13F-HR filed by WELLINGTON MANAGEMENT GROUP LLP
WELLINGTON MANAGEMENT GROUP LLP filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-08-14, with 1,834 holding rows worth $449,130,061,000.
- Accession
- 0000902219-20-000422
- Filer
- CIK 902219
- Filed
- 2020-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A holdings report, 6,872 entries on the cover page, a total value of $449,130,061,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $449,130,053,000 with VALUE read as thousands by filing date, 13F file number 028-04557. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWellington Management Company LLP 028-16899
- included managerWellington Managment Canada LLC 028-16903
- included managerWellington Management Hong Kong Ltd 028-16904
- included managerWellington Management Japan Pte Ltd 028-16900
- included managerWellington Management Singapore Pte. Ltd. 028-16901
- included managerWellington Management International Ltd 028-16902
- included managerWellington Trust Company, NA
- included managerWellington Management Australia Ltd
- included managerWellington Management Europe GmbH
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GREENBRIER COS INC | 393657AK7 | NOTE 2.875% 2/0 | 1,175,000 | $967,000 | thousands by filing date | principal |
| QURATE RETAIL INC | 74915M100 | COM SER A | 101,062 | $960,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 24,898 | $960,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 9,994 | $957,000 | thousands by filing date | |
| BJS WHSL CLUB HLDGS INC COM | 05550J101 | Stock | 25,642 | $956,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 28,310 | $956,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 61,453 | $954,000 | thousands by filing date | |
| ELASTIC N V ORD SHS | N14506104 | Stock | 10,055 | $927,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 39,045 | $921,000 | thousands by filing date | |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 845,000 | $921,000 | thousands by filing date | principal |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 53,342 | $920,000 | thousands by filing date | |
| SITE CENTERS CORP | 82981J109 | COM | 113,143 | $917,000 | thousands by filing date | |
| PREMIER FINANCIAL CORP | 74052F108 | COMMON STOCK | 51,910 | $917,000 | thousands by filing date | |
| Apollo Global Management Inc | 03768E105 | COM CL A | 18,318 | $915,000 | thousands by filing date | |
| LYFT INC | 55087P104 | CL A COM | 27,680 | $914,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 39,063 | $911,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 25,037 | $903,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AJ8 | DBCV 0.875% 6/0 | 980,000 | $901,000 | thousands by filing date | principal |
| STRATEGIC ED INC COM | 86272C103 | Stock | 5,844 | $898,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 83,332 | $897,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 42,757 | $897,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 20,061 | $891,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220KAF5 | NOTE 0.750% 5/1 | 1,015,000 | $891,000 | thousands by filing date | principal |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 20,326 | $875,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 78,400 | $875,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 31,821 | $865,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 12,358 | $861,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 85,995 | $859,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 22,817 | $857,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 13,296 | $851,000 | thousands by filing date | |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 23,531 | $846,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 19,033 | $844,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 2,684 | $843,000 | thousands by filing date | |
| 10X GENOMICS INC CL A COM | 88025U109 | Stock | 9,316 | $832,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 29,755 | $832,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 12,522 | $825,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 38,545 | $817,000 | thousands by filing date | |
| FOX CORP CL A COM | 35137L105 | Stock | 30,162 | $809,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 2,350 | $805,000 | thousands by filing date | |
| PLURALSIGHT INC | 72941B106 | COM CL A | 44,554 | $804,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 8,374 | $802,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 107,564 | $799,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 10,258 | $798,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 6,389 | $794,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 9,045 | $793,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 757,000 | $792,000 | thousands by filing date | principal |
| GROCERY OUTLET HLDG CORP COM | 39874R101 | Stock | 19,337 | $789,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 10,814 | $787,000 | thousands by filing date | |
| CAPITAL BANCORP INC MD | 139737100 | COMMON STOCK | 72,876 | $780,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 77,281 | $777,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 53,156 | $770,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 15,336 | $769,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 3,931 | $767,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 22,101 | $763,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 50,983 | $762,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 12,556 | $761,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 6,425 | $760,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 30,568 | $758,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 31,300 | $754,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 45,697 | $753,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 163,084 | $753,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 44,290 | $748,000 | thousands by filing date | |
