13F-HR filed by WELLINGTON MANAGEMENT GROUP LLP
WELLINGTON MANAGEMENT GROUP LLP filed this 13F-HR for the quarter ended 2019-06-30, filed 2019-08-14, with 2,039 holding rows worth $451,690,373,000.
- Accession
- 0000902219-19-000441
- Filer
- CIK 902219
- Filed
- 2019-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A holdings report, 7,603 entries on the cover page, a total value of $451,690,373,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $451,690,369,000 with VALUE read as thousands by filing date, 13F file number 028-04557. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWellington Management Company LLP 028-16899
- included managerWellington Managment Canada LLC 028-16903
- included managerWellington Management Hong Kong Ltd 028-16904
- included managerWellington Management Japan Pte Ltd 028-16900
- included managerWellington Management Singapore Pte. Ltd. 028-16901
- included managerWellington Management International Ltd 028-16902
- included managerWellington Trust Company, NA
- included managerWellington Management Australia Ltd
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MAGAL SECURITY SYS LTD | M6786D104 | ORD | 626,210 | $3,156,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 28,938 | $3,149,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 13,897 | $3,146,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 64,958 | $3,140,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 497,276 | $3,128,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 59,403 | $3,124,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 36,495 | $3,117,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 45,011 | $3,098,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 41,993 | $3,081,000 | thousands by filing date | |
| SOUTH PLAINS FINANCIAL INC | 83946P107 | COM | 186,738 | $3,081,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 202,960 | $3,065,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 77,000 | $2,994,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 143,825 | $2,985,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 58,501 | $2,983,000 | thousands by filing date | |
| TECOGEN INC NEW | 87876P201 | COM NEW | 792,951 | $2,974,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 54,325 | $2,970,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 71,095 | $2,965,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 55,900 | $2,955,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K209 | UNIT 99/99/9999 | 52,450 | $2,953,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 33,598 | $2,934,000 | thousands by filing date | |
| TESLA INC | 88160RAG6 | NOTE 2.000% 5/1 | 2,980,000 | $2,927,000 | thousands by filing date | principal |
| VANECK ETF TRUST | 92189H300 | JP MRGAN EM LOC | 84,200 | $2,922,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 395,573 | $2,915,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 104,786 | $2,911,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 51,060 | $2,906,000 | thousands by filing date | |
| RH | 74967X103 | COM | 25,016 | $2,892,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 64,903 | $2,890,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 57,118 | $2,888,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 114,483 | $2,859,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 154,154 | $2,847,000 | thousands by filing date | |
| CAMBIUM NETWORKS CORPORATION | G17766109 | COMMON STOCK-FO | 295,760 | $2,837,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 177,565 | $2,834,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 147,950 | $2,812,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 9,388 | $2,810,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 1,557,560 | $2,804,000 | thousands by filing date | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 80,771 | $2,801,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 105,634 | $2,774,000 | thousands by filing date | |
| COVISTA INC | 00737L103 | COM | 61,364 | $2,764,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 78,353 | $2,732,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 76,877 | $2,698,000 | thousands by filing date | |
| RADA ELECTR INDS LTD | M81863124 | CMN | 801,400 | $2,693,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 60,614 | $2,686,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 99,468 | $2,647,000 | thousands by filing date | |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R111 | UNIT 99/99/9999 | 247,491 | $2,643,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 64,900 | $2,637,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 83,199 | $2,630,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 452,305 | $2,623,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 48,160 | $2,609,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 19,916 | $2,608,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 95,800 | $2,602,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 88,292 | $2,598,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 111,387 | $2,591,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 222,701 | $2,588,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 69,714 | $2,583,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 252,274 | $2,583,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 39,499 | $2,567,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 288,237 | $2,556,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 17,545 | $2,547,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 36,007 | $2,535,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 278,523 | $2,535,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 39,658 | $2,534,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 88,180 | $2,524,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 101,209 | $2,524,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 156,639 | $2,512,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 352,966 | $2,510,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 284,996 | $2,479,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 12,972 | $2,477,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 12,089 | $2,473,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 79,400 | $2,470,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 43,303 | $2,458,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 173,702 | $2,446,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 31,367 | $2,434,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 18,881 | $2,422,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 30,264 | $2,415,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 177,633 | $2,414,000 | thousands by filing date | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 81,840 | $2,410,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 1,557,000 | $2,402,000 | thousands by filing date | principal |
| UPWORK INC | 91688F104 | COM | 148,808 | $2,393,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 115,315 | $2,392,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 16,945 | $2,380,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 36,594 | $2,364,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 205,292 | $2,363,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 62,619 | $2,363,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 53,862 | $2,355,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 260,161 | $2,344,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 455,421 | $2,332,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 118,766 | $2,320,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 49,941 | $2,315,000 | thousands by filing date | |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 2,030,000 | $2,303,000 | thousands by filing date | principal |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 58,488 | $2,300,000 | thousands by filing date | |
| GROCERY OUTLET HLDG CORP COM | 39874R101 | Stock | 69,660 | $2,290,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 33,374 | $2,282,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 59,542 | $2,274,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 64,340 | $2,248,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 136,234 | $2,248,000 | thousands by filing date | |
| Community West Bancshares | 204157101 | Common Stock | 232,559 | $2,244,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 56,852 | $2,231,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 39,995 | $2,228,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 78,203 | $2,225,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 81,039 | $2,223,000 | thousands by filing date | |
| BRP INC COM SUN VTG | 05577W200 | Stock | 61,578 | $2,205,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 37,472 | $2,177,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 167,135 | $2,175,000 | thousands by filing date | |
| ARCO PLATFORM LTD | G04553106 | COM CL A | 49,603 | $2,171,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 22,514 | $2,169,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 43,064 | $2,153,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 7,683 | $2,150,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 15,833 | $2,140,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 86,451 | $2,140,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 28,151 | $2,137,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 201,737 | $2,114,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 58,859 | $2,089,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 138,935 | $2,077,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 101,531 | $2,076,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 15,048 | $2,075,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 3,005 | $2,074,000 | thousands by filing date | |
| THE REALREAL INC | 88339P101 | COM | 71,410 | $2,064,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 141,542 | $2,061,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 28,082 | $2,052,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 17,018 | $2,047,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 76,874 | $2,046,000 | thousands by filing date | |
| AXOSFINLINC | 05465C100 | STOK | 75,014 | $2,044,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 99,437 | $2,040,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 20,286 | $2,032,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 57,707 | $2,029,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 321,038 | $2,029,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 79,072 | $1,992,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 14,293 | $1,991,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 410,358 | $1,986,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 24,230 | $1,979,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 90,311 | $1,959,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 79,043 | $1,946,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 47,994 | $1,943,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 33,471 | $1,939,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 130,932 | $1,939,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 23,394 | $1,925,000 | thousands by filing date | |
| COGENT BIOSCIENCES INC COM | 903214104 | COM | 732,967 | $1,920,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 153,421 | $1,901,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 13,512 | $1,893,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 30,017 | $1,876,000 | thousands by filing date | |
