13F-HR filed by NOMURA HOLDINGS INC
NOMURA HOLDINGS INC filed this 13F-HR for the quarter ended 2023-03-31, filed 2023-05-15, with 1,409 holding rows worth $31,392,011,420.
- Accession
- 0000905148-23-000450
- Filer
- CIK 1163653
- Filed
- 2023-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2023
A holdings report, 1,563 entries on the cover page, a total value of $31,392,011,420 stated on the cover page (in dollars after the unit check, H1), rows summing to $31,392,011,420 with VALUE read as dollars as filed, 13F file number 028-10594. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerNOMURA SECURITIES INTERNATIONAL INC028-04983
- included managerNOMURA SECURITIES BERMUDA LTD028-04993
- included managerNOMURA GLOBAL FINANCIAL PRODUCTS INC028-15494
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AT&T Inc | 00206R102 | COM | 55,002 | $1,058,789 | dollars as filed | |
| Chubb Limited | H1467J104 | COM | 5,447 | $1,057,698 | dollars as filed | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 5,283 | $1,055,226 | dollars as filed | |
| APOLLO STRATEGIC GRWT CPTL I | G0412A102 | SHS CL A | 102,210 | $1,047,653 | dollars as filed | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 30,000 | $1,047,600 | dollars as filed | call |
| FEDERAL RLTY INVT TR NEW | 313745101 | SH BEN INT NEW | 10,571 | $1,044,732 | dollars as filed | |
| AFLAC INC COM | 001055102 | Stock | 16,189 | $1,044,514 | dollars as filed | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 160,000 | $1,038,400 | dollars as filed | |
| RINGCENTRAL INC | 76680RAF4 | NOTE 3/0 | 33,807 | $1,036,869 | dollars as filed | principal |
| AMCOR PLC | G0250X107 | ORD | 91,111 | $1,036,843 | dollars as filed | |
| ROKU INC COM CL A | 77543R102 | Stock | 15,696 | $1,033,111 | dollars as filed | |
| EOG RES INC COM | 26875P101 | Stock | 9,000 | $1,031,670 | dollars as filed | put |
| FORD MTR CO COM | 345370860 | Stock | 81,000 | $1,020,600 | dollars as filed | call |
| ARDAGH METAL PACKAGING S A | L02235106 | SHS | 250,000 | $1,020,000 | dollars as filed | call |
| BRAEMAR HOTELS & RESORTS INC | 10482BAB7 | NOTE 4.500% 6/0 | 265,282 | $1,018,683 | dollars as filed | principal |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 80,400 | $1,018,668 | dollars as filed | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 15,000 | $1,015,350 | dollars as filed | put |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 3,028 | $1,011,776 | dollars as filed | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 26,558 | $1,007,611 | dollars as filed | |
| NORDSTROM INC | 655664100 | COM | 61,903 | $1,007,162 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 6,495 | $1,006,725 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 3,403 | $1,004,293 | dollars as filed | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 13,901 | $997,675 | dollars as filed | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 12,260 | $993,796 | dollars as filed | |
| FRONTLINE PLC COM | M46528101 | Stock | 60,000 | $993,600 | dollars as filed | |
| CERIDIAN HCM HLDG INC | 15677J108 | COM | 13,403 | $981,368 | dollars as filed | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 15,718 | $981,275 | dollars as filed | |
| Raytheon Technologies Corporation | 75513E101 | COM | 10,000 | $979,300 | dollars as filed | call |
| YELLOW CORP | 985510106 | COM | 480,425 | $975,263 | dollars as filed | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 184,077 | $971,927 | dollars as filed | |
| DRAFTKINGS INC NEW | 26142V105 | COM CL A | 50,000 | $968,000 | dollars as filed | put |
| Costco Wholesale Corporation | 22160K105 | COM | 1,917 | $952,500 | dollars as filed | |
| INCYTE CORP COM | 45337C102 | Stock | 13,072 | $944,713 | dollars as filed | |
| FTAI AVIATION LTD SHS | G3730V105 | Stock | 33,749 | $943,622 | dollars as filed | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 7,124 | $934,313 | dollars as filed | |
| MITEK SYS INC | 606710200 | COM NEW | 95,500 | $915,845 | dollars as filed | |
| DOCUSIGN INC COM | 256163106 | Stock | 15,690 | $914,727 | dollars as filed | |
| KYNDRYL HLDGS INC | 50155Q100 | COMMON STOCK | 61,920 | $913,939 | dollars as filed | |
| MARA HOLDINGS INC COM | 565788106 | Stock | 104,115 | $907,883 | dollars as filed | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 7,126 | $905,715 | dollars as filed | |
| USBANCORPDEL | 902973304 | COM NEW | 25,100 | $904,855 | dollars as filed | put |
| SKECHERS U S A INC | 830566105 | CL A | 19,000 | $902,880 | dollars as filed | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 39,200 | $899,640 | dollars as filed | |
| ARES CAPITAL CORP | 04010L103 | COM | 48,707 | $890,120 | dollars as filed | |
