13F-HR filed by WELLINGTON MANAGEMENT GROUP LLP
WELLINGTON MANAGEMENT GROUP LLP filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-13, with 2,013 holding rows worth $443,457,178,000.
- Accession
- 0000902219-19-000479
- Filer
- CIK 902219
- Filed
- 2019-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 7,561 entries on the cover page, a total value of $443,457,178,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $443,457,234,000 with VALUE read as thousands by filing date, 13F file number 028-04557. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWellington Management Company LLP 028-16899
- included managerWellington Managment Canada LLC 028-16903
- included managerWellington Management Hong Kong Ltd 028-16904
- included managerWellington Management Japan Pte Ltd 028-16900
- included managerWellington Management Singapore Pte. Ltd. 028-16901
- included managerWellington Management International Ltd 028-16902
- included managerWellington Trust Company, NA
- included managerWellington Management Australia Ltd
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 36,495 | $2,754,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 30,179 | $2,736,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 273,768 | $2,713,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 42,212 | $2,712,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 57,885 | $2,704,000 | thousands by filing date | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 81,542 | $2,703,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 35,511 | $2,693,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 102,054 | $2,686,000 | thousands by filing date | |
| PHREESIA INC | 71944F106 | COM | 109,540 | $2,656,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 2,682,919 | $2,656,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 109,867 | $2,614,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 101,963 | $2,601,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 157,956 | $2,600,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 107,509 | $2,595,000 | thousands by filing date | |
| FVCBANKCORP INC | 36120Q101 | COMMON STOCK | 147,604 | $2,592,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T807 | COM | 905,596 | $2,590,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 68,942 | $2,589,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 86,828 | $2,567,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 194,809 | $2,548,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 28,010 | $2,532,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 286,507 | $2,522,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 67,312 | $2,513,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 173,146 | $2,508,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 27,785 | $2,504,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K209 | UNIT 99/99/9999 | 52,450 | $2,502,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 327,749 | $2,496,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 17,102 | $2,489,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 220,899 | $2,474,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 684,203 | $2,470,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 54,113 | $2,452,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 42,826 | $2,447,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 103,577 | $2,446,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 46,600 | $2,444,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 130,495 | $2,442,000 | thousands by filing date | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 171,555 | $2,422,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 2,115,000 | $2,422,000 | thousands by filing date | principal |
| F N B CORP | 302520101 | COM | 209,091 | $2,411,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 1,596,601 | $2,411,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 51,022 | $2,401,000 | thousands by filing date | |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 2,030,000 | $2,398,000 | thousands by filing date | principal |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 8,728 | $2,393,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAB1 | NOTE 0.375% 3/1 | 2,215,000 | $2,389,000 | thousands by filing date | principal |
| GARMIN LTD SHS | H2906T109 | Stock | 28,165 | $2,385,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 291,538 | $2,373,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 50,314 | $2,368,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 57,148 | $2,333,000 | thousands by filing date | |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 172,282 | $2,309,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 87,439 | $2,294,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 26,469 | $2,283,000 | thousands by filing date | |
| Community West Bancshares | 204157101 | Common Stock | 230,728 | $2,279,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 66,783 | $2,275,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 171,458 | $2,250,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 76,912 | $2,241,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 105,440 | $2,238,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 10,020 | $2,237,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 39,662 | $2,236,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 52,308 | $2,232,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 26,953 | $2,231,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 65,040 | $2,209,000 | thousands by filing date | |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 80,634 | $2,203,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 11,430 | $2,200,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 211,999 | $2,177,000 | thousands by filing date | |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 145,000 | $2,164,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 19,037 | $2,159,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 33,351 | $2,156,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 21,156 | $2,154,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 77,870 | $2,144,000 | thousands by filing date | |
