13F-HR filed by SIT INVESTMENT ASSOCIATES INC
SIT INVESTMENT ASSOCIATES INC filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-10-25, with 442 holding rows worth $5,213,366,000.
- Accession
- 0000897101-13-001576
- Filer
- CIK 769317
- Filed
- 2013-10-25
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 442 entries on the cover page, a total value of $5,213,366,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $5,213,359,000 with VALUE read as thousands by filing date, 13F file number 028-00180. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSIT INVESTMENT FIXED INCOME ADVISORS INC028-04373
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Chevron Corporation | 166764100 | COM | 1,005,450 | $122,162,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 538,775 | $99,770,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 1,026,280 | $88,968,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 1,040,085 | $82,687,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 1,712,815 | $79,946,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 1,485,265 | $76,773,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 984,555 | $74,423,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 2,222,600 | $73,968,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 2,491,959 | $71,582,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 701,090 | $65,580,000 | thousands by filing date | |
| COVIDIEN PLC | G2554F113 | SHS | 1,063,900 | $64,834,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 981,939 | $62,824,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 756,350 | $62,807,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 916,855 | $61,723,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 809,765 | $59,631,000 | thousands by filing date | |
| APPLE INC | 37833100 | COM | 123,581 | $58,917,000 | thousands by filing date | The CUSIP as filed is malformed. |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 544,595 | $58,718,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 782,196 | $53,846,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 783,205 | $52,937,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 932,459 | $52,917,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 730,400 | $52,304,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 1,441,155 | $51,262,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 513,190 | $51,062,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 567,333 | $49,125,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 1,093,410 | $48,985,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 508,940 | $48,965,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 1,013,870 | $48,269,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 831,960 | $46,914,000 | thousands by filing date | |
| BAXTER INTERNATIONAL | 71813109 | COM | 713,535 | $46,872,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Home Depot, Inc | 437076102 | COM | 616,505 | $46,762,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 1,059,210 | $45,557,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 896,075 | $45,297,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 1,947,860 | $44,647,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 283,650 | $44,062,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 1,017,415 | $43,830,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 1,050,065 | $43,389,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 1,200,927 | $43,053,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 974,165 | $42,425,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 895,085 | $41,425,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 558,620 | $41,316,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 492,340 | $41,150,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 553,630 | $40,216,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 1,075,560 | $39,344,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 304,685 | $38,719,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 1,108,450 | $38,663,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 585,975 | $37,913,000 | thousands by filing date | |
| ACE LTD | H0023R105 | SHS | 387,110 | $36,218,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 1,070,480 | $35,508,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 1,463,010 | $34,951,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 434,820 | $34,855,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 739,165 | $34,704,000 | thousands by filing date | |
| TYCO INTERNATIONAL LTD | H89128104 | SHS | 987,300 | $34,536,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 214,230 | $33,893,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 389,240 | $33,619,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 276,880 | $33,062,000 | thousands by filing date | |
| WISCONSIN ENERGY CORP | 976657106 | COMMON STOCK | 800,590 | $32,328,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 687,100 | $32,039,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 624,615 | $31,568,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 245,760 | $31,531,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 377,870 | $31,514,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 2,209,743 | $31,378,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 683,645 | $30,819,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 440,385 | $30,321,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 629,200 | $30,151,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 329,304 | $30,089,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 464,475 | $29,875,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 423,655 | $29,796,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 323,625 | $29,476,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 1,141,620 | $29,180,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 556,810 | $29,038,000 | thousands by filing date | |
| Applied Materials | 38222105 | COM | 1,652,400 | $28,968,000 | thousands by filing date | The CUSIP as filed is malformed. |
| BROOKFIELD TOTAL RETURN FD I | 11283U108 | COM | 1,257,633 | $28,850,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 301,200 | $27,280,000 | thousands by filing date | |
| 38259p508 | COM | 29,680 | $25,997,000 | thousands by filing date | ||
