13F-HR filed by WELLINGTON MANAGEMENT GROUP LLP
WELLINGTON MANAGEMENT GROUP LLP filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-14, with 2,172 holding rows worth $398,653,722,000.
- Accession
- 0000902219-17-000503
- Filer
- CIK 902219
- Filed
- 2017-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 7,191 entries on the cover page, a total value of $398,653,722,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $398,653,737,000 with VALUE read as thousands by filing date, 13F file number 028-04557. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWellington Management Company LLP 028-16899
- included managerWellington Managment Canada LLC 028-16903
- included managerWellington Management Hong Kong Ltd 028-16904
- included managerWellington Management Japan Pte Ltd 028-16900
- included managerWellington Management Singapore Pte. Ltd. 028-16901
- included managerWellington Management International Ltd 028-16902
- included managerWellington Trust Company, NA
- included managerWellington Management Australia Ltd
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DILLARDS INC CL A | 254067101 | Stock | 8,240 | $517,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 16,062 | $512,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 70,351 | $511,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 9,064 | $509,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 19,900 | $508,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 12,740 | $503,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 15,022 | $502,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 44,448 | $500,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 13,639 | $500,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 24,926 | $498,000 | thousands by filing date | |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 160,000 | $498,000 | thousands by filing date | principal |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 23,497 | $485,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 24,121 | $482,000 | thousands by filing date | call |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 32,351 | $479,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 17,419 | $474,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 16,410 | $472,000 | thousands by filing date | |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 25,586 | $471,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 27,824 | $469,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 28,300 | $468,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635AE9 | NOTE 4.250% 2/1 | 505,000 | $468,000 | thousands by filing date | principal |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 46,272 | $466,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 23,354 | $463,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 321,487 | $463,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 5,928 | $459,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 23,996 | $458,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 68,158 | $450,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 39,601 | $449,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 89,653 | $448,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAB1 | NOTE 2.000%10/0 | 444,000 | $447,000 | thousands by filing date | principal |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 5,391 | $443,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 80,502 | $443,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 28,348 | $443,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 16,062 | $423,000 | thousands by filing date | |
| CARRIAGE SVCS INC | 143905AM9 | NOTE 2.750% 3/1 | 315,000 | $423,000 | thousands by filing date | principal |
| TESARO INC | 881569AA5 | NOTE 3.00010/0 | 109,000 | $423,000 | thousands by filing date | principal |
| BSFT 1 9/01/22 | 11133BAD4 | Bond 30/360P2 U | 350,000 | $423,000 | thousands by filing date | principal |
| CREE INC | 225447101 | COM | 15,882 | $419,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 11,274 | $415,000 | thousands by filing date | |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 23,763 | $412,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 11,512 | $403,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 15,171 | $401,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 11,420 | $401,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 14,995 | $399,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 26,769 | $399,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 2,824 | $398,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 4,790 | $398,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620RAE5 | NOTE 4.250% 8/1 | 205,000 | $398,000 | thousands by filing date | principal |
| LIBERTY INTERACTIVE LLC | 530610AC8 | DEB 0.750 3/3 | 280,000 | $398,000 | thousands by filing date | principal |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 4,849 | $396,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 10,513 | $387,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 29,361 | $386,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 378,000 | $385,000 | thousands by filing date | principal |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 19,230 | $384,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 16,933 | $382,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 10,629 | $381,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 9,053 | $374,000 | thousands by filing date | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 8,515 | $374,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 5,301 | $366,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 300 | $365,000 | thousands by filing date | call |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 30,931 | $365,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 4,336 | $361,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 23,646 | $360,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 8,899 | $360,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 200 | $359,000 | thousands by filing date | call |
| LAM RESEARCH CORP | 512807AL2 | NOTE | 205,000 | $359,000 | thousands by filing date | principal |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 7,471 | $357,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 9,571 | $357,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 120,000 | $357,000 | thousands by filing date | principal |
| BOB EVANS FARMS | 096761101 | COM | 6,622 | $352,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 19,600 | $347,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 10,899 | $343,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 353,783 | $339,000 | thousands by filing date | call |
| GREENBRIER COS INC | 393657AH4 | NOTE 3.500% 4/0 | 270,000 | $338,000 | thousands by filing date | principal |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 6,802 | $336,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770VAF9 | NOTE 2.500% 1/3 | 325,000 | $332,000 | thousands by filing date | principal |
| FASTENAL CO COM | 311900104 | Stock | 450 | $331,000 | thousands by filing date | call |
| REGAL ENTMT GROUP | 758766109 | CL A | 15,864 | $327,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 5,759 | $324,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 41,843 | $320,000 | thousands by filing date | |
| Vale Sa | 91912E204 | COM | 45,800 | $316,000 | thousands by filing date | |