| SPHERE ENTERTAINMENT CO CL A | 55826T102 | Stock | 9,976 | $748,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 73,771 | $744,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 13,352 | $743,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 123,389 | $738,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 9,895 | $738,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 11,675 | $735,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 7,470 | $728,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 62,727 | $726,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 7,068 | $722,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 114,000 | $715,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 140,528 | $714,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 61,531 | $714,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 486,000 | $709,000 | thousands by filing date | principal |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 15,814 | $707,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 77,034 | $689,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 31,611 | $688,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 21,542 | $687,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 4,437 | $686,000 | thousands by filing date | |
| DOCUSIGN INC | 256163AB2 | NOTE 0.500% 9/1 | 280,000 | $681,000 | thousands by filing date | principal |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 16,494 | $678,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 7,905 | $677,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 34,218 | $675,000 | thousands by filing date | |
| WARNER MUSIC GROUP CORP | 934550203 | COM CL A | 22,535 | $665,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 17,591 | $662,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 10,774 | $662,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 7,564 | $658,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 5,039 | $653,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AC9 | BOND | 726,000 | $649,000 | thousands by filing date | principal |
| B & G FOODS INC | 05508R106 | COM | 26,570 | $648,000 | thousands by filing date | |
| PERDOCEO ED CORP | 71363P106 | COM | 40,313 | $642,000 | thousands by filing date | |
| SELECTQUOTE INC | 816307300 | COM | 25,309 | $641,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 32,100 | $639,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 31,769 | $638,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 19,865 | $638,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAC6 | NOTE 6/0 | 210,000 | $630,000 | thousands by filing date | principal |
| MOELIS & CO | 60786M105 | CL A | 20,167 | $629,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 15,795 | $626,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 4,519 | $626,000 | thousands by filing date | |
| ETSY INC | 29786AAC0 | NOTE 3/0 | 210,000 | $612,000 | thousands by filing date | principal |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 9,237 | $610,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 26,346 | $610,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 17,734 | $609,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 1,369 | $605,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 5,400 | $605,000 | thousands by filing date | |
| FIRST US BANCSHARES INC | 33744V103 | COM | 87,544 | $604,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 11,984 | $602,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 1,925 | $596,000 | thousands by filing date | |
| CATASYS INC | 149049504 | COM PAR | 23,900 | $591,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 14,449 | $589,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 15,010 | $586,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 40,618 | $584,000 | thousands by filing date | |
| PALOMAR HLDGS INC COM | 69753M105 | Stock | 6,751 | $579,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 8,166 | $573,000 | thousands by filing date | |
| BLUE RIDGE BANKSHARES INC | 095825105 | COMMON STOCK | 37,673 | $573,000 | thousands by filing date | |
| MERCADOLIBRE INC | 58733RAD4 | NOTE 2.000% 8/1 | 250,000 | $572,000 | thousands by filing date | principal |
| HANESBRANDS INC | 410345102 | COM | 50,134 | $566,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 7,253 | $565,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 130,144 | $565,000 | thousands by filing date | |
| IF BANCORP INC | 44951J105 | COM | 34,168 | $562,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 30,770 | $561,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 68,554 | $561,000 | thousands by filing date | |
| REDFIN CORP | 75737FAA6 | NOTE 1.750% 7/1 | 381,000 | $561,000 | thousands by filing date | principal |
| RED ROCK RESORTS INC | 75700L108 | CL A | 51,152 | $558,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 7,777 | $557,000 | thousands by filing date | |
| SHIFT4 PMTS INC CL A | 82452J109 | Stock | 15,675 | $556,000 | thousands by filing date | |