| RLX TECHNOLOGY INC | 74969N103 | SPONSORED ADS | 300,000 | $870,000 | dollars as filed | |
| PLUG PWR INC | 72919P202 | COM NEW | 73,584 | $862,404 | dollars as filed | |
| Lockheed Martin Corporation | 539830109 | COM | 1,822 | $861,314 | dollars as filed | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 22,680 | $847,778 | dollars as filed | |
| ANTHEMIS DIGITAL ACQUISITION | G03959106 | CLASS A ORD | 80,000 | $836,000 | dollars as filed | |
| DATADOGINCCLASSA | 23804L103 | STOK | 11,417 | $829,559 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 2,398 | $823,521 | dollars as filed | |
| ARCH RESOURCES INC | 03940R107 | CL A | 6,250 | $821,625 | dollars as filed | |
| FIFTH WALL ACQUISITN CORP II | G34142102 | CLASS A ORD SHS | 80,017 | $816,974 | dollars as filed | |
| Dingdong Cayman Ltd -Sp | 25445D101 | COM | 209,000 | $806,740 | dollars as filed | |
| NUTRIEN LTD COM | 67077M108 | Stock | 10,877 | $803,266 | dollars as filed | |
| JUPITER ACQUISITION CORP | 482082203 | UNIT 09/11/2027 | 79,200 | $798,336 | dollars as filed | |
| BLUE WHALE ACQUISITION CORP | G1330M103 | CLASS A ORD SHS | 80,000 | $795,200 | dollars as filed | |
| AES CORP COM | 00130H105 | Stock | 33,000 | $794,640 | dollars as filed | call |
| Philip Morris International Inc. | 718172109 | COM | 8,137 | $791,323 | dollars as filed | |
| WOODSIDE ENERGY GROUP LTD SPONSORED ADR | 980228308 | ADR | 35,000 | $785,050 | dollars as filed | |
| TYSON FOODS INC CL A | 902494103 | Stock | 13,116 | $778,041 | dollars as filed | |
| NEVRO CORP | 64157F103 | COM | 21,500 | $777,225 | dollars as filed | |
| GODADDY INC CL A | 380237107 | Stock | 10,000 | $777,200 | dollars as filed | call |
| KRAFT HEINZ CO COM | 500754106 | Stock | 20,000 | $773,400 | dollars as filed | put |
| SILVERGATE CAP CORP CLASS A | 82837P408 | CL A | 476,978 | $772,704 | dollars as filed | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 44,100 | $772,191 | dollars as filed | put |
| COHERENT CORP COM | 19247G107 | Stock | 20,200 | $769,216 | dollars as filed | call |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 87,200 | $763,872 | dollars as filed | |
| CHURCHILL CAPITAL CORP VII | 17144M102 | COM CL A | 75,100 | $761,514 | dollars as filed | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 11,966 | $756,371 | dollars as filed | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 15,000 | $755,400 | dollars as filed | put |
| INNOVIZ TECHNOLOGIES LTD | M5R635108 | SHS | 214,700 | $751,450 | dollars as filed | call |
| DUTCH BROS INC | 26701L100 | CL A | 23,691 | $749,346 | dollars as filed | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 19,347 | $748,148 | dollars as filed | |
| Boeing Company | 097023105 | COM | 3,500 | $743,505 | dollars as filed | call |
| FRESHPET INC COM | 358039105 | Stock | 11,181 | $740,070 | dollars as filed | |
| USBANCORPDEL | 902973304 | COM NEW | 20,478 | $738,232 | dollars as filed | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 48,183 | $731,418 | dollars as filed | |
| JAMF HLDG CORP | 47074LAB1 | NOTE 0.125% 9/0 | 37,618 | $729,404 | dollars as filed | principal |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 100,000 | $721,000 | dollars as filed | call |
| MODERNA INC | 60770K107 | COM | 4,683 | $719,215 | dollars as filed | |
| Q2 HLDGS INC | 74736LAF6 | NOTE 0.125%11/1 | 29,106 | $716,291 | dollars as filed | principal |
| TXNM ENERGY INC COM | 69349H107 | Stock | 14,657 | $713,503 | dollars as filed | |
| NEWHOLD INVESTMENT CORP II | 651450108 | COM | 70,000 | $711,893 | dollars as filed | |
| UNIQURE NV | N90064101 | SHS | 35,000 | $704,900 | dollars as filed | put |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 133,700 | $701,925 | dollars as filed | call |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 19,876 | $698,045 | dollars as filed | |
| LYFT INC | 55087P104 | CL A COM | 75,105 | $696,223 | dollars as filed | |
| ENHABIT INC | 29332G102 | COM | 50,000 | $695,500 | dollars as filed | call |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 69,000 | $691,380 | dollars as filed | put |
| RAPID7 INC COM | 753422104 | Stock | 15,000 | $688,650 | dollars as filed | call |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 15,491 | $685,477 | dollars as filed | |
| ATLASSIANCORPCLASSA | 049468101 | STOK | 3,976 | $680,572 | dollars as filed | |
| SNAP INC | 83304A106 | CL A | 60,514 | $678,362 | dollars as filed | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 40,921 | $677,243 | dollars as filed | |
| WAYFAIR INC | 94419L101 | CL A | 19,689 | $676,120 | dollars as filed | |
| BRIDGEBIO PHARMA INC | 10806X102 | COM | 40,000 | $663,200 | dollars as filed | put |
