13F-HR filed by SIT INVESTMENT ASSOCIATES INC
SIT INVESTMENT ASSOCIATES INC filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-01-28, with 426 holding rows worth $6,024,338,000.
- Accession
- 0000897101-15-000096
- Filer
- CIK 769317
- Filed
- 2015-01-28
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A holdings report, 426 entries on the cover page, a total value of $6,024,338,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $6,024,338,000 with VALUE read as thousands by filing date, 13F file number 028-00180. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSIT INVESTMENT FIXED INCOME ADVISORS INC028-04373
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Microsoft Corp | 594918104 | COM | 2,683,555 | $124,651,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 1,062,945 | $111,152,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 1,032,405 | $108,372,000 | thousands by filing date | |
| APPLE INC | 37833100 | COM | 963,247 | $106,323,000 | thousands by filing date | The CUSIP as filed is malformed. |
| PepsiCo,Inc. | 713448108 | COM | 1,094,675 | $103,512,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 1,031,510 | $103,068,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 2,144,070 | $100,300,000 | thousands by filing date | |
| MEDTRONIC INC | 585055106 | COM | 1,375,555 | $99,315,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 1,571,760 | $98,361,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 865,085 | $83,316,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 2,251,700 | $81,714,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 894,480 | $76,406,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 813,315 | $74,085,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 1,069,931 | $73,376,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 702,260 | $70,640,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 1,019,065 | $67,004,000 | thousands by filing date | |
| Becton Dickinson | 75887109 | COM | 474,400 | $66,018,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ST JUDE MED INC | 790849103 | COM | 962,450 | $62,588,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 523,715 | $62,390,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 767,015 | $61,829,000 | thousands by filing date | |
| ZWEIG TOTAL RETURN FD INC | 989837208 | COM | 4,284,237 | $60,022,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 739,340 | $59,687,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 434,311 | $59,388,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 494,554 | $56,092,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 955,665 | $54,272,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 570,865 | $53,005,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 1,697,100 | $52,865,000 | thousands by filing date | |
| Applied Materials | 38222105 | COM | 2,103,460 | $52,418,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Qualcomm Incorporated | 747525103 | COM | 704,945 | $52,399,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 630,265 | $51,713,000 | thousands by filing date | |
| TYCO INTL PLC | G91442106 | SHS | 1,174,640 | $51,520,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 745,510 | $48,823,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 565,090 | $48,519,000 | thousands by filing date | |
| DIVERSIFIED REAL ASSET INC FD COM SHS | 25533B108 | CEF | 2,792,180 | $48,424,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 477,035 | $48,223,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 417,935 | $46,884,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 6,195,660 | $46,282,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 508,755 | $46,022,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 476,375 | $45,113,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 757,470 | $44,713,000 | thousands by filing date | |
| COVIDIEN PLC | G2554F113 | SHS | 431,910 | $44,176,000 | thousands by filing date | |
| WISCONSIN ENERGY CORP | 976657106 | COMMON STOCK | 832,825 | $43,923,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 819,710 | $43,920,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 601,020 | $43,706,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 1,030,845 | $43,615,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 1,129,866 | $43,138,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 684,445 | $41,895,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 587,825 | $41,788,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 952,109 | $41,217,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 901,075 | $40,963,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 443,585 | $40,468,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 445,484 | $39,786,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 371,910 | $39,530,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 239,375 | $39,334,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 349,309 | $38,833,000 | thousands by filing date | |
| ABBOTT LABORATORIES | 2824100 | COM | 861,265 | $38,774,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 199,475 | $38,664,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 198,335 | $38,193,000 | thousands by filing date | |
| ARCHER-DANIELS-MIDLAND | 39483102 | COM | 719,925 | $37,436,000 | thousands by filing date | The CUSIP as filed is malformed. |
| NIELSEN HOLDINGS N V | N63218106 | COM | 832,360 | $37,231,000 | thousands by filing date | |
| H AND R BLOCK INC | 93671105 | OPTION | 1,096,142 | $36,918,000 | thousands by filing date | The CUSIP as filed is malformed. |
| RAYTHEON CO | 755111507 | COM NEW | 338,826 | $36,651,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 6,959,414 | $36,537,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 445,855 | $36,056,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 376,615 | $33,993,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 713,690 | $33,601,000 | thousands by filing date | |
| FEDERATED ENHANC TREAS INCM | 314162108 | COM SH BEN INT | 2,522,198 | $33,596,000 | thousands by filing date | |
| LACLEDE GROUP INC/THE | 505597104 | COM | 619,790 | $32,973,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 557,796 | $32,564,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 2,282,394 | $32,547,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 283,995 | $32,401,000 | thousands by filing date | |
| BROOKFIELD TOTAL RETURN FD I | 11283U108 | COM | 1,330,397 | $32,355,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 978,715 | $31,104,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 537,755 | $30,781,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 212,940 | $30,700,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 4,754,363 | $30,428,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 396,687 | $30,113,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 227,655 | $30,107,000 | thousands by filing date | |