| RIVERVIEW FINL CORP NEW | 76940Q105 | COM | 102,551 | $552,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 14,957 | $550,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 16,854 | $548,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 28,603 | $544,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 61,203 | $542,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 1,722 | $535,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 35,413 | $525,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 13,916 | $523,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 15,197 | $521,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 165,500 | $520,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 22,361 | $520,000 | thousands by filing date | |
| DANAHER CORPORATION | 235851300 | 4.75 MND CV PFD | 417 | $520,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 118,516 | $519,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 4,587 | $517,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 145,630 | $516,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469AA6 | NOTE | 705,000 | $516,000 | thousands by filing date | principal |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 50,000 | $508,000 | thousands by filing date | principal |
| BROWN & BROWN INC COM | 115236101 | Stock | 12,430 | $507,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 30,170 | $507,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 18,844 | $506,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 11,639 | $506,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 9,184 | $505,000 | thousands by filing date | |
| GCI LIBERTY INC COM CLASS A | 36164V305 | Stock | 7,000 | $498,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 28,043 | $497,000 | thousands by filing date | |
| TERADYNE INC | 880770AG7 | NOTE | 185,000 | $496,000 | thousands by filing date | principal |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 12,759 | $491,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 3,288 | $490,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 17,586 | $489,000 | thousands by filing date | |
| CARDTRONICS INC | 14161HAG3 | NOTE 1.000%12/0 | 492,000 | $485,000 | thousands by filing date | principal |
| CARLYLE GROUP INC COM | 14316J108 | Stock | 17,144 | $478,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 8,117 | $474,000 | thousands by filing date | |
| TESLA INC | 88160RAG6 | NOTE 2.000% 5/1 | 135,000 | $474,000 | thousands by filing date | principal |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 4,200 | $473,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 5,254 | $459,000 | thousands by filing date | |
| TFI INTERNATIONAL INC COM | 87241L109 | Stock | 12,867 | $455,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 6,229 | $455,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096AF9 | DBCV 4.375% 2/0 | 465,000 | $453,000 | thousands by filing date | principal |
| HASBRO INC COM | 418056107 | Stock | 6,023 | $452,000 | thousands by filing date | |
| ATKORE INC | 047649108 | COMMON STOCK | 16,520 | $452,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 13,002 | $452,000 | thousands by filing date | |
| HERBALIFE NUTRITION LTD | 42703MAD5 | NOTE 2.625% 3/1 | 458,000 | $451,000 | thousands by filing date | principal |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 69,000 | $450,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 531229AF9 | NOTE 1.000% 1/3 | 415,000 | $450,000 | thousands by filing date | principal |
| PPL CORP COM | 69351T106 | Stock | 17,360 | $449,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 6,493 | $449,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 29,609 | $449,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 64,159 | $448,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 3,907 | $448,000 | thousands by filing date | |
| PENNYMAC FINL SVCS INC NEW | 70932M107 | COM | 10,695 | $447,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 18,758 | $446,000 | thousands by filing date | |
| SOUND FINL BANCORP INC | 83607A100 | COM | 18,711 | $445,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 12,330 | $443,000 | thousands by filing date | |
| ANAPLAN INC | 03272L108 | COM | 9,763 | $442,000 | thousands by filing date | |
| PRA GROUP INC | 69354NAB2 | Convertible Debt | 430,000 | $440,000 | thousands by filing date | principal |
| CMB.TECH NV SHS | B38564108 | Stock | 54,582 | $439,000 | thousands by filing date | |
| CENTRAL FEDERAL CORP | 15346Q400 | COM NEW PAR | 43,408 | $438,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 66,499 | $437,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 17,151 | $435,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 3,572 | $433,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 16,537 | $433,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 11,669 | $430,000 | thousands by filing date | |
| WORKDAY INC | 98138HAD3 | NOTE 1.500% 7/1 | 194,000 | $429,000 | thousands by filing date | principal |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 6,482 | $428,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 77,260 | $427,000 | thousands by filing date | |
| ENVESTNET INC | 29404KAB2 | BOND | 345,000 | $425,000 | thousands by filing date | principal |
| ENSIGN GROUP INC | 29358P101 | COM | 10,024 | $420,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 71,151 | $417,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 10,547 | $417,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 19,906 | $413,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 3,962 | $412,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 8,023 | $412,000 | thousands by filing date | |
