13F-HR filed by WELLINGTON MANAGEMENT GROUP LLP
WELLINGTON MANAGEMENT GROUP LLP filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-15, with 2,139 holding rows worth $587,946,214,000.
- Accession
- 0000902219-21-000413
- Filer
- CIK 902219
- Filed
- 2021-11-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 7,563 entries on the cover page, a total value of $587,946,214,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $587,946,184,000 with VALUE read as thousands by filing date, 13F file number 028-04557. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWellington Management Company LLP 028-16899
- included managerWellington Managment Canada LLC 028-16903
- included managerWellington Management Hong Kong Ltd 028-16904
- included managerWellington Management Japan Pte Ltd 028-16900
- included managerWellington Management Singapore Pte. Ltd. 028-16901
- included managerWellington Management International Ltd 028-16902
- included managerWellington Trust Company, NA
- included managerWellington Management Australia Ltd
- included managerWellington Management Europe GmbH
- included managerNew York Life Investment Management LLC 028-06325
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NOODLES & CO | 65540B105 | COM CL A | 436,548 | $5,151,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 26,541 | $5,113,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416102 | HARTFORD MLT ETF | 169,640 | $5,106,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 1,406,200 | $5,105,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F BETABULDRS JAPAN | 46641Q217 | BETABULDRS JAPAN | 85,865 | $5,044,000 | thousands by filing date | |
| HARTFORD MULTIFACTOR EMERGING MARKETS ETF | 518416201 | ETF | 206,136 | $5,044,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 115,037 | $5,038,000 | thousands by filing date | |
| AEMETIS INC | 00770K202 | COM NEW | 274,400 | $5,016,000 | thousands by filing date | |
| HEALTH SCIENCES ACQ CORP 2 | G4411D109 | ORD SHS | 505,435 | $4,999,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 73,645 | $4,973,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 340,683 | $4,953,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 197,744 | $4,926,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985AM1 | NOTE 0.500% 8/1 | 4,478,000 | $4,919,000 | thousands by filing date | principal |
| BRISTOW GROUP INC | 11040G103 | COM | 152,796 | $4,863,000 | thousands by filing date | |
| STELLANTIS N.V SHS | N82405106 | Stock | 251,987 | $4,831,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 218,158 | $4,804,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 127,914 | $4,801,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 135,087 | $4,793,000 | thousands by filing date | |
| MOONLAKE IMMUNOTHERAPEUTICS | G4444C102 | COM | 483,887 | $4,776,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 21,217 | $4,764,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 16,067 | $4,693,000 | thousands by filing date | |
| Tuya Inc | 90114C107 | COM | 517,041 | $4,690,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 206,936 | $4,689,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 198,945 | $4,655,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 1,195,900 | $4,652,000 | thousands by filing date | |
| SPLUNK INC | 848637AF1 | NOTE 1.125% 6/1 | 4,710,000 | $4,619,000 | thousands by filing date | principal |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 260,129 | $4,612,000 | thousands by filing date | |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 403,200 | $4,592,000 | thousands by filing date | |
| NORTHEAST BK PORTLAND ME | 66405S100 | COM | 136,067 | $4,589,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 232,487 | $4,585,000 | thousands by filing date | |
| H I G ACQUISITION CORP | G44898107 | CMN | 464,253 | $4,536,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 558,196 | $4,533,000 | thousands by filing date | |
| IBEX LTD | G4690M101 | COMMON STOCK | 266,300 | $4,527,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 931,300 | $4,507,000 | thousands by filing date | |
| WESTERN MIDSTREAM PARTNERS L | 958669103 | COM UNIT LP INT | 212,929 | $4,463,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 44,550 | $4,391,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 75,383 | $4,339,000 | thousands by filing date | |
| FINSERV ACQUISITION CORP II | 31809Y202 | UNIT 02/17/2026 | 438,500 | $4,324,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 100,025 | $4,322,000 | thousands by filing date | |
| ORANGE COUNTY BANCORP INC | 68417L107 | COMMON STOCK | 122,947 | $4,320,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 201,243 | $4,309,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 60,644 | $4,260,000 | thousands by filing date | |
| INOZYME PHARMA INC | 45790W108 | COM | 364,600 | $4,226,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 148,310 | $4,211,000 | thousands by filing date | |
| PASSAGE BIO INC | 702712100 | COM | 421,178 | $4,195,000 | thousands by filing date | |
| VIZIO HOLDING CORP | 92858V101 | COMMON STOCK | 197,328 | $4,191,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC | 02557T307 | UNIT 08/15/2023 | 84,246 | $4,188,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 265,827 | $4,176,000 | thousands by filing date | |
