13F-HR/A filed by Kepos Capital LP
Kepos Capital LP filed this 13F-HR/A for the quarter ended 2018-09-30, filed 2018-11-20, with 338 holding rows worth $1,951,467,000.
- Accession
- 0000902664-18-004179
- Filer
- CIK 1512020
- Filed
- 2018-11-20
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, amendment of type restatement, 338 entries on the cover page, a total value of $1,951,467,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,951,467,000 with VALUE read as thousands by filing date, 13F file number 028-15225. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerKepos Partners LLC028-15234
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AETNA INC NEW | 00817Y108 | COM | 587,084 | $119,090,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 1,045,200 | $108,001,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 425,000 | $77,040,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 992,769 | $75,192,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 1,100,000 | $74,932,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 1,500,000 | $69,495,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 634,000 | $60,236,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 979,670 | $52,834,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 2,317,200 | $49,959,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 656,562 | $49,459,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 195,530 | $42,160,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 516,800 | $41,695,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 191,725 | $39,927,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 430,323 | $36,276,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 597,400 | $31,453,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 272,700 | $31,341,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 245,100 | $21,186,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 1,000,000 | $20,930,000 | thousands by filing date | |
| U S WELL SERVICES INC | 91274U101 | CLASS A | 1,610,770 | $16,124,000 | thousands by filing date | |
| VERRA MOBILITY CORP CL A COM STK | 92511U102 | Stock | 1,516,085 | $16,101,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 250,000 | $16,078,000 | thousands by filing date | |
| CHURCHILL CAP CORP | 17142R202 | UNIT 99/99/9999 | 1,500,000 | $15,195,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 100,000 | $13,981,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 758,000 | $13,750,000 | thousands by filing date | |
| GORES HOLDINGS III INC | 38286G208 | UNIT 09/07/2024 | 1,300,000 | $13,273,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 166,384 | $11,677,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 96,070 | $11,261,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 1,053,234 | $10,796,000 | thousands by filing date | |
| ALTUS MIDSTREAM CO | 02215L100 | CL A | 1,026,100 | $10,425,000 | thousands by filing date | |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 300,000 | $10,377,000 | thousands by filing date | |
| FEDERAL STR ACQUISITION CORP | 31421V107 | CL A | 1,020,000 | $10,312,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 17,540 | $7,889,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 285,506 | $7,840,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 219,298 | $7,404,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 52,398 | $7,290,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 50,231 | $7,272,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 55,239 | $7,189,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 93,822 | $7,185,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 130,496 | $7,051,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 54,512 | $6,971,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 139,605 | $6,968,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 269,145 | $6,936,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 21,608 | $6,925,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 73,108 | $6,915,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 155,502 | $6,789,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 38,976 | $6,786,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 232,558 | $6,770,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 121,291 | $6,729,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 48,609 | $6,716,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 18,967 | $6,701,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 54,339 | $6,681,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 84,077 | $6,672,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 108,939 | $6,641,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 131,819 | $6,627,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 58,968 | $6,565,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 73,579 | $6,553,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 24,268 | $6,551,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 49,805 | $6,548,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 308,789 | $6,546,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 66,530 | $6,545,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 36,809 | $6,540,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 184,554 | $6,535,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 40,496 | $6,505,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 74,970 | $6,502,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 63,285 | $6,487,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 28,790 | $6,485,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 