13F-HR filed by OLD SECOND NATIONAL BANK OF AURORA
OLD SECOND NATIONAL BANK OF AURORA filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-12-06, with 404 holding rows worth $370,405,000.
- Accession
- 0000903783-21-000006
- Filer
- CIK 903783
- Filed
- 2021-12-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 394 entries on the cover page, a total value of $370,405,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $370,735,000 with VALUE read as thousands by filing date, 13F file number 028-13244. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 331,034 | $16,719,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 51,990 | $14,657,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 101,195 | $14,319,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 386,198 | $12,409,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 63,171 | $10,340,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 3,716 | $9,934,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 141,203 | $9,264,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 9,712 | $8,145,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 168,697 | $7,983,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 22,232 | $7,437,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 15,328 | $7,433,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 116,319 | $6,914,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 2,048 | $6,728,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 41,169 | $6,649,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 65,318 | $6,356,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 29,437 | $6,098,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 23,302 | $6,064,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 13,933 | $5,979,000 | thousands by filing date | |
| IJH | 464287507 | COM | 22,445 | $5,905,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 70,051 | $5,530,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 126,901 | $5,458,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 42,473 | $5,324,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 22,131 | $4,970,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 79,593 | $4,914,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 39,339 | $4,647,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 14,735 | $4,486,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 12,608 | $4,384,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 25,609 | $4,332,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 18,875 | $4,133,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 27,905 | $3,901,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 25,712 | $3,839,000 | thousands by filing date | |
| APTIV PLC | G6095L109 | SHS | 25,215 | $3,756,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 33,337 | $3,596,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 67,907 | $3,538,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 64,577 | $3,515,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 10,273 | $3,372,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 7,418 | $3,309,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 26,694 | $3,279,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 13,506 | $3,232,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 64,033 | $3,222,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 70,072 | $3,218,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 21,134 | $3,178,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 13,047 | $3,146,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 22,490 | $3,135,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 28,353 | $3,128,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 9,187 | $3,118,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 29,362 | $2,989,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 54,376 | $2,936,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 28,716 | $2,905,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 10,934 | $2,884,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 60,853 | $2,863,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 14,555 | $2,826,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 21,442 | $2,766,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 24,639 | $2,673,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 4,309 | $2,607,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 41,892 | $2,551,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 35,299 | $2,491,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 107,985 | $2,465,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 61,147 | $2,434,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 40,496 | $2,397,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 13,335 | $2,338,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 41,285 | $2,309,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 29,130 | $2,304,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 27,179 | $2,181,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 4,822 | $2,167,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 39,200 | $2,126,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 13,589 | $1,867,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 11,839 | $1,647,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 44,907 | $1,638,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 7,394 | $1,570,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 15,395 | $1,562,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 6,015 | $1,540,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 1,915 | $1,094,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 4,632 | $1,019,000 | thousands by filing date | |
| U.S. BANCORP | 902973866 | Preferred Share | 1,050 | $1,019,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 4,036 | $933,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 20,359 | $864,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 1,800 | $775,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 10,532 | $771,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 17,421 | $741,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 13,622 | $726,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 3,090 | $676,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 8,926 | $670,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 8,559 | $668,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 7,035 | $667,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 7,780 | $609,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 22,231 | $600,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 6,353 | $560,000 | thousands by filing date | |
| Public Storage Preferred 4.75 pct. | 74460W578 | PFD | 19,960 | $546,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 2,390 | $523,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 11,460 | $522,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 2,219 | $513,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 1,011 | $486,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 2,525 | $485,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 5,323 | $464,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 1,370 | $463,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 4,346 | $450,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 2,978 | $444,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 2,945 | $409,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 4,851 | $391,000 | thousands by filing date | |