| Automatic Data Processing | 53015103 | COM | 344,870 | $24,962,000 | thousands by filing date | The CUSIP as filed is malformed. |
| NIELSEN HOLDINGS N V | N63218106 | COM | 660,500 | $24,075,000 | thousands by filing date | |
| AMERICAN STRATEGIC INCOME II | 03009T101 | COM | 3,469,317 | $24,008,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION | 92508100 | COM | 1,818,066 | $23,708,000 | thousands by filing date | The CUSIP as filed is malformed. |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 289,155 | $23,508,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 353,800 | $23,262,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 521,250 | $22,554,000 | thousands by filing date | |
| Autoliv Inc | 52800109 | Equities | 257,191 | $22,476,000 | thousands by filing date | The CUSIP as filed is malformed. |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 286,845 | $22,405,000 | thousands by filing date | |
| CORECIVIC INC | 22025Y407 | COM | 648,150 | $22,394,000 | thousands by filing date | |
| ABBOTT LABORATORIES | 2824100 | COM | 664,380 | $22,051,000 | thousands by filing date | The CUSIP as filed is malformed. |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 3,238,219 | $21,599,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 137,012 | $21,119,000 | thousands by filing date | |
| ZWEIG TOTAL RETURN FD INC | 989837208 | COM | 1,591,200 | $20,845,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 1,844,008 | $19,934,000 | thousands by filing date | |
| AMER STRAT INCOME PORT INC 11 | 30099105 | COM | 2,437,138 | $19,765,000 | thousands by filing date | The CUSIP as filed is malformed. |
| OCEANEERING INTL INC | 675232102 | COM | 239,050 | $19,420,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 673,448 | $19,321,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 192,460 | $19,007,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 511,885 | $18,930,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 97,600 | $18,651,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 327,310 | $17,472,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 443,520 | $16,801,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 128,165 | $16,556,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 275,730 | $16,351,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 15,958 | $16,133,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 643,655 | $16,097,000 | thousands by filing date | |
| DWS MUN INCOME TR COM | 23338M106 | COM | 1,265,852 | $15,646,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 1,068,087 | $15,103,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 239,000 | $15,026,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 846,100 | $14,629,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 268,145 | $14,622,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 2,752,989 | $14,481,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 98,035 | $14,450,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 161,455 | $14,266,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 66,678 | $14,058,000 | thousands by filing date | |
| INFORMATICA CORP | 45666Q102 | COM | 360,125 | $14,034,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 272,400 | $14,023,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 217,020 | $13,963,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 268,150 | $13,885,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS IN | 15351109 | COM | 119,527 | $13,884,000 | thousands by filing date | The CUSIP as filed is malformed. |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 807,371 | $13,725,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 154,075 | $13,331,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 146,355 | $12,407,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 1,731,748 | $12,192,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 773,784 | $12,040,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 255,850 | $11,580,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 2,137,696 | $11,565,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 143,335 | $11,533,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 740,495 | $11,470,000 | thousands by filing date | |
| MONTGOMERY STR INCOME SECS I | 614115103 | COM | 728,090 | $11,438,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 340,770 | $11,324,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 160,925 | $11,155,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 152,040 | $11,119,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP | 8252108 | COM | 60,085 | $10,974,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Waste Connections | 941053100 | COM | 240,620 | $10,927,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 132,370 | $10,870,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 685,275 | $10,718,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 198,060 | $10,693,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 2,076,169 | $10,132,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 130,485 | $9,724,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 88,865 | $9,532,000 | thousands by filing date | |
| PRECISION CASTPARTS CORP | 740189105 | COM | 41,595 | $9,452,000 | thousands by filing date | |
| TORTOISE ENERGY CAP CORP | 89147U100 | COM | 298,691 | $9,430,000 | thousands by filing date | |
| Concur Technologies, Inc. | 206708109 | COM | 83,110 | $9,184,000 | thousands by filing date | |
| AMETEK INC NEW | 31100100 | COMMON | 188,682 | $8,683,000 | thousands by filing date | The CUSIP as filed is malformed. |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 817,906 | $8,670,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 149,572 | $8,292,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 277,392 | $8,241,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 73,700 | $8,194,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 88,345 | $8,141,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 237,955 | $7,974,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 117,260 | $7,947,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 59,775 | $7,942,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 736,688 | $7,890,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 632,349 | $7,885,000 | thousands by filing date | |
| AMAZON.COM INC | 23135106 | COM | 24,840 | $7,766,000 | thousands by filing date | The CUSIP as filed is malformed. |