| ACE LTD | H0023R105 | SHS | 261,250 | $30,012,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 6,203,618 | $29,839,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 309,535 | $29,657,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 275,525 | $29,363,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 287,975 | $29,080,000 | thousands by filing date | |
| Automatic Data Processing | 53015103 | COM | 343,805 | $28,663,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Philip Morris International Inc. | 718172109 | COM | 348,970 | $28,424,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 2,876,599 | $28,219,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 532,350 | $27,746,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 2,273,245 | $27,711,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 687,491 | $27,672,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 1,142,235 | $26,763,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 430,435 | $26,571,000 | thousands by filing date | |
| XL GROUP PLC | G98290102 | SHS | 769,500 | $26,448,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 1,867,360 | $26,367,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 312,270 | $24,791,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 5,014,432 | $23,969,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 193,725 | $22,383,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 1,293,697 | $22,316,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION | 92508100 | COM | 1,656,851 | $21,407,000 | thousands by filing date | The CUSIP as filed is malformed. |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 1,487,750 | $21,052,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 286,190 | $19,295,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 416,285 | $19,091,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 170,500 | $19,072,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 72,605 | $19,037,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 1,419,305 | $18,735,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 198,140 | $18,677,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 1,245,610 | $18,510,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC | 53484101 | COM | 111,506 | $18,219,000 | thousands by filing date | The CUSIP as filed is malformed. |
| CORNERSTONE PROGRESSIVE RTN | 21925C200 | COM NEW | 1,158,347 | $17,618,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 441,825 | $17,377,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 163,750 | $17,115,000 | thousands by filing date | |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 989,977 | $16,483,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 1,110,813 | $15,874,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 366,875 | $15,247,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQU | 15271109 | COM | 160,475 | $14,241,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ALEXION PHARMACEUTICALS IN | 15351109 | COM | 76,480 | $14,151,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ALLERGAN INC. | 18490102 | COM | 66,425 | $14,121,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Schlumberger Limited | 806857108 | COM | 165,130 | $14,104,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 11,969 | $13,647,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 89,935 | $13,602,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 384,502 | $13,458,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 1,427,298 | $13,117,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 134,985 | $12,979,000 | thousands by filing date | |
| 38259p508 | COM | 24,235 | $12,861,000 | thousands by filing date | ||
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 1,002,443 | $12,851,000 | thousands by filing date | |
| AGRIUM INC | 8916108 | COM | 129,575 | $12,273,000 | thousands by filing date | The CUSIP as filed is malformed. |
| OCEANEERING INTL INC | 675232102 | COM | 204,150 | $12,006,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 240,785 | $11,955,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 1,547,073 | $11,866,000 | thousands by filing date | |
| GOOGLE INC | 38259P706 | CL C | 22,525 | $11,857,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 1,351,654 | $11,854,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 256,500 | $11,535,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 158,650 | $11,535,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 136,975 | $11,232,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 101,380 | $11,229,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 151,815 | $11,037,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME OPPORT | 25158Y102 | COM | 782,789 | $10,983,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 203,780 | $10,731,000 | thousands by filing date | |
| ACTAVIS PLC | G0083B108 | SHS | 41,005 | $10,555,000 | thousands by filing date | |
| DWS Mun Income Tr | 25160C106 | COM | 787,061 | $10,523,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 44,745 | $9,288,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 212,034 | $9,281,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 123,455 | $9,271,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 79,880 | $9,186,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 104,435 | $8,951,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 643,777 | $8,775,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 444,955 | $8,637,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 68,405 | $8,570,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 58,275 | $8,556,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 108,895 | $8,496,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 99,760 | $8,447,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 742,753 | $8,393,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 211,275 | $8,350,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 446,311 | $8,324,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 206,140 | $7,917,000 | thousands by filing date | |
| INFORMATICA CORP | 45666Q102 | COM | 204,250 | $7,789,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 498,933 | $7,786,000 | thousands by filing date | |
| LMP REAL ESTATE INCOME FD IN | 50208C108 | COM | 618,803 | $7,766,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 532,497 | $7,604,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 1,246,694 | $7,455,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 173,960 | $7,261,000 | thousands by filing date | |
