13F-HR/A filed by PRUDENTIAL PLC
PRUDENTIAL PLC filed this 13F-HR/A for the quarter ended 2019-03-31, filed 2019-10-04, with 693 holding rows worth $27,771,707,000.
- Accession
- 0000898417-19-000051
- Filer
- CIK 898419
- Filed
- 2019-10-04
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A combination report, amendment of type restatement, 1,071 entries on the cover page, a total value of $27,771,707,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $27,771,707,000 with VALUE read as thousands by filing date, 13F file number 028-03582. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
- included managerPPM AMERICA INC/IL028-03586
- included managerM&G INVESTMENT MANAGEMENT LTD028-03513
- included managerEASTSPRING INVESTMENTS (SINGAPORE) LTD028-14135
- included managerEastspring Securities Investment Trust Co. Ltd028-17684
- included managerEastspring Asset Management Korea Co. Ltd.028-17672
- included managerTMB Asset Management Co., Ltd.028-19588
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 3,187 | $596,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 6,647 | $587,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 12,900 | $586,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 9,800 | $585,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 10,100 | $580,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 4,800 | $569,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 64,512 | $562,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 117,080 | $560,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 8,700 | $553,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 7,297 | $546,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 13,600 | $546,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 5,328 | $536,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 2,704 | $534,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 4,800 | $518,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 3,034 | $518,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 18,000 | $517,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 17,500 | $516,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 3,300 | $510,000 | thousands by filing date | |
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 8,719 | $509,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 7,900 | $508,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 8,400 | $507,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 8,483 | $507,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 12,900 | $498,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 8,700 | $498,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 7,000 | $481,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 4,400 | $474,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 2,600 | $469,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 27,800 | $465,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 7,500 | $461,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 3,819 | $456,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 8,800 | $456,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 24,100 | $455,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 1,500 | $451,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 20,200 | $451,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NE | 611740101 | COM | 8,100 | $442,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 44,138 | $441,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 13,400 | $438,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 10,800 | $437,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 6,300 | $436,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 3,800 | $431,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 7,583 | $428,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 4,200 | $426,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 10,000 | $425,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 3,700 | $424,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 9,000 | $418,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 19,500 | $416,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 4,700 | $416,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 5,800 | $416,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 3,800 | $404,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 1,700 | $403,000 | thousands by filing date | |
| Eaton Corp. | 278058102 | COM | 5,000 | $403,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 15,503 | $398,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 14,900 | $385,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 14,700 | $384,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 374 | $383,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 10,400 | $380,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 3,300 | $370,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 954 | $370,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 4,600 | $367,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 4,300 | $366,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092790 | QLTY FCTOR ETF | 10,700 | $362,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 4,100 | $359,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 4,223 | $355,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 1,100 | $352,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 6,771 | $348,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 2,700 | $340,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 7,200 | $336,000 | thousands by filing date | |
| SIRIUS XM RADIO INC | 82967N108 | COM | 59,300 | $336,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 2,695 | $329,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 1,700 | $328,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 3,300 | $328,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 4,600 | $327,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 4,404 | $323,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 8,379 | $322,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 7,800 | $318,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 2,226 | $312,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 1,146 | $309,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 2,331 | $304,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 3,222 | $302,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 2,856 | $302,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 6,400 | $299,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 3,660 | $298,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 302 | $296,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 8,500 | $294,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 9,400 | $294,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 1,836 | $293,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 3,499 | $290,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 5,500 | $289,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 1,802 | $288,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 14,600 | $283,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 5,623 | $281,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 6,000 | $281,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 5,400 | $280,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 801 | $278,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 3,169 | $276,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 4,200 | $274,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 3,600 | $273,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 3,192 | $272,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 4,500 | $268,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 3,500 | $266,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 2,423 | $262,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOURG COM | L7257P205 | Stock | 18,498 | $262,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 20,000 | $260,000 | thousands by filing date | |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 5,000 | $259,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 14,200 | $254,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 6,400 | $254,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 2,300 | $253,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 1,495 | $253,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 3,600 | $253,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 2,904 | $252,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 3,316 | $250,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 6,200 | $246,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 5,743 | $246,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 33,900 | $246,000 | thousands by filing date | |
| Polo Ralph Lauren Cl A | 731572103 | CL A | 1,900 | $246,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 3,100 | $245,000 | thousands by filing date | |
| ARRIS GROUP INC | 04270V106 | COM | 7,700 | $243,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 2,300 | $242,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 17,900 | $242,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 3,329 | $240,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 4,600 | $240,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 18,498 | $240,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 27,499 | $239,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 1,426 | $236,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 10,700 | $233,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 1,249 | $230,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 5,035 | $229,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 6,800 | $228,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 6,600 | $227,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 1,800 | $224,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 1,745 | $223,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 8,500 | $223,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 2,752 | $222,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 4,600 | $221,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 1,536 | $220,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 1,011 | $220,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 5,400 | $219,000 | thousands by filing date | |
| MEDTRONIC INC | 585055106 | COM | 2,400 | $219,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 1,741 | $218,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 1,900 | $217,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 3,800 | $213,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 1,095 | $210,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 1,183 | $209,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 4,950 | $206,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 2,800 | $203,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 1,661 | $202,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 1,596 | $202,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 2,600 | $202,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 10,500 | $193,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 10,346 | $166,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 11,300 | $149,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 12,200 | $145,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 11,963 | $96,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 11,400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 7,158,967 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 57,251 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SLM CORP COM | 78442P106 | Stock | 15,300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CGI INC CL A SUB VTG | 12532H104 | Stock | 207,663 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 367,155 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 12,900 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NMI HLDGS INC | 629209305 | COM | 11,936 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 13,044 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 3,823,819 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 852,375 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KOSMOS ENERGY LTD | 500688106 | COM | 12,443,173 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 2,505,695 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Ramaco Resources Inc | 75134P303 | COM CL B | 15,724 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 84,970 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JAZZ INVESTMENTS I LTD | 472145AD3 | NOTE 1.500% 8/1 | 17,503,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARES CAPITAL CORP | 04010LAT0 | NOTE 3.750% 2/0 | 1,400,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 50,404,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 49,357,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 37,391,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUANCE COMMUNICATIONS INC | 67020YAN0 | NOTE 1.250% 4/0 | 20,728,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 35,868,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CTRIP COM INTL LTD | 22943FAH3 | DBCV 1.990% 7/0 | 10,618,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| II VI INC | 902104AB4 | NOTE 0.250% 9/0 | 22,539,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CEMEX SAB DE CV | 151290BT9 | NOTE 3.720% 3/1 | 29,136,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RINGCENTRAL INC | 76680RAD9 | NOTE 3/1 | 17,520,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NXP SEMICONDUCTORS N V | 62952QAB6 | NOTE 1.000%12/0 | 46,225,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 10,028,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 210,900 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELECTRONICS FOR IMAGING INC | 286082AC6 | NOTE 0.750% 9/0 | 2,052,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAH0 | NOTE 4.250% 5/0 | 12,000,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OSI SYSTEMS INC | 671044AD7 | NOTE 1.250% 9/0 | 8,140,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37954Y798 | HEALTH WELLNESS | 350,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUANCE COMMUNICATIONS INC | 67020YAG5 | DEBT 1.500%11/0 | 23,392,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CEMEX SAB DE CV | 151290BR3 | NOTE 3.720% 3/1 | 23,544,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HORIZON PHARMA INVT LTD | 44052TAB7 | NOTE 2.500% 3/1 | 15,285,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HURON CONSULTING GROUP INC | 447462AB8 | NOTE 1.250%10/0 | 2,259,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTEGRATED DEVICE TECHNOLOGY | 458118AC0 | NOTE 0.87511/1 | 500,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000898417-19-000018 | superseded | 2019-05-13 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000898417-19-000051 | this filing | 2019-10-04 | acceptance time not in the bulk data set |