13F-HR filed by WELLINGTON MANAGEMENT GROUP LLP
WELLINGTON MANAGEMENT GROUP LLP filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-02-13, with 2,161 holding rows worth $378,289,360,000.
- Accession
- 0000902219-15-000496
- Filer
- CIK 902219
- Filed
- 2015-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A holdings report, 4,931 entries on the cover page, a total value of $378,289,360,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $378,289,349,000 with VALUE read as thousands by filing date, 13F file number 028-04557. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWellington Management Company LLP 028-04557
- included managerWellington Management International Ltd 028-04557
- included managerWellington Trust Company, NA 028-04557
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 338,733 | $4,048,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 311,719 | $4,043,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 273,581 | $4,019,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 178,825 | $4,015,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 291,222 | $4,013,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 1,800,500 | $3,997,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 158,895 | $3,996,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 142,329 | $3,990,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 211,141 | $3,984,000 | thousands by filing date | |
| SIFCO INDS INC | 826546103 | COM | 136,513 | $3,979,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 515,955 | $3,978,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 328,796 | $3,969,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 62,495 | $3,939,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 393,187 | $3,920,000 | thousands by filing date | |
| AIRMEDIA GROUP INC | 009411109 | ADR | 1,530,554 | $3,918,000 | thousands by filing date | |
| FARMERS CAP BANK CORP | 309562106 | COMMON STOCK | 168,178 | $3,917,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 170,465 | $3,909,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 510,514 | $3,905,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 74,733 | $3,893,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 66,555 | $3,893,000 | thousands by filing date | |
| RUCKUS WIRELESS INC | 781220108 | COM | 323,865 | $3,893,000 | thousands by filing date | |
| ROYAL BANCSHARES OF PENN-A | 780081105 | CL A | 2,415,949 | $3,890,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 154,894 | $3,883,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 49,929 | $3,842,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 90,169 | $3,839,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 154,824 | $3,793,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 135,210 | $3,784,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 268,955 | $3,760,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 50,199 | $3,729,000 | thousands by filing date | |
| MELROSE BANCORP INC | 585553100 | COM | 280,128 | $3,711,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 348,498 | $3,705,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 70,067 | $3,702,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 320,700 | $3,678,000 | thousands by filing date | |
| Wellesley Bancorp. | 949485106 | COM | 193,801 | $3,671,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 142,429 | $3,664,000 | thousands by filing date | |
| AVG TECHNOLOGIES | N07831105 | SHS | 185,297 | $3,658,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 116,575 | $3,643,000 | thousands by filing date | |
| SOUND FINL BANCORP INC | 83607A100 | COM | 199,343 | $3,620,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 1,913,775 | $3,617,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 84,463 | $3,610,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 174,800 | $3,578,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 189,560 | $3,571,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 440,587 | $3,569,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 356,199 | $3,569,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 117,195 | $3,569,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 103,451 | $3,550,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 235,281 | $3,530,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 47,953 | $3,510,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 381,645 | $3,504,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 98,409 | $3,492,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 109,344 | $3,472,000 | thousands by filing date | |
| FIRST W VA BANCORP INC | 337493100 | COM | 170,173 | $3,455,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 1,091,800 | $3,428,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 2,068,457 | $3,394,000 | thousands by filing date | |
| EMPRESA DIST Y COMERCIAL NOR | 29244A102 | SPON ADR | 360,169 | $3,374,000 | thousands by filing date | |
| LUMENIS LTD | M6778Q121 | SHS CL B | 360,543 | $3,367,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 75,481 | $3,358,000 | thousands by filing date | |
| PULASKI FINANCIAL CORP | 745548107 | COM | 272,003 | $3,354,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 82,242 | $3,352,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 388,455 | $3,352,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 36,796 | $3,345,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 160,627 | $3,336,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 232,152 | $3,278,000 | thousands by filing date | |