234,661 | $6,472,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 277,493 | $6,460,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 31,117 | $6,450,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 57,073 | $6,433,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 76,264 | $6,393,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 141,304 | $6,386,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 100,247 | $6,361,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 23,173 | $6,361,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 37,616 | $6,324,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 43,671 | $6,303,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 89,695 | $6,270,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 141,059 | $6,221,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 65,100 | $6,004,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 59,952 | $5,941,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 152,364 | $5,866,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 18,669 | $5,803,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 135,473 | $5,748,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 80,422 | $5,748,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 74,391 | $5,744,000 | thousands by filing date | |
| PURE ACQUISITION CORP | 74621Q114 | *W EXP 04/17/202 | 4,248,656 | $5,736,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 50,294 | $5,592,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 102,500 | $5,591,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 49,627 | $5,559,000 | thousands by filing date | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 100,000 | $5,557,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 63,425 | $5,410,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 193,874 | $5,361,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 68,284 | $5,155,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 30,000 | $5,106,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 75,441 | $5,024,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 47,823 | $4,845,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 167,631 | $4,836,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 111,772 | $4,815,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 24,513 | $4,725,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 36,320 | $4,633,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 17,808 | $4,446,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 12,037 | $4,418,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 37,247 | $4,243,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 89,265 | $4,202,000 | thousands by filing date | |
| PINNACLE ENTMT INC NEW | 72348Y105 | COM | 124,311 | $4,188,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 92,112 | $4,166,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 157,056 | $3,956,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 77,534 | $3,953,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 146,400 | $3,950,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 26,707 | $3,873,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 81,765 | $3,872,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 13,058 | $3,849,000 | thousands by filing date | |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 165,000 | $3,823,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 55,422 | $3,800,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 8,296 | $3,771,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 45,918 | $3,744,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 18,020 | $3,594,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 76,778 | $3,588,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 77,060 | $3,545,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 89,304 | $3,514,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | G4182A128 | *W EXP 10/25/202 | 2,793,751 | $3,492,000 | thousands by filing date | |
| WILLSCOT CORP | 971375126 | COM | 200,000 | $3,430,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 104,908 | $3,385,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 40,128 | $3,359,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 100,000 | $3,358,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 74,004 | $3,261,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 150,000 | $3,206,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 48,219 | $3,174,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 11,484 | $3,151,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 26,208 | $3,108,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 272,695 | $3,079,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 54,527 | $3,075,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 33,634 | $2,874,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 18,018 | $2,865,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 32,394 | $2,782,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 113,302 | $2,772,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 194,040 | $2,707,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 28,633 | $2,698,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 65,640 | $2,679,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 45,800 | $2,669,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 33,293 | $2,634,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 42,749 | $2,629,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 188,850 | $2,606,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 14,144 | $2,605,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 35,756 | $2,574,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 2,000,000 | $2,560,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 124,041 | $2,496,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 68,886 | $2,455,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 135,886 | $2,421,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 132,372 | $2,395,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 83,899 | $2,388,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 10,706 | $2,338,000 | thousands by filing date | |
