALLEGO N V | N0796A118 | WTS | 30,000 | $12,204 | dollars as filed | |
| ARES ACQUISITION CORPORATION | G33032122 | *W EXP 02/02/202 | 16,489 | $11,884 | dollars as filed | |
| RMG ACQUISITION CORP III | G76088122 | *W EXP 99/99/999 | 81,070 | $11,852 | dollars as filed | |
| SLAM CORP | G8210L121 | *W EXP 02/23/202 | 62,800 | $11,329 | dollars as filed | |
| Goal Acquisitions Corp | 38021H115 | Warrant | 500,000 | $11,200 | dollars as filed | |
| POWERUP ACQUISITION CORP | G7207P129 | WARR | 150,000 | $10,890 | dollars as filed | |
| Jaws Mustang Acquisition Corp | G50737124 | Warrant | 187,500 | $8,644 | dollars as filed | |
| TWIN RIDGE CAPITAL ACQUIS CO | G9151L120 | WARR | 116,666 | $8,015 | dollars as filed | |
| TMC THE METALS COMPANY INC | 87261Y114 | *W EXP 09/09/202 | 36,415 | $7,582 | dollars as filed | |
| KNIGHTSWAN ACQUISITION CORP | 499103117 | WARR | 200,000 | $7,300 | dollars as filed | |
| VISTRA CORP | 92840M128 | COM | 42,829 | $6,970 | dollars as filed | |
| FUTURE HEALTH ESG CORP | 36118W110 | *W EXP 99/99/999 | 205,212 | $6,793 | dollars as filed | |
| FINSERV ACQUISITION CORP II | 31809Y111 | *W EXP 02/17/202 | 109,084 | $6,741 | dollars as filed | |
| HCM ACQUISITION CO | G4365A127 | WARR | 250,000 | $6,100 | dollars as filed | |
| PLUM ACQUISITION CORP I | G7134L118 | *W EXP 03/18/202 | 80,000 | $5,848 | dollars as filed | |
| CHURCHILL CAPITAL CORP VII | 17144M110 | *W EXP 02/29/202 | 15,020 | $5,281 | dollars as filed | |
| IRIS ACQUISITION CORP | 89601Y119 | *W EXP 02/28/202 | 97,325 | $4,652 | dollars as filed | |
| HH&L ACQUISITION CO | G39714129 | WARR | 83,822 | $4,552 | dollars as filed | |
| TORTOISEECOFIN ACQUISITION C | G8956E117 | *W EXP 07/22/202 | 25,000 | $4,078 | dollars as filed | |
| GLOBAL PARTNER ACQISTN CORP | G3934P128 | *W EXP 01/14/202 | 107,229 | $3,871 | dollars as filed | |
| Plum Acquisition Corp. III | G63290103 | Warrant | 40,000 | $3,420 | dollars as filed | |
| OSIRIS ACQUISITION CORP | 68829A111 | *W EXP 05/01/202 | 42,150 | $3,279 | dollars as filed | |
| ATLANTIC COASTAL ACQUISTN CO | 048453112 | *W EXP 03/02/202 | 99,998 | $3,220 | dollars as filed | |
| M3 BRIGADE ACQUISITION II CO | 553800111 | *W EXP 03/09/202 | 43,894 | $2,620 | dollars as filed | |
| Dave Inc W Exp 01/05/202 | 23834J110 | SPAC Combination | 12,500 | $2,588 | dollars as filed | |
| THUNDER BRIDGE CAP PRTNRS II | 88605T118 | *W EXP 02/01/202 | 25,820 | $2,375 | dollars as filed | |
| OCA ACQUISITION CORP | 670865112 | *W EXP 01/14/202 | 22,295 | $1,478 | dollars as filed | |
| Movella Holdings Inc | 62459N113 | Warrant | 15,276 | $1,305 | dollars as filed | |
| Ecarx Holdings Inc W Exp 99/99/999 | G29201111 | SPAC Combination | 21,687 | $1,295 | dollars as filed | |
| BUZZFEED INC | 12430A110 | *W EXP 12/03/202 | 16,667 | $1,200 | dollars as filed | |
| Constellation Acquisition Corp I | G2R18K113 | WARRANT | 16,666 | $708 | dollars as filed | |
| ZTO EXPRESS CAYMAN INC | 98980AAB1 | NOTE 1.500% 9/0 | 564,064 | $0 | dollars as filed | principalValue filed as zero, left out of ratios. |
| Trisalus Life Sciences Inc W Exp 08/10/202 | 89680M119 | SPAC Combination | 10,800 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| Net Power Inc W Exp 06/08/202 | 64107A113 | SPAC Combination | 93,279 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| ELECTRIQ POWER HOLDINGS INC | 285046116 | WT | 371,837 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| PRIVETERRA ACQUISITION CORP | 876545112 | *W EXP 01/07/202 | 12,500 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| CALIDI BIOTHERAPEUTICS INC | 320703119 | *W EXP 03/14/202 | 467,818 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| AMERICAN ONCOLOGY NETWORK IN | 028719110 | *W EXP 09/20/202 | 275,000 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| AEON BIOPHARMA INC | 00791X118 | *W EXP 07/21/202 | 29,833 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000905148-23-001417 | this filing | 2023-11-14 | acceptance time not in the bulk data set |