| JACKSONVILLE BANCORP INC FLA | 469249205 | COM NEW | 266,648 | $3,274,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 31,300 | $3,268,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 224,021 | $3,240,000 | thousands by filing date | |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 1,855,000 | $3,225,000 | thousands by filing date | principal |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 426,566 | $3,221,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 13,926 | $3,219,000 | thousands by filing date | |
| GLEN BURNIE BANCORP | 377407101 | COM | 265,178 | $3,156,000 | thousands by filing date | |
| NCI INC-CLASS A | 62886K104 | COMMON STOCK | 307,300 | $3,138,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 24,502 | $3,092,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 60,522 | $3,069,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 185,743 | $3,060,000 | thousands by filing date | |
| SIGMA ALDRICH CORP | 826552101 | COM | 22,255 | $3,055,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 48,242 | $3,054,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 248,923 | $3,029,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 43,919 | $3,011,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 192,883 | $3,007,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 200,000 | $2,994,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 49,868 | $2,993,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 114,705 | $2,988,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 312,300 | $2,976,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 82,858 | $2,976,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 190,430 | $2,974,000 | thousands by filing date | |
| MONTPELIER RE HLDGS LTD SH | G62185106 | COM | 82,707 | $2,962,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q205 | COMM STK | 6,222,112 | $2,955,000 | thousands by filing date | |
| GILEAD SCIENCES INC | 375558AP8 | CORPORATE OBLIG | 713,000 | $2,951,000 | thousands by filing date | principal |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 180,858 | $2,946,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 44,635 | $2,921,000 | thousands by filing date | |
| KOFAX LTD | G5307C105 | COM USD | 412,854 | $2,902,000 | thousands by filing date | |
| OLD POINT FINL CORP | 680194107 | COM | 193,362 | $2,900,000 | thousands by filing date | |
| TEXTURA CORP | 883211104 | COM | 100,978 | $2,875,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 189,387 | $2,869,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 326,705 | $2,861,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 299,971 | $2,856,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 152,788 | $2,830,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 155,799 | $2,829,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 200,074 | $2,819,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 607,000 | $2,786,000 | thousands by filing date | |
| HORSEHEAD HLDG CORP | 440694305 | COM | 175,860 | $2,784,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 136,579 | $2,783,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 137,000 | $2,777,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 24,857 | $2,774,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 400,000 | $2,772,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 68,836 | $2,771,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 53,890 | $2,729,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 46,609 | $2,726,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 160,212 | $2,714,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 62,277 | $2,707,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 123,308 | $2,703,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 44,232 | $2,695,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 101,377 | $2,685,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 620,300 | $2,673,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 59,468 | $2,669,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 21,137 | $2,662,000 | thousands by filing date | |
| GLOBE SPECIALTY METALS INC | 37954N206 | COM | 154,470 | $2,662,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 108,064 | $2,661,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AX1 | NOTE 3.125% 5/0 | 740,000 | $2,641,000 | thousands by filing date | principal |
| SELECT COMFORT CORP | 81616X103 | COM | 97,629 | $2,639,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 149,100 | $2,630,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 241,200 | $2,617,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 151,462 | $2,601,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 82,103 | $2,601,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 763,652 | $2,598,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 28,091 | $2,596,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 86,381 | $2,596,000 | thousands by filing date | |
| HOLOGIC INC 2.000 | 436440AB7 | FRNT 2.000%12/1 | 2,061,000 | $2,570,000 | thousands by filing date | principal |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 617,834 | $2,570,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 167,420 | $2,522,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 222,867 | $2,519,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 14,755 | $2,513,000 | thousands by filing date | |
| INCYTE CORP | 45337CAN2 | NOTE 1.250%11/1 | 1,629,000 | $2,510,000 | thousands by filing date | principal |
| ANN INC | 035623107 | COM | 68,504 | $2,499,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 849,600 | $2,498,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 29,854 | $2,464,000 | thousands by filing date | |
| JETPAY CORP | 477177109 | COM | 1,150,428 | $2,451,000 | thousands by filing date | |
| WESTBURY BANCORP INC COM | 95727P106 | COM | 149,058 | $2,445,000 | thousands by filing date | |
| ARES MGMT LP COM SHS REG INT | 04014Y101 | Stock | 142,300 | $2,439,000 | thousands by filing date | |