| MONTGOMERY STR INCOME SECS I | 614115103 | COM | 436,024 | $7,167,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 209,575 | $7,082,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 165,225 | $7,047,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP | 8252108 | COM | 32,925 | $6,988,000 | thousands by filing date | The CUSIP as filed is malformed. |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 599,340 | $6,952,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 1,222,717 | $6,933,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 488,917 | $6,923,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 105,875 | $6,481,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 50,650 | $6,380,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 448,479 | $6,310,000 | thousands by filing date | |
| Waste Connections | 941053100 | COM | 137,375 | $6,043,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 265,952 | $5,893,000 | thousands by filing date | |
| CARDTRONICS INC | 14161H108 | COMMON STOCK | 146,250 | $5,642,000 | thousands by filing date | |
| NUVEEN BUILD AMER BD OPPTNY | 67074q102 | COM | 255,486 | $5,608,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 415,004 | $5,594,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 187,480 | $5,576,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 143,455 | $5,503,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 41,800 | $5,479,000 | thousands by filing date | |
| BROOKFIELD HIGH INCOME FD INC COM | 11272P102 | CEF | 601,168 | $5,356,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 77,375 | $5,326,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 41,350 | $5,286,000 | thousands by filing date | |
| TRANSAMERICA INCOME SHS INC | 893506105 | COM | 261,179 | $5,281,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 29,150 | $5,258,000 | thousands by filing date | |
| CUTWATER SELECT INCOME FD | 232229104 | COM | 271,247 | $5,246,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 11659109 | COM | 86,450 | $5,166,000 | thousands by filing date | The CUSIP as filed is malformed. |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 179,750 | $5,146,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 386,149 | $5,093,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 365,544 | $5,030,000 | thousands by filing date | |
| MYLAN INC | 628530107 | COM | 88,150 | $4,969,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 53,290 | $4,878,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 173,290 | $4,854,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 47,613 | $4,809,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 36,460 | $4,724,000 | thousands by filing date | |
| AMETEK INC NEW | 31100100 | COMMON | 89,475 | $4,709,000 | thousands by filing date | The CUSIP as filed is malformed. |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 215,364 | $4,523,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 45327103 | COM | 127,505 | $4,465,000 | thousands by filing date | The CUSIP as filed is malformed. |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 246,593 | $4,421,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 96,450 | $4,338,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 379,667 | $4,328,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 1,161,068 | $4,319,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 134,125 | $4,295,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 68,625 | $4,237,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 303,685 | $4,218,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 66,850 | $4,166,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 284,124 | $4,114,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 127,675 | $3,949,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 214,440 | $3,946,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 278,216 | $3,945,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 229,991 | $3,937,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 293,300 | $3,921,000 | thousands by filing date | |
| ITT CORP | 450911201 | COM | 96,250 | $3,894,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 50,825 | $3,864,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 127,525 | $3,836,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 284,354 | $3,788,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 245,634 | $3,775,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 111,740 | $3,709,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 251,582 | $3,708,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 87,850 | $3,645,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 184,275 | $3,547,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 31,325 | $3,518,000 | thousands by filing date | |
| BLACKROCK MUNIYLD MICH QLTY | 09254W103 | COM | 271,620 | $3,493,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 44,625 | $3,474,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 141,620 | $3,409,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 26,100 | $3,405,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 213,421 | $3,304,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 8,040 | $3,298,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 97,450 | $3,280,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 63,000 | $3,256,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 35,120 | $3,233,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 71,895 | $3,232,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 323,438 | $3,205,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 77,450 | $3,154,000 | thousands by filing date | |
| STERIS CORP | 859152100 | COMMON STOCK | 47,925 | $3,108,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 39,532 | $3,085,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 236,869 | $3,046,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 127,685 | $3,044,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 54,950 | $3,017,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 4,300 | $2,943,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 138,807 | $2,940,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 66,025 | $2,937,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 36,975 | $2,846,000 | thousands by filing date | |
| CLARCOR INC | 179895107 | COM | 42,650 | $2,842,000 | thousands by filing date | |
| NUVEEN PREMIER MUN INCOME FD | 670988104 | COM | 201,344 | $2,813,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 113,200 | $2,752,000 | thousands by filing date | |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 56,150 | $2,750,000 | thousands by filing date | |
| ALIGN TECHNOLOGY, INC. | 16255101 | COM | 49,000 | $2,740,000 | thousands by filing date | The CUSIP as filed is malformed. |
| AIR METHODS CORP COM | 9128307 | COM | 62,050 | $2,732,000 | thousands by filing date | The CUSIP as filed is malformed. |
| WABTEC COM | 929740108 | Stock | 31,175 | $2,709,000 | thousands by filing date | |
