13F-HR filed by ADVISORY RESEARCH INC
ADVISORY RESEARCH INC filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-14, with 642 holding rows worth $11,664,990,000 by the sum of the rows.
- Accession
- 0000902584-16-000048
- Filer
- CIK 902584
- Filed
- 2016-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 328 entries on the cover page, a total value of $6,147,589,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $11,664,990,000 with VALUE read as thousands by filing date, 13F file number 028-05637. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The cover page states a total of $6,147,589,000, 47% less than the sum of the rows, $11,664,990,000. This page uses the sum of the rows.
Other managers
- included managerGUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC028-11097
- included managerGeneral Board of Pension & Health Benefits of The United Methodist Church, INC in Missouri028-11783
- included managerAcuitas Investments, LLC028-16461
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NUCOR CORP COM | 670346105 | Stock | 1,372 | $69,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 874 | $69,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 734 | $69,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 630 | $69,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 407 | $69,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 978 | $69,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 1,370 | $69,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 816 | $69,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 2,021 | $69,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 1,964 | $69,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 391 | $69,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 428 | $69,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 1,522 | $69,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 607 | $69,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 824 | $69,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 528 | $69,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 2,269 | $69,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 1,777 | $69,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 2,062 | $69,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 2,036 | $69,000 | thousands by filing date | |
| TYCO INTERNATIONAL LTD | H89128104 | SHS | 1,633 | $69,000 | thousands by filing date | |
| HOSPIRA INC | 441060100 | COM | 1,594 | $69,000 | thousands by filing date | |
| MEADWESTVACO CORP | 583334107 | COM | 1,840 | $69,000 | thousands by filing date | |
| PEPCO HOLDINGS INC | 713291102 | COM | 3,387 | $69,000 | thousands by filing date | |
| LSI LOGIC | 54238U955 | COM | 6,211 | $69,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 414 | $68,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 731 | $68,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 834 | $68,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 156 | $68,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 1,385 | $68,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 2,869 | $68,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 2,821 | $68,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 1,672 | $68,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 344 | $68,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 1,124 | $68,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 855 | $68,000 | thousands by filing date | |
| SAFEWAY INC | 786514208 | COM NEW | 1,829 | $68,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 2,208 | $68,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 712 | $68,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 651 | $68,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 572 | $68,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 546 | $68,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 786 | $68,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 1,253 | $68,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 3,104 | $68,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 831 | $68,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 510 | $68,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 2,333 | $68,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 458 | $68,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 1,743 | $68,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 1,018 | $68,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 349 | $68,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 4,136 | $68,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 1,238 | $68,000 | thousands by filing date | |
| SIGMA ALDRICH CORP | 826552101 | COM | 732 | $68,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 936 | $68,000 | thousands by filing date | |
| Pentair Inc | H6169Q108 | PNR | 854 | $68,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 1,347 | $68,000 | thousands by filing date | |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 3,108 | $68,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 842 | $67,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 3,758 | $67,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 555 | $67,000 | thousands by filing date | |
| WALGREEN CO | 931422109 | COM | 1,019 | $67,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 1,559 | $67,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 1,620 | $67,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 619 | $67,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 1,563 | $67,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 2,575 | $67,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 2,600 | $67,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 3,894 | $67,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 1,026 | $67,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 1,847 | $67,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 788 | $67,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 836 | $67,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 1,028 | $67,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 490 | $67,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 841 | $67,000 | thousands by filing date | |
| PRECISION CASTPARTS CORP | 740189105 | COM | 267 | $67,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 3,683 | $66,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 907 | $66,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 1,908 | $66,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 1,789 | $66,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 425 | $66,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 2,970 | $66,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 488 | $66,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 2,023 | $66,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 2,068 | $66,000 | thousands by filing date | |
| MCGRAW HILL FINL INC | 580645109 | COM | 867 | $66,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 706 | $66,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 2,630 | $66,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 1,400 | $66,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 330 | $65,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 881 | $65,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 2,229 | $65,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 1,412 | $65,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 1,279 | $65,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 1,129 | $65,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NE | 611740101 | COM | 933 | $65,000 | thousands by filing date | |
| NIELSEN HOLDINGS N V | N63218106 | COM | 1,458 | $65,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 1,119 | $64,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 2,152 | $64,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 1,755 | $64,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 740 | $64,000 | thousands by filing date | |
| GOOGLE INC | 38259P706 | CL C | 57 | $64,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 3,219 | $64,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 848 | $64,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 1,793 | $64,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 4,565 | $64,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 3,915 | $64,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 3,299 | $63,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 211 | $63,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 1,580 | $63,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 1,708 | $63,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 694 | $63,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 285 | $63,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 10,007 | $63,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 1,172 | $62,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 863 | $61,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 51 | $61,000 | thousands by filing date | |
| MYLAN INC | 628530107 | COM | 1,249 | $61,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 3,000 | $61,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 835 | $58,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 5,092 | $58,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 13,695 | $57,000 | thousands by filing date | |
| WELLS FARGO & CO NEW | 949746119 | *W EXP 10/28/201 | 3,000 | $56,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 155 | $55,000 | thousands by filing date | |
| ENSERVCO CORP COM NEW | 29358Y102 | Stock | 81,900 | $48,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 1,450 | $46,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 300 | $32,000 | thousands by filing date | |
| PROSHARES ULTRA RUSS2000 VAL | 74347R479 | PSHS | 510 | $30,000 | thousands by filing date | |
| WASHINGTON FED INC | 938824117 | *W EXP 11/14/201 | 4,000 | $28,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 549 | $25,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 630 | $18,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 366 | $17,000 | thousands by filing date | |
| TCF FINANCIAL CORP-CW18 | 872275128 | WTS | 4,000 | $13,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 366 | $12,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 340 | $6,000 | thousands by filing date | |
| HARRIS & HARRIS GROUP INC | 413833104 | COM | 1,500 | $5,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 360 | $4,000 | thousands by filing date | |
| UNIVERSAL AMERN CORP NEW | 91338E101 | COM | 140 | $1,000 | thousands by filing date | |
| UNIVERSAL SAFETY PRODS INC | 913821302 | COM NEW | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RYDEX GUGGENHEIM | 78355W585 | GUG RUSS2000 EQL | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000902584-16-000048 | this filing | 2016-11-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000902584-16-000050 | base | 2016-11-14 | acceptance time not in the bulk data set |