13F-HR filed by Algebris Investments (UK) LLP
Algebris Investments (UK) LLP filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-08-14, with 65 holding rows worth $187,412,000.
- Accession
- 0000902664-14-003523
- Filer
- CIK 1426665
- Filed
- 2014-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A holdings report, 65 entries on the cover page, a total value of $187,412,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $187,412,000 with VALUE read as thousands by filing date, 13F file number 028-12922. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares Silver Trust | 46428Q109 | COM | 830,600 | $16,820,000 | thousands by filing date | call |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 155,000 | $14,756,000 | thousands by filing date | put |
| JPMorgan Chase & Co | 46625H100 | COM | 232,150 | $13,376,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 225,030 | $12,503,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 76,500 | $9,795,000 | thousands by filing date | call |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 130,000 | $9,333,000 | thousands by filing date | put |
| ROYAL BK CDA COM | 780087102 | Stock | 100,000 | $7,628,000 | thousands by filing date | put |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 71,650 | $6,360,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 128,223 | $6,039,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 235,775 | $5,788,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 203,900 | $4,961,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097796 | SP ADR PREF M | 200,000 | $4,816,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 163,700 | $4,538,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 284,359 | $4,371,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 55,800 | $3,959,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 490,000 | $3,646,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 124,495 | $3,610,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 149,600 | $3,556,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 81,245 | $3,520,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 103,159 | $3,503,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 60,000 | $2,826,000 | thousands by filing date | call |
| NUVEEN PREM INCOME MUN FD 4 | 6706K4105 | COM | 260,000 | $2,522,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 54,600 | $2,498,000 | thousands by filing date | |
| HOME LN SERVICING SOLUTIONS | G6648D109 | ORD SHS | 108,500 | $2,466,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 69,300 | $2,432,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 82,700 | $2,227,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 64,100 | $2,144,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 75,000 | $2,020,000 | thousands by filing date | call |
| ARES CAPITAL CORP | 04010L103 | COM | 105,200 | $1,879,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 20,678 | $1,708,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 63,300 | $1,470,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 50,000 | $1,323,000 | thousands by filing date | call |
| APOLLO INVT CORP | 03761U106 | COM | 153,400 | $1,321,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 78,700 | $1,272,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097713 | PREFERRED STOCK | 50,000 | $1,263,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 21,943 | $1,198,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 107,500 | $1,127,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 38,800 | $1,101,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 100,000 | $1,065,000 | thousands by filing date | |
| PENNYMAC CORP | 70932AAB9 | NOTE 5.375% 5/0 | 1,000,000 | $990,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 28,000 | $825,000 | thousands by filing date | |
| XL GROUP PLC | G98290102 | SHS | 25,000 | $818,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 4,300 | $812,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 15,600 | $804,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 11,320 | $761,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 34,000 | $726,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PLC | 780097747 | ADR PREF SHS R | 25,000 | $590,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 16,500 | $436,000 | thousands by filing date | |
| METRO BANCORP INC | 59161R101 | COM | 13,500 | $312,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 17,000 | $290,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 10,500 | $284,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 7,500 | $283,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 13,000 | $280,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 15,500 | $237,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 9,000 | $221,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 19,000 | $216,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 9,000 | $213,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 20,000 | $212,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 23,600 | $206,000 | thousands by filing date | |
| SUSQUEHANNA BANCSHARES INC P | 869099101 | COM | 19,500 | $206,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 2,300 | $205,000 | thousands by filing date | |
| HUDSON VALLEY HOLDING CORP | 444172100 | COM | 11,300 | $204,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 12,500 | $196,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 16,300 | $178,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 10,100 | $167,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000902664-14-003523 | this filing | 2014-08-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000902664-14-003626 | base | 2014-08-21 | acceptance time not in the bulk data set |