| SOLERA HOLDINGS INC | 83421A104 | COM | 52,675 | $2,696,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 323,666 | $2,576,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 46,495 | $2,574,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 52,380 | $2,474,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 171,782 | $2,467,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 173,185 | $2,402,000 | thousands by filing date | |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 40,350 | $2,321,000 | thousands by filing date | |
| NUVEEN MTG OPPTY TERM FD 2 | 67074R100 | COM | 99,733 | $2,311,000 | thousands by filing date | |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 52,200 | $2,308,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 245,600 | $2,306,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 97,267 | $2,252,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 58,900 | $2,225,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 134,075 | $2,180,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 26,525 | $2,155,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 35,550 | $2,087,000 | thousands by filing date | |
| DEALERTRACK TECHNOLOGIES INC | 242309102 | COM | 46,441 | $2,058,000 | thousands by filing date | |
| DST SYS INC DEL | 233326107 | COM | 21,650 | $2,038,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 22,475 | $2,030,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 39,586 | $2,020,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 10,675 | $2,020,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 130,999 | $2,010,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 45,825 | $2,004,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 48,650 | $1,967,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 36,150 | $1,964,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 58,050 | $1,908,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 104,475 | $1,907,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 93,375 | $1,900,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 27,790 | $1,866,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 38,850 | $1,844,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 31,600 | $1,802,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 6,375 | $1,737,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 132,368 | $1,702,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 14,200 | $1,687,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 10,300 | $1,686,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 30,575 | $1,676,000 | thousands by filing date | |
| AMN HEALTHCARE SERVICES I | 1744101 | COM | 85,225 | $1,670,000 | thousands by filing date | The CUSIP as filed is malformed. |
| CARRIZO OIL & GAS INC | 144577103 | COM | 40,100 | $1,668,000 | thousands by filing date | |
| NESTLE SA ADR | 641069406 | COM | 22,570 | $1,646,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 34,350 | $1,595,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 24,554 | $1,584,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 58,790 | $1,581,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 7,200 | $1,579,000 | thousands by filing date | |
| TOWERS WATSON & CO | 891894107 | CL A | 13,900 | $1,573,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 10,250 | $1,493,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 119,243 | $1,489,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 26,650 | $1,472,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 16,300 | $1,471,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 22,900 | $1,460,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 18,300 | $1,453,000 | thousands by filing date | |
| TEKMIRA PHARMACEUTICALS COR | 87911B209 | COM NEW | 95,050 | $1,440,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 22,700 | $1,439,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 23,300 | $1,394,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 14,675 | $1,356,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 14,582 | $1,348,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 29,800 | $1,332,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 31,200 | $1,317,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 46,375 | $1,308,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 104,525 | $1,271,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 23,470 | $1,261,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 10,250 | $1,233,000 | thousands by filing date | |
| MANAGED DURATION INVT GRD FU | 56165R103 | COM | 86,371 | $1,167,000 | thousands by filing date | |
| ROCHE HLDG LTD SPONS ADR (ISIN #US7711951043 SEDOL #B014J8) | 771195104 | ADR | 34,210 | $1,163,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 51,500 | $1,140,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 80,795 | $1,138,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 82,300 | $1,094,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 133,000 | $1,089,000 | thousands by filing date | |
| BLACKROCK MUNICIPL INC QL | 92479104 | TYCOM | 75,009 | $1,079,000 | thousands by filing date | The CUSIP as filed is malformed. |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 80,997 | $1,069,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 87,000 | $1,046,000 | thousands by filing date | |
| AVENUE INCOME CR STRATEGIES | 05358E106 | COM | 66,773 | $1,009,000 | thousands by filing date | |
| AIRGAS INC COM | 9363102 | COM | 8,400 | $968,000 | thousands by filing date | The CUSIP as filed is malformed. |
| AMBARELLA INC | G037AX101 | SHS | 18,350 | $931,000 | thousands by filing date | |
| SYNAGEVA BIOPHARMA CORP | 87159A103 | COM | 9,725 | $902,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 3,500 | $892,000 | thousands by filing date | |
| BANK OF NEW YORK MELLON CORP | 64058100 | COM | 21,970 | $891,000 | thousands by filing date | The CUSIP as filed is malformed. |
| IDEXX LABS INC COM | 45168D104 | Stock | 6,000 | $890,000 | thousands by filing date | |
| BHP BILLITON LIMITED ADR | 88606108 | COM | 18,400 | $871,000 | thousands by filing date | The CUSIP as filed is malformed. |
| OXFORD LANE CAP CORP | 691543102 | COM | 58,100 | $869,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD 4 | 6706K4105 | COM | 65,179 | $864,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 37,500 | $852,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 15,300 | $828,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 46,750 | $808,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 35,500 | $797,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 54,700 | $784,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 8,100 | $763,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 4,675 | $750,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 29,200 | $738,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 13,592 | $735,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 52,779 | $725,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 9,400 | $712,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 23,200 | $695,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 44,525 | $677,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 63,900 | $675,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 13,650 | $623,000 | thousands by filing date | |
