13F-HR filed by WELLINGTON MANAGEMENT GROUP LLP
WELLINGTON MANAGEMENT GROUP LLP filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-13, with 2,197 holding rows worth $452,588,745,000.
- Accession
- 0000902219-18-000426
- Filer
- CIK 902219
- Filed
- 2018-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A holdings report, 7,451 entries on the cover page, a total value of $452,588,745,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $452,588,742,000 with VALUE read as thousands by filing date, 13F file number 028-04557. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWellington Management Company LLP 028-16899
- included managerWellington Managment Canada LLC 028-16903
- included managerWellington Management Hong Kong Ltd 028-16904
- included managerWellington Management Japan Pte Ltd 028-16900
- included managerWellington Management Singapore Pte. Ltd. 028-16901
- included managerWellington Management International Ltd 028-16902
- included managerWellington Trust Company, NA
- included managerWellington Management Australia Ltd
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TAILORED BRANDS INC | 87403A107 | COM | 210,384 | $4,593,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 130,763 | $4,577,000 | thousands by filing date | |
| SAILPOINT TECHNOLOGIES HOLDING | 78781P105 | COM | 315,243 | $4,570,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 146,650 | $4,539,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 36,986 | $4,523,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 465,900 | $4,519,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 57,162 | $4,514,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 96,816 | $4,492,000 | thousands by filing date | |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 129,301 | $4,491,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 62,052 | $4,483,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 55,554 | $4,460,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 65,494 | $4,452,000 | thousands by filing date | |
| WORKDAY INC | 98138HAD3 | NOTE 1.500% 7/1 | 3,245,000 | $4,434,000 | thousands by filing date | principal |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 83,151 | $4,428,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 46,269 | $4,379,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 192,804 | $4,357,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 192,939 | $4,353,000 | thousands by filing date | |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 219,702 | $4,348,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 73,274 | $4,339,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 323,057 | $4,333,000 | thousands by filing date | |
| CAPITOL INVT CORP IV | G18920119 | UNIT 99/99/9999 | 431,344 | $4,313,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 57,400 | $4,311,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 89,442 | $4,302,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 65,966 | $4,254,000 | thousands by filing date | |
| GREEN BANCORP INC | 39260X100 | COM | 207,363 | $4,210,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 70,352 | $4,183,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 90,927 | $4,182,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 281,745 | $4,178,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 2,446,000 | $4,164,000 | thousands by filing date | principal |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 201,641 | $4,162,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 188,621 | $4,150,000 | thousands by filing date | |
| Hometown Bankshares Corp | 43787n108 | com | 372,735 | $4,104,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 63,331 | $4,097,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 86,087 | $4,090,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 848,247 | $4,089,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 78,784 | $4,086,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 111,600 | $4,085,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 480,970 | $4,055,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 601,878 | $4,021,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 187,508 | $4,015,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 86,063 | $4,000,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 1,459,133 | $3,998,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 67,899 | $3,973,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 46,283 | $3,941,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 112,364 | $3,939,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 100,880 | $3,918,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 164,899 | $3,916,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 157,560 | $3,915,000 | thousands by filing date | |
| ASTRONOVA INC | 04638F108 | COM | 279,497 | $3,913,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 51,222 | $3,906,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 124,445 | $3,897,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 42,395 | $3,882,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 47,257 | $3,880,000 | thousands by filing date | |
| RH | 74967X103 | COM | 45,009 | $3,880,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 59,040 | $3,878,000 | thousands by filing date | |
| RANGER ENERGY SERVICES CL A | 75282U104 | COMMON STOCK | 419,620 | $3,873,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 141,330 | $3,866,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAA9 | NOTE 0.375% 9/0 | 3,702,000 | $3,865,000 | thousands by filing date | principal |
| AVISTA CORP COM | 05379B107 | Stock | 74,509 | $3,836,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 288,004 | $3,816,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 358,970 | $3,805,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP II | 31810G208 | UNIT 99/99/9999 | 361,368 | $3,787,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 365,400 | $3,782,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 128,587 | $3,748,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 116,386 | $3,711,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 37,973 | $3,706,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 222,035 | $3,704,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 1,021 | $3,701,000 | thousands by filing date | call |
| ASSOCIATED BANC-CORP | 045487105 | COM | 144,905 | $3,681,000 | thousands by filing date | |
