13F-HR filed by Empery Asset Management, LP
Empery Asset Management, LP filed this 13F-HR for the quarter ended 2021-12-31, filed 2022-02-11, with 70 holding rows worth $47,915,000.
- Accession
- 0000902664-22-001467
- Filer
- CIK 1469336
- Filed
- 2022-02-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2021
A holdings report, 70 entries on the cover page, a total value of $47,915,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $47,915,000 with VALUE read as thousands by filing date, 13F file number 028-21771. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| POLISHED COM INC | 28252C117 | *W EXP 06/02/202 | 8,449,255 | $8,872,000 | thousands by filing date | |
| Surrozen, Inc. | 86889P109 | COM | 580,700 | $3,740,000 | thousands by filing date | |
| ISPECIMEN INC COM NEW | 45032V108 | Stock | 466,333 | $3,642,000 | thousands by filing date | |
| NISUN INTL ENT DVPMT GP CO L | G6593L106 | COM | 990,155 | $3,178,000 | thousands by filing date | |
| OPY ACQUISITION CORP I | 671005106 | COM | 300,000 | $2,961,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 4,262,409 | $2,430,000 | thousands by filing date | |
| MOUNT RAINIER ACQUISITION CO | 623006202 | UNIT 11/27/2026 | 200,000 | $2,034,000 | thousands by filing date | |
| CACTUS ACQUISITION CORP 1 LT | G1745A116 | UNIT 08/17/2028 | 200,000 | $2,020,000 | thousands by filing date | |
| FAT BRANDS INC | 30258N121 | *W EXP 07/16/202 | 300,000 | $2,013,000 | thousands by filing date | |
| STARLING ONCOLOGY INC | 68236X100 | COMMON STOCK | 200,000 | $1,950,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K200 | COM NEW | 5,074,251 | $1,598,000 | thousands by filing date | |
| ALSET EHOME INTERNATIONAL IN | 02116A104 | COM | 2,594,480 | $1,448,000 | thousands by filing date | |
| STRAN & CO INC | 86260J102 | COMMON STOCK | 201,208 | $1,217,000 | thousands by filing date | |
| CONTEXT THERAPEUTICS INC | 21077P108 | COM | 358,617 | $954,000 | thousands by filing date | |
| LIGHTNING EMOTORS INC 11.5000EXP05/18/2025 | 53228T119 | WARR | 695,652 | $842,000 | thousands by filing date | |
| HAGERTY INC | 405166117 | *W EXP 12/02/202 | 187,500 | $823,000 | thousands by filing date | |
| HARBOR CUSTOM DEVELOPMENT IN | 41150T124 | *W EXP 10/07/202 | 3,000,000 | $765,000 | thousands by filing date | |
| SADOT GROUP INC | 627333107 | COM | 928,889 | $669,000 | thousands by filing date | |
| LONGEVERON INC CL A NEW | 54303L104 | Stock | 54,352 | $656,000 | thousands by filing date | |
| The Very Good Food Company Inc COM | 88340B109 | Common Stock | 687,745 | $507,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 80,000 | $408,000 | thousands by filing date | |
| PEPPERLIME HEALTH ACQUSTN CO | G70021111 | *W EXP 10/01/202 | 742,500 | $349,000 | thousands by filing date | |
| NUTRIBAND INC | 67092M125 | *W EXP 99/99/999 | 80,000 | $288,000 | thousands by filing date | |
| BIOFRONTERA INC | 09077D118 | *W EXP 10/27/202 | 75,000 | $270,000 | thousands by filing date | |
| ENOVIX CORPORATION | 293594115 | *W EXP 11/30/202 | 17,045 | $268,000 | thousands by filing date | |
| SCYNEXIS INC | 811292200 | COM NEW | 43,294 | $264,000 | thousands by filing date | |
| ARBE ROBOTICS LTD | M1R95N118 | *W EXP 99/99/999 | 200,000 | $238,000 | thousands by filing date | |
| LMP Automotive Holdings | 53952P101 | COM | 33,671 | $235,000 | thousands by filing date | |
| LEXARIA BIOSCIENCE CORP | 52886N117 | *W EXP 01/14/202 | 133,333 | $204,000 | thousands by filing date | |
| SILVERBOX ENGAGED MERGER CO | 82836L119 | *W EXP 06/02/202 | 133,333 | $187,000 | thousands by filing date | |
| WORKSPORT LTD | 98139Q118 | *W EXP 08/06/202 | 200,000 | $185,000 | thousands by filing date | |
| GIGINTERNATIONAL1 INC | 37518W114 | *W EXP 04/19/202 | 299,999 | $183,000 | thousands by filing date | |
| CYCLO THERAPEUTICS INC | 23254X110 | *W EXP 12/11/202 | 65,000 | $163,000 | thousands by filing date | |