| CBTX INC | 12481V104 | COM | 157,671 | $4,159,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 119,603 | $4,158,000 | thousands by filing date | |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 336,682 | $4,154,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 185,635 | $4,142,000 | thousands by filing date | |
| ORION ACQUISITION CORP | 68626A108 | CMN | 424,164 | $4,114,000 | thousands by filing date | |
| FIVE STAR BANCORP | 33830T103 | COMMON STOCK | 171,771 | $4,112,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 61,217 | $4,102,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 99,620 | $4,093,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 93,000 | $4,074,000 | thousands by filing date | |
| SILVERGATE CAP CORP CLASS A | 82837P408 | CL A | 35,271 | $4,074,000 | thousands by filing date | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 327,584 | $4,059,000 | thousands by filing date | |
| YELLOW CORP | 985510106 | COM | 712,445 | $4,025,000 | thousands by filing date | |
| STERLING CHECK CORP | 85917T109 | COM | 154,140 | $4,001,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 76,102 | $3,997,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 49,586 | $3,991,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 49,169 | $3,983,000 | thousands by filing date | |
| ATLANTICA SUSTAINABLE INFRA | 04916EAB0 | NOTE 4.000% 7/1 | 3,443,000 | $3,980,000 | thousands by filing date | principal |
| QUIPT HOME MEDICAL CORP | 74880P104 | COM | 635,450 | $3,973,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 19,242 | $3,898,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 101,771 | $3,891,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 15,198 | $3,887,000 | thousands by filing date | |
| HEALTHCOR CATALIO ACQU CORP | G44125105 | CL A SHS | 392,504 | $3,886,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 550,700 | $3,860,000 | thousands by filing date | |
| DIGITAL MEDIA SOLUTIONS INC | 25401G106 | COM | 531,294 | $3,852,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 309,381 | $3,842,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 76,631 | $3,832,000 | thousands by filing date | |
| FIGURE ACQUISITION CORP I -A | 302438106 | COM CL A | 387,734 | $3,819,000 | thousands by filing date | |
| Hive Blockchain Technologies L | 43366H100 | COM | 1,424,805 | $3,801,000 | thousands by filing date | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 455,519 | $3,799,000 | thousands by filing date | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 203,399 | $3,783,000 | thousands by filing date | |
| MAXEON SOLAR TECHNOLOGIES LT | 57779BAB0 | NOTE 6.500% 7/1 | 3,056,000 | $3,777,000 | thousands by filing date | principal |
| CORECIVIC INC | 21871N101 | COM | 417,155 | $3,713,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 29,141 | $3,710,000 | thousands by filing date | |
| RICE ACQUISITION CORP II | G75529118 | UNIT 99/99/9999 | 359,739 | $3,705,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 23,635 | $3,699,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 60,686 | $3,678,000 | thousands by filing date | |
| DUOLINGO INC CL A COM | 26603R106 | Stock | 22,100 | $3,676,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 95,413 | $3,672,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 69,354 | $3,654,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 366,700 | $3,649,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 67,334 | $3,603,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 121,771 | $3,559,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 391,978 | $3,540,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 20,242 | $3,508,000 | thousands by filing date | |
| VERSABANK NEW | 92512J106 | COM | 317,200 | $3,495,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 78,728 | $3,492,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 392,221 | $3,483,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 440,558 | $3,458,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 63,999 | $3,451,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 320,895 | $3,450,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 9,810 | $3,443,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 50,515 | $3,435,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAH3 | DBCV 1.990% 7/0 | 3,590,000 | $3,421,000 | thousands by filing date | principal |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 134,841 | $3,413,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 25,709 | $3,407,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 498,998 | $3,403,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 114,328 | $3,391,000 | thousands by filing date | |
| SILVER SPIKE ACQUISITN CORP | G8201H105 | CLASS A ORD SHS | 344,732 | $3,378,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 258,300 | $3,373,000 | thousands by filing date | |
| THE LION ELECTRIC COMPANY | 536221112 | *W EXP 05/06/202 | 946,400 | $3,360,000 | thousands by filing date | |
| Community West Bancshares | 204157101 | Common Stock | 253,419 | $3,358,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 2,391,352 | $3,300,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 318,769 | $3,296,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 672,518 | $3,255,000 | thousands by filing date | |
| FINVOLUTION GROUP SPONSORED ADS | 31810T101 | ADR | 572,114 | $3,227,000 | thousands by filing date | |