| HOLOGIC INC | 436440AG6 | FRNT 2.000%12/1 | 254,000 | $312,000 | thousands by filing date | principal |
| TOLL BROS FIN CORP | 88947EAM2 | NOTE 0.500% 9/1 | 317,000 | $312,000 | thousands by filing date | principal |
| ANSYS INC COM | 03662Q105 | COM | 3,318 | $307,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AU7 | COM | 151,000 | $306,000 | thousands by filing date | principal |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 15,947 | $302,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 6,498 | $290,000 | thousands by filing date | |
| AMRI 2.25 11/18 | 012423AB5 | Bond 30/360P2 U | 222,000 | $288,000 | thousands by filing date | principal |
| WEIS MKTS INC COM | 948849104 | Stock | 4,268 | $285,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 11,353 | $285,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 3,401 | $285,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 27,700 | $283,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 20,559 | $282,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 440 | $281,000 | thousands by filing date | put |
| CIENA CORP | 171779AK7 | DEBT 4.000%12/1 | 197,000 | $275,000 | thousands by filing date | principal |
| ROYAL GOLD INC | 780287108 | COM | 4,259 | $270,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 5,508 | $270,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 4,608 | $269,000 | thousands by filing date | |
| WABASH NATL CORP | 929566AH0 | CNV | 190,000 | $266,000 | thousands by filing date | principal |
| MERCURY GENL CORP NEW | 589400100 | COM | 4,374 | $263,000 | thousands by filing date | |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 17,433 | $263,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 12,188 | $262,000 | thousands by filing date | |
| ELEVANCE HEALTH INC | 036752202 | PREFERRED STOCK | 5,550 | $261,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 9,987 | $255,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 10,169 | $254,000 | thousands by filing date | |
| AIRMEDIA GROUP INC | 009411109 | ADR | 101,300 | $250,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 235,000 | $248,000 | thousands by filing date | principal |
| GROUPON INC | 399473107 | COMMON STOCK | 74,256 | $247,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 1,443 | $245,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 18,861 | $244,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 29,293 | $243,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 2,459 | $242,000 | thousands by filing date | |
| WBMD 1.5 12/20 | 94770VAK8 | Bond 30/360P2 U | 211,000 | $238,000 | thousands by filing date | principal |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 2,009 | $237,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 7,843 | $237,000 | thousands by filing date | |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 25,203 | $234,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AF9 | NOTE 3.000% 7/0 | 250,000 | $233,000 | thousands by filing date | principal |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 1,700 | $232,000 | thousands by filing date | put |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 15,500 | $231,000 | thousands by filing date | principal |
| DENBURY RES INC | 247916208 | COM NEW | 62,706 | $231,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 47,411 | $230,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 15,139 | $228,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 7,528 | $227,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 17,753 | $227,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 5,965 | $226,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 11,200 | $222,000 | thousands by filing date | |
| XPO LOGISTICS INC | 983793AA8 | NOTE | 84,000 | $221,000 | thousands by filing date | principal |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 8,085 | $218,000 | thousands by filing date | call |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 10,540 | $216,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 7,837 | $212,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 11,109 | $212,000 | thousands by filing date | |
| NORTHERN TECHNOLOGIES INTL C | 665809109 | COM | 15,084 | $207,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 2,400 | $206,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 3,197 | $205,000 | thousands by filing date | |
| MDCO 1.375 6/17 | 584688AC9 | Bond 30/360P2 U | 155,000 | $205,000 | thousands by filing date | principal |
| PARKWAY INC COM | 70156Q107 | Stock | 9,148 | $204,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 1,840 | $201,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 10,496 | $201,000 | thousands by filing date | |
| Timmins Gold Corp | 88741P103 | COM | 645,000 | $199,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 34,474 | $198,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 23,014 | $196,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 20,138 | $195,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 17,671 | $188,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 17,307 | $187,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 81,643 | $185,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AG4 | DBCV 0.750% 6/0 | 200,000 | $182,000 | thousands by filing date | principal |
| ENVIRI CORP | 415864107 | COM | 13,135 | $178,000 | thousands by filing date | |
| KONGZHONG CORP | 50047P104 | CMN | 25,779 | $178,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 45,720 | $175,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 15,387 | $172,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 19,318 | $168,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 15,100 | $162,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 34,364 | $158,000 | thousands by filing date | |
| PHARMATHENE INC | 71714G102 | COM | 48,006 | $156,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 61,754 | $154,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 200,000 | $152,000 | thousands by filing date | principal |
| ENOVA INTL INC | 29357K103 | COM | 12,001 | $151,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 13,548 | $144,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 10,144 | $138,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916503 | COM NEW | 21,457 | $135,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 29,000 | $132,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 17,407 | $119,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 14,700 | $118,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 14,300 | $110,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 19,326 | $94,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 45,273 | $94,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q601 | COM | 65,200 | $94,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 18,302 | $92,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 18,031 | $91,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 18,834,700 | $85,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 16,460 | $68,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 41,272 | $42,000 | thousands by filing date | call |
| BRISTOW GROUP INC | 110394103 | COM | 62,521 | $13,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000902219-17-000503 | this filing | 2017-02-14 | acceptance time not in the bulk data set |