| KINGSWOOD ACQUISI 27 WTS WARRANTS EXP 05/01/27 | 496861113 | COM | 319,125 | $139,000 | thousands by filing date | |
| PETRA ACQUISITION INC | 716421110 | *W EXP 05/25/202 | 250,000 | $135,000 | thousands by filing date | |
| CC NEUBERGER PRINCIPAL HOLDN | G1992N126 | *W EXP 02/05/202 | 116,776 | $127,000 | thousands by filing date | |
| PETVIVO HLDGS INC | 716817119 | *W EXP 08/13/202 | 200,000 | $124,000 | thousands by filing date | |
| ENVIRONMENTAL IMPACT ACQU CO | 29408N114 | *W EXP 09/30/202 | 100,000 | $120,000 | thousands by filing date | |
| GOLD ROYALTY CORP | 38071H114 | W EXP 99/99/999 | 112,000 | $115,000 | thousands by filing date | |
| TG VENTURE ACQUISITION CORP | 87251T117 | *W EXP 08/15/202 | 250,000 | $106,000 | thousands by filing date | |
| BONE BIOLOGICS CORP | 098070113 | *W EXP 10/13/202 | 142,857 | $100,000 | thousands by filing date | |
| AMPLITECH GROUP INC | 03211Q119 | *W EXP 02/26/202 | 75,000 | $95,000 | thousands by filing date | |
| NEXGEL INC | 65344E115 | *W EXP 12/27/202 | 90,000 | $87,000 | thousands by filing date | |
| SURGEPAYS INC | 86882L113 | *W EXP 10/22/202 | 300,000 | $85,000 | thousands by filing date | |
| PURECYCLE TECHNOLOGIES INC | 74623V111 | *W EXP 03/17/202 | 22,373 | $81,000 | thousands by filing date | |
| DERMATA THERAPEUTICS INC | 249845116 | *W EXP 99/99/999 | 175,000 | $75,000 | thousands by filing date | |
| OPY ACQUISITION CORP I | 671005114 | *W EXP 09/22/202 | 150,000 | $75,000 | thousands by filing date | |
| AUDDIA INC | 05072K115 | *W EXP 02/19/202 | 150,000 | $71,000 | thousands by filing date | |
| Cingulate Inc W Exp 12/10/202 | 17248W113 | Warrant | 500,000 | $69,000 | thousands by filing date | |
| NORTHERN GENESIS ACQU CORP I | 66516W115 | *W EXP 12/31/202 | 74,998 | $69,000 | thousands by filing date | |
| Kubient Inc | 50116V115 | KUBIENT INC-CW25 | 80,000 | $69,000 | thousands by filing date | |
| HEARTBEAM INC | 42238H116 | *W EXP 10/31/202 | 90,000 | $65,000 | thousands by filing date | |
| GOLDEN ARROW MERGER CORP | 380799114 | *W EXP 07/31/202 | 126,665 | $64,000 | thousands by filing date | |
| TURMERIC ACQUISITION CORP | G9127T124 | WTS | 99,999 | $62,000 | thousands by filing date | |
| ROTH CH ACQUISITION III CO | 77867Q110 | *W EXP 02/26/202 | 43,750 | $47,000 | thousands by filing date | |
| ORION BIOTECH OPPORTUNTES CO | G6780C117 | *W EXP 04/15/202 | 40,000 | $46,000 | thousands by filing date | |
| LUMIRADX LTD | g5709l117 | WT | 25,000 | $43,000 | thousands by filing date | |
| HARBOR CUSTOM DEVELOPMENT IN | 41150T116 | *W EXP 05/09/202 | 120,000 | $36,000 | thousands by filing date | |
| G Squared Ascend I Inc | G4204R117 | Warrant | 42,773 | $35,000 | thousands by filing date | |
| PIVOTAL HOLDINGS CORP | G7315C119 | *W EXP 01/19/202 | 50,000 | $32,000 | thousands by filing date | |
| ROSECLIFF ACQUISITION CORP I | 77732R111 | *W EXP 02/11/202 | 34,998 | $27,000 | thousands by filing date | |
| CLASS ACCELERATION CORP | 18274B114 | WTS | 50,000 | $25,000 | thousands by filing date | |
| IMMURON LTD | Q4867H223 | *W EXP 06/08/202 | 47,634 | $22,000 | thousands by filing date | |
| BIOCARDIA INC | 09060U119 | *W EXP 08/06/202 | 18,459 | $20,000 | thousands by filing date | |
| SEQLL INC | 81734C114 | *W EXP 08/31/202 | 235,000 | $19,000 | thousands by filing date | |
| BOA ACQUISITION CORP | 05601A117 | WTS | 33,332 | $18,000 | thousands by filing date | |
| MDH ACQUISITION CORP | 55283P114 | WTS | 37,500 | $17,000 | thousands by filing date | |
| NEUROSENSE THERAPEUTICS LTD | M74240116 | *W EXP 11/10/202 | 160,000 | $15,000 | thousands by filing date | |
| VELODYNE LIDAR INC | 92259F119 | *W EXP 09/29/202 | 20,000 | $15,000 | thousands by filing date | |
| GUARDFORCE AI CO LTD | G4236L120 | *W EXP 10/01/202 | 315,000 | $4,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000902664-22-001467 | this filing | 2022-02-11 | acceptance time not in the bulk data set |