| DUNE ACQUISITION CORP | 265334102 | COM | 67,000 | $662,630 | dollars as filed | |
| ServiceNow,Inc. | 81762P102 | COM | 1,422 | $660,832 | dollars as filed | |
| BATH & BODY WORKS INC COM | 070830104 | Stock | 18,000 | $658,440 | dollars as filed | call |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 22,821 | $654,050 | dollars as filed | |
| GAP INC COM | 364760108 | Stock | 65,006 | $652,660 | dollars as filed | |
| BUNGE LTD | G16962105 | COM | 6,734 | $643,232 | dollars as filed | |
| BOYDGAMINGCORP | 103304101 | STOK | 10,000 | $641,200 | dollars as filed | |
| FISKER INC | 33813J106 | CL A COM STK | 103,633 | $636,307 | dollars as filed | |
| VERINT SYSTEMS INC | 92343XAC4 | BOND | 16,777 | $624,446 | dollars as filed | principal |
| CONSOLIDATED EDISON INC | 209115104 | COM | 6,450 | $617,072 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 7,500 | $604,950 | dollars as filed | call |
| MARVELL TECHNOLOGY INC | 573874104 | COM | 13,863 | $600,268 | dollars as filed | |
| Morgan Stanley | 617446448 | COM | 6,832 | $599,850 | dollars as filed | |
| PVH CORPORATION COM | 693656100 | Stock | 6,660 | $593,806 | dollars as filed | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 8,436 | $587,905 | dollars as filed | |
| GXO LOGISTICS INCORPORATED COMMON STOCK | 36262G101 | Stock | 11,600 | $585,336 | dollars as filed | call |
| AVERY DENNISON CORP COM | 053611109 | Stock | 3,232 | $578,302 | dollars as filed | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 102,234 | $569,443 | dollars as filed | |
| UNIQURE NV | N90064101 | SHS | 28,000 | $563,920 | dollars as filed | call |
| PENTAIR PLC SHS | G7S00T104 | Stock | 10,141 | $560,493 | dollars as filed | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1,700 | $556,087 | dollars as filed | call |
| NUTRIEN LTD COM | 67077M108 | Stock | 7,500 | $553,875 | dollars as filed | put |
| NUTRIEN LTD COM | 67077M108 | Stock | 7,500 | $553,875 | dollars as filed | call |
| ATKORE INC | 047649108 | COMMON STOCK | 3,900 | $547,872 | dollars as filed | |
| RH | 74967X103 | COM | 2,247 | $547,257 | dollars as filed | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 24,271 | $541,486 | dollars as filed | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 8,000 | $540,000 | dollars as filed | |
| BARRICK GOLD CORP | 067901108 | COM | 28,539 | $529,969 | dollars as filed | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 21,519 | $529,798 | dollars as filed | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 11,200 | $526,400 | dollars as filed | call |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 14,100 | $524,238 | dollars as filed | call |
| AFFIRM HLDGS INC COM CL A | 00827B106 | Stock | 46,003 | $518,454 | dollars as filed | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 7,553 | $518,136 | dollars as filed | |
| Oracle Corporation | 68389X105 | COM | 5,554 | $516,078 | dollars as filed | |
| AMBRX BIOPHARMA, INC. SPONSORED ADR | 02290A102 | COM | 57,268 | $510,831 | dollars as filed | |
| SEMTECH CORP COM | 816850101 | Stock | 21,152 | $510,609 | dollars as filed | |
| IROBOT CORP | 462726100 | COM | 11,636 | $507,795 | dollars as filed | |
| BENTLEY SYS INC | 08265TAB5 | NOTE 0.125% 1/1 | 11,583 | $497,601 | dollars as filed | principal |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 9,859 | $497,189 | dollars as filed | |
| POST HLDGS INC | 737446104 | COM | 5,483 | $492,757 | dollars as filed | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 16,387 | $489,316 | dollars as filed | |
| 10X GENOMICS INC CL A COM | 88025U109 | Stock | 8,750 | $488,163 | dollars as filed | |
| ZHIHU INC | 98955N108 | ADR | 382,800 | $486,156 | dollars as filed | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 574 | $471,639 | dollars as filed | |
| HUBSPOTINC | 443573100 | STOK | 1,093 | $468,624 | dollars as filed | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 68,300 | $467,172 | dollars as filed | |
| DROPBOX INC CL A | 26210C104 | Stock | 21,600 | $466,992 | dollars as filed | |
| NIKE,Inc. Class B | 654106103 | COM | 3,743 | $459,042 | dollars as filed | |
| AUTODESK INC COM | 052769106 | Stock | 2,200 | $457,952 | dollars as filed | put |
| Broadcom Inc. | 11135F101 | COM | 699 | $448,436 | dollars as filed | |
| Lowes Companies,Inc. | 548661107 | COM | 2,220 | $443,933 | dollars as filed | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 40,390 | $442,674 | dollars as filed | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 661 | $442,288 | dollars as filed | |
| Boston Scientific Corporation | 101137107 | COM | 8,811 | $440,814 | dollars as filed | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 12,192 | $439,644 | dollars as filed | |
