13F-HR filed by WELLINGTON MANAGEMENT GROUP LLP
WELLINGTON MANAGEMENT GROUP LLP filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-16, with 1,872 holding rows worth $483,123,297,000.
- Accession
- 0000902219-20-000441
- Filer
- CIK 902219
- Filed
- 2020-11-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 7,072 entries on the cover page, a total value of $483,123,297,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $483,123,329,000 with VALUE read as thousands by filing date, 13F file number 028-04557. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWellington Management Company LLP 028-16899
- included managerWellington Managment Canada LLC 028-16903
- included managerWellington Management Hong Kong Ltd 028-16904
- included managerWellington Management Japan Pte Ltd 028-16900
- included managerWellington Management Singapore Pte. Ltd. 028-16901
- included managerWellington Management International Ltd 028-16902
- included managerWellington Trust Company, NA
- included managerWellington Management Australia Ltd
- included managerWellington Management Europe GmbH
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SEI INVTS CO COM | 784117103 | Stock | 24,919 | $1,264,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 19,726 | $1,245,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 25,323 | $1,238,000 | thousands by filing date | |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 80,100 | $1,227,000 | thousands by filing date | |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 1,195,000 | $1,227,000 | thousands by filing date | principal |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 12,072 | $1,226,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 70,876 | $1,217,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 140,085 | $1,210,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 165,075 | $1,187,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 11,912 | $1,184,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 18,225 | $1,179,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 23,464 | $1,177,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 142,818 | $1,171,000 | thousands by filing date | |
| OP BANCORP | 67109R109 | COMMON STOCK | 204,524 | $1,170,000 | thousands by filing date | |
| NEXTIER OILFIELD SOLUTIONS INC | 65290C105 | COMMON STOCK | 628,993 | $1,164,000 | thousands by filing date | |
| BANCO BBVA ARGENTINA S A | 058934100 | SPONSORED ADS | 461,517 | $1,163,000 | thousands by filing date | |
| BEAM THERAPEUTICS INC | 07373V105 | COM | 47,000 | $1,157,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 91,567 | $1,156,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 34,727 | $1,154,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA | 88339KAA0 | NOTE 3.250%11/0 | 1,315,000 | $1,151,000 | thousands by filing date | principal |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 84,378 | $1,150,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 8,208 | $1,149,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 2,441 | $1,147,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 5,910 | $1,147,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 473,136 | $1,140,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 438,404 | $1,140,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 43,383 | $1,128,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 90,654 | $1,117,000 | thousands by filing date | |
| APREA THERAPEUTICS INC | 03836J102 | COM | 46,100 | $1,109,000 | thousands by filing date | |
| OAK STR HEALTH INC | 67181A107 | COM | 20,600 | $1,101,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 29,834 | $1,097,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 17,942 | $1,093,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 18,691 | $1,081,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 30,470 | $1,071,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 18,633 | $1,057,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 307,026 | $1,053,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 18,242 | $1,046,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 17,739 | $1,045,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 55,564 | $1,045,000 | thousands by filing date | |
| ADVANCED DISP SVCS INC DEL | 00790X101 | COM | 34,388 | $1,040,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 15,143 | $1,036,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 11,174 | $1,035,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 41,174 | $1,031,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 86,941 | $1,028,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 68,456 | $1,027,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 61,459 | $1,023,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 53,342 | $1,017,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 9,100 | $1,014,000 | thousands by filing date | |
| RED RIVER BANCSHARES INC | 75686R202 | COMMON STOCK | 23,574 | $1,014,000 | thousands by filing date | |
| RHINEBECK BANCORP INC | 762093102 | COMMON STOCK | 160,306 | $1,013,000 | thousands by filing date | |
| PASSAGE BIO INC | 702712100 | COM | 76,600 | $1,004,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 23,707 | $995,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 10,200 | $995,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 14,921 | $989,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 17,363 | $984,000 | thousands by filing date | |
| REDFIN CORP | 75737FAA6 | NOTE 1.750% 7/1 | 566,000 | $981,000 | thousands by filing date | principal |
| VECTOR GROUP LTD | 92240M108 | COM | 99,612 | $965,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 30,257 | $962,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 69,236 | $959,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 128,966 | $952,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 208,469 | $945,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 35,706 | $942,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 13,187 | $935,000 | thousands by filing date | |