| Public Storage Preferred 4.875 pct. | 74460W628 | PFD | 13,900 | $382,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 6,216 | $362,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 1,425 | $326,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 5,125 | $317,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 3,808 | $299,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 1,081 | $297,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 3,019 | $295,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 4,726 | $293,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 1,485 | $287,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 7,765 | $281,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 8,371 | $275,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 15,122 | $267,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 4,056 | $260,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 3,979 | $249,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 706 | $244,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 955 | $235,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 7,655 | $228,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 5,277 | $224,000 | thousands by filing date | |
| DLR 5.2 PERP | 253868822 | PUBLIC | 8,000 | $216,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 4,106 | $215,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 3,598 | $212,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 2,444 | $210,000 | thousands by filing date | |
| DODGE & COX BALANCED I | 256201104 | EQUITY FUNDS | 1,756 | $201,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 1,305 | $200,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 993 | $194,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 400 | $186,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 4,606 | $180,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 530 | $177,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 973 | $175,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 993 | $174,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 1,536 | $173,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 1,000 | $169,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 595 | $162,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 3,354 | $162,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 111 | $150,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 378 | $148,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 3,880 | $142,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 966 | $131,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 606 | $128,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 218 | $126,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 767 | $126,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 350 | $125,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 2,129 | $123,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 1,871 | $120,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 630 | $115,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 1,474 | $111,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 2,812 | $106,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 3,889 | $106,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 1,052 | $105,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 900 | $103,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 2,045 | $103,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 1,700 | $102,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 2,009 | $101,000 | thousands by filing date | |
| ISHARES INC | 46434G764 | MSCI EMRG CHN | 1,643 | $100,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 356 | $95,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 994 | $94,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 800 | $91,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 450 | $90,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 663 | $88,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 225 | $87,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 443 | $85,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 1,467 | $82,000 | thousands by filing date | |
| ALL 5.1 PERP | 020002838 | PUBLIC | 3,000 | $82,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 1,316 | $81,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 2,673 | $81,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 734 | $80,000 | thousands by filing date | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 1,348 | $80,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 1,000 | $80,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 373 | $79,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 520 | $77,000 | thousands by filing date | |
| ESSENTIAL UTILS INC COM | 29670G102 | Stock | 1,600 | $74,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 500 | $74,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 582 | $73,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 250 | $73,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 1,379 | $72,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 356 | $70,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 466 | $68,000 | thousands by filing date | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 1,163 | $68,000 | thousands by filing date | |
| TRANE TECHNOLOGIES PLC SHS | G8994E103 | Stock | 390 | $67,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 808 | $66,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 3,044 | $66,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 1,450 | $65,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 326 | $64,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 232 | $63,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 1,471 | $63,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 1,094 | $63,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 3,045 | $62,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 1,323 | $61,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 400 | $60,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 632 | $60,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 460 | $59,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 151 | $57,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 1,627 | $57,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 420 | $56,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 1,000 | $56,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 136 | $55,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 728 | $54,000 | thousands by filing date | |
| AT&T Inc 5 Dep Rep Pfd Ser A | 00206R508 | PRD | 2,000 | $54,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 265 | $53,000 | thousands by filing date | |
| BAC 5 PERP | 06055H202 | PUBLIC | 2,000 | $53,000 | thousands by filing date | |
| General Electric Company | 369604301 | COM | 499 | $51,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 834 | $49,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 17 | $45,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 192 | $45,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 354 | $45,000 | thousands by filing date | |