| ARCO PLATFORM LTD | G04553106 | COM CL A | 42,262 | $2,142,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 137,025 | $2,138,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 99,101 | $2,136,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 51,374 | $2,136,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 128,200 | $2,131,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 339,924 | $2,104,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 63,933 | $2,093,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 17,588 | $2,087,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 108,758 | $2,080,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 331,525 | $2,079,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 245,151 | $2,079,000 | thousands by filing date | |
| FOX CORP CL A COM | 35137L105 | Stock | 65,246 | $2,058,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 36,833 | $2,043,000 | thousands by filing date | |
| SPLUNK INC | 848637AD6 | BOND | 1,865,000 | $2,039,000 | thousands by filing date | principal |
| CMS ENERGY CORP COM | 125896100 | Stock | 31,829 | $2,036,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 16,851 | $2,034,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 49,325 | $2,032,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 9,321 | $2,032,000 | thousands by filing date | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 158,604 | $2,025,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 50,577 | $2,020,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 3,005 | $1,994,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 27,861 | $1,990,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 30,607 | $1,987,000 | thousands by filing date | |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 106,467 | $1,977,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 315,290 | $1,961,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 22,996 | $1,958,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 34,987 | $1,947,000 | thousands by filing date | |
| CAPITAL BANCORP INC MD | 139737100 | COMMON STOCK | 142,840 | $1,945,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 58,486 | $1,940,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 86,451 | $1,919,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 48,572 | $1,918,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 131,439 | $1,886,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 97,973 | $1,886,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 17,068 | $1,877,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 23,142 | $1,877,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 34,225 | $1,870,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 133,330 | $1,846,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 88,516 | $1,844,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 27,000 | $1,843,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 12,621 | $1,842,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 6,896 | $1,836,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H300 | JP MRGAN EM LOC | 55,050 | $1,817,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AK7 | NOTE 2.875% 2/0 | 1,915,000 | $1,817,000 | thousands by filing date | principal |
| DATADOGINCCLASSA | 23804L103 | STOK | 53,496 | $1,814,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 36,450 | $1,805,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 1,350,000 | $1,789,000 | thousands by filing date | principal |
| VIAVI SOLUTIONS INC | 925550105 | COM | 127,521 | $1,786,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 68,759 | $1,761,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 64,535 | $1,755,000 | thousands by filing date | |
| ICPT 2 05 15 26 2 000000 | 45845PAB4 | CONV BD US | 1,950,000 | $1,752,000 | thousands by filing date | principal |
| ASSOCIATED BANC-CORP | 045487105 | COM | 85,239 | $1,726,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 37,006 | $1,725,000 | thousands by filing date | |
| TECOGEN INC NEW | 87876P201 | COM NEW | 723,525 | $1,722,000 | thousands by filing date | |
| PING IDENTITY HOLDING CORP | 72341T103 | COMMON STOCK | 99,143 | $1,710,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 17,427 | $1,709,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 19,997 | $1,695,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 22,522 | $1,685,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 320,321 | $1,685,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 11,430 | $1,681,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 30,017 | $1,678,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 38,915 | $1,672,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 17,051 | $1,671,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 41,685 | $1,670,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 18,252 | $1,662,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 74,106 | $1,662,000 | thousands by filing date | |
| SOUTH PLAINS FINANCIAL INC | 83946P107 | COM | 100,421 | $1,637,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 25,702 | $1,632,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 37,910 | $1,622,000 | thousands by filing date | |
| SB FINL GROUP INC DEP | 78408D204 | SHS PFD 6.5 | 96,668 | $1,597,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 51,437 | $1,588,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 35,997 | $1,587,000 | thousands by filing date | |