| Poage Bankshares, Inc. | 730206109 | Common Stock | 177,357 | $3,680,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 85,093 | $3,661,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 220,439 | $3,646,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 82,043 | $3,626,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 369,548 | $3,618,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 266,438 | $3,581,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 86,422 | $3,579,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 72,617 | $3,554,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 352,795 | $3,546,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 77,675 | $3,535,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 72,845 | $3,533,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 89,030 | $3,527,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 65,320 | $3,518,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 585 | $3,501,000 | thousands by filing date | call |
| JABIL INC COM | 466313103 | Stock | 132,640 | $3,482,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 88,829 | $3,474,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 106,389 | $3,469,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 108,259 | $3,417,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 152,863 | $3,416,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 66,906 | $3,385,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 302,330 | $3,377,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 19,865 | $3,350,000 | thousands by filing date | |
| JETPAY CORP | 477177109 | COM | 1,309,225 | $3,339,000 | thousands by filing date | |
| LCI INDS | 50189K103 | COM | 25,658 | $3,336,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 56,609 | $3,336,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 107,023 | $3,334,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 48,761 | $3,320,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 3,154,721 | $3,313,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 17,566 | $3,302,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 178,961 | $3,302,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 58,436 | $3,282,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 329,429 | $3,255,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 182,475 | $3,253,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 194,817 | $3,234,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 149,452 | $3,222,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 31,204 | $3,214,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 103,856 | $3,157,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 69,555 | $3,145,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | G4182A110 | UNIT 99/99/9999 | 305,020 | $3,141,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 79,896 | $3,133,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 98,002 | $3,131,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 59,638 | $3,131,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 103,874 | $3,092,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 180,423 | $3,040,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 144,592 | $3,028,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 150,684 | $3,028,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 62,357 | $2,992,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 39,716 | $2,978,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 170,886 | $2,978,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 118,154 | $2,969,000 | thousands by filing date | |
| NOBLE MIDSTREAM PARTNERS LP | 65506L105 | COM UNIT REPST | 59,214 | $2,961,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 1,785 | $2,946,000 | thousands by filing date | call |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 1,194,918 | $2,939,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 77,872 | $2,918,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 66,684 | $2,889,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 454,243 | $2,875,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 130,089 | $2,862,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 61,497 | $2,823,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 47,418 | $2,815,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 1,220,568 | $2,807,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 168,517 | $2,797,000 | thousands by filing date | |
| SB FINL GROUP INC DEP | 78408D204 | SHS PFD 6.5 | 156,000 | $2,792,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 422,736 | $2,790,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 144,748 | $2,757,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 68,510 | $2,748,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 38,868 | $2,734,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 133,353 | $2,734,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 33,077 | $2,725,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 8,255 | $2,713,000 | thousands by filing date | call |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 45,630 | $2,713,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 79,910 | $2,669,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 135,353 | $2,660,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 39,639 | $2,659,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 55,964 | $2,647,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 133,219 | $2,641,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 74,645 | $2,624,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 58,309 | $2,607,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 406,661 | $2,607,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 32,411 | $2,604,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 76,406 | $2,602,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 47,230 | $2,593,000 | thousands by filing date | |
| MELROSE BANCORP INC | 585553100 | COM | 129,512 | $2,590,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 36,421 | $2,584,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 57,966 | $2,567,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 70,595 | $2,565,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 117,905 | $2,559,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 27,790 | $2,555,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 1,889 | $2,555,000 | thousands by filing date | call |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 81,758 | $2,549,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 76,501 | $2,547,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 26,500 | $2,537,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 711,000 | $2,524,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 1,460 | $2,523,000 | thousands by filing date | call |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 283,181 | $2,516,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 63,461 | $2,516,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 32,352 | $2,508,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 99,319 | $2,508,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 140,992 | $2,497,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 4,228 | $2,495,000 | thousands by filing date | call |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 74,999 | $2,465,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 227,265 | $2,461,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 168,045 | $2,458,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 324,313 | $2,445,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 73,967 | $2,441,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 2,056,000 | $2,430,000 | thousands by filing date | principal |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 1,059,843 | $2,427,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 50,909 | $2,413,000 | thousands by filing date | |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 54,272 | $2,406,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 118,376 | $2,398,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 60,212 | $2,395,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 52,138 | $2,393,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 118,827 | $2,390,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 21,423 | $2,387,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 24,140 | $2,386,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 216,152 | $2,378,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 90,522 | $2,372,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 179,879 | $2,371,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 52,384 | $2,357,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 33,302 | $2,356,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 153,143 | $2,355,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 86,213 | $2,349,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 19,148 | $2,346,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 539,756 | $2,326,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 100,844 | $2,316,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 163,780 | $2,307,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 129,466 | $2,299,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 27,030 | $2,292,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 83,752 | $2,292,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 116,319 | $2,291,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 28,501 | $2,289,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 47,540 | $2,289,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 62,654 | $2,284,000 | thousands by filing date | |
| ENVESTNET INC | 29404KAA4 | NOTE 1.75012/1 | 2,196,000 | $2,275,000 | thousands by filing date | principal |
| ENDO INTL PLC | G30401106 | SHS | 293,475 | $2,274,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 60,895 | $2,264,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 66,660 | $2,259,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 145,769 | $2,252,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 43,430 | $2,241,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 32,518 | $2,240,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 65,261 | $2,227,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 65,013 | $2,208,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 709,230 | $2,206,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 34,799 | $2,202,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 40,826 | $2,198,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY | 458118AC0 | NOTE 0.87511/1 | 1,965,000 | $2,193,000 | thousands by filing date | principal |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 69,954 | $2,192,000 | thousands by filing date | |
| KEANE GROUP INC | 48669A108 | COM | 114,969 | $2,186,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 55,083 | $2,183,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 132,502 | $2,173,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 28,958 | $2,167,000 | thousands by filing date | |
| SOUND FINL BANCORP INC | 83607A100 | COM | 63,074 | $2,163,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 37,429 | $2,162,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 2,224,000 | $2,160,000 | thousands by filing date | principal |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 212,286 | $2,157,000 | thousands by filing date | |
| IF BANCORP INC | 44951J105 | COM | 109,462 | $2,156,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 2,035,000 | $2,149,000 | thousands by filing date | principal |
| FORTIS INC | 349553107 | COM | 58,279 | $2,145,000 | thousands by filing date | |
| M/I HOMES INC | 55292PAB1 | NOTE 3.000% 3/0 | 1,962,000 | $2,141,000 | thousands by filing date | principal |
| BLACKHAWK NETWORK HLDGS INC | 09238EAB0 | NOTE 1.500% 1/1 | 2,067,000 | $2,102,000 | thousands by filing date | principal |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 76,307 | $2,101,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 93,892 | $2,070,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 30,330 | $2,057,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 51,603 | $2,056,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 34,174 | $2,052,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 34,968 | $2,051,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 80,000 | $2,034,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 117,648 | $2,033,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 21,554 | $2,028,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 46,503 | $2,016,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 77,015 | $1,984,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 45,927 | $1,983,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 45,235 | $1,982,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 1,695,000 | $1,982,000 | thousands by filing date | principal |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 59,874 | $1,982,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 11,883 | $1,971,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 46,682 | $1,971,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 70,188 | $1,970,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 122,994 | $1,968,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 234,100 | $1,962,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 627,338 | $1,962,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROU | 45857P707 | SPONSORED ADR | 30,855 | $1,960,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 154,213 | $1,949,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 180,497 | $1,949,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 17,792 | $1,948,000 | thousands by filing date | |
