13F-HR filed by WELLINGTON MANAGEMENT GROUP LLP
WELLINGTON MANAGEMENT GROUP LLP filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-14, with 2,165 holding rows worth $319,380,633,000.
- Accession
- 0000902219-13-000652
- Filer
- CIK 902219
- Filed
- 2013-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 4,579 entries on the cover page, a total value of $319,380,633,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $319,380,645,000 with VALUE read as thousands by filing date, 13F file number 028-04557. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWellington Trust Company, NA 028-04557
- included managerWellington International Management Company Pte Ltd 028-04557
- included managerWellington Management International, Ltd 028-04557
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WILLIAMS COS INC COM | 969457100 | Stock | 11,793 | $429,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 21,845 | $428,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 10,190 | $424,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 16,970 | $424,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 30,500 | $421,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 13,814 | $417,000 | thousands by filing date | |
| PEP BOYS-MANNY MOE & JACK | 713278109 | COMMON STOCK | 33,400 | $416,000 | thousands by filing date | |
| PRICELINE COM INC | 741503AN6 | BOND | 125,000 | $414,000 | thousands by filing date | principal |
| DEALERTRACK TECHNOLOGIES INC | 242309AB8 | NOTE 1.500% 3/1 | 320,000 | $412,000 | thousands by filing date | principal |
| AUXILIUM PHARMACEUTICALS INC | 05334DAA5 | NOTE 1.500% 7/1 | 397,000 | $411,000 | thousands by filing date | principal |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 4,030 | $409,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 31,654 | $408,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 10,394 | $408,000 | thousands by filing date | |
| DDR CORP | 251591AX1 | NOTE | 355,000 | $402,000 | thousands by filing date | principal |
| ONEOK INC NEW | 682680103 | COM | 7,501 | $400,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 17,100 | $394,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 27,700 | $393,000 | thousands by filing date | |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 210,000 | $391,000 | thousands by filing date | principal |
| UNITED THERAPEUTICS CORP DEL | 91307CAF9 | NOTE 1.000% 9/1 | 230,000 | $391,000 | thousands by filing date | principal |
| UNIFIRST CORP MASS | 904708104 | COM | 3,728 | $389,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 5,347 | $387,000 | thousands by filing date | |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 340,000 | $386,000 | thousands by filing date | principal |
| ALLEGHENY TECHNOLOGIES INC | 01741RAD4 | NOTE | 370,000 | $384,000 | thousands by filing date | principal |
| SUPERIOR INDS INTL INC | 868168105 | COM | 21,500 | $383,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 42,437 | $382,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 1,308 | $377,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 13,520 | $377,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 14,100 | $376,000 | thousands by filing date | |
| INTEGRYS ENERGY GROUP INC | 45822P105 | COM | 6,729 | $376,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 32,390 | $375,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 14,000 | $373,000 | thousands by filing date | |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 235,000 | $372,000 | thousands by filing date | principal |
| L BRANDS INC | 501797104 | COM | 6,055 | $370,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 41,889 | $369,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 9,940 | $367,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 18,500 | $363,000 | thousands by filing date | |
| WABASH NATL CORP | 929566AH0 | CNV | 275,000 | $359,000 | thousands by filing date | principal |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 25,486 | $354,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 47,429 | $354,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 175,000 | $352,000 | thousands by filing date | principal |
| AES CORP COM | 00130H105 | Stock | 26,388 | $351,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 9,651 | $350,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 43,171 | $349,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 9,200 | $346,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 10,671 | $346,000 | thousands by filing date | |
| BOTTOMLINE TECH DEL INC | 101388AA4 | NOTE 1.500%12/0 | 300,000 | $346,000 | thousands by filing date | principal |
