13F-HR filed by Saba Capital Management, L.P.
Saba Capital Management, L.P. filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-02-14, with 201 holding rows worth $1,722,440,000.
- Accession
- 0000902664-14-001158
- Filer
- CIK 1510281
- Filed
- 2014-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 201 entries on the cover page, a total value of $1,722,440,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,722,440,000 with VALUE read as thousands by filing date, 13F file number 028-14282. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 1,082,980 | $100,587,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 3,319,776 | $74,629,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 3,000,000 | $70,770,000 | thousands by filing date | put |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 5,734,766 | $69,792,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 5,840,800 | $69,739,000 | thousands by filing date | put |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 413,281 | $43,985,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 3,111,644 | $40,638,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 3,002,357 | $39,091,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 6,648,632 | $38,296,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 9,199,345 | $36,705,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 2,572,403 | $36,322,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 2,022,202 | $35,085,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 1,293,600 | $33,996,000 | thousands by filing date | put |
| STAPLES INC | 855030102 | COM | 2,012,200 | $31,974,000 | thousands by filing date | put |
| GENERAL MTRS CO COM | 37045V100 | Stock | 771,577 | $31,534,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 3,373,205 | $30,966,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 1,708,385 | $29,230,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 501,800 | $26,866,000 | thousands by filing date | call |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 1,261,432 | $26,604,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 487,915 | $24,747,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 2,135,300 | $22,271,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 1,194,904 | $20,576,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 1,103,037 | $19,182,000 | thousands by filing date | |
| FREESCALE SEMICONDUCTOR LTD | G3727Q101 | SHS | 1,188,117 | $19,069,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 568,396 | $17,444,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 1,185,402 | $16,667,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 1,390,240 | $16,460,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 2,920,974 | $15,890,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 541,767 | $15,782,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 894,186 | $15,308,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 418,100 | $15,173,000 | thousands by filing date | call |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 977,791 | $14,960,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 844,160 | $14,520,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 500,000 | $13,735,000 | thousands by filing date | put |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 1,035,938 | $13,343,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 124,117 | $13,268,000 | thousands by filing date | |
| HILLSHIRE BRANDS CO | 432589109 | COM | 395,763 | $13,234,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 2,274,374 | $12,873,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 522,948 | $12,101,000 | thousands by filing date | |
| FOREST OIL CORP | 346091705 | COM PAR $0.01 | 3,182,087 | $11,487,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 315,714 | $11,457,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 627,133 | $11,332,000 | thousands by filing date | |
| GLOBAL HIGH INCOME FUND INC | 37933G108 | COM | 1,075,579 | $10,670,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 1,738,649 | $10,310,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 1,620,235 | $9,932,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 273,245 | $9,924,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 548,397 | $9,772,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 536,715 | $9,688,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 500,000 | $9,645,000 | thousands by filing date | call |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 1,087,096 | $9,175,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 250,000 | $8,880,000 | thousands by filing date | put |
| BARRICK GOLD CORP | 067901108 | COM | 503,643 | $8,879,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 480,866 | $8,516,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 1,190,287 | $8,487,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 469,813 | $8,457,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 1,015,186 | $8,325,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 129,707 | $8,207,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 170,842 | $8,202,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 895,814 | $8,107,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 336,565 | $7,916,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 445,890 | $7,888,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 559,774 | $7,423,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 607,591 | $7,048,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 317,297 | $6,816,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 303,356 | $6,446,000 | thousands by filing date | |
| BLACKROCK INCOME OPP TRUST I | 092475102 | COM | 663,044 | $6,432,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 63,647 | $6,187,000 | thousands by filing date | |
| DWS HIGH INCOME OPPORT FD IN | 23339M204 | COM NEW | 423,737 | $6,102,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 497,876 | $6,094,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 75,428 | $6,086,000 | thousands by filing date | |
| BROOKFIELD MTG OPP INC FD IN | 112792106 | COM | 361,618 | $5,992,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 154,190 | $5,819,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 735,414 | $5,714,000 | thousands by filing date | |
| MANAGED HIGH YIELD PLUS FD I | 561911108 | COM | 2,801,403 | $5,687,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 466,898 | $5,575,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 724,990 | $5,575,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 211,051 | $5,546,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 303,147 | $5,542,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 1,084,090 | $5,464,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 322,888 | $5,447,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 500,000 | $5,315,000 | thousands by filing date | call |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 127,314 | $5,164,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 394,414 | $5,123,000 | thousands by filing date | |
| DWS HIGH INCOME TR | 23337C208 | SHS NEW | 535,014 | $4,890,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 548,584 | $4,784,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 317,279 | $4,635,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 268,663 | $4,565,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 184,712 | $4,282,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 244,031 | $4,202,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 204,269 | $4,126,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 66,472 | $4,113,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 97,448 | $4,105,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | H27013103 | COMMON STOCK-FO | 259,855 | $4,025,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 64,900 | $3,475,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 127,026 | $3,423,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 135,093 | $3,361,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 446,970 | $3,258,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 500,881 | $3,246,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 198,977 | $3,198,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 471,288 | $3,120,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 174,427 | $3,117,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 37,616 | $3,076,000 | thousands by filing date | |