| CENTRAL FED CORP | 15346Q202 | COM NEW | 707,803 | $1,946,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 53,393 | $1,944,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 90,356 | $1,910,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 88,571 | $1,890,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 57,940 | $1,877,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 52,093 | $1,875,000 | thousands by filing date | put |
| POLARIS INC COM | 731068102 | Stock | 15,063 | $1,868,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 446,915 | $1,863,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 32,181 | $1,862,000 | thousands by filing date | call |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 86,489 | $1,855,000 | thousands by filing date | |
| GLEN BURNIE BANCORP | 377407101 | COM | 166,224 | $1,853,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 61,009 | $1,852,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 19,070 | $1,851,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 18,064 | $1,841,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 27,961 | $1,841,000 | thousands by filing date | |
| CITRIX SYS INC | 177376AD2 | NOTE 0.500% 4/1 | 1,420,000 | $1,836,000 | thousands by filing date | principal |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 47,600 | $1,823,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 99,847 | $1,822,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 173,010 | $1,820,000 | thousands by filing date | |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 1,485,000 | $1,818,000 | thousands by filing date | principal |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 17,317 | $1,817,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 115,936 | $1,817,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 2,383 | $1,812,000 | thousands by filing date | call |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 3,241 | $1,810,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 71,603 | $1,793,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 79,505 | $1,789,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 94,642 | $1,767,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 74,668 | $1,755,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 99,440 | $1,744,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 80,167 | $1,740,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 23,745 | $1,739,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 84,600 | $1,730,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 33,844 | $1,723,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 78,737 | $1,716,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 21,024 | $1,697,000 | thousands by filing date | |
| CHINACACHE INTL HLDG LTD | 16950M107 | SPON ADR | 996,929 | $1,684,000 | thousands by filing date | |
| CAMBRIDGE BANCORP | 132152109 | COM | 20,723 | $1,668,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 240,813 | $1,664,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 41,151 | $1,656,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 19,660 | $1,655,000 | thousands by filing date | |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 226,254 | $1,654,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 911 | $1,653,000 | thousands by filing date | call |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 90,608 | $1,642,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES | 345550AP2 | NOTE | 1,400,000 | $1,633,000 | thousands by filing date | principal |
| HELMERICH & PAYNE INC | 423452101 | COM | 25,086 | $1,622,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 29,346 | $1,620,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 21,277 | $1,604,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 1,715,000 | $1,599,000 | thousands by filing date | principal |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 1,154,000 | $1,591,000 | thousands by filing date | principal |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 1,600,000 | $1,580,000 | thousands by filing date | principal |
| PAYPALHLDGSINC | 70450Y103 | STOK | 722 | $1,578,000 | thousands by filing date | call |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 9,299 | $1,576,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 4,365,702 | $1,570,000 | thousands by filing date | call |
| DDR CORP | 23317H102 | COM | 173,483 | $1,554,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 61,399 | $1,538,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 40,403 | $1,529,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 195,270 | $1,517,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 34,721 | $1,500,000 | thousands by filing date | |
| RYLAND GROUP 0.250 | 783764AS2 | NOTE 0.250% 6/0 | 1,475,000 | $1,487,000 | thousands by filing date | principal |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 128,599 | $1,487,000 | thousands by filing date | |
| Aceto Corp | 004446AD2 | CONV BOND | 1,632,000 | $1,467,000 | thousands by filing date | principal |
| S&P Global,Inc. | 78409V104 | COM | 8,602 | $1,457,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 148,945 | $1,445,000 | thousands by filing date | |
| PROOFPOINT INC | 743424AD5 | DBCV 0.750% 6/1 | 1,154,000 | $1,444,000 | thousands by filing date | principal |
| CAROLINA TR BANCSHARES INC | 14422P105 | COM | 150,661 | $1,443,000 | thousands by filing date | |
| REDWOOD TR INC | 758075AB1 | NOTE 4.625% 4/1 | 1,412,000 | $1,413,000 | thousands by filing date | principal |
| PRIMERICA INC | 74164M108 | COM | 13,875 | $1,409,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 127,600 | $1,408,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 33,816 | $1,403,000 | thousands by filing date | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 71,266 | $1,403,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 76,041 | $1,403,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 50,873 | $1,399,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 25,500 | $1,392,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 1,479 | $1,391,000 | thousands by filing date | call |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 27,049 | $1,374,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 9,269 | $1,372,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 165,930 | $1,366,000 | thousands by filing date | put |
| EOG RES INC COM | 26875P101 | Stock | 582 | $1,356,000 | thousands by filing date | call |
