13F-HR filed by Algebris Investments (UK) LLP
Algebris Investments (UK) LLP filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-14, with 46 holding rows worth $116,602,000.
- Accession
- 0000902664-13-003742
- Filer
- CIK 1426665
- Filed
- 2013-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 46 entries on the cover page, a total value of $116,602,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $116,602,000 with VALUE read as thousands by filing date, 13F file number 028-12922. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Bank of America Corp | 060505104 | COM | 1,110,000 | $15,318,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 2,630,000 | $12,606,000 | thousands by filing date | call |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 430,000 | $8,559,000 | thousands by filing date | put |
| METLIFE INC COM | 59156R108 | Stock | 157,530 | $7,396,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 60,000 | $6,397,000 | thousands by filing date | put |
| Citigroup Inc. | 172967424 | COM | 127,103 | $6,166,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 100,000 | $5,169,000 | thousands by filing date | call |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 235,775 | $5,053,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097796 | SP ADR PREF M | 200,000 | $4,196,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 77,500 | $4,006,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 50,000 | $3,201,000 | thousands by filing date | put |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 113,600 | $2,828,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 137,300 | $2,826,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 96,900 | $2,492,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 59,365 | $2,004,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 96,220 | $1,737,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 61,493 | $1,657,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 94,400 | $1,632,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 20,500 | $1,599,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 139,000 | $1,350,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 30,100 | $1,244,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097713 | PREFERRED STOCK | 50,000 | $1,175,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 7,850 | $1,164,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 22,200 | $1,162,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 34,360 | $1,096,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 45,700 | $1,095,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 11,850 | $1,066,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 122,400 | $1,062,000 | thousands by filing date | |
| UBS AG | H89231338 | SHS | 51,180 | $1,046,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 32,600 | $1,040,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 119,900 | $952,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 35,201 | $887,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 59,500 | $821,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 39,724 | $802,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 14,769 | $791,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 33,900 | $769,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 31,300 | $707,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 10,400 | $650,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PLC | 780097747 | ADR PREF SHS R | 25,000 | $504,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 55,000 | $448,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 7,100 | $436,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 13,500 | $382,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 4,350 | $313,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 6,150 | $311,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 4,129 | $284,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 2,400 | $203,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000902664-13-003742 | this filing | 2013-11-14 | acceptance time not in the bulk data set |