| FTAC ATHENA ACQUISITION CORP | G37283101 | COM | 325,055 | $3,212,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 57,464 | $3,178,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 115,146 | $3,156,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416409 | HARTFORD US EQTY | 78,234 | $3,116,000 | thousands by filing date | |
| NORTHERN GENESIS ACQU CORP I | 66516W107 | COM | 320,000 | $3,107,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 545,801 | $3,094,000 | thousands by filing date | |
| OP BANCORP | 67109R109 | COMMON STOCK | 301,488 | $3,093,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771VAB4 | NOTE 1.500%10/0 | 3,434,000 | $3,086,000 | thousands by filing date | principal |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 144,482 | $3,079,000 | thousands by filing date | |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 122,500 | $3,072,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 19,479 | $3,049,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 77,094 | $3,046,000 | thousands by filing date | |
| CM LIFE SCIENCES III INC | 125841205 | UNIT 04/30/2028 | 290,389 | $3,027,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 32,831 | $2,992,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 35,912 | $2,960,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 60,445 | $2,950,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 62,515 | $2,943,000 | thousands by filing date | |
| SOFI TECHNOLOGIES INC | 83406F110 | *W EXP 05/28/202 | 461,500 | $2,894,000 | thousands by filing date | |
| ACM RESH INC COM CL A | 00108J109 | Stock | 25,831 | $2,842,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 959,753 | $2,822,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 73,577 | $2,818,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 50,833 | $2,798,000 | thousands by filing date | |
| PROTERRA INC | 74374T109 | COM | 274,331 | $2,774,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 34,033 | $2,758,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 117,048 | $2,724,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 25,322 | $2,678,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 20,723 | $2,667,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 104,936 | $2,663,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 503,647 | $2,659,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 151,176 | $2,641,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 230,588 | $2,636,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 182,621 | $2,621,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 25,727 | $2,596,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 652,900 | $2,577,000 | thousands by filing date | |
| NEXTIER OILFIELD SOLUTIONS INC | 65290C105 | COMMON STOCK | 556,271 | $2,559,000 | thousands by filing date | |
| DOCEBO INC COM | 25609L105 | Stock | 34,884 | $2,547,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 29,529 | $2,525,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 26,029 | $2,496,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 99,455 | $2,487,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 36,517 | $2,474,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 242,533 | $2,471,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 32,913 | $2,410,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 15,679 | $2,367,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 51,458 | $2,364,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 2,208,350 | $2,336,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 260,428 | $2,317,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941AP4 | NOTE 2.000% 8/1 | 1,655,000 | $2,316,000 | thousands by filing date | principal |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 12,954 | $2,297,000 | thousands by filing date | |
| FREELINE THERAPEUTICS HLDGS | 35655L107 | SPONSORED ADS | 664,836 | $2,287,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 8,829 | $2,261,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 18,303 | $2,249,000 | thousands by filing date | |
| VEREIT INC | 92339V308 | COM | 49,429 | $2,236,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 310,100 | $2,202,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 24,535 | $2,182,000 | thousands by filing date | |
| Bitfarms Ltd/Canada | 09173B107 | Common Stock | 512,648 | $2,173,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 113,134 | $2,152,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 8,555 | $2,140,000 | thousands by filing date | |
| TRISALUS LIFE SCIENCES INC COM | 58507N105 | Stock | 215,024 | $2,135,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 101,863 | $2,123,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 57,250 | $2,108,000 | thousands by filing date | |
| LEVEL ONE BANCORP INC | 52730d208 | COM | 71,468 | $2,103,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 45,282 | $2,100,000 | thousands by filing date | |
| GEN DIGITAL INC COM | 668771108 | Stock | 82,853 | $2,096,000 | thousands by filing date | |
| PAYONEER GLOBAL INC | 70451X112 | *W EXP 06/25/202 | 1,101,778 | $2,094,000 | thousands by filing date | |
| INMODE LTD SHS | M5425M103 | Stock | 13,124 | $2,092,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024UAD1 | NOTE 0.500%12/1 | 1,885,000 | $2,070,000 | thousands by filing date | principal |