| TESLA INC | 88160RAG6 | NOTE 2.000% 5/1 | 135,000 | $933,000 | thousands by filing date | principal |
| PAYCHEX INC | 704326107 | COM | 11,681 | $932,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 13,535 | $932,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 22,033 | $930,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW NPV | 84860W300 | COM NEW | 27,483 | $928,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 36,786 | $924,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 661,000 | $924,000 | thousands by filing date | principal |
| RAYONIER INC COM | 754907103 | REIT | 34,711 | $918,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220KAF5 | NOTE 0.750% 5/1 | 1,015,000 | $915,000 | thousands by filing date | principal |
| LKQ CORP COM | 501889208 | Stock | 32,936 | $913,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 11,031 | $907,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 25,330 | $904,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 5,171 | $902,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 5,742 | $885,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 6,024 | $876,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 51,152 | $875,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 212,200 | $870,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 50,988 | $863,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 34,426 | $857,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 128,971 | $854,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 53,500 | $847,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 39,317 | $845,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 59,659 | $839,000 | thousands by filing date | |
| FOCUS FINANCIAL PARTNERS INC. | 34417P100 | COM CL A | 25,566 | $838,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 9,195 | $837,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 134,892 | $836,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 23,267 | $834,000 | thousands by filing date | |
| DIAMONDPEAK HLDGS COR | 25280H100 | COM CL A | 32,345 | $833,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 2,542 | $831,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 104,378 | $830,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 30,193 | $824,000 | thousands by filing date | |
| DYNATRACE INC COM NEW | 268150109 | Stock | 20,056 | $823,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 22,052 | $821,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 94,734 | $819,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 9,226 | $816,000 | thousands by filing date | |
| BJS WHSL CLUB HLDGS INC COM | 05550J101 | Stock | 19,531 | $812,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 25,358 | $810,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 23,290 | $809,000 | thousands by filing date | |
| ICL GROUP LTD SHS | M53213100 | Stock | 226,177 | $801,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 48,429 | $801,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 43,564 | $800,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 1,979 | $799,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 9,098 | $798,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 23,957 | $795,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 4,600 | $792,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 14,370 | $788,000 | thousands by filing date | |
| PREMIER FINANCIAL CORP | 74052F108 | COMMON STOCK | 50,377 | $785,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 46,006 | $783,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 17,832 | $782,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 757,000 | $782,000 | thousands by filing date | principal |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 27,760 | $777,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 59,521 | $777,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 7,845 | $775,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 18,314 | $772,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 34,331 | $769,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 17,966 | $765,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 16,347 | $762,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 25,156 | $758,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAC6 | NOTE 6/0 | 210,000 | $758,000 | thousands by filing date | principal |
| BIOTELEMETRY INC | 090672106 | COM | 16,579 | $756,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 9,661 | $755,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 35,375 | $750,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 38,684 | $749,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 18,377 | $746,000 | thousands by filing date | |
| UFP INDUSTRIES INC | 90278Q108 | COM | 13,188 | $745,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 36,519 | $743,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 52,326 | $742,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 10,069 | $741,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 15,723 | $739,000 | thousands by filing date | |
| ELASTIC N V ORD SHS | N14506104 | Stock | 6,842 | $738,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 20,103 | $732,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 40,618 | $731,000 | thousands by filing date | |
| PHREESIA INC | 71944F106 | COM | 22,543 | $724,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 3,979 | $720,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 44,098 | $718,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 81,640 | $712,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 69,000 | $705,000 | thousands by filing date | principal |
| GROCERY OUTLET HLDG CORP COM | 39874R101 | Stock | 17,876 | $703,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 12,318 | $703,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 44,508 | $701,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 3,930 | $696,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 7,067 | $689,000 | thousands by filing date | |