| CARMAX INC COM | 143130102 | Stock | 6,838 | $439,547 | dollars as filed | |
| LYFT INC | 55087PAB0 | NOTE 1.500% 5/1 | 47,253 | $437,563 | dollars as filed | principal |
| Lifetime Brands Inc | 53222Q103 | COM | 74,402 | $437,484 | dollars as filed | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 5,542 | $433,939 | dollars as filed | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 3,000 | $425,070 | dollars as filed | |
| MOSAIC CO COM | 61945C103 | Stock | 9,208 | $422,463 | dollars as filed | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 6,885 | $419,365 | dollars as filed | |
| Mondelez International,Inc. Class A | 609207105 | COM | 6,000 | $418,320 | dollars as filed | put |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 12,370 | $411,426 | dollars as filed | |
| GULFPORT ENERGY CORP COMMON SHARES | 402635502 | Stock | 5,140 | $411,200 | dollars as filed | |
| ARDAGH METAL PACKAGING S A | L02235106 | SHS | 100,147 | $408,600 | dollars as filed | |
| HALOZYME THERAPEUTICS INC | 40637HAD1 | NOTE 0.250% 3/0 | 10,699 | $408,367 | dollars as filed | principal |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 3,633 | $406,787 | dollars as filed | |
| Charles Schwab Corp | 808513105 | COM | 7,757 | $406,312 | dollars as filed | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 1,326 | $403,038 | dollars as filed | |
| General Electric Company | 369604301 | COM | 4,200 | $401,520 | dollars as filed | call |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 693 | $399,424 | dollars as filed | |
| ALLY FINL INC COM | 02005N100 | Stock | 15,584 | $397,236 | dollars as filed | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 42,526 | $395,917 | dollars as filed | |
| STEM INC | 85859N102 | COM | 69,200 | $392,364 | dollars as filed | call |
| CALAMP CORP | 128126109 | COMMON STOCK | 109,263 | $392,254 | dollars as filed | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 8,750 | $389,988 | dollars as filed | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 42,298 | $368,839 | dollars as filed | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 8,659 | $367,315 | dollars as filed | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 4,291 | $363,748 | dollars as filed | |
| ALGOMA STL GROUP INC | 015658107 | COM | 44,790 | $361,903 | dollars as filed | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 85,648 | $359,722 | dollars as filed | |
| EDGIO INC | 53261M104 | COM | 453,801 | $359,002 | dollars as filed | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 4,922 | $356,796 | dollars as filed | |
| DTE ENERGY CO COM | 233331107 | Stock | 3,231 | $353,924 | dollars as filed | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 30,221 | $342,706 | dollars as filed | |
| CENOVUS ENERGY INC | 15135U109 | COM | 19,479 | $340,103 | dollars as filed | |
| LEGEND BIOTECH CORP | 52490G102 | SPONSORED ADS | 6,955 | $335,370 | dollars as filed | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 5,000 | $327,600 | dollars as filed | |
| SOHO HOUSE & CO INC | 586001109 | COM CL A | 50,000 | $327,000 | dollars as filed | put |
| MSP RECOVERY INC | 553745126 | *W EXP 05/20/202 | 16,325,000 | $326,500 | dollars as filed | |
| LIVENT CORP | 53814L108 | COM | 15,000 | $325,800 | dollars as filed | put |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 4,800 | $325,488 | dollars as filed | put |
| G III APPAREL GROUP LTD | 36237H101 | COM | 20,781 | $323,145 | dollars as filed | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 38,738 | $320,751 | dollars as filed | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 935 | $318,685 | dollars as filed | |
| CIENA CORP COM NEW | 171779309 | Stock | 5,959 | $312,967 | dollars as filed | |
| INTERCONTINENTAL HOTELS GROUP SPONSORED ADS | 45857P806 | ADR | 4,670 | $311,022 | dollars as filed | |
| ADAPTHEALTH CORP | 00653Q102 | COMMON STOCK | 24,500 | $304,535 | dollars as filed | |
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 1,941 | $299,477 | dollars as filed | |
| ANSYS INC COM | 03662Q105 | COM | 892 | $296,858 | dollars as filed | |
| VERVE THERAPEUTICS INC | 92539P101 | COM | 20,326 | $293,101 | dollars as filed | |
| SMITH A O CORP COM | 831865209 | Stock | 4,212 | $291,260 | dollars as filed | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 11,102 | $289,762 | dollars as filed | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 2,007 | $282,726 | dollars as filed | |
| ANNALY CAPITAL MANAGEMENT INC COM NEW | 035710839 | REIT | 14,732 | $281,529 | dollars as filed | |