| RIVERVIEW FINL CORP NEW | 76940Q105 | COM | 137,723 | $1,587,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 804,407 | $1,577,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 35,802 | $1,572,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 400,293 | $1,569,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 1,518,465 | $1,564,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 59,930 | $1,559,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 91,512 | $1,557,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 23,372 | $1,551,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 173,755 | $1,550,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 20,510 | $1,545,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 29,088 | $1,544,000 | thousands by filing date | |
| SPRINGWORKS THERAPEUTICS INC | 85205L107 | COM | 70,577 | $1,530,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 114,954 | $1,514,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 31,394 | $1,493,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 11,430 | $1,484,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 58,046 | $1,481,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 62,950 | $1,464,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 22,253 | $1,458,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 436,592 | $1,458,000 | thousands by filing date | |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 93,238 | $1,453,000 | thousands by filing date | |
| GLEN BURNIE BANCORP | 377407101 | COM | 133,955 | $1,447,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 456,674 | $1,439,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 100,763 | $1,438,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 28,633 | $1,437,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 16,450 | $1,434,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 28,785 | $1,430,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 75,681 | $1,419,000 | thousands by filing date | |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 326,094 | $1,412,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 9,707 | $1,402,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 92,635 | $1,384,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 867,916 | $1,372,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 18,216 | $1,363,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 26,461 | $1,360,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 10,529 | $1,359,000 | thousands by filing date | |
| SOUND FINL BANCORP INC | 83607A100 | COM | 37,754 | $1,358,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AD7 | NOTE 0.750% 7/0 | 1,290,000 | $1,357,000 | thousands by filing date | principal |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 16,256 | $1,355,000 | thousands by filing date | |
| HERBALIFE NUTRITION LTD | 42703MAD5 | NOTE 2.625% 3/1 | 1,453,000 | $1,355,000 | thousands by filing date | principal |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 60,056 | $1,333,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 235,973 | $1,324,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 41,747 | $1,313,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 87,553 | $1,301,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 7,621 | $1,280,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 17,924 | $1,276,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 58,202 | $1,275,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 14,762 | $1,272,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 68,038 | $1,267,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 16,464 | $1,263,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 117,572 | $1,251,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 55,562 | $1,224,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 172,525 | $1,222,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AC9 | BOND | 1,226,000 | $1,218,000 | thousands by filing date | principal |
| SEI INVTS CO COM | 784117103 | Stock | 20,452 | $1,212,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 37,364 | $1,211,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 10,592 | $1,193,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 26,048 | $1,188,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 5,635 | $1,181,000 | thousands by filing date | |
| TESLA INC | 88160RAG6 | NOTE 2.000% 5/1 | 1,160,000 | $1,178,000 | thousands by filing date | principal |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 137,189 | $1,173,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 15,937 | $1,164,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 20,836 | $1,148,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 39,617 | $1,145,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 451,499 | $1,138,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 17,185 | $1,136,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 23,764 | $1,127,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 25,765 | $1,121,000 | thousands by filing date | |
| IF BANCORP INC | 44951J105 | COM | 52,822 | $1,109,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 27,614 | $1,105,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 6,916 | $1,104,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 15,082 | $1,099,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 14,950 | $1,096,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 7,167 | $1,088,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 17,189 | $1,079,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AJ8 | DBCV 0.875% 6/0 | 1,160,000 | $1,079,000 | thousands by filing date | principal |
| LIVONGO HEALTH INC | 539183103 | COM | 60,541 | $1,056,000 | thousands by filing date | |