| AMCOR PLC | G0250X107 | ORD | 61,659 | $681,000 | thousands by filing date | |
| TFI INTERNATIONAL INC COM | 87241L109 | Stock | 16,007 | $667,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 6,670 | $660,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 57,549 | $657,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 18,624 | $657,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 31,974 | $656,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 51,030 | $654,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 5,192 | $652,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 9,786 | $649,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 27,898 | $648,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 1,925 | $647,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 14,691 | $647,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 19,219 | $645,000 | thousands by filing date | |
| FIRST US BANCSHARES INC | 33744V103 | COM | 96,346 | $639,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 4,320 | $636,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 61,447 | $633,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 17,257 | $624,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 15,219 | $621,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 68,780 | $620,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 262,264 | $617,000 | thousands by filing date | |
| DANAHER CORPORATION | 235851300 | 4.75 MND CV PFD | 417 | $615,000 | thousands by filing date | |
| SUMO LOGIC INC | 86646P103 | COM | 27,910 | $608,000 | thousands by filing date | |
| CAPITAL BANCORP INC MD | 139737100 | COMMON STOCK | 62,272 | $589,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 1,229 | $584,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 75,361 | $578,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469AA6 | NOTE | 705,000 | $578,000 | thousands by filing date | principal |
| CONSTELLIUM SE | F21107101 | CL A SHS | 73,470 | $577,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 2,523 | $575,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 20,517 | $573,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 11,633 | $573,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 26,617 | $571,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 17,980 | $570,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 37,909 | $563,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 27,767 | $561,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 10,944 | $553,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 15,197 | $548,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 29,029 | $547,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 6,831 | $546,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 13,075 | $541,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 20,605 | $541,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 7,258 | $533,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 27,180 | $531,000 | thousands by filing date | |
| ETSY INC | 29786AAC0 | NOTE 3/0 | 158,000 | $529,000 | thousands by filing date | principal |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 47,119 | $528,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 2,462 | $527,000 | thousands by filing date | |
| ATKORE INC | 047649108 | COMMON STOCK | 22,964 | $522,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 23,152 | $521,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 22,261 | $521,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 10,821 | $520,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 24,863 | $520,000 | thousands by filing date | |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 50,000 | $520,000 | thousands by filing date | principal |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 6,674 | $515,000 | thousands by filing date | |
| OKTA INC | 679295AD7 | NOTE 0.125% 9/0 | 390,000 | $513,000 | thousands by filing date | principal |
| GREENBRIER COS INC | 393657AK7 | NOTE 2.875% 2/0 | 560,000 | $513,000 | thousands by filing date | principal |
| MERIT MED SYS INC COM | 589889104 | Stock | 11,743 | $511,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 34,414 | $511,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 1,643 | $510,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 7,459 | $505,000 | thousands by filing date | |
| PRELUDE THERAPEUTICS INC | 74065P101 | CMN | 16,703 | $503,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 5,174 | $501,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 8,971 | $500,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 64,159 | $500,000 | thousands by filing date | |
| RAPID7 INC | 753422AB0 | NOTE | 320,000 | $500,000 | thousands by filing date | principal |
| EVANS BANCORP INC | 29911Q208 | COM | 22,361 | $498,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 18,926 | $497,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 4,200 | $496,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AF9 | NOTE 1.000% 1/3 | 415,000 | $493,000 | thousands by filing date | principal |
| CARDTRONICS INC | 14161HAG3 | NOTE 1.000%12/0 | 492,000 | $490,000 | thousands by filing date | principal |
| DAUCH CORP | 024061103 | COM | 84,858 | $489,000 | thousands by filing date | |
| SOUND FINL BANCORP INC | 83607A100 | COM | 16,675 | $489,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 34,458 | $489,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 14,635 | $487,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 5,038 | $478,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 1,334 | $476,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 77,435 | $476,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 17,360 | $472,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 139,349 | $472,000 | thousands by filing date | |
| TERADYNE INC | 880770AG7 | NOTE | 185,000 | $472,000 | thousands by filing date | principal |