| CYNERGISTEK INC | 23258P105 | COM | 386,549 | $1,871,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 323,001 | $1,858,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAC6 | NOTE 6/0 | 895,000 | $1,855,000 | thousands by filing date | principal |
| GREENBRIER COS INC | 393657AK7 | NOTE 2.875% 2/0 | 1,915,000 | $1,840,000 | thousands by filing date | principal |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 7,436 | $1,838,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 85,239 | $1,802,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 41,260 | $1,797,000 | thousands by filing date | |
| CAPITAL BANCORP INC MD | 139737100 | COMMON STOCK | 145,518 | $1,790,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 11,617 | $1,779,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 318,443 | $1,777,000 | thousands by filing date | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 16,099 | $1,754,000 | thousands by filing date | |
| CAPITOL INVT CORP IV | G18920101 | CL A ORD | 169,730 | $1,737,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 13,482 | $1,736,000 | thousands by filing date | |
| BLOCK INC | 852234AD5 | NOTE 0.500% 5/1 | 1,450,000 | $1,731,000 | thousands by filing date | principal |
| MONGODB INC CL A | 60937P106 | Stock | 11,235 | $1,709,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 32,533 | $1,709,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 221,749 | $1,701,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 29,357 | $1,695,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 32,665 | $1,677,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 141,829 | $1,668,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 74,125 | $1,659,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 23,803 | $1,659,000 | thousands by filing date | |
| GLEN BURNIE BANCORP | 377407101 | COM | 149,687 | $1,647,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 53,095 | $1,645,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 18,252 | $1,636,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 37,481 | $1,635,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 52,244 | $1,635,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 34,686 | $1,632,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 20,194 | $1,632,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 62,802 | $1,630,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 51,361 | $1,629,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 120,477 | $1,625,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 31,501 | $1,623,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 12,075 | $1,616,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 18,222 | $1,606,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 83,665 | $1,593,000 | thousands by filing date | |
| Luckin Coffee Inc | 54951L109 | Equity | 81,263 | $1,584,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 5,895 | $1,581,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 5,995 | $1,562,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 90,455 | $1,562,000 | thousands by filing date | |
| SB FINL GROUP INC DEP | 78408D204 | SHS PFD 6.5 | 96,668 | $1,555,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 19,729 | $1,549,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 31,616 | $1,545,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 28,227 | $1,544,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 22,218 | $1,540,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 3,786 | $1,518,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 33,518 | $1,506,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 78,544 | $1,501,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 35,997 | $1,487,000 | thousands by filing date | |
| FRANKLIN FINANCIAL SERVICES | 353525108 | COMMON STOCK | 38,989 | $1,487,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 1,320,000 | $1,480,000 | thousands by filing date | principal |
| Misonix Inc | 604871103 | COM | 57,700 | $1,467,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 239,844 | $1,451,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 94,601 | $1,448,000 | thousands by filing date | |
| RIVERVIEW FINL CORP NEW | 76940Q105 | COM | 137,782 | $1,447,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 54,841 | $1,423,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 67,029 | $1,415,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 27,744 | $1,411,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 13,647 | $1,399,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 17,584 | $1,399,000 | thousands by filing date | |
| TARGET HOSPITALITY CORP | 87615L115 | *W EXP 03/15/202 | 692,333 | $1,385,000 | thousands by filing date | |
| FIRST NATIONAL CORP VA | 32106V107 | COMMON STOCK | 67,400 | $1,372,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 59,856 | $1,371,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 13,962 | $1,340,000 | thousands by filing date | |
| PDC ENERGY INC | 69327RAD3 | NOTE 1.125% 9/1 | 1,431,000 | $1,340,000 | thousands by filing date | principal |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 66,855 | $1,329,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 25,265 | $1,316,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 29,769 | $1,314,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 19,624 | $1,313,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 239,830 | $1,312,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T807 | COM | 324,849 | $1,309,000 | thousands by filing date | |
| SOUND FINL BANCORP INC | 83607A100 | COM | 38,043 | $1,299,000 | thousands by filing date | |