| COGENT BIOSCIENCES INC COM | 903214104 | COM | 732,967 | $1,055,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 13,500 | $1,051,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 18,526 | $1,051,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 8,078 | $1,050,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 9,161 | $1,046,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 30,000 | $1,043,000 | thousands by filing date | |
| QIAGEN NV | N72482AT4 | DEBT 1.000%11/1 | 1,000,000 | $1,041,000 | thousands by filing date | principal |
| CROSSFIRST BANKSHARES INC | 22766M109 | COM | 72,610 | $1,038,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 36,817 | $1,029,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 51,675 | $1,019,000 | thousands by filing date | |
| NEXTGEN HEALTHCARE INC | 65343C102 | COMMON STOCK | 64,900 | $1,018,000 | thousands by filing date | |
| NESCO HLDGS INC | 64083J104 | COM | 169,730 | $1,015,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 83,930 | $1,008,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AD3 | NOTE 1.500% 8/1 | 1,040,000 | $1,002,000 | thousands by filing date | principal |
| SPLUNK INC | 848637AC8 | NOTE 0.500% 9/1 | 933,000 | $1,002,000 | thousands by filing date | principal |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 61,499 | $997,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 22,199 | $987,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 47,242 | $986,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 5,288 | $982,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 847,000 | $980,000 | thousands by filing date | principal |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 1,681,490 | $977,000 | thousands by filing date | |
| MEDALLIA INC | 584021109 | COM | 35,469 | $973,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 13,600 | $961,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 28,612 | $958,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAC6 | NOTE 6/0 | 500,000 | $957,000 | thousands by filing date | principal |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 67,037 | $955,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 7,867 | $948,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 78,304 | $942,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 24,658 | $926,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 38,100 | $922,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 18,657 | $919,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 38,937 | $918,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 5,638 | $917,000 | thousands by filing date | |
| MEDICINES CO | 584688AG0 | NOTE 2.750% 7/1 | 759,000 | $915,000 | thousands by filing date | principal |
| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 27,642 | $912,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 368,369 | $906,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 6,216 | $905,000 | thousands by filing date | |
| ARCOSA INC COM | 039653100 | Stock | 26,279 | $899,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 11,852 | $892,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 9,632 | $889,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 8,565 | $877,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469AA6 | NOTE | 965,000 | $877,000 | thousands by filing date | principal |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 78,647 | $866,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 10,798 | $854,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 12,768 | $853,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 2,025 | $846,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 43,924 | $840,000 | thousands by filing date | |
| Luckin Coffee Inc | 54951L109 | Equity | 44,181 | $839,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220KAF5 | NOTE 0.750% 5/1 | 1,005,000 | $838,000 | thousands by filing date | principal |
| K12 INC | 48273U102 | COM | 31,745 | $838,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 734,393 | $830,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 212,186 | $824,000 | thousands by filing date | |
| CAMBRIDGE BANCORP | 132152109 | COM | 10,979 | $824,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 6,655 | $823,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 65,521 | $822,000 | thousands by filing date | |
| BLOCK INC | 852234AD5 | NOTE 0.500% 5/1 | 735,000 | $816,000 | thousands by filing date | principal |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 715,000 | $816,000 | thousands by filing date | principal |
| B2GOLD CORP COM | 11777Q209 | Stock | 249,861 | $813,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 178,115 | $804,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 51,160 | $791,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 784,000 | $781,000 | thousands by filing date | principal |
| MICROCHIP TECHNOLOGY INC. | 595017AF1 | NOTE 1.625% 2/1 | 605,000 | $779,000 | thousands by filing date | principal |
| MYRIAD GENETICS INC | 62855J104 | COM | 27,072 | $775,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 25,627 | $768,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 11,145 | $765,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 74,642 | $764,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 10,518 | $763,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 3,781 | $763,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAH3 | DBCV 1.990% 7/0 | 755,000 | $763,000 | thousands by filing date | principal |
| DOLLAR TREE INC COM | 256746108 | Stock | 6,648 | $759,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 5,561 | $757,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 19,142 | $753,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 18,814 | $753,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 25,975 | $750,000 | thousands by filing date | |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 755,000 | $748,000 | thousands by filing date | principal |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 30,551 | $736,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 5,526 | $735,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 39,210 | $735,000 | thousands by filing date | |