| ABERDEEN GLBL INC FD FCO | 3013109 | COMMON | 62,978 | $605,000 | thousands by filing date | The CUSIP as filed is malformed. |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 39,100 | $574,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INC FD 3 | 67072W101 | COM | 68,702 | $572,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 16,500 | $561,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 8,062 | $557,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 42,800 | $557,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 9,825 | $550,000 | thousands by filing date | |
| EATON VANCE CALIF MUN BD FD | 27828C106 | COM | 43,662 | $550,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 10,200 | $544,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 5,100 | $540,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 55,900 | $539,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 37,623 | $518,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 44,500 | $514,000 | thousands by filing date | |
| GDF SUEZ-SPON ADR | 36160B105 | ADR | 21,870 | $510,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 8,250 | $484,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 17,736 | $445,000 | thousands by filing date | |
| WESTERN ASSET WORLDWIDE INCO | 957668106 | COM | 38,068 | $434,000 | thousands by filing date | |
| SIEMENS A G - ADR | 826197501 | COM | 3,695 | $414,000 | thousands by filing date | |
| AUTODESK INC | 52769106 | COMMON | 6,850 | $411,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 6,100 | $408,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 3,900 | $405,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 26,995 | $405,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 3,725 | $402,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 10,250 | $378,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 35,765 | $342,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 24,560 | $340,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 91727107 | SPONSORED ADS | 4,800 | $338,000 | thousands by filing date | The CUSIP as filed is malformed. |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 53,700 | $334,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 7,800 | $330,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 4,700 | $327,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 22,077 | $327,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 7,300 | $316,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 23,131 | $312,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 3,500 | $310,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 19,157 | $299,000 | thousands by filing date | |
| PARTNERRE LTD | G6852T105 | COM | 2,600 | $297,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 4,900 | $288,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 15,000 | $286,000 | thousands by filing date | |
| ALLIANZ SE SP ADR 1/10 SH | 18805101 | COM | 16,885 | $280,000 | thousands by filing date | The CUSIP as filed is malformed. |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 2,050 | $278,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 2,700 | $253,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 31,251 | $252,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 6,900 | $250,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 5,600 | $245,000 | thousands by filing date | |
| BNP PARIBAS SPONSORED ADR | 05565A202 | ADUS | 8,210 | $241,000 | thousands by filing date | |
| SGS SA UNSPONSORED ADR | 818800104 | ADUS | 11,385 | $232,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 11,300 | $231,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 15,963 | $218,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 8,400 | $206,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 10,000 | $198,000 | thousands by filing date | |
| IBERDROLA SA SPON ADR | 450737101 | ADUS | 7,100 | $191,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 14,600 | $189,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 13,500 | $189,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 4,300 | $163,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 3,575 | $163,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 7,000 | $162,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 4,300 | $158,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 10,150 | $149,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 2,100 | $145,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 10,000 | $143,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 2,800 | $142,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 1,200 | $133,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 2,650 | $131,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 9,600 | $131,000 | thousands by filing date | |
| AFLAC INC. | 1055102 | COM | 2,150 | $131,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 5,000 | $129,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 2,850 | $128,000 | thousands by filing date | |
| BP PLC ADR | 55622104 | COM | 3,300 | $126,000 | thousands by filing date | The CUSIP as filed is malformed. |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 1,600 | $122,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 5,300 | $119,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 5,950 | $117,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 12,924 | $115,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 10,000 | $98,000 | thousands by filing date | |
| EATON VANCE NJ MUNI INCOME T | 27826V106 | SH BEN INT | 7,900 | $97,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 3,400 | $96,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 2,600 | $89,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 1,175 | $81,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 6,529 | $78,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 5,426 | $77,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 4,150 | $73,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 1,800 | $70,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 1,100 | $70,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 6,800 | $56,000 | thousands by filing date | |
| NUVEEN INVT QUALITY MUN FD I | 67062E103 | COM | 1,945 | $30,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000897101-15-000096 | this filing | 2015-01-28 | acceptance time not in the bulk data set |