| PONTEM CORPORATION | G71707106 | COM | 209,745 | $2,036,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 128,995 | $2,035,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 36,223 | $2,025,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 188,103 | $2,007,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 14,331 | $1,998,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 53,100 | $1,998,000 | thousands by filing date | |
| RATTLER MIDSTREAM LP | 75419T103 | CMN | 169,978 | $1,996,000 | thousands by filing date | |
| ZEALAND PHARMA A/S | 98920Y304 | CMN | 71,040 | $1,992,000 | thousands by filing date | |
| PCB BANCORP | 69320M109 | COMMON STOCK | 99,100 | $1,973,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AF2 | NOTE 0.375% 6/0 | 1,175,000 | $1,940,000 | thousands by filing date | principal |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 350,207 | $1,905,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 17,931 | $1,903,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 17,713 | $1,898,000 | thousands by filing date | |
| CLEAR SECURE INC | 18467V109 | COM CL A | 46,200 | $1,896,000 | thousands by filing date | |
| PEGASYSTEMS INC | 705573AB9 | NOTE 0.750% 3/0 | 1,670,000 | $1,877,000 | thousands by filing date | principal |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 250,219 | $1,852,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680RAH0 | NOTE 3/1 | 1,960,000 | $1,834,000 | thousands by filing date | principal |
| ASSOCIATED BANC-CORP | 045487105 | COM | 85,585 | $1,833,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 11,089 | $1,818,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 46,624 | $1,815,000 | thousands by filing date | |
| BOOKING HOLDINGS INC | 09857LAN8 | NOTE 0.750% 5/0 | 1,220,000 | $1,791,000 | thousands by filing date | principal |
| PACKAGING CORP AMER COM | 695156109 | Stock | 12,887 | $1,772,000 | thousands by filing date | |
| SOLARWINDS CORP | 83417Q204 | COM NEW | 105,063 | $1,757,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP V | 31810Q115 | *W EXP 12/31/202 | 833,919 | $1,743,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 11,515 | $1,740,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311AC1 | NOTE 1.500% 6/0 | 932,000 | $1,737,000 | thousands by filing date | principal |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 40,491 | $1,701,000 | thousands by filing date | |
| ZSCALER INC | 98980GAB8 | NOTE 0.125% 7/0 | 930,000 | $1,696,000 | thousands by filing date | principal |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 3,971 | $1,686,000 | thousands by filing date | |
| KKR ACQUISITION HOLDING I CORP UNIT | 48253T208 | Stock | 168,790 | $1,685,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 6,850 | $1,684,000 | thousands by filing date | |
| AVANTOR INC COM | 05352A100 | Stock | 41,045 | $1,679,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 237,130 | $1,679,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 16,323 | $1,671,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 22,828 | $1,667,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 8,322 | $1,666,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 40,711 | $1,662,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 36,186 | $1,656,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 33,460 | $1,655,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 14,477 | $1,648,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 6,067 | $1,642,000 | thousands by filing date | |
| FTAC HERA ACQUISITION CORP | G3728Y129 | UNIT 02/28/2026 | 164,000 | $1,633,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 23,008 | $1,617,000 | thousands by filing date | |
| GENIUS SPORTS LIMITED | G3934V117 | *W EXP 04/30/202 | 226,400 | $1,616,000 | thousands by filing date | |
| REYNOLDS CONSUMER PRODS INC COM | 76171L106 | Stock | 58,591 | $1,602,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 20,100 | $1,600,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 9,243 | $1,595,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 64,861 | $1,585,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 31,875 | $1,577,000 | thousands by filing date | |
| ACADIAN ASSET MANAGEMENT INC COM | 10948W103 | Stock | 60,119 | $1,571,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 49,563 | $1,571,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 4,675 | $1,542,000 | thousands by filing date | |
| VISTRA CORP COM | 92840M102 | Stock | 89,562 | $1,532,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 15,178 | $1,523,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 26,004 | $1,516,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 9,326 | $1,508,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 35,949 | $1,503,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 111,778 | $1,503,000 | thousands by filing date | |
| 10X GENOMICS INC CL A COM | 88025U109 | Stock | 10,255 | $1,493,000 | thousands by filing date | |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 995,000 | $1,486,000 | thousands by filing date | principal |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 49,415 | $1,480,000 | thousands by filing date | |
| SOMALOGIC INC | 83444K105 | COM | 116,889 | $1,448,000 | thousands by filing date | |
| MCAFEE CORP | 579063108 | COM CL A | 64,870 | $1,434,000 | thousands by filing date | |