| EXELIS INC | 30162A108 | COM | 21,816 | $343,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 24,100 | $341,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 8,354 | $341,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 28,700 | $340,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729NBR0 | NOTE 6.500%10/0 | 225,000 | $340,000 | thousands by filing date | principal |
| CME Group Inc. Class A | 12572Q105 | COM | 4,591 | $339,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 7,299 | $334,000 | thousands by filing date | |
| IXIA | 45071RAB5 | NOTE 3.000%12/1 | 290,000 | $330,000 | thousands by filing date | principal |
| IMPAX LABORATORIES INC | 45256B101 | COM | 16,000 | $328,000 | thousands by filing date | |
| ELECTRONIC ARTS INC | 285512AA7 | NOTE 0.750% 7/1 | 300,000 | $326,000 | thousands by filing date | principal |
| SOLTA MED INC | 83438K103 | COM | 156,867 | $326,000 | thousands by filing date | |
| EQUINIX INC | 29444UAG1 | CNV | 195,000 | $326,000 | thousands by filing date | principal |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 21,088 | $325,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 10,496 | $324,000 | thousands by filing date | |
| FORD MTR CO DEL | 345370CF5 | NOTE 4.250%12/1 | 170,000 | $324,000 | thousands by filing date | principal |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 10,480 | $323,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 6,500 | $319,000 | thousands by filing date | |
| SALIX PHARMACEUTICAL 1.500 | 795435AE6 | NOTE 1.500% 3/ | 258,000 | $317,000 | thousands by filing date | principal |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 3,860 | $314,000 | thousands by filing date | |
| LSI CORPORATION | 502161102 | COM | 39,700 | $310,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 13,510 | $309,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 8,643 | $308,000 | thousands by filing date | |
| POZEN INC | 73941U102 | COMMON STOCK | 53,800 | $308,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 11,396 | $308,000 | thousands by filing date | |
| ECHELON CORP | 27874N105 | COM | 128,920 | $308,000 | thousands by filing date | |
| INCYTE CORP | 45337CAJ1 | NOTE 4.750%10/0 | 70,000 | $306,000 | thousands by filing date | principal |
| CST BRANDS INC | 12646R105 | COM | 10,224 | $305,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 21,400 | $299,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770VAF9 | NOTE 2.500% 1/3 | 315,000 | $297,000 | thousands by filing date | principal |
| Prologis,Inc. | 74340W103 | COM | 7,867 | $296,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 15,467 | $294,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 5,670 | $293,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 4,941 | $293,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 5,100 | $292,000 | thousands by filing date | |
| WESCO INTERNATIONAL INC | 95082PAH8 | CNV | 105,000 | $288,000 | thousands by filing date | principal |
| CALAMP CORP | 128126109 | COMMON STOCK | 16,200 | $286,000 | thousands by filing date | |
| DELL INC | 24702R101 | COM | 20,498 | $282,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 5,700 | $281,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 8,344 | $280,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 44,680 | $277,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 3,450 | $274,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 17,874 | $272,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 43,659 | $272,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 5,554 | $269,000 | thousands by filing date | |
| SALESFORCE COM INC | 79466LAB0 | BOND | 110,000 | $268,000 | thousands by filing date | principal |
| CSS INDS INC | 125906107 | COMMON STOCK | 11,131 | $267,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 19,300 | $266,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 6,000 | $263,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 6,430 | $263,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219LAH2 | CORPORATE OBLIG | 250,000 | $263,000 | thousands by filing date | principal |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 6,100 | $260,000 | thousands by filing date | |
| EXAMWORKS GROUP INC COM | 30066A105 | COM | 10,000 | $260,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 29,200 | $256,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 28,776 | $254,000 | thousands by filing date | |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 250,000 | $254,000 | thousands by filing date | principal |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 58,997 | $253,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 7,900 | $251,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 27,900 | $246,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 7,300 | $243,000 | thousands by filing date | |
| GEO GROUP INC | 36159R103 | COMMON STOCK | 7,300 | $243,000 | thousands by filing date | |