| OPTION CARE HEALTH INC COM NEW | 68404L201 | Stock | 35,140 | $470,000 | thousands by filing date | |
| PRA GROUP INC | 69354NAB2 | Convertible Debt | 430,000 | $470,000 | thousands by filing date | principal |
| HERCULES CAPITAL INC | 427096AF9 | DBCV 4.375% 2/0 | 465,000 | $467,000 | thousands by filing date | principal |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 38,973 | $465,000 | thousands by filing date | |
| ATHIRA PHARMA INC | 04746L104 | COM | 25,206 | $465,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 15,535 | $462,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 13,176 | $462,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 9,671 | $461,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 27,100 | $460,000 | thousands by filing date | |
| BLUE RIDGE BANKSHARES INC | 095825105 | COMMON STOCK | 33,908 | $459,000 | thousands by filing date | |
| HERBALIFE NUTRITION LTD | 42703MAD5 | NOTE 2.625% 3/1 | 458,000 | $458,000 | thousands by filing date | principal |
| WAYFAIR INC | 94419L101 | CL A | 1,569 | $457,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 10,736 | $453,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 9,933 | $450,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 10,878 | $447,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 29,278 | $445,000 | thousands by filing date | |
| FORTIVE CORP | 34959JAK4 | NOTE 0.875% 2/1 | 445,000 | $445,000 | thousands by filing date | principal |
| ENVESTNET INC | 29404KAB2 | BOND | 345,000 | $442,000 | thousands by filing date | principal |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 12,254 | $440,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 8,249 | $436,000 | thousands by filing date | |
| HBT FINANCIAL INC DE | 404111106 | COMMON STOCK | 38,119 | $428,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 8,326 | $426,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 13,874 | $424,000 | thousands by filing date | |
| CERENCE INC COM | 156727109 | Stock | 8,543 | $417,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 2,993 | $417,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 22,355 | $416,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 3,442 | $414,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 2,853 | $409,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 4,118 | $405,000 | thousands by filing date | |
| PERDOCEO ED CORP | 71363P106 | COM | 32,952 | $404,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 16,085 | $402,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 36,259 | $402,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 52,755 | $401,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 10,856 | $401,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 44,887 | $398,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 4,035 | $395,000 | thousands by filing date | |
| ZYNGA INC | 98986TAB4 | NOTE 0.250% 6/0 | 310,000 | $393,000 | thousands by filing date | principal |
| CF BANKSHARES INC | 12520L109 | COM | 32,468 | $392,000 | thousands by filing date | |
| IF BANCORP INC | 44951J105 | COM | 25,300 | $391,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 4,135 | $388,000 | thousands by filing date | |
| DOMO INC | 257554105 | COM CL B | 9,932 | $381,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 4,099 | $380,000 | thousands by filing date | |
| TAYSHA GENE THERAPIES INC | 877619106 | COMMON STOCK | 16,889 | $378,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 23,944 | $377,000 | thousands by filing date | |
| SCHRODINGER INC COM | 80810D103 | Stock | 7,914 | $376,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 8,601 | $375,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 27,493 | $371,000 | thousands by filing date | |
| CARRIAGE SVCS INC | 143905AM9 | NOTE 2.750% 3/1 | 315,000 | $371,000 | thousands by filing date | principal |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 3,288 | $368,000 | thousands by filing date | |
| MERCADOLIBRE INC | 58733RAD4 | NOTE 2.000% 8/1 | 145,000 | $366,000 | thousands by filing date | principal |
| INHIBRX INC | 45720L107 | COM | 20,202 | $364,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 67,621 | $363,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 1,100 | $362,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 4,805 | $357,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 2,379 | $355,000 | thousands by filing date | |
| TEAM INC | 878155AE0 | NOTE 5.000% 8/0 | 425,000 | $353,000 | thousands by filing date | principal |
| TECHTARGET INC | 87874R100 | COM | 7,997 | $352,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 29,918 | $350,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 5,875 | $349,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 48,420 | $348,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 93,000 | $348,000 | thousands by filing date | principal |
| DOMINION ENERGY INC | 25746U133 | UNIT 99/99/9999 | 3,400 | $347,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 73,880 | $345,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 10,942 | $343,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 6,928 | $343,000 | thousands by filing date | |
| ASSURANT INC | 04621X207 | 6.50% CONV PFD D | 2,900 | $338,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 11,235 | $337,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AP0 | NOTE 1.625%10/1 | 255,000 | $336,000 | thousands by filing date | principal |
| BRINKER INTL INC COM | 109641100 | Stock | 7,849 | $335,000 | thousands by filing date | |
| RH | 74967X103 | COM | 872 | $334,000 | thousands by filing date | |
| SEMPRA ENERGY | 816851406 | 6% PFD CONV A | 3,400 | $334,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 15,964 | $332,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 2,295 | $328,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 450,000 | $322,000 | thousands by filing date | principal |