| BANDWIDTH INC | 05988JAB9 | NOTE 0.250% 3/0 | 1,197,000 | $1,434,000 | thousands by filing date | principal |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 31,499 | $1,426,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 17,219 | $1,424,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 50,454 | $1,421,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235AB4 | NOTE 5.000% 5/0 | 627,000 | $1,417,000 | thousands by filing date | principal |
| CONVEY HEALTH SOLUTIONS HLDG | 21258C108 | CMN | 167,600 | $1,407,000 | thousands by filing date | |
| BTRS HOLDINGS INC | 11778X112 | W EXP 01/12/202 | 536,952 | $1,407,000 | thousands by filing date | |
| FRONTDOOR INC COM | 35905A109 | Stock | 33,465 | $1,402,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 61,433 | $1,388,000 | thousands by filing date | |
| PHREESIA INC | 71944F106 | COM | 22,234 | $1,372,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 33,865 | $1,364,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 88,661 | $1,353,000 | thousands by filing date | |
| GRID DYNAMICS HLDGS INC | 39813G109 | CL A | 46,242 | $1,351,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 64,224 | $1,345,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 1,110,000 | $1,332,000 | thousands by filing date | principal |
| NUTANIX INC CL A | 67059N108 | Stock | 35,062 | $1,321,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 11,707 | $1,303,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 44,840 | $1,303,000 | thousands by filing date | |
| RIOT PLATFORMS INC | 767292105 | COM | 50,475 | $1,297,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 5,057 | $1,268,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417MAD6 | NOTE 9/1 | 1,010,000 | $1,253,000 | thousands by filing date | principal |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 18,327 | $1,226,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 64,462 | $1,226,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 21,525 | $1,209,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 50,045 | $1,207,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 68,998 | $1,205,000 | thousands by filing date | |
| SEMA4 HOLDINGS CORP | 81663L101 | COM | 157,636 | $1,196,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 152,832 | $1,184,000 | thousands by filing date | |
| Tscan Therapeutics Inc | 89854M101 | COM | 139,566 | $1,163,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 24,999 | $1,160,000 | thousands by filing date | |
| ATOTECH LTD | G0625A105 | COM | 47,925 | $1,157,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 12,734 | $1,133,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 54,609 | $1,132,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 202,517 | $1,122,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 26,131 | $1,113,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 64,667 | $1,110,000 | thousands by filing date | |
| AMCOR PLC | G0250X107 | ORD | 94,994 | $1,101,000 | thousands by filing date | |
| SCION TECH GROWTH I | G31067112 | *W EXP 11/01/202 | 1,428,090 | $1,101,000 | thousands by filing date | |
| SHOALS TECHNOLOGIES GROUP INC CL A | 82489W107 | Stock | 39,442 | $1,100,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 166,928 | $1,090,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 36,786 | $1,084,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 8,806 | $1,079,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 8,700 | $1,078,000 | thousands by filing date | |
| DATADOGINCCLASSA | 23804L103 | STOK | 7,596 | $1,074,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 94,017 | $1,069,000 | thousands by filing date | |
| PERELLA WEINBERG PARTNERS | 71367G110 | *W EXP 12/31/202 | 333,465 | $1,060,000 | thousands by filing date | |
| VONTIER CORPORATION | 928881101 | COM | 31,399 | $1,055,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 41,136 | $1,048,000 | thousands by filing date | |
| N-ABLE INC COMMON STOCK | 62878D100 | Stock | 84,131 | $1,044,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 2,024 | $1,043,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 7,678 | $1,034,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 31,400 | $1,021,000 | thousands by filing date | |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 71,663 | $996,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 2,313 | $994,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 51,069 | $983,000 | thousands by filing date | |
| COHN ROBBINS HOLDINGS CORP | G23726113 | *W EXP 08/28/202 | 1,073,350 | $971,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 62,620 | $968,000 | thousands by filing date | |
| DRIVEN BRANDS HLDGS INC | 26210V102 | COM | 33,334 | $963,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 17,000 | $958,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AU8 | NOTE 0.125%11/1 | 823,000 | $930,000 | thousands by filing date | principal |
| NEWELL BRANDS INC COM | 651229106 | Stock | 41,500 | $919,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 95,485 | $915,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 44,541 | $912,000 | thousands by filing date | |
| FORTISTAR SUSTAINABLE SOL CO | 34962M114 | WTS | 1,332,700 | $910,000 | thousands by filing date | |
| ROCKET COS INC | 77311W101 | COM CL A | 56,399 | $905,000 | thousands by filing date | |