| RYB ED INC | 74979W101 | ADR | 193,377 | $1,297,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 58,375 | $1,284,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 15,729 | $1,283,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 13,173 | $1,276,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 9,554 | $1,269,000 | thousands by filing date | |
| WORKDAY INC | 98138HAD3 | NOTE 1.500% 7/1 | 500,000 | $1,260,000 | thousands by filing date | principal |
| BLOCK H & R INC COM | 093671105 | Stock | 42,915 | $1,257,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 14,422 | $1,256,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 422,852 | $1,251,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 81,224 | $1,243,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 1,565 | $1,232,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 41,788 | $1,231,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 32,652 | $1,224,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 26,461 | $1,222,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AC9 | BOND | 1,226,000 | $1,195,000 | thousands by filing date | principal |
| REALTY INCOME CORP COM | 756109104 | REIT | 17,248 | $1,190,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 72,013 | $1,181,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 16,914 | $1,180,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 37,521 | $1,178,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 27,614 | $1,167,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 69,007 | $1,161,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 7,086 | $1,159,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 32,124 | $1,151,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 90,343 | $1,147,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 21,067 | $1,143,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 255,037 | $1,122,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 13,252 | $1,118,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 19,176 | $1,116,000 | thousands by filing date | |
| IF BANCORP INC | 44951J105 | COM | 53,311 | $1,115,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 133,968 | $1,112,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 16,242 | $1,110,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 17,185 | $1,096,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 24,074 | $1,087,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 24,395 | $1,082,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 21,472 | $1,076,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 38,205 | $1,072,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 7,522 | $1,071,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 44,747 | $1,071,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 19,968 | $1,070,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 21,208 | $1,064,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 48,630 | $1,060,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 13,500 | $1,057,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AJ8 | DBCV 0.875% 6/0 | 1,160,000 | $1,056,000 | thousands by filing date | principal |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 12,757 | $1,053,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 897,000 | $1,053,000 | thousands by filing date | principal |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 6,894 | $1,048,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 1,726,974 | $1,044,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 22,276 | $1,042,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 8,771 | $1,033,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 35,851 | $1,026,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AD3 | NOTE 1.500% 8/1 | 1,040,000 | $1,024,000 | thousands by filing date | principal |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 18,331 | $1,016,000 | thousands by filing date | |
| ENVESTNET INC | 29404KAA4 | NOTE 1.75012/1 | 881,000 | $997,000 | thousands by filing date | principal |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 51,675 | $988,000 | thousands by filing date | |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 985,000 | $985,000 | thousands by filing date | principal |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 143,862 | $984,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 15,319 | $978,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 97,552 | $977,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 916,000 | $977,000 | thousands by filing date | principal |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 84,908 | $976,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 8,626 | $972,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAB7 | NOTE 0.375% 9/0 | 641,000 | $970,000 | thousands by filing date | principal |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 1,136 | $969,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 28,612 | $965,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 2,657 | $959,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 490,011 | $956,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 24,269 | $955,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 64,218 | $955,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 63,893 | $954,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 74,433 | $943,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 8,453 | $936,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 8,691 | $934,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 41,250 | $932,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 37,244 | $922,000 | thousands by filing date | |
| MORPHIC HLDG INC | 61775R105 | COM | 45,897 | $910,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 4,462 | $905,000 | thousands by filing date | |