| FCB Financial Holdings Inc Cla | 30255G103 | COM | 98,200 | $2,419,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 116,150 | $2,401,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 30,301 | $2,399,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 154,842 | $2,394,000 | thousands by filing date | |
| APOLLO RESIDENTIAL MORTGAGE | 03763V102 | COM | 151,797 | $2,394,000 | thousands by filing date | |
| BANK OF KENTUCKY FINL CORP | 062896105 | COM | 49,573 | $2,393,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 78,712 | $2,391,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 17,422 | $2,376,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 93,868 | $2,370,000 | thousands by filing date | |
| TRC COS INC | 872625108 | COM | 373,783 | $2,370,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 326,077 | $2,369,000 | thousands by filing date | |
| MADISON COUNTY FINANCIAL INC | 556777100 | COM | 123,935 | $2,367,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 151,659 | $2,351,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 136,190 | $2,345,000 | thousands by filing date | |
| INTELIQUENT INC | 45825N107 | COM | 118,937 | $2,335,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 116,985 | $2,328,000 | thousands by filing date | |
| ASSOCIATED ESTATES RLTY CORP | 045604105 | COM | 99,392 | $2,307,000 | thousands by filing date | |
| CRM 0.25 4/1/18 | 79466LAD6 | Bond 30/360P2 U | 2,014,000 | $2,295,000 | thousands by filing date | principal |
| FLUOR CORP | 343412102 | COM | 37,483 | $2,273,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208RAE6 | NOTE 2.750% 3/0 | 1,912,000 | $2,245,000 | thousands by filing date | principal |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 125,700 | $2,237,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 91,990 | $2,232,000 | thousands by filing date | |
| C+J ENERGY SERVICES INC | 12467B304 | COM | 168,385 | $2,224,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 5,035 | $2,201,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 274,039 | $2,195,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 289,810 | $2,179,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 554,545 | $2,168,000 | thousands by filing date | |
| HOME FED BANCORP INC LA NEW | 43708L108 | COM | 110,980 | $2,165,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 62,300 | $2,146,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 31,331 | $2,143,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 132,972 | $2,142,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 17,658 | $2,136,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461811 | EGS INDIA SC ETF | 125,450 | $2,133,000 | thousands by filing date | |
| ZHAOPIN LTD-SPONSORED ADR | 98954L103 | ADR | 138,598 | $2,104,000 | thousands by filing date | |
| AMER RLTY CAP HEALTHCAR TR INC COM | 02917R108 | COM | 176,006 | $2,094,000 | thousands by filing date | |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 222,500 | $2,085,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 44,934 | $2,084,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 63,604 | $2,076,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 570,300 | $2,070,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 143,146 | $2,067,000 | thousands by filing date | |
| CAPITOL ACQUISITION CORP II | 14056V204 | UNIT | 219,800 | $2,044,000 | thousands by filing date | |
| LDR HLDG CORP | 50185U105 | COM | 62,070 | $2,034,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 47,344 | $2,031,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 403,030 | $2,023,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 51,763 | $2,008,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 91,018 | $1,997,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 46,359 | $1,994,000 | thousands by filing date | |
| XUEDA ED GROUP | 98418W109 | SPONSORED ADR | 829,972 | $1,984,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 79,377 | $1,977,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 107,207 | $1,971,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 67,762 | $1,969,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 23,401 | $1,966,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 79,986 | $1,953,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 78,708 | $1,950,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 36,620 | $1,949,000 | thousands by filing date | |
| AFFYMETRIX INC | 00826T108 | COM | 197,234 | $1,947,000 | thousands by filing date | |
| FBR & CO | 30247C400 | COM NEW | 78,937 | $1,941,000 | thousands by filing date | |
| CAROLINA TR BK LINCOLNTON NC | 144200102 | COM | 385,312 | $1,938,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 39,352 | $1,937,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 67,209 | $1,933,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 15,699 | $1,907,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 149,669 | $1,902,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 33,630 | $1,892,000 | thousands by filing date | |
| FIRST CAPITAL BANCORP VA | 319438107 | COM | 430,021 | $1,892,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 51,733 | $1,889,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 18,292 | $1,877,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 29,667 | $1,871,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 346,725 | $1,869,000 | thousands by filing date | |
| TESSERA TECHNOLOGIES INC | 88164L100 | COM | 52,199 | $1,866,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 145,186 | $1,857,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 118,005 | $1,851,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678AD9 | NOTE | 532,000 | $1,843,000 | thousands by filing date | principal |