| EBAY INC. COM | 278642103 | Stock | 135,105 | $7,538,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 576,656 | $7,525,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 121,624 | $7,516,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 302,340 | $7,510,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 395,824 | $7,445,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 61,855 | $7,389,000 | thousands by filing date | |
| AMERICAN INCOME FD INC | 02672T109 | COM | 984,835 | $7,298,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 90,765 | $7,270,000 | thousands by filing date | |
| ALLERGAN INC. | 18490102 | COM | 79,715 | $7,210,000 | thousands by filing date | The CUSIP as filed is malformed. |
| SIGNATURE BANK | 82669G104 | COM | 78,020 | $7,140,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 213,695 | $7,052,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 107,600 | $7,021,000 | thousands by filing date | |
| BLACKROCK INCOME OPPORTUNITY T | 92475102 | COM | 689,733 | $6,828,000 | thousands by filing date | The CUSIP as filed is malformed. |
| PRAXAIR INC | 74005P104 | COM | 51,580 | $6,200,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 98,500 | $6,145,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 472,308 | $6,102,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 167,675 | $5,877,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 50,795 | $5,862,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 1,020,079 | $5,784,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 70,310 | $5,688,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 77,150 | $5,662,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 231,066 | $5,656,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 47,835 | $5,560,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 278,637 | $5,475,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 521,353 | $5,443,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 61,900 | $5,442,000 | thousands by filing date | |
| AGCO CORP | 1084102 | COM | 89,960 | $5,435,000 | thousands by filing date | The CUSIP as filed is malformed. |
| BHP BILLITON LIMITED ADR | 88606108 | COM | 78,910 | $5,248,000 | thousands by filing date | The CUSIP as filed is malformed. |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 402,220 | $4,979,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 782,077 | $4,966,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 380,678 | $4,949,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 544,974 | $4,878,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 371,780 | $4,833,000 | thousands by filing date | |
| ATWOOD OCEANICS INC COM | 50095108 | COMMON | 87,660 | $4,825,000 | thousands by filing date | The CUSIP as filed is malformed. |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 625,730 | $4,824,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 341,607 | $4,823,000 | thousands by filing date | |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 79,155 | $4,708,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 152,775 | $4,589,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 39,840 | $4,588,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 100,465 | $4,446,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 53,965 | $4,390,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 317,484 | $4,384,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 68,635 | $4,315,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 166,315 | $4,284,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 304,893 | $4,272,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 803,500 | $4,267,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 84,115 | $4,220,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 112,310 | $4,180,000 | thousands by filing date | |
| ITT CORP | 450911201 | COM | 113,300 | $4,073,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 130,304 | $4,055,000 | thousands by filing date | |
| NUVEEN BUILD AMER BD OPPTNY | 67074q102 | COM | 218,495 | $4,051,000 | thousands by filing date | |
| VOLCANO CORPORATION | 928645100 | COM | 167,865 | $4,020,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 72,515 | $3,991,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 59,100 | $3,937,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 62,832 | $3,875,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 127,265 | $3,833,000 | thousands by filing date | |
| CUTWATER SELECT INCOME FD | 232229104 | COM | 213,455 | $3,797,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 21,805 | $3,690,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 78,975 | $3,624,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 50,885 | $3,593,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 58,900 | $3,565,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 276,400 | $3,560,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 169,275 | $3,418,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 31,215 | $3,389,000 | thousands by filing date | |
| CLARCOR INC | 179895107 | COM | 59,755 | $3,318,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 295,075 | $3,249,000 | thousands by filing date | |
| American Vanguard Corp | 30371108 | COM | 120,430 | $3,242,000 | thousands by filing date | The CUSIP as filed is malformed. |
| SOLERA HOLDINGS INC | 83421A104 | COM | 60,995 | $3,225,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 155,425 | $3,161,000 | thousands by filing date | |
| American Select Port | 29570108 | COM | 327,768 | $3,150,000 | thousands by filing date | The CUSIP as filed is malformed. |
| CUBIST PHARMACEUTICALS INC | 229678107 | COM | 49,540 | $3,148,000 | thousands by filing date | |
| TW TELECOM INC | 87311L104 | COM | 105,240 | $3,143,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 11659109 | COM | 50,100 | $3,137,000 | thousands by filing date | The CUSIP as filed is malformed. |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 79,475 | $3,110,000 | thousands by filing date | |
| EPL Oil & Gas, Inc. | 26883D108 | COM | 83,460 | $3,097,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 71,385 | $3,092,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 265,681 | $3,071,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 381,636 | $3,061,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 39,625 | $3,027,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 269,367 | $3,022,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 97,485 | $2,990,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 74,954 | $2,989,000 | thousands by filing date | |