| BROOKFIELD TOTAL RETURN FD I | 11283U108 | COM | 127,671 | $3,033,000 | thousands by filing date | |
| WESTERN ASSET WORLDWIDE INCO | 957668106 | COM | 244,827 | $2,982,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 218,046 | $2,872,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 39,873 | $2,801,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 34,169 | $2,792,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 34,127 | $2,773,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 521,763 | $2,703,000 | thousands by filing date | |
| Crosstex Energy, Inc. | 22765Y104 | LTD | 74,557 | $2,696,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 67,978 | $2,669,000 | thousands by filing date | |
| WESTERN ASSET GLB PTNRS INCO | 95766G108 | COM | 243,198 | $2,634,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 244,801 | $2,602,000 | thousands by filing date | |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 143,756 | $2,519,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 46,300 | $2,365,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 49,057 | $2,341,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 24,654 | $2,289,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 111,258 | $2,284,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 77,872 | $2,240,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 112,267 | $2,193,000 | thousands by filing date | |
| NEXPOINT CR STRATEGIES FD | 65340G106 | COM | 229,031 | $2,157,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 132,843 | $2,132,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 96,358 | $2,127,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M555 | GUGG CRP BD 2016 | 95,359 | $2,126,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 90,847 | $2,055,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 196,290 | $2,036,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 348,192 | $1,995,000 | thousands by filing date | |
| YRC Worldwide Inc | 984249AB8 | Note 10.000% 3/3 | 2,000,000 | $1,925,000 | thousands by filing date | principal |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 22,438 | $1,856,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 197,633 | $1,753,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 59,300 | $1,703,000 | thousands by filing date | put |
| ROVI CORP | 779376102 | COM | 79,894 | $1,573,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 538,424 | $1,556,000 | thousands by filing date | |
| AVENUE INCOME CR STRATEGIES | 05358E106 | COM | 88,187 | $1,550,000 | thousands by filing date | |
| ARES MULTI STRATEGY CR FD IN | 04014Q108 | COM | 72,660 | $1,538,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 191,424 | $1,522,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 159,348 | $1,520,000 | thousands by filing date | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 182,977 | $1,511,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 10,859 | $1,471,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 72,510 | $1,291,000 | thousands by filing date | |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 76,227 | $1,283,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 90,059 | $1,265,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 67,268 | $1,222,000 | thousands by filing date | |
| NUVEEN MTG OPPTY TERM FD 2 | 67074R100 | COM | 53,034 | $1,218,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M563 | GUGG CRP BD 2015 | 55,625 | $1,217,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INC FD 3 | 67072W101 | COM | 151,542 | $1,190,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 10,956 | $1,146,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 67,424 | $1,141,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 72,245 | $1,103,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 82,163 | $1,074,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 107,896 | $1,050,000 | thousands by filing date | |
| BABSON CAP GLB SHT DURHGH YL | 05617T100 | COM | 45,386 | $1,049,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 291,103 | $1,036,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 28,099 | $1,005,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 111,742 | $1,002,000 | thousands by filing date | |
| CUTWATER SELECT INCOME FD | 232229104 | COM | 53,885 | $987,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 231,343 | $928,000 | thousands by filing date | |
| STRATEGIC GLOBAL INCOME FD | 862719101 | COM | 101,874 | $920,000 | thousands by filing date | |
| DYNEGY INC WARRANT | 26817R116 | WARRANT | 660,952 | $899,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 11,300 | $889,000 | thousands by filing date | put |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 38,299 | $861,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 53,863 | $849,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 56,997 | $815,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 51,727 | $805,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 44,740 | $804,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 50,946 | $794,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 79,731 | $769,000 | thousands by filing date | |
| BIOAMBER INC | 09072Q106 | COM | 98,882 | $740,000 | thousands by filing date | |
| TRANSAMERICA INCOME SHS INC | 893506105 | COM | 31,150 | $650,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 46,269 | $565,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 47,729 | $538,000 | thousands by filing date | |
| POLYPORE INTL INC | 73179V103 | COM | 13,568 | $528,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 20,874 | $515,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 13,617 | $505,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 45,111 | $450,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 27,013 | $422,000 | thousands by filing date | |
| AMERICAN INCOME FD INC | 02672T109 | COM | 54,382 | $399,000 | thousands by filing date | |
| NUVEEN GLOBAL INCOME OPPTY | 67073C104 | COM | 32,762 | $373,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 19,500 | $350,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 25,961 | $336,000 | thousands by filing date | |
| MFS INTERMARKET INCOME TRUST | 59318R103 | SH BEN INT | 38,596 | $313,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 17,202 | $312,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 5,237 | $311,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 43,280 | $300,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 34,360 | $280,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 24,900 | $265,000 | thousands by filing date | put |
| Ft Dearborn Inc Sec Inc | 347200107 | COM | 18,559 | $256,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 32,309 | $235,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 15,967 | $234,000 | thousands by filing date | |
| NUVEEN FLEXIBLE INVT INCOME | 67075B104 | COM | 13,615 | $224,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 3,998 | $220,000 | thousands by filing date | |
| APOLLO RESIDENTIAL MORTGAGE | 03763V102 | COM | 14,515 | $215,000 | thousands by filing date | |
| LMP CORPORATE LN FD INC | 50208B100 | COM | 13,510 | $165,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 11,600 | $162,000 | thousands by filing date | |
| HELIOS ADVANTAGE INCOME FD I | 42327W206 | COM NEW | 16,870 | $153,000 | thousands by filing date | |
| HELIOS MULTI SEC HI INC FD I | 42327Y202 | COM NEW | 23,612 | $142,000 | thousands by filing date | |
| DWS MULTI MKT INCOME TR | 23338L108 | SHS | 13,550 | $127,000 | thousands by filing date | |
| DWS | 23338W104 | EXCHANGE TRADED | 14,381 | $115,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 12,860 | $105,000 | thousands by filing date | |
| BIOAMBER INC | 09072Q114 | *W EXP 05/09/201 | 128,450 | $94,000 | thousands by filing date | |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E106 | COM | 13,600 | $69,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000902664-14-001158 | this filing | 2014-02-14 | acceptance time not in the bulk data set |