| TARGET HOSPITALITY CORP | 87615L115 | *W EXP 03/15/202 | 692,333 | $727,000 | thousands by filing date | |
| ENVESTNET INC | 29404KAA4 | NOTE 1.75012/1 | 716,000 | $726,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 531229AF9 | NOTE 1.000% 1/3 | 575,000 | $720,000 | thousands by filing date | principal |
| CENTURYLINK INC | 156700106 | COM | 57,520 | $718,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 235,403 | $716,000 | thousands by filing date | |
| FIRST US BANCSHARES INC | 33744V103 | COM | 79,363 | $713,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 8,468 | $708,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 136,619 | $706,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 11,024 | $701,000 | thousands by filing date | |
| PPDAI GROUP INC | 69354V108 | SPONSORED ADR | 241,084 | $699,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 100,976 | $694,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 12,337 | $694,000 | thousands by filing date | |
| CENTRAL FEDERAL CORP | 15346Q400 | COM NEW PAR | 55,922 | $693,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 43,560 | $692,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 5,805 | $685,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 13,037 | $684,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 4,303 | $680,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 6,300 | $679,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 674,000 | $678,000 | thousands by filing date | principal |
| GROCERY OUTLET HLDG CORP COM | 39874R101 | Stock | 19,525 | $677,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 32,810 | $677,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 5,300 | $676,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 32,856 | $676,000 | thousands by filing date | |
| ATKORE INC | 047649108 | COMMON STOCK | 22,221 | $674,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 11,531 | $669,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 180,500 | $668,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 37,443 | $667,000 | thousands by filing date | |
| RANDOLPH BANCORP INC | 752378109 | COM | 45,873 | $666,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 49,339 | $662,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 9,301 | $654,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 7,280 | $651,000 | thousands by filing date | |
| INFINERA CORP | 45667GAC7 | BOND | 750,000 | $651,000 | thousands by filing date | principal |
| REGENCY CTRS CORP COM | 758849103 | REIT | 9,300 | $646,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 4,879 | $646,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 44,349 | $639,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 10,278 | $638,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 240,400 | $635,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 6,807 | $632,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 116,844 | $631,000 | thousands by filing date | |
| WORKDAY INC | 98138HAF8 | NOTE 0.250%10/0 | 480,000 | $630,000 | thousands by filing date | principal |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 68,922 | $628,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 25,339 | $628,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 5,437 | $625,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 26,371 | $623,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 216,024 | $620,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 4,059 | $619,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 10,756 | $617,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 165,000 | $615,000 | thousands by filing date | principal |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 10,861 | $612,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 37,376 | $611,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 940 | $610,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 9,299 | $602,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 21,236 | $600,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 56,394 | $587,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096AF9 | DBCV 4.375% 2/0 | 565,000 | $578,000 | thousands by filing date | principal |
| ZILLOW GROUP INC | 98954MAB7 | NOTE 2.000%12/0 | 583,000 | $578,000 | thousands by filing date | principal |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 1,925 | $575,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 7,105 | $572,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 55,864 | $568,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 10,315 | $565,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 14,071 | $565,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 11,456 | $563,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAB7 | NOTE 0.375% 9/0 | 455,000 | $562,000 | thousands by filing date | principal |
| OFFICE DEPOT INC | 676220106 | COM | 317,653 | $557,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 1,065 | $555,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 12,341 | $555,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 16,824 | $553,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 34,916 | $552,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 31,598 | $549,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 9,395 | $547,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 93,928 | $543,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 17,836 | $539,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 4,200 | $539,000 | thousands by filing date | |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 75,000 | $536,000 | thousands by filing date | principal |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 25,006 | $533,000 | thousands by filing date | |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 550,000 | $528,000 | thousands by filing date | principal |