| US Ecology, Inc. | 91734M103 | COM | 11,777 | $399,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 10,135 | $392,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 37,350 | $392,000 | thousands by filing date | |
| T-Mobile US Inc Rights 20 | 872590112 | RIGHT 07/27/2020 | 2,324,257 | $390,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 10,939 | $386,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 59,972 | $386,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 37,238 | $380,000 | thousands by filing date | |
| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 16,362 | $378,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 10,971 | $378,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 40,436 | $375,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 15,668 | $373,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 2,176 | $371,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 9,237 | $369,000 | thousands by filing date | |
| STOKE THERAPEUTICS INC | 86150R107 | COM | 15,448 | $368,000 | thousands by filing date | |
| UFP INDUSTRIES INC | 90278Q108 | COM | 7,346 | $364,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 14,465 | $362,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 4,306 | $354,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 28,325 | $349,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 6,621 | $349,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 3,107 | $349,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 18,105 | $349,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 12,235 | $348,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 170,000 | $345,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 1,645 | $345,000 | thousands by filing date | |
| DOMINION ENERGY INC | 25746U133 | UNIT 99/99/9999 | 3,400 | $345,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 2,590 | $342,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 93,000 | $340,000 | thousands by filing date | principal |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 5,288 | $335,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 2,998 | $333,000 | thousands by filing date | |
| SEMPRA ENERGY | 816851406 | 6% PFD CONV A | 3,400 | $333,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 5,184 | $332,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 4,259 | $331,000 | thousands by filing date | |
| CARRIAGE SVCS INC | 143905AM9 | NOTE 2.750% 3/1 | 315,000 | $331,000 | thousands by filing date | principal |
| TWILIO INC | 90138FAB8 | NOTE 0.250% 6/0 | 105,000 | $327,000 | thousands by filing date | principal |
| MOMO INC | 60879B107 | ADR | 18,567 | $325,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 19,820 | $323,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 3,082 | $319,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 7,725 | $317,000 | thousands by filing date | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 20,151 | $313,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 4,674 | $313,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AP0 | NOTE 1.625%10/1 | 255,000 | $310,000 | thousands by filing date | principal |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 280,000 | $309,000 | thousands by filing date | principal |
| IRON MTN INC DEL COM | 46284V101 | REIT | 11,795 | $308,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 12,463 | $307,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 8,948 | $307,000 | thousands by filing date | |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 325,000 | $307,000 | thousands by filing date | principal |
| PALO ALTO NETWORKS INC | 697435105 | COM | 1,321 | $304,000 | thousands by filing date | |
| WEIBO CORP | 948596AC5 | NOTE 1.250%11/1 | 325,000 | $303,000 | thousands by filing date | principal |
| ASSURANT INC | 04621X207 | 6.50% CONV PFD D | 2,900 | $302,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 20,535 | $297,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 24,231 | $297,000 | thousands by filing date | |
| TEAM INC | 878155AE0 | NOTE 5.000% 8/0 | 425,000 | $293,000 | thousands by filing date | principal |
| FOX CORP | 35137L204 | CL B COM | 10,867 | $292,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 14,536 | $288,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAB7 | NOTE 2.000%12/0 | 233,000 | $288,000 | thousands by filing date | principal |
| GRAFTECH INTL LTD | 384313508 | COM | 35,984 | $287,000 | thousands by filing date | |
| FRONTDOOR INC COM | 35905A109 | Stock | 6,435 | $286,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 450,000 | $285,000 | thousands by filing date | principal |
| AMCOR PLC | G0250X107 | ORD | 27,818 | $284,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 1,364 | $281,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 2,770 | $279,000 | thousands by filing date | |
| THE REALREAL INC | 88339P101 | COM | 21,665 | $277,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 2,173 | $275,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 18,195 | $274,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 27,361 | $273,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 2,500 | $273,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 33,909 | $273,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 25,514 | $265,000 | thousands by filing date | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 5,175 | $264,000 | thousands by filing date | |