| CAMBRIDGE BANCORP | 132152109 | COM | 11,057 | $901,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 18,548 | $893,000 | thousands by filing date | |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 41,565 | $886,000 | thousands by filing date | |
| WORKDAY INC | 98138HAF8 | NOTE 0.250%10/0 | 590,000 | $884,000 | thousands by filing date | principal |
| RADIUS HEALTH INC | 750469AA6 | NOTE | 965,000 | $873,000 | thousands by filing date | principal |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 32,307 | $872,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220KAF5 | NOTE 0.750% 5/1 | 1,005,000 | $868,000 | thousands by filing date | principal |
| ESSENTIAL PPTYS RLTY TR INC COM | 29670E107 | REIT | 43,168 | $865,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 6,658 | $851,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 825,810 | $851,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 23,281 | $849,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 17,046 | $846,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 715,000 | $845,000 | thousands by filing date | principal |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 28,936 | $842,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 6,147 | $838,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 55,618 | $833,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAH3 | DBCV 1.990% 7/0 | 755,000 | $826,000 | thousands by filing date | principal |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 39,414 | $823,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 61,392 | $819,000 | thousands by filing date | |
| ATKORE INC | 047649108 | COMMON STOCK | 31,672 | $819,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 7,847 | $818,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 37,264 | $816,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 51,355 | $811,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 8,052 | $807,000 | thousands by filing date | |
| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 22,085 | $801,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 145,460 | $797,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 17,722 | $791,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 14,696 | $788,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 29,891 | $787,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 3,461 | $784,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 39,315 | $784,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 6,655 | $775,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 80,735 | $773,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 65,571 | $759,000 | thousands by filing date | |
| MEDICINES CO | 584688AG0 | NOTE 2.750% 7/1 | 759,000 | $759,000 | thousands by filing date | principal |
| FEDEX CORP COM | 31428X106 | Stock | 4,608 | $756,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 28,126 | $752,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 8,711 | $746,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 33,221 | $745,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 222,600 | $741,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 55,066 | $736,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 13,630 | $734,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 31,248 | $734,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AF9 | NOTE 1.000% 1/3 | 615,000 | $724,000 | thousands by filing date | principal |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 674,000 | $722,000 | thousands by filing date | principal |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 12,456 | $721,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 47,613 | $721,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 8,237 | $718,000 | thousands by filing date | |
| FIRST US BANCSHARES INC | 33744V103 | COM | 77,587 | $717,000 | thousands by filing date | |
| HUBSPOT INC | 443573AB6 | NOTE 0.250% 6/0 | 385,000 | $717,000 | thousands by filing date | principal |
| W & T OFFSHORE INC | 92922P106 | COM | 143,877 | $714,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AF1 | NOTE 1.625% 2/1 | 605,000 | $713,000 | thousands by filing date | principal |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 15,296 | $712,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 108,074 | $709,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 86,446 | $706,000 | thousands by filing date | |
| RANDOLPH BANCORP INC | 752378109 | COM | 45,873 | $693,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 6,845 | $691,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 116,256 | $687,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 12,434 | $685,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 22,307 | $679,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 85,921 | $677,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 12,846 | $677,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 25,406 | $676,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 7,327 | $674,000 | thousands by filing date | |
| CENTRAL FEDERAL CORP | 15346Q400 | COM NEW PAR | 56,003 | $674,000 | thousands by filing date | |
| SO YOUNG INTERNATIONAL INC | 83356Q108 | SPONSORED ADS | 48,264 | $670,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 140,457 | $667,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 533,778 | $666,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 20,871 | $663,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 9,907 | $661,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAB7 | NOTE 2.000%12/0 | 583,000 | $659,000 | thousands by filing date | principal |