| VARIAN MED SYS INC | 92220P105 | COM | 21,253 | $1,839,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 96,016 | $1,830,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 24,529 | $1,824,000 | thousands by filing date | |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 96,533 | $1,822,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 75,511 | $1,806,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 76,817 | $1,803,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 1,246,283 | $1,795,000 | thousands by filing date | |
| ENVESTNET INC | 29404KAA4 | NOTE 1.75012/1 | 1,718,000 | $1,775,000 | thousands by filing date | principal |
| CLECO CORP NEW | 12561W105 | COM | 32,515 | $1,773,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 13,619 | $1,764,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 34,252 | $1,764,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 39,445 | $1,760,000 | thousands by filing date | |
| CARDTRONICS INC | 14161HAG3 | NOTE 1.000%12/0 | 1,775,000 | $1,757,000 | thousands by filing date | principal |
| DIGIRAD CORP | 253827109 | COM | 402,300 | $1,754,000 | thousands by filing date | |
| SAGENT PHARMACEUTICALS INC | 786692103 | COM | 69,736 | $1,751,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 75,583 | $1,742,000 | thousands by filing date | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 151,800 | $1,735,000 | thousands by filing date | |
| POZEN INC | 73941U102 | COMMON STOCK | 216,421 | $1,731,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 28,421 | $1,726,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 1,541,000 | $1,702,000 | thousands by filing date | principal |
| ENSERVCO CORP COM NEW | 29358Y102 | Stock | 1,051,762 | $1,693,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 117,720 | $1,682,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 158,617 | $1,675,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 110,251 | $1,673,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 179,786 | $1,661,000 | thousands by filing date | |
| PARAGON SHIPPING INC | 69913R408 | CL A NEW | 611,436 | $1,657,000 | thousands by filing date | |
| HUDSON VALLEY HOLDING CORP | 444172100 | COM | 60,579 | $1,645,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 80,966 | $1,644,000 | thousands by filing date | |
| CENTRAL FED CORP | 15346Q202 | COM NEW | 1,342,735 | $1,638,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 42,282 | $1,637,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 296,360 | $1,630,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 254,622 | $1,624,000 | thousands by filing date | |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 1,630,000 | $1,606,000 | thousands by filing date | principal |
| DILLARDS INC CL A | 254067101 | Stock | 12,751 | $1,596,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 41,800 | $1,587,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 182,386 | $1,587,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 45,382 | $1,584,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 12,279 | $1,583,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 1,200,000 | $1,577,000 | thousands by filing date | principal |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 43,359 | $1,566,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 47,600 | $1,565,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 389,676 | $1,559,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 13,000 | $1,557,000 | thousands by filing date | |
| PLANET PAYMENT INC | U72603118 | SHS | 746,790 | $1,553,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 39,574 | $1,544,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 57,565 | $1,539,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 218,575 | $1,530,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 27,060 | $1,520,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 38,961 | $1,515,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 122,100 | $1,509,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 23,220 | $1,509,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 330,380 | $1,496,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 210,328 | $1,494,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 107,991 | $1,488,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 57,692 | $1,482,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 16,721 | $1,479,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 55,900 | $1,467,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 19,127 | $1,448,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 41,619 | $1,442,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 20,936 | $1,441,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 25,896 | $1,434,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 23,625 | $1,420,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 54,409 | $1,419,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 99,010 | $1,418,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC | 21925YAB9 | NOTE 1.500% 7/0 | 1,450,000 | $1,417,000 | thousands by filing date | principal |
| CEMEX SAB DE CV | 151290BC6 | NOTE 3.750% 3/1 | 1,170,000 | $1,410,000 | thousands by filing date | principal |
| AMERICAN EAGLE ENERGY | 02554F300 | COM | 2,254,972 | $1,404,000 | thousands by filing date | |
| ELECTRONIC ARTS INC | 285512AA7 | NOTE 0.750% 7/1 | 925,000 | $1,394,000 | thousands by filing date | principal |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 17,667 | $1,393,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 43,852 | $1,388,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 28,784 | $1,378,000 | thousands by filing date | |
| BIODEL INC | 09064M204 | COM | 1,034,995 | $1,377,000 | thousands by filing date | |