| THOMPSON REUTERS CORP | 884903709 | COM NEW | 408 | $45,000 | thousands by filing date | |
| AMERICAN MUTUAL FUND | 027681105 | MFD | 899 | $45,000 | thousands by filing date | |
| BIOTRICITY INC COM NEW | 09074H104 | Stock | 15,000 | $44,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 200 | $42,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 1,000 | $42,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 600 | $41,000 | thousands by filing date | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 800 | $41,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 1,213 | $40,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 305 | $40,000 | thousands by filing date | |
| Mercedes Benz Group Ag Reg Shs | d1668r123 | USD | 450 | $40,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 200 | $39,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 400 | $39,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 262 | $38,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 633 | $38,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 213 | $37,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 793 | $37,000 | thousands by filing date | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 10,000 | $36,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 200 | $34,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 850 | $33,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 194 | $33,000 | thousands by filing date | |
| Vanguard GNMA Fund Investor Sh | 922031307 | ETF | 3,134 | $33,000 | thousands by filing date | |
| MARVELL TECHNOLOGY INC | 573874104 | COM | 525 | $32,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 400 | $32,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 131 | $32,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 410 | $32,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 439 | $31,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 50 | $31,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 1,875 | $31,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 600 | $31,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 140 | $31,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 600 | $31,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 100 | $30,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 109 | $30,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 750 | $29,000 | thousands by filing date | |
| First Trust Select Disp | 30315P317 | Com | 2,595 | $29,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 100 | $28,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 370 | $27,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 223 | $27,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 412 | $27,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 1,600 | $27,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 200 | $27,000 | thousands by filing date | |
| iShares Gold Trust | 464285204 | COM | 775 | $26,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 1,167 | $26,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 879 | $26,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 1,500 | $26,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 500 | $25,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 502 | $25,000 | thousands by filing date | |
| OTIS WORLDWIDE CORP COM | 68902V107 | Stock | 300 | $25,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 185 | $24,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 185 | $24,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 657 | $24,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 729 | $23,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 30 | $22,000 | thousands by filing date | |
| First Trust Val Line Target Safety 30 | 30318G231 | Com | 2,323 | $22,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 755 | $20,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 300 | $19,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 176 | $18,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 886 | $18,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 300 | $18,000 | thousands by filing date | |
| PUTNAM CONV INCM GRWTH CL Y | 746476407 | MUTUAL FUNDS | 531 | $18,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 100 | $17,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 186 | $17,000 | thousands by filing date | |
| ABRDN PRECIOUS METALS BASKET | 003263100 | PHYSCL PRECS MET | 200 | $17,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 153 | $16,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 386 | $16,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 200 | $16,000 | thousands by filing date | |
| First Trust 60/40 Strategic Allocation | 30317D734 | Com | 1,589 | $16,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 25 | $15,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 450 | $15,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 120 | $15,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 1,000 | $15,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 429 | $15,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 108 | $14,000 | thousands by filing date | |
| First Trust Diverified Fixed Income ETF | 30315L712 | Com | 1,416 | $14,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 366 | $13,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 95 | $13,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 1,059 | $13,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 69 | $12,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 74 | $12,000 | thousands by filing date | |
| TENCENT HLDGS LTD FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 88032Q109 | Equity | 207 | $12,000 | thousands by filing date | |
| First Trust Tactical Alpha Port 29 | 30319Q550 | Com | 1,194 | $12,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 58 | $11,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 1,702 | $11,000 | thousands by filing date | |
| First Ottawa Bancshares Inc | 335876108 | Com | 130 | $11,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 86 | $10,000 | thousands by filing date | |
| INGERSOLL RAND INC COM | 45687V106 | Stock | 192 | $10,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 96 | $10,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 368 | $10,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 153 | $10,000 | thousands by filing date | |
| ARCTURUS THERAPEUTICS HLDGS | 03969T109 | COM | 200 | $10,000 | thousands by filing date | |
| DRAFTKINGS INC | 26142R104 | COM CL A | 200 | $10,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 347 | $10,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 187 | $9,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 85 | $9,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 250 | $9,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 1,200 | $8,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 200 | $8,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 300 | $8,000 | thousands by filing date | |
| HONG KONG | 43858F109 | USD | 129 | $8,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 430 | $7,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 46 | $7,000 | thousands by filing date | |