| UNITED STATES STL CORP NEW | 912909108 | COM | 38,329 | $1,349,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 25,983 | $1,343,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 71,660 | $1,336,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 62,754 | $1,335,000 | thousands by filing date | |
| THE STARS GROUP INC | 85570W100 | COMMON STOCK-FO | 57,013 | $1,331,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 3,629 | $1,310,000 | thousands by filing date | call |
| LEUCADIA NATL CORP | 527288104 | COM | 48,367 | $1,281,000 | thousands by filing date | |
| YANDEX N.V. | 98474TAB3 | 1.125% CNV BDS 15/12/18 USD | 1,298,000 | $1,279,000 | thousands by filing date | principal |
| Gulfport Energy | 402635304 | COM | 99,783 | $1,273,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 166,528 | $1,271,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 67,300 | $1,265,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 211,541 | $1,258,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 68,964 | $1,252,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 13,267 | $1,251,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 16,618 | $1,245,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 731 | $1,243,000 | thousands by filing date | put |
| BANKFINANCIAL CORP | 06643P104 | COM | 81,031 | $1,243,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 38,590 | $1,242,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 59,224 | $1,241,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 12,778 | $1,234,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 56,030 | $1,233,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 81,372 | $1,230,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 20,409 | $1,212,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 597,030 | $1,212,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 7,381 | $1,211,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 10,535 | $1,210,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 19,522 | $1,210,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 25,911 | $1,208,000 | thousands by filing date | |
| MDSO 1 8/01/18 | 58471AAB1 | Bond 30/360P2 U | 1,040,000 | $1,201,000 | thousands by filing date | principal |
| THIRD PT REINS LTD | G8827U100 | COM | 81,599 | $1,195,000 | thousands by filing date | |
| SUN BANCORP INC | 86663B201 | COM NEW | 49,085 | $1,192,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 19,406 | $1,188,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 73,177 | $1,186,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 86,755 | $1,184,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 60,294 | $1,182,000 | thousands by filing date | |
| VEECO INSTRS INC DEL | 922417AD2 | NOTE 2.700% 1/1 | 1,360,000 | $1,180,000 | thousands by filing date | principal |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 62,438 | $1,152,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 26,518 | $1,146,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 20,882 | $1,144,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 37,015 | $1,137,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 16,182 | $1,131,000 | thousands by filing date | |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 85,962 | $1,124,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 32,322 | $1,121,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 81,909 | $1,112,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 68,177 | $1,102,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 52,050 | $1,099,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 128,700 | $1,097,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 10,079 | $1,094,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 110,531 | $1,089,000 | thousands by filing date | |
| SFLY 0.25 5/18 | 82568PAB2 | Bond 30/360P2 U | 1,090,000 | $1,085,000 | thousands by filing date | principal |
| ARRIS INTL INC SHS | G0551A103 | SHS | 42,028 | $1,079,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AX1 | NOTE 3.125% 5/0 | 261,000 | $1,077,000 | thousands by filing date | principal |
| ADVANSIX INC | 00773T101 | COM | 25,538 | $1,074,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 24,543 | $1,072,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 24,745 | $1,061,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 16,302 | $1,060,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 58,064 | $1,052,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 15,831 | $1,051,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 114,623 | $1,050,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 21,363 | $1,046,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 11,519 | $1,043,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 77,400 | $1,040,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 25,750 | $1,033,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 24,436 | $1,026,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 32,568 | $1,020,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 16,524 | $1,018,000 | thousands by filing date | |
| CBTX INC | 12481V104 | COM | 34,300 | $1,018,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19762B889 | I INDIA SML CP ETF | 43,400 | $1,017,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 54,289 | $1,015,000 | thousands by filing date | |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 455,000 | $1,011,000 | thousands by filing date | principal |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 45,549 | $1,007,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642403 | COM PAR | 31,297 | $1,007,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 86,594 | $1,003,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 21,514 | $1,001,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 17,461 | $1,001,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAG6 | DBCV 2/1 | 995,000 | $1,001,000 | thousands by filing date | principal |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 39,922 | $996,000 | thousands by filing date | |
| SANCHEZ MIDSTEAM PARTNERS LP | 79971C201 | COM UNITS REP B | 89,579 | $994,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 11,105 | $992,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 44,320 | $992,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 55,163 | $990,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 25,324 | $984,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 50,366 | $972,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 14,978 | $967,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 30,433 | $963,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 48,880 | $958,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 46,849 | $956,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 9,643 | $952,000 | thousands by filing date | |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 43,518 | $952,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 660,000 | $952,000 | thousands by filing date | principal |