| U S WELL SVCS INC | 91274U119 | *W EXP 03/15/202 | 3,057,470 | $2,293,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 8,487 | $2,256,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 361,154 | $2,225,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 89,640 | $2,177,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 35,575 | $2,145,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 99,674 | $2,105,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 34,743 | $2,068,000 | thousands by filing date | |
| NRC GROUP HLDGS CORP | 629375114 | *W EXP 10/17/202 | 1,374,065 | $2,061,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 30,697 | $2,055,000 | thousands by filing date | |
| TRINITY MERGER CORP | 89653L114 | *W EXP 05/11/202 | 4,054,054 | $2,027,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 56,849 | $1,990,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP | 420870115 | *W EXP 10/27/202 | 1,531,099 | $1,990,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 218,800 | $1,932,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 4,773 | $1,928,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 24,430 | $1,901,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 21,807 | $1,875,000 | thousands by filing date | |
| VERRA MOBI-CW22 | 92511U110 | EQUITY WRT | 883,033 | $1,872,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 26,551 | $1,864,000 | thousands by filing date | |
| CACTUS INC | 127203107 | CL A | 48,517 | $1,857,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 30,303 | $1,836,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 19,992 | $1,830,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP | 92243N111 | *W EXP 05/11/202 | 3,000,000 | $1,830,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 23,622 | $1,828,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 17,647 | $1,805,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 34,626 | $1,786,000 | thousands by filing date | |
| FAR PT ACQUISITION CORP | 30734W117 | *W EXP 06/01/202 | 1,077,199 | $1,777,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 43,861 | $1,764,000 | thousands by filing date | |
| FEDERAL STR ACQUISITION CORP | 31421V115 | *W EXP 07/24/202 | 1,196,041 | $1,734,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 19,419 | $1,713,000 | thousands by filing date | |
| TIBERIUS ACQUISITION CORP | 88633A115 | *W EXP 02/28/202 | 2,904,200 | $1,713,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 19,996 | $1,709,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 18,484 | $1,667,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 156,125 | $1,650,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 49,987 | $1,624,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 104,545 | $1,589,000 | thousands by filing date | |
| TPG PACE HLDGS CORP | G89827110 | *W EXP 06/27/202 | 890,000 | $1,558,000 | thousands by filing date | |
| ALTUS MIDS-CW23 | 02215L118 | EQUITY WRT | 1,111,390 | $1,545,000 | thousands by filing date | |
| LEGACY ACQUISITION CORP | 524643111 | *W EXP 11/30/202 | 3,450,390 | $1,535,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 32,294 | $1,518,000 | thousands by filing date | |
| ONCONOVA THERAPEUTIC | 68232V405 | Common Stock | 200,000 | $1,468,000 | thousands by filing date | |
| THUNDER BRIDGE ACQUISITION L | G8857R126 | *W EXP 01/01/202 | 3,250,000 | $1,463,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 3,203 | $1,449,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 48,839 | $1,421,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 25,817 | $1,405,000 | thousands by filing date | |
| VANTAGE ENERGY ACQUISITION | 92211L113 | *W EXP 04/12/202 | 1,033,310 | $1,395,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 15,860 | $1,388,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 4,787 | $1,376,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 19,441 | $1,357,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 31,927 | $1,348,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 5,424 | $1,324,000 | thousands by filing date | |
| LEISURE ACQUISITION CORP | 52539T115 | *W EXP 12/05/201 | 1,214,100 | $1,299,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 100,000 | $1,298,000 | thousands by filing date | |
| MEGALITH FINL ACQUISITION CO | 58518F117 | *W EXP 08/26/202 | 2,125,000 | $1,275,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 17,406 | $1,257,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 8,879 | $1,254,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 25,914 | $1,247,000 | thousands by filing date | |
| SABAN CAP ACQUISITION CORP | 78516C114 | *W EXP 09/21/202 | 1,105,499 | $1,216,000 | thousands by filing date | |
| GORDON POINTE ACQUISITION CO | 382788115 | *W EXP 07/30/202 | 1,821,900 | $1,184,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 200,000 | $1,172,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 18,835 | $1,158,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 27,252 | $1,149,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 14,355 | $1,148,000 | thousands by filing date | |