| QUIKSILVER INC | 74838C106 | COM | 619,867 | $1,370,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 55,000 | $1,369,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 299,882 | $1,368,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 43,326 | $1,363,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 49,636 | $1,360,000 | thousands by filing date | |
| N 0.25 6/1/18 | 64118QAB3 | Bond 30/360P2 U | 1,210,000 | $1,355,000 | thousands by filing date | principal |
| OCEAN SHORE HLDG CO NEW | 67501R103 | COM | 93,766 | $1,351,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 16,938 | $1,346,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 48,251 | $1,341,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 123,321 | $1,333,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 32,712 | $1,330,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP | 587200106 | COM | 60,645 | $1,330,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 65,665 | $1,327,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 15,452 | $1,325,000 | thousands by filing date | |
| Female Health Company | 314462102 | COM | 336,700 | $1,320,000 | thousands by filing date | |
| CLEARONE INC | 18506U104 | COM | 136,549 | $1,319,000 | thousands by filing date | |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 22,038 | $1,319,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 39,993 | $1,316,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 108,990 | $1,312,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 151,515 | $1,312,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 36,530 | $1,310,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 33,645 | $1,299,000 | thousands by filing date | |
| SALIX PHARMACEUTICALS INC SR NT CONV DTD 6/3/2010 2.75% 5/15/2015 | 795435AC0 | CONVERTIBLE | 525,000 | $1,298,000 | thousands by filing date | principal |
| AIR LEASE CORP | 00912X302 | CL A | 37,520 | $1,288,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 76,300 | $1,286,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 47,369 | $1,286,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 79,800 | $1,275,000 | thousands by filing date | |
| WEST CORP | 952355204 | COM | 37,739 | $1,246,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 30,781 | $1,242,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 35,441 | $1,236,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 36,261 | $1,231,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 82,373 | $1,226,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 59,910 | $1,226,000 | thousands by filing date | |
| SAFEWAY INC | 786514208 | COM NEW | 34,759 | $1,221,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 27,558 | $1,212,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 1,070,000 | $1,193,000 | thousands by filing date | principal |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 48,942 | $1,187,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 104,513 | $1,183,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 31,678 | $1,179,000 | thousands by filing date | |
| SOLARWINDS INC | 83416B109 | COM | 23,600 | $1,176,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 16,649 | $1,173,000 | thousands by filing date | |
| CONTINENTAL AIRLS INC | 210795PU8 | NOTE 4.500% 1/1 | 334,000 | $1,170,000 | thousands by filing date | principal |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 11,612 | $1,167,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 17,502 | $1,164,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 23,602 | $1,162,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 28,145 | $1,162,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 37,338 | $1,158,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 93,105 | $1,143,000 | thousands by filing date | |
| ULTRAPETROL BAHAMAS LTD | P94398107 | COM | 525,583 | $1,124,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 10,992 | $1,121,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 41,095 | $1,119,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 16,849 | $1,118,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 74,567 | $1,114,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 19,893 | $1,112,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 51,801 | $1,111,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 408,182 | $1,102,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 32,689 | $1,100,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 29,205 | $1,097,000 | thousands by filing date | |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 825,000 | $1,097,000 | thousands by filing date | principal |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 418,207 | $1,096,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 31,700 | $1,094,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 12,480 | $1,090,000 | thousands by filing date | |
| BLOUNT INTL INC NEW | 095180105 | COM | 61,808 | $1,086,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 276,307 | $1,081,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AH4 | NOTE 3.500% 4/0 | 715,000 | $1,076,000 | thousands by filing date | principal |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 8,377 | $1,071,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 23,915 | $1,066,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 254,800 | $1,064,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 76,410 | $1,062,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 17,045 | $1,027,000 | thousands by filing date | |
| Georgetown Bancorp, Inc. | 372591107 | Common Stock | 61,080 | $1,005,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 14,818 | $999,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 24,966 | $999,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 45,800 | $990,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 15,528 | $985,000 | thousands by filing date | |