| TIVITY HEALTH INC | 88870R102 | COM | 25,882 | $946,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 43,031 | $929,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 10,372 | $929,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BC6 | NOTE 3.750% 3/1 | 910,000 | $922,000 | thousands by filing date | principal |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 265,579 | $910,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 542 | $893,000 | thousands by filing date | call |
| MCKESSON CORP COM | 58155Q103 | Stock | 361 | $888,000 | thousands by filing date | call |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 22,513 | $862,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 20,115 | $848,000 | thousands by filing date | |
| WORKDAY INC | 98138HAC5 | NOTE 0.750% 7/1 | 676,000 | $845,000 | thousands by filing date | principal |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 49,689 | $842,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 15,767 | $842,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 4,070 | $836,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 15,082 | $835,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 34,647 | $833,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V | 62952QAB6 | NOTE 1.000%12/0 | 675,000 | $833,000 | thousands by filing date | principal |
| HERCULES CAPITAL INC | 427096508 | COM | 63,262 | $830,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 13,504 | $828,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 42,724 | $825,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 12,906 | $823,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 8,976 | $820,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 155,237 | $818,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 42,853 | $815,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 40,580 | $811,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 520 | $809,000 | thousands by filing date | put |
| TIPTREE INC | 88822Q103 | COM | 135,861 | $808,000 | thousands by filing date | |
| TESLA INC | 88160RAD3 | NOTE 2.375% 3/1 | 695,000 | $808,000 | thousands by filing date | principal |
| MYLAN NV | N59465109 | SHS EURO | 855 | $790,000 | thousands by filing date | call |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 156,055 | $789,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 48,002 | $779,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 585 | $776,000 | thousands by filing date | call |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 627,000 | $776,000 | thousands by filing date | principal |
| PITNEY BOWES INC COM | 724479100 | Stock | 69,308 | $775,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 98 | $770,000 | thousands by filing date | call |
| HERBALIFE LTD | G4412G101 | COM SHS | 11,339 | $768,000 | thousands by filing date | |
| VERISIGN INC | 92343EAD4 | CORPORATE OBLIG | 230,000 | $768,000 | thousands by filing date | principal |
| PROASSURANCE CORP | 74267C106 | COM | 13,394 | $765,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 39,085 | $764,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 15,481 | $753,000 | thousands by filing date | |
| AIR LEASE CORP | 00912XAK0 | NOTE 3.875%12/0 | 450,000 | $751,000 | thousands by filing date | principal |
| VENTAS INC COM | 92276F100 | REIT | 12,475 | $749,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 27,103 | $748,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 28,738 | $747,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 633 | $744,000 | thousands by filing date | call |
| UNDER ARMOUR INC | 904311107 | CL A | 1,950 | $741,000 | thousands by filing date | call |
| EXTERRAN CORP | 30227H106 | COM | 23,567 | $740,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 85,956 | $737,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 15,732 | $735,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 11,400 | $732,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 46,654 | $731,000 | thousands by filing date | |
| QUIDEL CORP | 74838JAA9 | NOTE 3.250%12/1 | 485,000 | $731,000 | thousands by filing date | principal |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 8,578 | $730,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 219,728 | $727,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 9,621 | $720,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 983 | $716,000 | thousands by filing date | call |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 130,000 | $715,000 | thousands by filing date | principal |
| ECHOSTAR CORP | 278768106 | CL A | 11,921 | $714,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 13,533 | $710,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 10,355 | $705,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 220 | $703,000 | thousands by filing date | call |
| BRIGGS & STRATTON CORP | 109043109 | COM | 27,729 | $703,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 1,264 | $702,000 | thousands by filing date | call |
| IAMGOLD CORP COM | 450913108 | Stock | 119,581 | $697,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 603,000 | $697,000 | thousands by filing date | principal |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 379,000 | $695,000 | thousands by filing date | principal |
| QORVO INC COM | 74736K101 | Stock | 10,427 | $694,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 44,031 | $687,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 25,343 | $687,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 29,310 | $686,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 331 | $677,000 | thousands by filing date | call |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 4,919 | $674,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 254,900 | $667,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 27,689 | $660,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 64,669 | $659,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 11,221 | $658,000 | thousands by filing date | |
| HESS MIDSTREAM PARTNERS LP | 428104103 | UNIT LTD PR INT | 33,205 | $658,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J116 | PFD CONV SER A | 1,117 | $654,000 | thousands by filing date | |
| YAHOO INC | 984332AF3 | NOTE 12/0 | 480,000 | $647,000 | thousands by filing date | principal |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 40,729 | $645,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000902219-18-000426 | this filing | 2018-02-13 | acceptance time not in the bulk data set |