| INFINERA CORP | 45667GAC7 | BOND | 310,000 | $264,000 | thousands by filing date | principal |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 17,890 | $263,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 8,151 | $262,000 | thousands by filing date | |
| CROWN CASTLE INTL CORP NEW | 22822V309 | 6.875% CON PFD A | 176 | $262,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 37,254 | $261,000 | thousands by filing date | |
| ICL GROUP LTD SHS | M53213100 | Stock | 87,614 | $260,000 | thousands by filing date | |
| SHIP FIN INTL LTD | 824689AG8 | NOTE 4.875% 5/0 | 280,000 | $258,000 | thousands by filing date | principal |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 7,341 | $254,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 15,110 | $254,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 20,481 | $252,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 91,300 | $250,000 | thousands by filing date | |
| MR COOPER GROUP INC | 62482R107 | COM | 20,039 | $249,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 3,704 | $247,000 | thousands by filing date | |
| ONESPAN INC | 68287N100 | COM | 8,615 | $240,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 16,567 | $237,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 935 | $237,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 13,808 | $236,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 256,000 | $235,000 | thousands by filing date | principal |
| MANULIFE FINL CORP | 56501R106 | COM | 17,267 | $234,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 4,197 | $234,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 14,031 | $231,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 6,275 | $228,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 14,290 | $227,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 7,516 | $227,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 4,200 | $225,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 9,981 | $225,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 16,756 | $225,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 5,266 | $223,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 2,893 | $223,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 8,504 | $222,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRA | 459506309 | UNIT 09/15/2021 | 5,000 | $221,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 11,543 | $220,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 28,391 | $216,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918AAB1 | NOTE 3.000%12/1 | 49,000 | $213,000 | thousands by filing date | principal |
| SANMINA CORP COM | 801056102 | Stock | 8,357 | $210,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 16,954 | $207,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 6,648 | $205,000 | thousands by filing date | |
| AKERO THERAPEUTICS INC | 00973Y108 | COM | 8,198 | $204,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 3,654 | $203,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 4,356 | $203,000 | thousands by filing date | |
| HOME FED BANCORP INC LA NEW | 43708L108 | COM | 8,109 | $203,000 | thousands by filing date | |
| DOUYU INTL HLDGS LTD | 25985W105 | SPONSORED ADS | 17,572 | $203,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 52,300 | $202,000 | thousands by filing date | |
| TEEKAY CORPORATION | 87900YAE3 | NOTE 5.000% 1/1 | 246,000 | $202,000 | thousands by filing date | principal |
| RAPID7 INC | 753422AB0 | NOTE | 150,000 | $202,000 | thousands by filing date | principal |
| TELUS CORPORATION COM | 87971M103 | Stock | 11,585 | $194,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 17,306 | $178,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 27,000 | $176,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 18,987 | $175,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 42,279 | $175,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 17,417 | $169,000 | thousands by filing date | |
| NABORS INDS INC | 62957HAB1 | BOND | 470,000 | $169,000 | thousands by filing date | principal |
| UNITED STATES STL CORP NEW | 912909108 | COM | 22,489 | $162,000 | thousands by filing date | |
| TRANSOCEAN INC | 893830BJ7 | DEB 0.500% 1/3 | 390,000 | $161,000 | thousands by filing date | principal |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 30,208 | $158,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 14,540 | $155,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 38,339 | $152,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 10,715 | $140,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 20,008 | $140,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 15,449 | $137,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 12,593 | $133,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 25,847 | $116,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 13,158 | $112,000 | thousands by filing date | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 15,698 | $80,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 60,614 | $78,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 10,382 | $71,000 | thousands by filing date | |
| EXELA TECHNOLOGIES INC | 30162V102 | COM | 111,723 | $62,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000902219-20-000422 | this filing | 2020-08-14 | acceptance time not in the bulk data set |