| VEREIT INC | 92339V100 | COM | 49,355 | $321,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 7,964 | $319,000 | thousands by filing date | |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 325,000 | $318,000 | thousands by filing date | principal |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 21,261 | $317,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 4,259 | $317,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 11,774 | $316,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 16,116 | $316,000 | thousands by filing date | |
| WEIBO CORP | 948596AC5 | NOTE 1.250%11/1 | 325,000 | $308,000 | thousands by filing date | principal |
| REVVITY INC | 714046109 | COM | 2,401 | $302,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 3,401 | $292,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 280,000 | $289,000 | thousands by filing date | principal |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 9,620 | $288,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 2,163 | $286,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AJ8 | DBCV 0.875% 6/0 | 295,000 | $286,000 | thousands by filing date | principal |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 935 | $284,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 3,001 | $283,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 4,729 | $283,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 4,465 | $282,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 8,504 | $276,000 | thousands by filing date | |
| DOCUSIGN INC | 256163AB2 | NOTE 0.500% 9/1 | 90,000 | $272,000 | thousands by filing date | principal |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 1,364 | $270,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 2,448 | $267,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 62,815 | $263,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 9,488 | $261,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AC9 | BOND | 286,000 | $261,000 | thousands by filing date | principal |
| ALBEMARLE CORP | 012653101 | COM | 2,893 | $258,000 | thousands by filing date | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 5,175 | $256,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 1,230 | $254,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 26,045 | $245,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918AAB1 | NOTE 3.000%12/1 | 49,000 | $244,000 | thousands by filing date | principal |
| SHIP FIN INTL LTD | 824689AG8 | NOTE 4.875% 5/0 | 280,000 | $243,000 | thousands by filing date | principal |
| iShares Russell Midcap ETF | 464287499 | SHS | 4,200 | $241,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 17,161 | $238,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 8,006 | $237,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 256,000 | $235,000 | thousands by filing date | principal |
| Applied Materials,Inc. | 038222105 | COM | 3,938 | $234,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 4,318 | $234,000 | thousands by filing date | |
| INSULET CORP | 45784PAH4 | NOTE 1.375%11/1 | 90,000 | $230,000 | thousands by filing date | principal |
| CMS ENERGY CORP COM | 125896100 | Stock | 3,715 | $228,000 | thousands by filing date | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 9,461 | $227,000 | thousands by filing date | |
| SQUARE INC | 852234AB9 | NOTE 0.375% 3/0 | 32,000 | $227,000 | thousands by filing date | principal |
| GRAYBUG VISION INC COM | 38942Q103 | SHS | 17,808 | $226,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 14,288 | $223,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 22,964 | $222,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 5,486 | $221,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRA | 459506309 | UNIT 09/15/2021 | 5,000 | $221,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 91,300 | $219,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 6,176 | $215,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 1,398 | $215,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E109 | COM | 1,295 | $215,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 1,336 | $202,000 | thousands by filing date | |
| PALOMAR HLDGS INC COM | 69753M105 | Stock | 1,928 | $201,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 135 | $201,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 1,604 | $200,000 | thousands by filing date | |
| TEEKAY CORPORATION | 87900YAE3 | NOTE 5.000% 1/1 | 246,000 | $199,000 | thousands by filing date | principal |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 19,917 | $180,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 12,628 | $180,000 | thousands by filing date | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 31,256 | $168,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 10,748 | $161,000 | thousands by filing date | |
| RIVERVIEW FINL CORP NEW | 76940Q105 | COM | 22,114 | $149,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 15,454 | $136,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 10,715 | $132,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 22,600 | $128,000 | thousands by filing date | |
| NABORS INDS INC | 62957HAB1 | BOND | 470,000 | $125,000 | thousands by filing date | principal |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 42,279 | $124,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 20,983 | $112,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 19,160 | $110,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 11,729 | $107,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 12,594 | $104,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 20,835 | $95,000 | thousands by filing date | |
| CORNERSTONE BLDG BRANDS INC | 21925D109 | COM | 11,928 | $95,000 | thousands by filing date | |
| AMBER INTL HLDG LTD SPON ADS NEW | 45113Y104 | ADR | 13,211 | $88,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 84,746 | $77,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 15,679 | $51,000 | thousands by filing date | |
| JIANPU TECHNOLOGY INC | 47738D101 | ADR | 25,945 | $13,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000902219-20-000441 | this filing | 2020-11-16 | acceptance time not in the bulk data set |