| SKY-MOBI LTD | 83084G109 | SPONSORED ADS | 258,545 | $985,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 156,112 | $982,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 13,688 | $981,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 14,560 | $978,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 93,800 | $974,000 | thousands by filing date | |
| PERICOM SEMICONDUCTOR CORP | 713831105 | COM | 71,580 | $969,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAB8 | NOTE 11/0 | 850,000 | $967,000 | thousands by filing date | principal |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 24,340 | $962,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 6,370 | $958,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 89,900 | $946,000 | thousands by filing date | |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 54,500 | $946,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 16,751 | $944,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 50,154 | $940,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 100,000 | $936,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 493,527 | $933,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 20,594 | $931,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 52,677 | $928,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 28,380 | $926,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 36,301 | $917,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 8,564 | $913,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 60,743 | $904,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 11,956 | $900,000 | thousands by filing date | |
| MDSO 1 8/01/18 | 58471AAB1 | Bond 30/360P2 U | 820,000 | $899,000 | thousands by filing date | principal |
| OCONEE FED FINL CORP | 675607105 | COM | 44,924 | $898,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 37,300 | $875,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 11,600 | $872,000 | thousands by filing date | |
| Colonial Financial Services, Inc. | 19566B101 | Common Stock | 65,000 | $871,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 28,078 | $869,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 50,957 | $865,000 | thousands by filing date | |
| LIBERTY INTERACTIVE LLC | 530610AC8 | DEB 0.750 3/3 | 605,000 | $860,000 | thousands by filing date | principal |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 32,370 | $858,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 35,155 | $856,000 | thousands by filing date | |
| BREEZE-EASTERN CORP | 106764103 | COMM STK | 84,000 | $853,000 | thousands by filing date | |
| INSULET CORP | 45784PAD3 | NOTE 2.000% 6/1 | 718,000 | $845,000 | thousands by filing date | principal |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 20,174 | $839,000 | thousands by filing date | |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 722,592 | $838,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 51,190 | $832,000 | thousands by filing date | |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 112,290 | $829,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 133,122 | $828,000 | thousands by filing date | |
| XILINX INC 2.625 | 983919AF8 | NOTE 2.625% 6/1 | 550,000 | $828,000 | thousands by filing date | principal |
| LEAR CORP COM NEW | 521865204 | Stock | 8,400 | $824,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 19,400 | $818,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 72,313 | $818,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 14,067 | $816,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 84,709 | $810,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 34,829 | $802,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 32,782 | $801,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 72,567 | $801,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 20,558 | $798,000 | thousands by filing date | |
| OCI PARTNERS LP | 67091N108 | COM UNIT REP LP | 49,900 | $798,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 23,644 | $796,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 46,740 | $795,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 60,480 | $787,000 | thousands by filing date | |
| NUVASIVE INC | 670704AC9 | CORPORATE OBLIG | 617,000 | $784,000 | thousands by filing date | principal |
| 1ST CENTURY BANCSHARES INC | 31943X102 | COM | 124,792 | $784,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 26,025 | $778,000 | thousands by filing date | |
| RESOURCE CAP CORP REIT | 76120W302 | COM | 154,221 | $778,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167BW6 | NOTE 2.750%11/1 | 778,000 | $777,000 | thousands by filing date | principal |
| M/I HOMES INC | 55292PAA3 | NOTE 3.250% 9/1 | 652,000 | $775,000 | thousands by filing date | principal |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 25,607 | $773,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 17,700 | $773,000 | thousands by filing date | |
| EQUINIX INC | 29444UAH9 | CNV | 275,000 | $773,000 | thousands by filing date | principal |
| VCA ANTECH INC | 918194101 | COM | 15,642 | $763,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 33,942 | $758,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 31,430 | $757,000 | thousands by filing date | |
| CHAMBERS STR PPTYS | 157842105 | COM | 94,026 | $757,000 | thousands by filing date | |
| NEW HAMPSHIRE THRIFT BANCSHS | 644722100 | COM | 48,361 | $755,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 10,637 | $745,000 | thousands by filing date | |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 26,306 | $734,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 23,257 | $733,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 10,771 | $732,000 | thousands by filing date | |