| THOMPSON REUTERS CORP | 884903709 | COM NEW | 10,152 | $656,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 65,536 | $654,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 317,653 | $654,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 35,874 | $642,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 165,000 | $639,000 | thousands by filing date | principal |
| TELUS CORPORATION COM | 87971M103 | Stock | 17,225 | $635,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 7,799 | $633,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 254,900 | $632,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 17,257 | $631,000 | thousands by filing date | |
| GRINDROD SHIPPING HOLDINGS L | Y28895103 | COM | 130,249 | $624,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 21,571 | $616,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 33,809 | $612,000 | thousands by filing date | |
| ARCOSA INC COM | 039653100 | Stock | 15,728 | $592,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 23,487 | $590,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 43,460 | $589,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 10,444 | $585,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 25,783 | $583,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 13,487 | $579,000 | thousands by filing date | |
| FOX CORP CL A COM | 35137L105 | Stock | 15,764 | $577,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 8,198 | $570,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 1,925 | $567,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 11,774 | $565,000 | thousands by filing date | |
| HERBALIFE NUTRITION LTD | 42703MAD5 | NOTE 2.625% 3/1 | 583,000 | $565,000 | thousands by filing date | principal |
| HERCULES CAPITAL INC | 427096AF9 | DBCV 4.375% 2/0 | 565,000 | $565,000 | thousands by filing date | principal |
| FITBIT INC | 33812L102 | CL A | 128,454 | $565,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | 98236JAB4 | NOTE 2.250%11/1 | 380,000 | $563,000 | thousands by filing date | principal |
| KARUNA THERAPEUTICS INC | 48576A100 | COM | 28,031 | $561,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 134,783 | $555,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 4,718 | $554,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AP0 | NOTE 1.625%10/1 | 450,000 | $548,000 | thousands by filing date | principal |
| China Yuchai Intl Ltd | G21082105 | COM | 36,469 | $547,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 19,916 | $543,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 34,211 | $543,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 2,792 | $542,000 | thousands by filing date | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 27,860 | $535,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 4,200 | $534,000 | thousands by filing date | |
| FASTLY INC | 31188V100 | CL A | 26,310 | $534,000 | thousands by filing date | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 32,808 | $530,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 10,570 | $528,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 24,494 | $527,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 72,759 | $526,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 9,741 | $523,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 43,117 | $518,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 15,302 | $516,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 9,073 | $512,000 | thousands by filing date | |
| INFINERA CORP | 45667GAC7 | BOND | 750,000 | $510,000 | thousands by filing date | principal |
| AVERY DENNISON CORP COM | 053611109 | Stock | 4,404 | $509,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 30,711 | $508,000 | thousands by filing date | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 33,535 | $503,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 11,819 | $500,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 15,197 | $498,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 14,312 | $496,000 | thousands by filing date | |
| TERADYNE INC | 880770AG7 | NOTE | 300,000 | $487,000 | thousands by filing date | principal |
| PRA GROUP INC | 69354NAB2 | Convertible Debt | 520,000 | $485,000 | thousands by filing date | principal |
| CHEMOURS CO COM | 163851108 | Stock | 20,150 | $483,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A301 | 6.50% CON PFD B | 4,358 | $482,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 32,486 | $473,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 25,272 | $472,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 16,680 | $469,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 46,643 | $468,000 | thousands by filing date | |
| NABORS INDS INC | 62957HAB1 | BOND | 650,000 | $464,000 | thousands by filing date | principal |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 470,000 | $459,000 | thousands by filing date | principal |
| MARRIOTT VACTINS WORLDWID CO | 57164YAB3 | NOTE 1.500% 9/1 | 471,000 | $455,000 | thousands by filing date | principal |
| DANAHER CORPORATION | 235851300 | 4.75 MND CV PFD | 412 | $455,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918AAB1 | NOTE 3.000%12/1 | 265,000 | $450,000 | thousands by filing date | principal |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 201,244 | $445,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 17,864 | $444,000 | thousands by filing date | |
| QIAGEN NV | N72482AT4 | DEBT 1.000%11/1 | 400,000 | $444,000 | thousands by filing date | principal |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 75,000 | $435,000 | thousands by filing date | principal |
| TEAM INC | 878155AE0 | NOTE 5.000% 8/0 | 425,000 | $432,000 | thousands by filing date | principal |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 194,701 | $423,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 4,902 | $417,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 46,240 | $417,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 5,033 | $414,000 | thousands by filing date | |