| JOFF FINTECH ACQUISITION COR | 46592C118 | WTS | 1,330,664 | $905,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 12,854 | $896,000 | thousands by filing date | |
| RAPID7 INC | 753422AD6 | NOTE 2.250% 5/0 | 460,000 | $894,000 | thousands by filing date | principal |
| SOTERA HEALTH CO | 83601L102 | COM | 33,948 | $888,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 12,900 | $885,000 | thousands by filing date | |
| ZETA GLOBAL HOLDINGS CORP CL A | 98956A105 | Stock | 150,700 | $883,000 | thousands by filing date | |
| HAMILTON LANE ALLIANCE HLDGS | 40749M103 | CMN | 90,910 | $882,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 26,096 | $877,000 | thousands by filing date | |
| UBIQUITI INC | 90353W103 | COM | 2,930 | $875,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 49,258 | $865,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 99,160 | $864,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 586,000 | $859,000 | thousands by filing date | principal |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 5,627 | $855,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 18,823 | $851,000 | thousands by filing date | |
| DEXCOM INC | 252131AH0 | NOTE 0.750%12/0 | 255,000 | $847,000 | thousands by filing date | principal |
| CONAGRA FOODS INC | 205887102 | COM | 24,987 | $846,000 | thousands by filing date | |
| PIVOTAL HOLDINGS CORP | G7315C101 | CL A SHS | 85,681 | $846,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 6,877 | $834,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 5,193 | $820,000 | thousands by filing date | |
| NORTHERN STAR INVSTMNT CORP | 66573W107 | COM | 82,596 | $820,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 9,104 | $812,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 7,172 | $806,000 | thousands by filing date | |
| TREAN INS GROUP INC | 89457R101 | COM | 77,536 | $802,000 | thousands by filing date | |
| BLOCK INC | 852234AD5 | NOTE 0.500% 5/1 | 260,000 | $800,000 | thousands by filing date | principal |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 5,934 | $793,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 22,162 | $783,000 | thousands by filing date | |
| VERTIV HOLDINGS CO COM CL A | 92537N108 | Stock | 32,452 | $781,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 41,200 | $778,000 | thousands by filing date | |
| DIAMONDHEAD HOLDINGS CORP | 25278L105 | COM | 79,134 | $770,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 30,139 | $769,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 79,400 | $762,000 | thousands by filing date | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 37,376 | $754,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 48,600 | $751,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 21,181 | $748,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAC6 | NOTE 6/0 | 160,000 | $738,000 | thousands by filing date | principal |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 660,000 | $726,000 | thousands by filing date | principal |
| GOLAR LNG LTD | G9456A100 | SHS | 55,410 | $719,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 17,425 | $715,000 | thousands by filing date | |
| ATEA PHARMACEUTICALS INC | 04683R106 | COMMON STOCK | 20,390 | $715,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 7,986 | $713,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 52,149 | $708,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 14,546 | $702,000 | thousands by filing date | |
| SUNLIGHT FINANCIAL HOLDINGS | 86738J106 | COM | 131,368 | $697,000 | thousands by filing date | |
| BATH & BODY WORKS INC COM | 070830104 | Stock | 11,024 | $695,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 103,765 | $695,000 | thousands by filing date | |
| Genedx Holdings Corp W Exp 07/22/202 | 81663L119 | SPAC Combination | 323,900 | $687,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 48,194 | $679,000 | thousands by filing date | |
| ZYNGA INC | 98986TAB4 | NOTE 0.250% 6/0 | 600,000 | $679,000 | thousands by filing date | principal |
| SUSTAINABLE DEVELP ACQU I CO | 86934L111 | WARR | 1,042,300 | $678,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 16,105 | $676,000 | thousands by filing date | |
| ICL GROUP LTD SHS | M53213100 | Stock | 91,714 | $674,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC COM | 665531307 | Stock | 31,196 | $668,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 11,919 | $662,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 2,774 | $658,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 5,651 | $658,000 | thousands by filing date | |
| OKTA INC | 679295AD7 | NOTE 0.125% 9/0 | 465,000 | $656,000 | thousands by filing date | principal |
| ALBEMARLE CORP | 012653101 | COM | 2,984 | $654,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 20,423 | $651,000 | thousands by filing date | |
| MERCADOLIBRE INC | 58733RAD4 | NOTE 2.000% 8/1 | 170,000 | $651,000 | thousands by filing date | principal |
| PEABODY ENGR CORP | 704551100 | COM | 43,599 | $645,000 | thousands by filing date | |
| THOUGHTWORKS HOLDING INC | 88546E105 | COM | 22,110 | $635,000 | thousands by filing date | |
| ZIM INTEGRATED SHIPPING SERV | M9T951109 | SHS | 12,499 | $634,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 61,057 | $632,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 7,742 | $630,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 7,663 | $626,000 | thousands by filing date | |