| MOSAIC ACQUISITION CORP | G62848125 | *W EXP 10/23/202 | 865,500 | $1,133,000 | thousands by filing date | |
| MUDRICK CAP ACQUISITION CORP | 624745113 | *W EXP 02/12/202 | 1,600,000 | $1,120,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 12,282 | $1,116,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 8,816 | $1,110,000 | thousands by filing date | |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R129 | *W EXP 99/99/999 | 1,015,100 | $1,086,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 32,172 | $1,059,000 | thousands by filing date | |
| ONE MADISON CORP | G6772P126 | *W EXP 99/99/999 | 899,250 | $1,044,000 | thousands by filing date | |
| LF CAP ACQUISITION CORP | 50200K116 | *W EXP 06/22/202 | 1,825,900 | $1,004,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 71,160 | $996,000 | thousands by filing date | |
| CM SEVEN STAR ACQUISITION CO | G2345N136 | RIGHT 08/21/2022 | 1,787,386 | $983,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 83,630 | $978,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 25,242 | $974,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 22,348 | $971,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 68,368 | $959,000 | thousands by filing date | |
| PURE ACQUISITION CORP | 74621Q205 | UNIT 04/13/2023 | 90,000 | $934,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 13,112 | $923,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP | 36255F110 | *W EXP 06/12/202 | 533,333 | $907,000 | thousands by filing date | |
| MODERN MEDIA ACQUISITION | 60765P111 | *W EXP 05/17/202 | 1,500,900 | $901,000 | thousands by filing date | |
| INDUSTREA ACQUISITION CORP | 45579J112 | *W EXP 08/01/202 | 900,000 | $900,000 | thousands by filing date | |
| Brooge Holdings ltd | G9145A115 | *W EXP 12/20/202 | 2,492,499 | $897,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 17,185 | $881,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 19,180 | $876,000 | thousands by filing date | |
| KBL MERGER CORP IV RT | 48242A120 | Common Stock | 1,904,500 | $876,000 | thousands by filing date | |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 18,549 | $873,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 10,332 | $852,000 | thousands by filing date | |
| TKK SYMPHONY ACQUISITION COR | G88950137 | RIGHT 02/20/2020 | 1,840,000 | $837,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 34,381 | $823,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 42,207 | $823,000 | thousands by filing date | |
| WRLSW US 08 Aug 22 C11.5 | 70957E113 | W EXP 07/27/202 | 1,575,000 | $819,000 | thousands by filing date | |
| UNION ACQUISITION CORP | G9366W135 | RIGHT 12/02/2019 | 2,021,250 | $809,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 28,070 | $808,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 12,916 | $791,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 16,256 | $783,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 6,495 | $783,000 | thousands by filing date | |
| BLACK RIDGE ACQUISITION CORP | 09216T115 | *W EXP 07/10/202 | 1,726,700 | $777,000 | thousands by filing date | |
| FORUM MERGER II CORP | 34986F111 | W EXP 09/30/202 | 1,325,000 | $768,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 42,703 | $757,000 | thousands by filing date | |
| WTS/ALLEGRO MERGER CORP EXP01/06/25 | 01749N111 | WARR | 2,160,000 | $756,000 | thousands by filing date | |
| REGALWOOD GLOBAL ENERGY LTD | G74760128 | *W EXP 12/05/202 | 515,923 | $753,000 | thousands by filing date | |
| BLACK RIDGE ACQUISITION CORP | 09216T123 | RIGHT 07/10/2019 | 2,026,917 | $750,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 46,000 | $749,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 13,183 | $748,000 | thousands by filing date | |
| GORES HLDGS II INC | 382867208 | UNIT 99/99/9999 | 67,784 | $739,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 8,975 | $737,000 | thousands by filing date | |
| TWELVE SEAS INVESTMENT COMPA | G9145A131 | RIGHT 12/22/2019 | 1,755,499 | $737,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 13,251 | $722,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 47,855 | $718,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 4,779 | $711,000 | thousands by filing date | |
| MODERN MEDIA ACQUISITION | 60765P129 | RIGHT 99/99/9999 | 1,511,000 | $710,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 4,816 | $700,000 | thousands by filing date | |
| TKK SYMPHONY ACQUISITION COR | G88950129 | *W EXP 02/20/202 | 2,903,200 | $697,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 9,944 | $689,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 25,338 | $685,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 9,289 | $679,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 36,442 | $672,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 107,000 | $664,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 9,662 | $664,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 14,400 | $663,000 | thousands by filing date | |