| ORGANON & CO COMMON STOCK | 68622V106 | Stock | 200 | $7,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 468 | $7,000 | thousands by filing date | |
| TC ENERGY CORP | 87807B107 | COM | 155 | $7,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 120 | $7,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 124 | $7,000 | thousands by filing date | |
| Fidelity Blue Chip Growth Fund | 316389303 | ETF | 40 | $7,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 117 | $6,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 73 | $6,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 49 | $6,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 20 | $6,000 | thousands by filing date | |
| VICI PPTYS INC COM | 925652109 | REIT | 198 | $6,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 138 | $6,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 155 | $6,000 | thousands by filing date | |
| First Trust Income | 30315N676 | Com | 521 | $6,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 58 | $5,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 28 | $5,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 6 | $5,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 34 | $5,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 141 | $5,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 136 | $5,000 | thousands by filing date | |
| NESTLE SA ADR | 641069406 | COM | 43 | $5,000 | thousands by filing date | |
| FIRST QUANTUM MINERL F | 335934105 | USD | 250 | $5,000 | thousands by filing date | |
| Industria De Diseno Textil SA | 455793109 | ADR | 255 | $5,000 | thousands by filing date | |
| First Trust High Income Model | 30316Q595 | Com | 530 | $5,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 52 | $4,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 153 | $4,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 57 | $4,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 139 | $4,000 | thousands by filing date | |
| VIATRIS INC COM | 92556V106 | Stock | 270 | $4,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 182 | $4,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 58 | $4,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 77 | $4,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 60 | $4,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 18 | $4,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 56 | $4,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 41 | $4,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 200 | $4,000 | thousands by filing date | |
| ENEL SOCIETA PER AZIONI UNSPON | 29265w207 | COM | 507 | $4,000 | thousands by filing date | |
| AIA GROUP LTD SPONSORED ADR | 001317205 | ADUS | 82 | $4,000 | thousands by filing date | |
| Carlsberg As | 142795202 | Equity | 126 | $4,000 | thousands by filing date | |
| KERING S A UNSPONSORED ADR | 492089107 | USD | 50 | $4,000 | thousands by filing date | |
| ASAHI KASEI CORP UNSPON ADR | 043400100 | COM | 164 | $4,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 50 | $3,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 4 | $3,000 | thousands by filing date | |
| GEN DIGITAL INC COM | 668771108 | Stock | 121 | $3,000 | thousands by filing date | |
| ALCON AG ORD SHS | H01301128 | Stock | 42 | $3,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 63 | $3,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 98 | $3,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 26 | $3,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 35 | $3,000 | thousands by filing date | |
| VISTRA CORP COM | 92840M102 | Stock | 177 | $3,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 100 | $3,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 80 | $3,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 55 | $3,000 | thousands by filing date | |
| HITACHI LTD | 433578507 | COM | 24 | $3,000 | thousands by filing date | |
| COMPAGNIE FIN RICHEMONTAG SWI | 204319107 | ADUS | 333 | $3,000 | thousands by filing date | |
| TOKYO ELECTRON LTD ADR | 889110102 | COM | 31 | $3,000 | thousands by filing date | |
| DANONE SPONSORED ADR | 23636T100 | COM | 220 | $3,000 | thousands by filing date | |
| INTESA SANPAOLO S P A SPONSORE | 46115H107 | ADUS | 186 | $3,000 | thousands by filing date | |
| Koninklijke KPN NV | 780641205 | ADR | 931 | $3,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 35 | $2,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 158 | $2,000 | thousands by filing date | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 10 | $2,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 35 | $2,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 26 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 18 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 20 | $2,000 | thousands by filing date | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 231 | $2,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 37 | $2,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 49 | $2,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 36 | $2,000 | thousands by filing date | |
| IBERDROLA SA SPON ADR | 450737101 | ADUS | 46 | $2,000 | thousands by filing date | |
| DBS GROUP HLDGS LTD SPONSORED | 23304Y100 | COM | 27 | $2,000 | thousands by filing date | |
| ZURICH INS GROUP LTD SPONSORED | 989825104 | COM | 58 | $2,000 | thousands by filing date | |
| CHINA MERCHANTS BANK UNS ADR | 16950T102 | COM | 62 | $2,000 | thousands by filing date | |
| LONGFOR GROUP HOLDINGS ADR | 54303R101 | COM | 44 | $2,000 | thousands by filing date | |
| ENN ENERGY HOLDINGS UNSP ADR | 26876F102 | COM | 23 | $2,000 | thousands by filing date | |
| SAMPO OYJ-A SHS-UNSP ADR | 79588J102 | COM | 66 | $2,000 | thousands by filing date | |
| SANDS CHINA LTD UNSPONS ADR | 80007R105 | COM | 86 | $2,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 42 | $1,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 20 | $1,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 22 | $1,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 5 | $1,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 11 | $1,000 | thousands by filing date | |
| BRIGHTSPIRE CAPITAL INC COM CL A | 10949T109 | REIT | 140 | $1,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 29 | $1,000 | thousands by filing date | |
| ROCHE HLDG LTD SPONS ADR (ISIN #US7711951043 SEDOL #B014J8) | 771195104 | ADR | 20 | $1,000 | thousands by filing date | |
| MGT CAP INVTS INC COM NEW | 55302P202 | Equities | 37,974 | $1,000 | thousands by filing date | |
| PING AN INSURANCE GROUP ADR RE | 72341E304 | ADR | 82 | $1,000 | thousands by filing date | |
| DNB BANK ASA SPONSORED | 23341C103 | USD | 40 | $1,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 42 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUANTUM FUEL SYS INC XXX | 74765E307 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEADRILL LTD | G7998G106 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Groen Bros Aviation Inc | 398743104 | Com | 20,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| H-Entertainment Inc. | 40417A100 | Com | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000903783-21-000006 | this filing | 2021-12-06 | acceptance time not in the bulk data set |