| PRA GROUP INC | 69354NAB2 | Convertible Debt | 520,000 | $527,000 | thousands by filing date | principal |
| WORKDAY INC | 98138HAD3 | NOTE 1.500% 7/1 | 252,000 | $527,000 | thousands by filing date | principal |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 9,143 | $525,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 8,429 | $525,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 15,197 | $522,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 35,537 | $513,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 10,368 | $505,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 4,404 | $500,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 23,890 | $496,000 | thousands by filing date | |
| EXAGEN INC | 30068X103 | COM | 31,948 | $495,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 25,786 | $495,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 10,573 | $493,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 2,201 | $487,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 12,959 | $479,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 27,446 | $477,000 | thousands by filing date | |
| GRINDROD SHIPPING HOLDINGS L | Y28895103 | COM | 85,388 | $473,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 36,469 | $472,000 | thousands by filing date | |
| DANAHER CORPORATION | 235851300 | 4.75 MND CV PFD | 412 | $470,000 | thousands by filing date | |
| TEAM INC | 878155AE0 | NOTE 5.000% 8/0 | 425,000 | $469,000 | thousands by filing date | principal |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 32,812 | $464,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 18,603 | $458,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 10,081 | $452,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918AAB1 | NOTE 3.000%12/1 | 265,000 | $452,000 | thousands by filing date | principal |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 6,969 | $445,000 | thousands by filing date | |
| HUBSPOT INC | 443573AB6 | NOTE 0.250% 6/0 | 265,000 | $444,000 | thousands by filing date | principal |
| WRIGHT MED GROUP N V | 98236JAB4 | NOTE 2.250%11/1 | 380,000 | $443,000 | thousands by filing date | principal |
| DESIGNER BRANDS INC | 250565108 | CL A | 25,356 | $434,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 9,768 | $433,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 11,914 | $433,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 68,878 | $432,000 | thousands by filing date | |
| SHIP FIN INTL LTD | 824689AG8 | NOTE 4.875% 5/0 | 390,000 | $425,000 | thousands by filing date | principal |
| M/I HOMES INC | 55305B101 | COM | 11,262 | $424,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 201,244 | $421,000 | thousands by filing date | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 22,856 | $421,000 | thousands by filing date | |
| RAMBUS INC DEL | 750917AG1 | NOTE 1.375% 2/0 | 420,000 | $416,000 | thousands by filing date | principal |
| NABORS INDS INC | 62957HAB1 | BOND | 650,000 | $414,000 | thousands by filing date | principal |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 27,569 | $410,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 4,942 | $404,000 | thousands by filing date | |
| SEMPRA ENERGY | 816851406 | 6% PFD CONV A | 3,400 | $402,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 15,789 | $399,000 | thousands by filing date | |
| KAMAN CORP | 483548AF0 | BOND | 350,000 | $399,000 | thousands by filing date | principal |
| ON SEMICONDUCTOR CORP | 682189AP0 | NOTE 1.625%10/1 | 330,000 | $396,000 | thousands by filing date | principal |
| MACERICH CO | 554382101 | COM | 12,460 | $394,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 7,475 | $393,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 187,827 | $392,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A301 | 6.50% CON PFD B | 3,232 | $392,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 38,706 | $391,000 | thousands by filing date | |
| REDFIN CORP | 75737FAA6 | NOTE 1.750% 7/1 | 426,000 | $390,000 | thousands by filing date | principal |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 4,983 | $376,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 10,538 | $367,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 245,000 | $366,000 | thousands by filing date | principal |
| INCYTE CORP | 45337CAN2 | NOTE 1.250%11/1 | 245,000 | $364,000 | thousands by filing date | principal |
| ASSURANT INC | 04621X207 | 6.50% CONV PFD D | 2,900 | $363,000 | thousands by filing date | |
| THOMPSON REUTERS CORP | 884903709 | COM NEW | 5,410 | $362,000 | thousands by filing date | |
| DOMINION ENERGY INC | 25746U133 | UNIT 99/99/9999 | 3,400 | $360,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 14,941 | $359,000 | thousands by filing date | |
| MARRIOTT VACTINS WORLDWID CO | 57164YAB3 | NOTE 1.500% 9/1 | 354,000 | $355,000 | thousands by filing date | principal |
| MASCO CORP | 574599106 | COM | 8,489 | $354,000 | thousands by filing date | |
| TERADYNE INC | 880770AG7 | NOTE | 185,000 | $352,000 | thousands by filing date | principal |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 17,632 | $344,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 18,710 | $342,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044AD7 | NOTE 1.250% 9/0 | 305,000 | $341,000 | thousands by filing date | principal |
| IRON MTN INC DEL COM | 46284V101 | REIT | 10,366 | $336,000 | thousands by filing date | |