| RAMBUS INC DEL | 750917AG1 | NOTE 1.375% 2/0 | 420,000 | $412,000 | thousands by filing date | principal |
| KAMAN CORP | 483548AF0 | BOND | 350,000 | $410,000 | thousands by filing date | principal |
| INCYTE CORP | 45337CAN2 | NOTE 1.250%11/1 | 245,000 | $407,000 | thousands by filing date | principal |
| WILLIAMS COS INC COM | 969457100 | Stock | 14,481 | $406,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 51,249 | $396,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 3,129 | $396,000 | thousands by filing date | |
| REDFIN CORP | 75737FAA6 | NOTE 1.750% 7/1 | 426,000 | $395,000 | thousands by filing date | principal |
| IMMUNOMEDICS INC | 452907108 | COM | 28,415 | $394,000 | thousands by filing date | |
| SHIP FIN INTL LTD | 824689AG8 | NOTE 4.875% 5/0 | 390,000 | $394,000 | thousands by filing date | principal |
| RPC INC | 749660106 | COMMON STOCK | 53,723 | $387,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 5,190 | $385,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 421,000 | $385,000 | thousands by filing date | principal |
| SEMPRA ENERGY | 816851406 | 6% PFD CONV A | 3,400 | $379,000 | thousands by filing date | |
| NEXTCURE INC | 65343E108 | COM | 25,189 | $378,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 2,926 | $377,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 12,210 | $374,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 33,653 | $370,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 3,169 | $367,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 93,000 | $363,000 | thousands by filing date | principal |
| IDACORP INC | 451107106 | COM | 3,613 | $362,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044AD7 | NOTE 1.250% 9/0 | 305,000 | $362,000 | thousands by filing date | principal |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 747 | $361,000 | thousands by filing date | |
| BANK OF THE JAMES FINL GP IN | 470299108 | COM | 23,988 | $354,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 245,000 | $353,000 | thousands by filing date | principal |
| ROAN RES INC | 769755109 | CL A COM | 202,363 | $352,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J114 | RIGHT 07/12/2019 | 177,565 | $346,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 2,236 | $345,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 4,887 | $341,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 214,897 | $337,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 2,324 | $336,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887208 | PFD SHS CONV A | 5,400 | $334,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 41,783 | $332,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 6,123 | $331,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 5,614 | $328,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 11,819 | $325,000 | thousands by filing date | |
| ASSURANT INC | 04621X207 | 6.50% CONV PFD D | 2,900 | $323,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 3,521 | $322,000 | thousands by filing date | |
| CARRIAGE SVCS INC | 143905AM9 | NOTE 2.750% 3/1 | 315,000 | $313,000 | thousands by filing date | principal |
| APARTMENT INVT & MGMT CO | 03748R754 | CL A | 6,224 | $312,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 92,743 | $312,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 3,911 | $305,000 | thousands by filing date | |
| HOME FED BANCORP INC LA NEW | 43708L108 | COM | 9,180 | $305,000 | thousands by filing date | |
| TEEKAY CORPORATION | 87900YAE3 | NOTE 5.000% 1/1 | 384,000 | $301,000 | thousands by filing date | principal |
| NRG ENERGY INC | 629377CG5 | DBCV 2.750% 6/0 | 280,000 | $299,000 | thousands by filing date | principal |
| TRIP COM GROUP LTD | 22943FAM2 | DBCV 1.250% 9/1 | 300,000 | $298,000 | thousands by filing date | principal |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 210,000 | $292,000 | thousands by filing date | principal |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 102,500 | $291,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 1,229 | $290,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 17,700 | $289,000 | thousands by filing date | |
| DERMIRA INC | 24983LAB0 | NOTE 3.000% 5/1 | 330,000 | $284,000 | thousands by filing date | principal |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 6,621 | $275,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 71,932 | $274,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 8,683 | $272,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 6,014 | $269,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRA | 459506309 | UNIT 09/15/2021 | 5,000 | $269,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 24,238 | $268,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 10,347 | $267,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 5,325 | $264,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 22,000 | $263,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 20,679 | $263,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338PAB6 | NOTE 4.000% 7/1 | 260,000 | $262,000 | thousands by filing date | principal |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 2,475 | $261,000 | thousands by filing date | |
| SEMPRA ENERGY | 816851505 | PFD | 2,342 | $260,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 2,153 | $259,000 | thousands by filing date | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 10,764 | $259,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 13,379 | $259,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 8,411 | $258,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000902219-19-000441 | this filing | 2019-08-14 | acceptance time not in the bulk data set |