| HEARTWARE INTERNATIONAL | 422368AA8 | NOTE | 680,000 | $726,000 | thousands by filing date | principal |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 39,054 | $718,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 14,016 | $716,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 6,880 | $714,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 19,885 | $714,000 | thousands by filing date | |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 10,605 | $713,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES | 345550AP2 | NOTE | 625,000 | $713,000 | thousands by filing date | principal |
| AVIV REIT INC | 05381L101 | COMMON STOCK | 20,579 | $710,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 77,199 | $706,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 68,189 | $705,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 11,323 | $702,000 | thousands by filing date | |
| TETRALOGIC PHARMACEUTICALS COR | 88165U109 | COMMON | 145,360 | $701,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 8,744 | $699,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 74,000 | $695,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 26,999 | $690,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 25,205 | $686,000 | thousands by filing date | |
| UNITED BANCORP INC OHIO | 909911109 | COM | 82,851 | $684,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 70,526 | $678,000 | thousands by filing date | |
| BROADSOFT INC | 11133BAB8 | NOTE 1.500% 7/0 | 645,000 | $675,000 | thousands by filing date | principal |
| NORTHSTAR REIT | 66704R704 | Common Stock | 37,972 | $668,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 19,751 | $662,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 7,092 | $661,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 13,533 | $648,000 | thousands by filing date | |
| NATIONAL PENN BANCSHARES INC | 637138108 | COM | 61,090 | $643,000 | thousands by filing date | |
| XPO LOGISTICS INC | 983793AA8 | NOTE | 250,000 | $636,000 | thousands by filing date | principal |
| MEADWESTVACO CORP | 583334107 | COM | 14,246 | $633,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 18,175 | $627,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 15,716 | $627,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AU7 | COM | 195,000 | $623,000 | thousands by filing date | principal |
| ALLIANCE FIBER OPTIC PRODUCT | 018680306 | COM | 42,900 | $622,000 | thousands by filing date | |
| DST SYS INC DEL | 233326107 | COM | 6,600 | $621,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 5,505 | $619,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 29,249 | $618,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 21,754 | $611,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC | 127387AJ7 | NOTE | 240,000 | $602,000 | thousands by filing date | principal |
| INCYTE CORP | 45337CAM4 | NOTE 0.375%11/1 | 400,000 | $598,000 | thousands by filing date | principal |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 39,306 | $594,000 | thousands by filing date | |
| STILLWATER MINING COMPAN | 86074QAL6 | NOTE | 481,000 | $594,000 | thousands by filing date | principal |
| TRINITY INDS INC | 896522109 | COM | 21,007 | $588,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 27,899 | $584,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 43,111 | $582,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 28,809 | $579,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 23,462 | $573,000 | thousands by filing date | |
| DICE HOLDINGS INC | 253017107 | COM | 57,135 | $572,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 10,400 | $571,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 48,278 | $571,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 9,593 | $570,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 49,192 | $563,000 | thousands by filing date | |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 245,000 | $562,000 | thousands by filing date | principal |
| OSI SYSTEMS INC | 671044105 | COM | 7,924 | $561,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 6,747 | $558,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 13,721 | $554,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 7,978 | $553,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 8,022 | $552,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 10,742 | $551,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044108 | COM | 198,356 | $546,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 13,600 | $545,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 56,877 | $543,000 | thousands by filing date | |
| EXCEL TR INC | 30068C109 | COM | 40,130 | $537,000 | thousands by filing date | |
| DEALERTRACK TECHNOLOGIES INC | 242309AB8 | NOTE 1.500% 3/1 | 410,000 | $532,000 | thousands by filing date | principal |
| Union Pacific Corporation | 907818108 | COM | 4,460 | $531,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055AE7 | NOTE | 445,000 | $524,000 | thousands by filing date | principal |
| YAHOO INC | 984332AF3 | NOTE 12/0 | 463,000 | $524,000 | thousands by filing date | principal |
| FIDELITY NATIONAL FINANCIAL | 31620RAE5 | NOTE 4.250% 8/1 | 276,000 | $521,000 | thousands by filing date | principal |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 10,485 | $517,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 508,000 | $516,000 | thousands by filing date | principal |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 22,433 | $515,000 | thousands by filing date | |
| ENGILITY HLDGS INC | 29285W104 | COM | 11,947 | $512,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 33,153 | $511,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 18,500 | $511,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 4,626 | $509,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000902219-15-000496 | this filing | 2015-02-13 | acceptance time not in the bulk data set |