| GENESEE & WYO INC | 371559204 | UNIT 10/01/2015 | 1,900 | $243,000 | thousands by filing date | |
| VOLCANO CORP | 928645AB6 | CORPORATE OBLIG | 234,000 | $242,000 | thousands by filing date | principal |
| GENUINE PARTS CO COM | 372460105 | Stock | 2,981 | $241,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 15,500 | $241,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 52,700 | $241,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549AG9 | CORPORATE OBLIG | 300,000 | $240,000 | thousands by filing date | principal |
| Lincoln National Corporat | 524901105 | COM | 7,157 | $239,000 | thousands by filing date | |
| PHILIPPINE LONG DISTANCE TEL | 718252604 | SPONSORED ADR | 3,457 | $235,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 9,200 | $233,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 1,889 | $233,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 4,474 | $229,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 5,700 | $224,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C188 | IPATH S&P500 VIX | 15,000 | $221,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 5,309 | $220,000 | thousands by filing date | |
| D.R. HORTON INC | 23331ABB4 | NOTE | 145,000 | $220,000 | thousands by filing date | principal |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 4,284 | $218,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 4,200 | $217,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 2,900 | $215,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 3,065 | $214,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 13,178 | $213,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 3,900 | $213,000 | thousands by filing date | |
| PHH CORP | 693320AQ6 | CNV | 105,000 | $212,000 | thousands by filing date | principal |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 195 | $211,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 3,600 | $205,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 10,800 | $205,000 | thousands by filing date | |
| MGIC INVESTMENT CORP | 552848AE3 | CORPORATE OBLIG | 158,000 | $201,000 | thousands by filing date | principal |
| AUTONAVI HLDGS LTD | 05330F106 | SPONSORED ADR | 13,200 | $197,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 46,553 | $194,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 13,600 | $191,000 | thousands by filing date | |
| REALD INC | 75604L105 | COMMON STOCK | 26,700 | $187,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 17,522 | $185,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 25,230 | $184,000 | thousands by filing date | |
| ENZON PHARMACEUTICALS INC | 293904108 | COM | 106,273 | $179,000 | thousands by filing date | |
| SEMILEDS CORP | 816645105 | COM | 156,920 | $171,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 12,800 | $169,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 10,185 | $164,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 18,855 | $163,000 | thousands by filing date | |
| UNWIRED PLANET INC NEW | 91531F103 | COM | 86,994 | $150,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 20,618 | $145,000 | thousands by filing date | |
| MEADOWBROOK INS GROUP INC | 58319P108 | COM | 22,100 | $144,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 11,900 | $144,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 55,840 | $140,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 25,500 | $138,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 47,900 | $133,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 27,611 | $125,000 | thousands by filing date | |
| CORDIA BANCORP INC | 218513109 | COM | 28,217 | $124,000 | thousands by filing date | |
| GIANT INTERACTIVE GROUP INC | 374511103 | ADR | 13,385 | $122,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 16,481 | $104,000 | thousands by filing date | |
| CARVER BANCORP ORD | 146875604 | COM | 13,293 | $104,000 | thousands by filing date | |
| CHINA NEPSTAR CHAIN DRUGSTORE | 16943C109 | ADR | 61,900 | $97,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 12,257 | $95,000 | thousands by filing date | |
| EXETER RES CORP | 301835104 | COM | 94,600 | $75,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 14,902 | $49,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 19,501 | $45,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 10,516 | $38,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 15,265 | $37,000 | thousands by filing date | |
| VERSO PAPER CORP | 92531L108 | COM | 33,100 | $25,000 | thousands by filing date | |
| NORTH AMERN PALLADIUM LTD | 656912102 | COM | 18,637 | $18,000 | thousands by filing date | |
| PARAMOUNT GOLD & SILVER CORP | 69924P102 | COM | 12,799 | $17,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000902219-13-000652 | this filing | 2013-11-14 | acceptance time not in the bulk data set |