| TARGET CORP COM | 87612E106 | Stock | 1,697 | $281,074 | dollars as filed | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 70,000 | $277,900 | dollars as filed | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 8,734 | $271,191 | dollars as filed | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 8,600 | $270,470 | dollars as filed | call |
| PLUG PWR INC | 72919P202 | COM NEW | 22,500 | $263,700 | dollars as filed | call |
| ROYALTY PHARMA PLC | G7709Q104 | SHS CLASS A | 7,250 | $261,218 | dollars as filed | |
| UNIQURE NV | N90064101 | SHS | 12,896 | $259,725 | dollars as filed | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 4,400 | $258,896 | dollars as filed | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 6,181 | $246,498 | dollars as filed | |
| PORTILLOS INC | 73642K106 | COM CL A | 11,489 | $245,520 | dollars as filed | |
| JOYY INC ADS REPSTG COM A | 46591M109 | ADR | 7,500 | $233,850 | dollars as filed | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 14,180 | $233,828 | dollars as filed | |
| RESMED INC COM | 761152107 | Stock | 1,058 | $231,691 | dollars as filed | |
| AUTODESK INC COM | 052769106 | Stock | 1,100 | $228,976 | dollars as filed | call |
| Cigna Corporation | 125523100 | COM | 895 | $228,699 | dollars as filed | |
| REALTY INCOME CORP COM | 756109104 | REIT | 3,572 | $226,179 | dollars as filed | |
| ARES ACQUISITION CORPORATION | G33032122 | *W EXP 02/02/202 | 264,489 | $219,526 | dollars as filed | |
| Union Pacific Corporation | 907818108 | COM | 1,081 | $217,562 | dollars as filed | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 6,000 | $217,380 | dollars as filed | |
| VALE S A | 91912E105 | SPONSORED ADS | 13,716 | $216,438 | dollars as filed | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 1,000 | $215,530 | dollars as filed | |
| QORVO INC COM | 74736K101 | Stock | 2,082 | $211,469 | dollars as filed | |
| GROUPON INC | 399473206 | COM NEW | 50,000 | $210,500 | dollars as filed | call |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 15,000 | $209,850 | dollars as filed | call |
| LI AUTO INC SPONSORED ADS | 50202M102 | ADR | 8,409 | $209,805 | dollars as filed | |
| LIVENT CORP | 53814L108 | COM | 9,637 | $209,316 | dollars as filed | |
| Mondelez International,Inc. Class A | 609207105 | COM | 3,000 | $209,160 | dollars as filed | call |
| CARS COM INC | 14575E105 | COM | 10,700 | $206,510 | dollars as filed | |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 52,473 | $204,645 | dollars as filed | |
| OMNICELL COM | 68213NAD1 | NOTE 0.250% 9/1 | 3,467 | $203,337 | dollars as filed | principal |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 20,000 | $203,000 | dollars as filed | call |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 4,453 | $202,344 | dollars as filed | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 6,800 | $201,688 | dollars as filed | call |
| CRACKER BARREL OLD CTRY STOR | 22410JAB2 | cv | 1,771 | $200,995 | dollars as filed | principal |
| BLACKBERRY LTD COM | 09228F103 | Stock | 44,000 | $200,640 | dollars as filed | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 11,264 | $197,233 | dollars as filed | |
| ONESPAN INC | 68287N100 | COM | 11,247 | $196,823 | dollars as filed | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 26,700 | $193,842 | dollars as filed | call |
| FASTLY INC | 31188V100 | CL A | 10,763 | $191,151 | dollars as filed | |
| GORES HOLDINGS IX INC | 38287A119 | WARR | 750,000 | $187,500 | dollars as filed | |
| CARVANA CO CL A | 146869102 | Stock | 19,041 | $186,411 | dollars as filed | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 116,021 | $184,473 | dollars as filed | |
| NUSCALE PWR CORP | 67079K118 | *W EXP 05/02/202 | 108,747 | $183,782 | dollars as filed | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 18,400 | $183,264 | dollars as filed | |
| RIVIAN AUTOMOTIVE INC COM CL A | 76954A103 | Stock | 11,665 | $180,574 | dollars as filed | |
| JIN MED INTL LTD. | G5140V104 | COMMON | 23,956 | $178,472 | dollars as filed | |
| HESAI GROUP | 428050108 | SPONSORED ADS | 11,210 | $173,419 | dollars as filed | |
| WHOLE EARTH BRANDS INC | 96684W100 | COM CL A | 65,776 | $168,387 | dollars as filed | |
| ROSS ACQUISITION II CORP | g7641c114 | WT | 504,999 | $166,650 | dollars as filed | |
| CNX RES CORP COM | 12653C108 | Stock | 10,100 | $161,802 | dollars as filed | |
| UPSTARTHLDGSINC | 91680M107 | STOK | 10,142 | $161,156 | dollars as filed | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 15,000 | $158,550 | dollars as filed | |
| MSP RECOVERY INC | 553745100 | COM CL A | 182,013 | $154,711 | dollars as filed | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 15,000 | $154,350 | dollars as filed | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 24,043 | $154,116 | dollars as filed | |