| PENSARE ACQUISITION CORP | 70957E121 | RIGHT 99/99/9999 | 1,475,000 | $663,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 47,462 | $626,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 14,308 | $622,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 18,655 | $621,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 8,407 | $606,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 19,515 | $595,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 7,759 | $592,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 16,250 | $591,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 14,071 | $576,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 2,501 | $554,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 38,590 | $546,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 15,918 | $539,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 39,384 | $524,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 5,067 | $523,000 | thousands by filing date | |
| FEDERAL STR ACQUISITION CORP | 31421V206 | UNIT 99/99/9999 | 47,317 | $516,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 9,318 | $511,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | G4182A110 | UNIT 99/99/9999 | 46,860 | $507,000 | thousands by filing date | |
| GIGCAPITAL INC | 37518N114 | RIGHT 03/06/2020 | 950,650 | $504,000 | thousands by filing date | |
| VANTAGE ENERGY ACQUISITION | 92211L204 | UNIT 04/12/2024 | 47,410 | $503,000 | thousands by filing date | |
| PENSARE ACQUISITION CORP | 70957E204 | UNIT 07/27/2022 | 46,545 | $498,000 | thousands by filing date | |
| MODERN MEDIA ACQUISITION | 60765P202 | UNIT 99/99/9999 | 45,669 | $496,000 | thousands by filing date | |
| TPG PACE HLDGS CORP | G89827102 | UNIT 99/99/9999 | 46,456 | $491,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 29,275 | $477,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 17,610 | $476,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 1,215 | $452,000 | thousands by filing date | |
| UNION ACQUISITION CORP | G9366W127 | *W EXP 07/01/202 | 1,287,500 | $451,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 4,618 | $442,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 36,000 | $432,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 14,801 | $427,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 11,974 | $423,000 | thousands by filing date | |
| CAPITOL INVT CORP IV | G18920127 | *W EXP 01/01/202 | 281,454 | $419,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 8,647 | $418,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 1,067 | $417,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 4,641 | $404,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 9,427 | $394,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 20,200 | $386,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 20,855 | $384,000 | thousands by filing date | |
| ALLEGRO MERGER CORP-RTS | 01749N129 | RIGHT 12/31/2023 | 950,000 | $380,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 6,176 | $364,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 30,800 | $347,000 | thousands by filing date | |
| CONSTELLATION ALPHA CAP CORP | G2379F116 | *W EXP 03/23/202 | 1,573,600 | $346,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 16,321 | $329,000 | thousands by filing date | |
| CM SEVEN STAR ACQUISITION CO | G2345N110 | *W EXP 08/21/202 | 636,748 | $318,000 | thousands by filing date | |
| INDUSTREA ACQUISITION CORP | 45579J203 | UNIT 07/21/2024 | 23,317 | $260,000 | thousands by filing date | |
| KAYNE ANDERSON ACQUISITION | 48661U201 | UNIT 06/30/2022 | 24,120 | $260,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTON CORP I | 42588L204 | UNIT 06/15/2024 | 23,051 | $256,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP | 420870206 | UNIT 10/19/2022 | 24,372 | $255,000 | thousands by filing date | |
| CAPITOL INVT CORP IV | G18920119 | UNIT 99/99/9999 | 23,962 | $249,000 | thousands by filing date | |
| LEISURE ACQUISITION CORP | 52539T206 | UNIT 99/99/9999 | 24,501 | $249,000 | thousands by filing date | |
| REGALWOOD GLOBAL ENERGY LTD | G74760110 | UNIT 99/99/9999 | 24,058 | $248,000 | thousands by filing date | |
| LEGACY ACQUISITION CORP | 524643202 | UNIT 05/31/2024 | 24,372 | $247,000 | thousands by filing date | |
| NEBULA ACQUISITION CORP | 629076209 | UNIT 03/12/2025 | 24,010 | $245,000 | thousands by filing date | |
| SABAN CAP ACQUISITION CORP | 78516C205 | UNIT 99/99/9999 | 23,040 | $244,000 | thousands by filing date | |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R111 | UNIT 99/99/9999 | 22,770 | $232,000 | thousands by filing date | |
| LANDCADIA HLDGS INC | 51476W115 | *W EXP 06/01/202 | 184,951 | $220,000 | thousands by filing date | |
| CONSTELLATION ALPHA CAP CORP | G2379F132 | RIGHT 99/99/9999 | 550,500 | $220,000 | thousands by filing date | |
| GIGCAPITAL INC | 37518N122 | *W EXP 06/08/202 | 428,051 | $213,000 | thousands by filing date | |
| LANDCADIA HLDGS INC | 51476W107 | CL A | 18,891 | $205,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP | 92243N202 | UNIT 05/11/2023 | 20,000 | $204,000 | thousands by filing date | |
| TIBERIUS ACQUISITION CORP | 88633A206 | UNIT 02/28/2021 | 14,414 | $148,000 | thousands by filing date | |
| BLACK RIDGE ACQUISITION CORP | 09216T206 | UNIT 10/05/2022 | 10,000 | $112,000 | thousands by filing date | |
| KBL MERGER CORP IV | 48242A203 | UNIT 01/15/2024 | 10,000 | $107,000 | thousands by filing date | |
| TKK SYMPHONY ACQUISITION COR | G88950111 | UNIT 08/15/2023 | 10,000 | $101,000 | thousands by filing date | |
| SOLENO THERAPEUTIVS, INC. | 834203200 | COMM | 37,591 | $81,000 | thousands by filing date | |
| KBL MERGER CORP IV | 48242A112 | W EXP 01/15/202 | 195,980 | $43,000 | thousands by filing date | |
| DRAPER OAKWOOD TECHNOLOGY | 26146L111 | *W EXP 09/19/202 | 5,000 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001512020-18-000020 | superseded | 2018-11-13 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000902664-18-004179 | this filing | 2018-11-20 | acceptance time not in the bulk data set |