| DOMO INC | 257554105 | COM CL B | 7,362 | $622,000 | thousands by filing date | |
| ENGAGESMART INC | 29283F103 | COMMON STOCK | 18,184 | $619,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 31,516 | $615,000 | thousands by filing date | |
| CARDLYTICS INC | 14161WAB1 | BOND | 488,000 | $611,000 | thousands by filing date | principal |
| CANAAN INC | 134748102 | SPONSORED ADS | 99,917 | $610,000 | thousands by filing date | |
| NORTHERN STAR INVEST CORP II | 66574L209 | UNIT 02/25/2028 | 61,900 | $610,000 | thousands by filing date | |
| NORTHERN STAR INVEST CORP IV | 66575B200 | UNIT 02/25/2028 | 61,900 | $610,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 22,395 | $609,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 13,221 | $608,000 | thousands by filing date | |
| HANNON ARMSTRONG SUST INFR C | 41068XAD2 | BOND | 505,000 | $606,000 | thousands by filing date | principal |
| AEA-BRIDGES IMPACT CORP | G01046112 | *W EXP 09/19/202 | 926,200 | $603,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 10,389 | $595,000 | thousands by filing date | |
| OPTION CARE HEALTH INC COM NEW | 68404L201 | Stock | 24,386 | $592,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AF9 | NOTE 1.000% 1/3 | 415,000 | $590,000 | thousands by filing date | principal |
| FRESHWORKS INC CLASS A COM | 358054104 | Stock | 13,666 | $583,000 | thousands by filing date | |
| Constellation Acquisition Corp I | G2R18K113 | WARRANT | 861,611 | $583,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 8,494 | $581,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 79,873 | $576,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 34,005 | $576,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 124,544 | $574,000 | thousands by filing date | |
| SLEEP NUMBER CORP | 83125X103 | COM D | 6,066 | $567,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 7,546 | $565,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 7,108 | $562,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 520,000 | $562,000 | thousands by filing date | principal |
| CASEYS GEN STORES INC | 147528103 | COM | 2,979 | $561,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 7,074 | $560,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 3,231 | $558,000 | thousands by filing date | |
| FOCUS FINANCIAL PARTNERS INC. | 34417P100 | COM CL A | 10,663 | $558,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 17,889 | $557,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 5,690 | $554,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 9,386 | $553,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 18,973 | $551,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 11,960 | $551,000 | thousands by filing date | |
| MR COOPER GROUP INC | 62482R107 | COM | 13,395 | $551,000 | thousands by filing date | |
| USA TODAY CO INC | 36472T109 | COM | 81,518 | $545,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 6,971 | $544,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 3,256 | $542,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 6,598 | $542,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 11,042 | $540,000 | thousands by filing date | |
| BJS WHSL CLUB HLDGS INC COM | 05550J101 | Stock | 9,728 | $534,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 5,219 | $532,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 9,568 | $530,000 | thousands by filing date | |
| SHOCKWAVE MED INC | 82489T104 | COM | 2,565 | $528,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 5,521 | $526,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AK7 | NOTE 2.875% 2/0 | 510,000 | $526,000 | thousands by filing date | principal |
| HERBALIFE LTD | G4412G101 | COM SHS | 12,349 | $523,000 | thousands by filing date | |
| DANIMER SCIENTIFIC INC | 236272100 | COM CL A | 32,013 | $523,000 | thousands by filing date | |
| SEA LTD | 81141RAF7 | NOTE 2.375%12/0 | 147,000 | $522,000 | thousands by filing date | principal |
| SITIME CORP COM | 82982T106 | Stock | 2,546 | $520,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 6,701 | $520,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 11,157 | $520,000 | thousands by filing date | |
| TEXAS PACIFIC LAND CORPORATION COM | 88262P102 | Stock | 429 | $519,000 | thousands by filing date | |
| TPG PACE SOLUTIONS CORP | G8656V104 | SHS CL A | 51,300 | $516,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 10,889 | $514,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 46,674 | $512,000 | thousands by filing date | |
| ARGO BLOCKCHAIN PLC | 040126104 | ADS | 31,922 | $511,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 25,899 | $510,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 11,076 | $506,000 | thousands by filing date | |
| GOLDEN NUGGET ONLINE GAMIN | 38113L107 | COM CL A | 29,154 | $506,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 16,377 | $503,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 23,722 | $502,000 | thousands by filing date | |
| SCION TECH GROWTH II | G31070108 | CL A SHS | 51,500 | $502,000 | thousands by filing date | |
| GORES HOLDINGS VII INC | 38286T101 | CMN | 50,600 | $495,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 13,124 | $494,000 | thousands by filing date | |
| REMITLY GLOBAL INC | 75960P104 | COM | 13,412 | $492,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 9,887 | $492,000 | thousands by filing date | |