| LUFAX HOLDING LTD | 54975P102 | ADS REP SHS CL A | 75,100 | $153,204 | dollars as filed | |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 23,446 | $142,317 | dollars as filed | |
| TD HLDGS INC | 87250W202 | COM NEW | 150,134 | $139,610 | dollars as filed | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 16,000 | $139,520 | dollars as filed | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 23,079 | $138,936 | dollars as filed | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 101,416 | $134,883 | dollars as filed | |
| RICE ACQUISITION CORP II | G75529126 | *W EXP 99/99/999 | 93,279 | $133,389 | dollars as filed | |
| CHATHAM LODGING TR | 16208T102 | COM | 12,600 | $132,174 | dollars as filed | |
| CANO HEALTH INC | 13781Y103 | COM | 140,900 | $128,219 | dollars as filed | call |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 20,000 | $124,800 | dollars as filed | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 10,000 | $122,000 | dollars as filed | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 10,000 | $120,500 | dollars as filed | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 10,000 | $119,500 | dollars as filed | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 10,700 | $118,984 | dollars as filed | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 10,000 | $117,800 | dollars as filed | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 10,000 | $116,400 | dollars as filed | |
| ABCELLERA BIOLOGICS INC COM | 00288U106 | Stock | 15,400 | $116,116 | dollars as filed | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 10,000 | $115,300 | dollars as filed | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 10,000 | $114,500 | dollars as filed | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 18,002 | $114,493 | dollars as filed | |
| NUVEEN MUNICIPAL CREDIT OPP FU | 670663103 | COM | 10,000 | $114,100 | dollars as filed | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 10,000 | $113,600 | dollars as filed | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 10,000 | $113,400 | dollars as filed | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 13,000 | $111,670 | dollars as filed | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 10,000 | $110,600 | dollars as filed | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 10,000 | $110,100 | dollars as filed | |
| PONTEM CORPORATION | G71707122 | WARR | 500,000 | $110,000 | dollars as filed | |
| EHANG HLDGS LTD ADS | 26853E102 | ADR | 10,000 | $109,300 | dollars as filed | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 10,000 | $108,000 | dollars as filed | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 21,315 | $104,657 | dollars as filed | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 10,000 | $104,000 | dollars as filed | |
| NUVEEN CORE PLUS IMPACT FUND | 67080D103 | COM BEN INT | 10,000 | $102,200 | dollars as filed | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 10,000 | $102,100 | dollars as filed | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 10,000 | $101,300 | dollars as filed | |
| SMX SEC MATTERS PLC | G8267K109 | CLASS A ORD | 106,250 | $99,875 | dollars as filed | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 10,000 | $99,800 | dollars as filed | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 15,000 | $99,450 | dollars as filed | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 10,000 | $99,400 | dollars as filed | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 10,000 | $99,200 | dollars as filed | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 10,000 | $98,100 | dollars as filed | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 23,200 | $97,904 | dollars as filed | |
| TRINE II ACQUISITION CORP | G9059F118 | *W EXP 99/99/999 | 750,000 | $97,500 | dollars as filed | |
| ARBE ROBOTICS LTD ORDINARY SHARES | M1R95N100 | Stock | 30,000 | $95,700 | dollars as filed | |
| ABERDEEN INCOME CR STRATEGIE | 003057106 | COM | 14,000 | $93,380 | dollars as filed | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 36,103 | $92,785 | dollars as filed | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 15,000 | $92,700 | dollars as filed | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 10,000 | $89,100 | dollars as filed | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 10,000 | $88,100 | dollars as filed | |
| L CATTERTON ASIA ACQUISITION | G5346G117 | *W EXP 03/08/202 | 166,666 | $86,666 | dollars as filed | |
| METALS ACQUISITION CORP | G60405126 | *W EXP 99/99/999 | 133,333 | $86,666 | dollars as filed | |
| SUMMIT THERAPEUTICS INC | 86627T108 | COM | 47,971 | $83,949 | dollars as filed | |
| MOATABLE INC | 759892300 | COM | 59,168 | $83,427 | dollars as filed | |