| BANK OF THE JAMES FINL GP IN | 470299108 | COM | 23,509 | $336,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 28,078 | $334,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887208 | PFD SHS CONV A | 5,400 | $334,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 366,000 | $332,000 | thousands by filing date | principal |
| CARRIAGE SVCS INC | 143905AM9 | NOTE 2.750% 3/1 | 315,000 | $332,000 | thousands by filing date | principal |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 2,659 | $331,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 3,165 | $326,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 9,151 | $326,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R754 | CL A | 6,224 | $325,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 2,865 | $323,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 7,172 | $321,000 | thousands by filing date | |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 9,431 | $320,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 3,857 | $319,000 | thousands by filing date | |
| NRG ENERGY INC | 629377CG5 | DBCV 2.750% 6/0 | 280,000 | $315,000 | thousands by filing date | principal |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 93,000 | $311,000 | thousands by filing date | principal |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 41,312 | $310,000 | thousands by filing date | |
| TEEKAY CORPORATION | 87900YAE3 | NOTE 5.000% 1/1 | 384,000 | $310,000 | thousands by filing date | principal |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 21,000 | $303,000 | thousands by filing date | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 26,069 | $303,000 | thousands by filing date | |
| HOME FED BANCORP INC LA NEW | 43708L108 | COM | 9,180 | $300,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 210,000 | $299,000 | thousands by filing date | principal |
| FOX CORP | 35137L204 | CL B COM | 9,341 | $295,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 21,079 | $293,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 2,161 | $292,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 21,520 | $289,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 21,758 | $289,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 8,419 | $287,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 3,214 | $287,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 960 | $285,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 3,095 | $281,000 | thousands by filing date | |
| SEA LTD | 81141RAB6 | CONV BD US | 160,000 | $279,000 | thousands by filing date | principal |
| DERMIRA INC | 24983LAB0 | NOTE 3.000% 5/1 | 330,000 | $277,000 | thousands by filing date | principal |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 1,237 | $275,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338PAB6 | NOTE 4.000% 7/1 | 260,000 | $274,000 | thousands by filing date | principal |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 7,137 | $271,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 22,000 | $269,000 | thousands by filing date | |
| VEECO INSTRS INC DEL | 922417AD2 | NOTE 2.700% 1/1 | 290,000 | $258,000 | thousands by filing date | principal |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 3,181 | $253,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 3,983 | $252,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 2,266 | $251,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 6,427 | $251,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 6,634 | $244,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 6,830 | $239,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 26,032 | $237,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 4,200 | $235,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 2,070 | $235,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRA | 459506309 | UNIT 09/15/2021 | 5,000 | $235,000 | thousands by filing date | |
| ALLAKOS INC | 01671P100 | COM | 2,959 | $233,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 5,237 | $229,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 8,465 | $228,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 1,233 | $223,000 | thousands by filing date | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 8,114 | $221,000 | thousands by filing date | |
| WEIBO CORP | 948596AC5 | NOTE 1.250%11/1 | 235,000 | $220,000 | thousands by filing date | principal |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 2,400 | $219,000 | thousands by filing date | |
| PENNYMAC FINL SVCS INC NEW | 70932M107 | COM | 7,011 | $213,000 | thousands by filing date | |
| SEMPRA ENERGY | 816851505 | PFD | 1,811 | $213,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 2,009 | $208,000 | thousands by filing date | |
| H WORLD GROUP LTD | 16949NAC3 | NOTE 0.375%11/0 | 200,000 | $208,000 | thousands by filing date | principal |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 166,837 | $206,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 62,739 | $205,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 150,000 | $205,000 | thousands by filing date | principal |
| SABRE CORP COM | 78573M104 | Stock | 9,035 | $202,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 135 | $202,000 | thousands by filing date | |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 62,796 | $202,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 15,425 | $196,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 48,482 | $190,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 364,669 | $171,000 | thousands by filing date | |
| CAROLINA TR BANCSHARES INC | 14422P105 | COM | 16,227 | $170,000 | thousands by filing date | |
| NESCO HLDGS INC | 64083J112 | *W EXP 01/01/202 | 187,382 | $161,000 | thousands by filing date | |
| ROAN RES INC | 769755109 | CL A COM | 129,321 | $159,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000902219-19-000479 | this filing | 2019-11-13 | acceptance time not in the bulk data set |