| METALS ACQUISITION CORP | G60405118 | UNIT 99/99/9999 | 49,485 | $489,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 4,849 | $488,000 | thousands by filing date | |
| Gravity Co Ltd-Sponsore | 38911N206 | COM | 5,371 | $486,000 | thousands by filing date | |
| LAZARD GROWTH ACQUISITION CO | G54035111 | *W EXP 02/10/202 | 621,078 | $484,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 17,302 | $482,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 2,610 | $482,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 20,162 | $478,000 | thousands by filing date | |
| PRA GROUP INC | 69354NAB2 | Convertible Debt | 430,000 | $476,000 | thousands by filing date | principal |
| MATADOR RES CO COM | 576485205 | Stock | 12,465 | $474,000 | thousands by filing date | |
| METALS ACQUISITION CORP | G60405126 | *W EXP 99/99/999 | 672,005 | $470,000 | thousands by filing date | |
| GREENSKY INC | 39572G100 | CL A | 41,697 | $466,000 | thousands by filing date | |
| ENACT HLDGS INC COM | 29249E109 | Stock | 21,142 | $464,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 3,158 | $462,000 | thousands by filing date | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 8,916 | $462,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 4,579 | $461,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 4,791 | $454,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 3,104 | $452,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 10,635 | $450,000 | thousands by filing date | |
| HUBSPOT INC | 443573AD2 | NOTE 0.375% 6/0 | 185,000 | $448,000 | thousands by filing date | principal |
| CONMED CORP COM | 207410101 | Stock | 3,407 | $446,000 | thousands by filing date | |
| HEALTH CATALYST INC | 42225TAB3 | BOND | 255,000 | $446,000 | thousands by filing date | principal |
| MUDRICK CAPITAL ACQU CORP II | 62477L115 | *W EXP 09/10/202 | 760,400 | $446,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 10,238 | $440,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 8,928 | $440,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 1,108 | $437,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 7,833 | $436,000 | thousands by filing date | |
| ENVESTNET INC | 29404KAB2 | BOND | 345,000 | $435,000 | thousands by filing date | principal |
| APTARGROUP INC COM | 038336103 | Stock | 3,616 | $432,000 | thousands by filing date | |
| H I G ACQUISITION CORP | G44898123 | *W EXP 99/99/999 | 628,800 | $432,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 14,703 | $431,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 6,945 | $431,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 9,115 | $425,000 | thousands by filing date | |
| AZUL S A | 05501U106 | OPT | 21,124 | $424,000 | thousands by filing date | |
| THUNDER BRIDGE CAP PRTNRS II | 88605T118 | *W EXP 02/01/202 | 565,173 | $424,000 | thousands by filing date | |
| APARTMENT INCOME REIT CORP | 03750L109 | COM | 8,618 | $421,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 6,026 | $420,000 | thousands by filing date | |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 16,742 | $419,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 4,741 | $418,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 49,502 | $417,000 | thousands by filing date | |
| NABORS INDS INC | 62957HAB1 | BOND | 470,000 | $416,000 | thousands by filing date | principal |
| NOVAVAX INC | 670002401 | COM NEW | 2,002 | $415,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 27,018 | $413,000 | thousands by filing date | |
| ARCHAEA ENERGY INC | 03940F111 | *W EXP 10/26/202 | 56,001 | $411,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 7,852 | $410,000 | thousands by filing date | |
| PROPERTY SOLUTIONS ACQUISITI | 74350A116 | WARR | 600,000 | $409,000 | thousands by filing date | |
| TEAM INC | 878155AE0 | NOTE 5.000% 8/0 | 425,000 | $406,000 | thousands by filing date | principal |
| SEABOARD CORP DEL | 811543107 | COM | 99 | $405,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 3,321 | $404,000 | thousands by filing date | |
| HAYWARD HLDGS INC | 421298100 | COM | 17,919 | $399,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 3,827 | $398,000 | thousands by filing date | |
| E MERGE TECHNOLOGY ACQUISITI | 26873Y112 | *W EXP 07/30/202 | 562,000 | $393,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 1,877 | $392,000 | thousands by filing date | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 38,609 | $391,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 9,826 | $389,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 4,999 | $388,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 8,317 | $388,000 | thousands by filing date | |
| Leslie's Inc | 527064109 | Common Stock | 18,903 | $388,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 4,825 | $387,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 450,000 | $386,000 | thousands by filing date | principal |
| SAILPOINT TECHNOLOGIES HLDGS | 78781PAB1 | NOTE | 240,000 | $385,000 | thousands by filing date | principal |
| RED RIVER BANCSHARES INC | 75686R202 | COMMON STOCK | 7,629 | $380,000 | thousands by filing date | |
| RIBBIT LEAP LTD | G7552B113 | WTS | 281,340 | $380,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000902219-21-000413 | this filing | 2021-11-15 | acceptance time not in the bulk data set |