| Up Fintech Holding Ltd | 91531W106 | COM | 25,000 | $83,250 | dollars as filed | |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 10,000 | $83,200 | dollars as filed | |
| NIU TECHNOLOGIES | 65481N100 | CMN | 20,000 | $82,800 | dollars as filed | |
| AHREN ACQUISITION CORP | G01322125 | WARR | 675,000 | $81,000 | dollars as filed | |
| SK GROWTH OPPORTUNITIES CORP | G8192N111 | *W EXP 06/28/202 | 500,000 | $80,000 | dollars as filed | |
| LANDCADIA HOLDINGS IV INC | 51477A112 | *W EXP 03/29/202 | 500,000 | $80,000 | dollars as filed | |
| OXFORD LANE CAP CORP | 691543102 | COM | 15,000 | $78,450 | dollars as filed | |
| TELLURIAN INC NEW | 87968A104 | COM | 60,000 | $73,800 | dollars as filed | call |
| STRATIM CLOUD ACQUISITION CO | 86309R115 | *W EXP 03/05/202 | 416,666 | $70,833 | dollars as filed | |
| BYTE ACQUISITION CORP | G1R25Q113 | *W EXP 03/18/202 | 584,550 | $70,146 | dollars as filed | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 10,000 | $64,600 | dollars as filed | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 10,000 | $63,300 | dollars as filed | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 20,000 | $61,600 | dollars as filed | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 10,000 | $61,300 | dollars as filed | |
| CHICOS FAS INC | 168615102 | COM | 10,960 | $60,280 | dollars as filed | |
| OFFERPAD SOLUTIONS INC | 67623L109 | COM | 110,619 | $58,296 | dollars as filed | |
| KERNEL GROUP HOLDINGS INC | G5259L129 | *W EXP 99/99/999 | 387,620 | $58,143 | dollars as filed | |
| Algoma Stl Group Inc W Exp 10/19/202 | 015658115 | SPAC Combination | 34,200 | $57,798 | dollars as filed | |
| INNOVIZ TECHNOLOGIES LTD | M5R635108 | SHS | 15,800 | $55,300 | dollars as filed | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 25,000 | $54,250 | dollars as filed | |
| JAGUAR GLOBAL GROWTH CORP I | G5S11A130 | *W EXP 11/23/202 | 575,000 | $51,750 | dollars as filed | |
| CALIDI BIOTHERAPEUTICS INC | 320703119 | *W EXP 03/14/202 | 467,818 | $51,460 | dollars as filed | |
| OCULIS HOLDING AG | H5870P110 | *W EXP 03/06/202 | 126,000 | $50,400 | dollars as filed | |
| MULTIPLAN CORPORATION | 62548M118 | *W EXP 02/13/202 | 150,000 | $48,000 | dollars as filed | |
| CEPTON INC | 15673X101 | COM | 101,601 | $47,184 | dollars as filed | |
| THE9 LTD | 88337K302 | ADR | 59,137 | $46,103 | dollars as filed | |
| FLAME ACQUISITION CORP | 33850F116 | *W EXP 02/26/202 | 80,700 | $45,192 | dollars as filed | |
| CC NEUBERGER PRINCIPAL HOLDN | G1992N126 | *W EXP 02/05/202 | 250,000 | $45,000 | dollars as filed | |
| BITE ACQUISITION CORP | 09175K113 | *W EXP 02/12/203 | 481,988 | $43,379 | dollars as filed | |
| BED BATH & BEYOND INC | 075896100 | COM | 89,306 | $38,169 | dollars as filed | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 20,000 | $37,800 | dollars as filed | |
| DISRUPTIVE ACQUISITION CORP | G2770Y128 | *W EXP 03/06/202 | 366,666 | $36,667 | dollars as filed | |
| SILVERSPAC INC | G8136V112 | WARR | 166,666 | $35,000 | dollars as filed | |
| BLEUACACIA LTD | G11728113 | *W EXP 10/30/202 | 500,000 | $35,000 | dollars as filed | |
| ARROWROOT ACQUISITION CORP | 04282M110 | WARR | 383,227 | $34,490 | dollars as filed | |
| HENNESSY CAPITAL INVST CORP | 42600H116 | *W EXP 99/99/999 | 200,000 | $32,000 | dollars as filed | |
| FORUM MERGER IV CORP | 349875112 | *W EXP 03/15/202 | 212,500 | $31,875 | dollars as filed | |
| ANZU SPECIAL ACQUISITIN CORP | 03737A119 | *W EXP 01/27/202 | 633,332 | $31,666 | dollars as filed | |
| CANO HEALTH INC | 13781Y103 | COM | 34,474 | $31,371 | dollars as filed | |
| TRITIUM DCFC LIMITED | Q9225T116 | *W EXP 01/13/202 | 50,000 | $31,000 | dollars as filed | |
| PROGRESS ACQUISITION CORP | 74327P113 | *W EXP 11/11/202 | 437,500 | $30,625 | dollars as filed | |
| NIKOLA CORP | 654110105 | COM | 24,938 | $30,175 | dollars as filed | |
| TRISTAR ACQUISITION I CORP | G9074V114 | *W EXP 99/99/999 | 375,000 | $30,000 | dollars as filed | |
| BLACKSKY TECHNOLOGY INC | 09263B108 | COM CL A | 19,100 | $28,650 | dollars as filed | |
| HELIOGEN INC | 42329E105 | COM | 107,900 | $25,918 | dollars as filed | call |
| APOLLO STRATEGIC GRWT CPTL I | G0412A128 | *W EXP 02/12/202 | 210,000 | $25,200 | dollars as filed | |
| BUZZFEED INC CL A NEW | 12430A102 | Stock | 22,147 | $25,026 | dollars as filed | |
| SCULPTOR ACQUISITION CORP I | G7T983111 | *W EXP 99/99/999 | 250,000 | $25,000 | dollars as filed | |
| DIGITAL TRANSFORMATN OPT COR | 25401K115 | *W EXP 03/31/202 | 275,000 | $24,750 | dollars as filed | |
| LAMF GLOBAL VENTURES CORP I | G5338L124 | *W EXP 99/99/999 | 350,000 | $24,500 | dollars as filed | |
| GOLDEN ARROW MERGER CORP | 380799114 | *W EXP 07/31/202 | 300,000 | $24,000 | dollars as filed | |
| CF ACQUISITION CORP VII | 12521H115 | WARR | 216,666 | $23,833 | dollars as filed | |
| FARADAY FUTRE INTLGT ELCTR I | 307359109 | COM | 60,000 | $21,246 | dollars as filed | |
| NORTHERN STAR INVEST CORP IV | 66575B119 | *W EXP 02/25/202 | 233,333 | $21,000 | dollars as filed | |
| Goal Acquisitions Corp | 38021H115 | Warrant | 500,000 | $20,000 | dollars as filed | |
| Northern Revival Acquisition Corp | G6546R119 | Warrant | 326,999 | $19,620 | dollars as filed | |
| Valuence Merger Corp I | G9R16L118 | Warrant | 245,000 | $19,600 | dollars as filed | |
| GLOBAL PARTNER ACQISTN CORP | G3934P128 | *W EXP 01/14/202 | 107,229 | $19,301 | dollars as filed | |
| Jaws Mustang Acquisition Corp | G50737124 | Warrant | 187,500 | $18,750 | dollars as filed | |
| Cartesian Growth Corp II | G19305120 | Warrant | 133,333 | $18,667 | dollars as filed | |
| KNIGHTSWAN ACQUISITION CORP | 499103117 | WARR | 200,000 | $18,000 | dollars as filed | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 20,000 | $17,796 | dollars as filed | |
| NISUN INTL ENT DVPMT GP CO L | G6593L106 | COM | 34,858 | $16,680 | dollars as filed | |
| POWER & DIGITAL INFRASTRUCTU | 73919C118 | *W EXP 12/09/202 | 148,980 | $16,388 | dollars as filed | |
| TWIN RIDGE CAPITAL ACQUIS CO | G9151L120 | WARR | 116,666 | $15,167 | dollars as filed | |
| SLAM CORP | G8210L121 | *W EXP 02/23/202 | 62,800 | $15,072 | dollars as filed | |
| MONEYLION INC | 60938K114 | *W EXP 09/22/202 | 100,000 | $15,000 | dollars as filed | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 12,110 | $14,532 | dollars as filed | |
| RMG ACQUISITION CORP III | G76088122 | *W EXP 99/99/999 | 81,070 | $13,782 | dollars as filed | |
| FTAC ZEUS ACQUISITION COR | 30320F114 | *W EXP 04/15/202 | 450,000 | $13,500 | dollars as filed | |
| INTERPRIVATE IV INFRATECH PR | 46064T110 | *W EXP 03/05/202 | 70,000 | $13,300 | dollars as filed | |
| PLUM ACQUISITION CORP I | G7134L118 | *W EXP 03/18/202 | 80,000 | $12,800 | dollars as filed | |
| HCM ACQUISITION CO | G4365A127 | WARR | 250,000 | $12,500 | dollars as filed | |
| FUTURE HEALTH ESG CORP | 36118W110 | *W EXP 99/99/999 | 205,212 | $10,261 | dollars as filed | |
| ATLANTIC COASTAL ACQUISTN CO | 048453112 | *W EXP 03/02/202 | 99,998 | $10,000 | dollars as filed | |
| M3 BRIGADE ACQUISITION II CO | 553800111 | *W EXP 03/09/202 | 43,894 | $9,657 | dollars as filed | |
| HH&L ACQUISITION CO | G39714129 | WARR | 83,822 | $9,220 | dollars as filed | |
| FINSERV ACQUISITION CORP II | 31809Y111 | *W EXP 02/17/202 | 109,084 | $8,727 | dollars as filed | |
| IRIS ACQUISITION CORP | 89601Y119 | *W EXP 02/28/202 | 97,325 | $7,786 | dollars as filed | |
| POWERUP ACQUISITION CORP | G7207P129 | WARR | 150,000 | $7,500 | dollars as filed | |
| QUADRO ACQUISITION ONE CORP | G52807115 | *W EXP 06/30/202 | 366,508 | $7,330 | dollars as filed | |
| ALLEGO N V | N0796A118 | WTS | 30,000 | $7,200 | dollars as filed | |
| OSIRIS ACQUISITION CORP | 68829A111 | *W EXP 05/01/202 | 42,150 | $7,166 | dollars as filed | |
| GOLDEN FALCON ACQUISITION CO | 38102H117 | *W EXP 11/04/202 | 30,000 | $6,900 | dollars as filed | |
| VISTRA CORP | 92840M128 | COM | 70,775 | $5,294 | dollars as filed | |
| TMC THE METALS COMPANY INC | 87261Y114 | *W EXP 09/09/202 | 36,415 | $4,370 | dollars as filed | |
| Dave Inc W Exp 01/05/202 | 23834J110 | SPAC Combination | 12,500 | $4,250 | dollars as filed | |
| SMX SEC MATTERS PLC | G8267K117 | *W EXP 03/07/202 | 53,125 | $4,250 | dollars as filed | |
| Plum Acquisition Corp. III | G63290103 | Warrant | 40,000 | $4,000 | dollars as filed | |
| TORTOISEECOFIN ACQUISITION C | G8956E117 | *W EXP 07/22/202 | 25,000 | $3,500 | dollars as filed | |
| Constellation Acquisition Corp I | G2R18K113 | WARRANT | 16,666 | $3,333 | dollars as filed | |
| CHURCHILL CAPITAL CORP VII | 17144M110 | *W EXP 02/29/202 | 15,020 | $3,304 | dollars as filed | |
| Movella Holdings Inc | 62459N113 | Warrant | 15,276 | $3,055 | dollars as filed | |
| Ecarx Holdings Inc W Exp 99/99/999 | G29201111 | SPAC Combination | 21,687 | $3,036 | dollars as filed | |
| THUNDER BRIDGE CAP PRTNRS II | 88605T118 | *W EXP 02/01/202 | 25,820 | $2,840 | dollars as filed | |
| PRIVETERRA ACQUISITION CORP | 876545112 | *W EXP 01/07/202 | 12,500 | $2,625 | dollars as filed | |
| PRIVETERRA ACQUISITION CORP | 74275N110 | WARR | 29,833 | $1,492 | dollars as filed | |
| OCA ACQUISITION CORP | 670865112 | *W EXP 01/14/202 | 22,295 | $1,338 | dollars as filed | |
| MEDTECH ACQUISITION CORP | 58507N113 | *W EXP 12/22/202 | 10,800 | $648 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000905148-23-000450 | this filing | 2023-05-15 | acceptance time not in the bulk data set |