| THORATEC CORP | 885175307 | COM | 79,050 | $2,948,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 74,570 | $2,918,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 77,575 | $2,912,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 205,322 | $2,907,000 | thousands by filing date | |
| COMPANHIA DE BEBIDAS DAS AME | 20441W203 | SPON ADR PFD | 73,800 | $2,830,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 210,883 | $2,817,000 | thousands by filing date | |
| BLACKROCK MUNIYLD MICH QLTY | 09254W103 | COM | 233,344 | $2,737,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 28,935 | $2,716,000 | thousands by filing date | |
| TECHNE CORP | 878377100 | COM | 33,810 | $2,707,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 85,170 | $2,693,000 | thousands by filing date | |
| STERIS CORP | 859152100 | COMMON STOCK | 62,480 | $2,684,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 37,300 | $2,675,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 31,115 | $2,670,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 211,384 | $2,668,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 283,686 | $2,650,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 69,250 | $2,614,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 151,860 | $2,509,000 | thousands by filing date | |
| MICROS SYS INC | 594901100 | COM | 49,975 | $2,496,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 5,800 | $2,487,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 11,975 | $2,417,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 43,030 | $2,335,000 | thousands by filing date | |
| BLACKROCK STRTGC BOND TR | 09249G106 | COM | 179,522 | $2,325,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 151,300 | $2,309,000 | thousands by filing date | |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 138,661 | $2,306,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 64,385 | $2,281,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 173,800 | $2,279,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 28,420 | $2,270,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 157,950 | $2,256,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 54,408 | $2,243,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 189,333 | $2,230,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 94,700 | $2,185,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 323,806 | $2,176,000 | thousands by filing date | |
| AVENUE INCOME CR STRATEGIES | 05358E106 | COM | 128,501 | $2,170,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 25,500 | $2,158,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 148,500 | $2,149,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 98,855 | $2,124,000 | thousands by filing date | |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 52,200 | $2,099,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 239,477 | $2,076,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 31,210 | $2,056,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 42,700 | $2,041,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 234,965 | $2,039,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 39,290 | $2,023,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 51,515 | $2,021,000 | thousands by filing date | |
| VOLTERRA SEMICONDUCTOR CORP | 928708106 | COM | 87,015 | $2,001,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 60,950 | $1,979,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 199,090 | $1,941,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 137,200 | $1,941,000 | thousands by filing date | |
| ALBEMARLE CORP COM | 12653101 | COM | 30,400 | $1,913,000 | thousands by filing date | The CUSIP as filed is malformed. |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 137,755 | $1,893,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 143,600 | $1,880,000 | thousands by filing date | |
| MINNESOTA MUNI INCOME PT | 604062109 | CMN | 124,197 | $1,865,000 | thousands by filing date | |
| AIRGAS INC COM | 9363102 | COM | 17,200 | $1,824,000 | thousands by filing date | The CUSIP as filed is malformed. |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 38,600 | $1,776,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 74,282 | $1,765,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INC FD 3 | 67072W101 | COM | 219,352 | $1,731,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 153,925 | $1,721,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 75,885 | $1,707,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 108,500 | $1,694,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 19,582 | $1,685,000 | thousands by filing date | |
| AIR METHODS CORP COM | 9128307 | COM | 39,090 | $1,664,000 | thousands by filing date | The CUSIP as filed is malformed. |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 39,532 | $1,663,000 | thousands by filing date | |
| BANCO BRADESCO S A | 59460303 | SP ADR PFD NEW | 118,431 | $1,644,000 | thousands by filing date | The CUSIP as filed is malformed. |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 64,900 | $1,616,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 11,950 | $1,612,000 | thousands by filing date | |
| MANAGED DURATION INVT GRD FU | 56165R103 | COM | 121,746 | $1,552,000 | thousands by filing date | |
| Amer Strategic Incm Port | 30098107 | COM | 158,553 | $1,549,000 | thousands by filing date | The CUSIP as filed is malformed. |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 21,400 | $1,539,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 18,505 | $1,506,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 16,900 | $1,499,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 27,865 | $1,495,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 128,800 | $1,494,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL&INC | 36242L204 | COMMON | 29,182 | $1,482,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 59,101 | $1,447,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 85,200 | $1,445,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 172,388 | $1,407,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 61,650 | $1,383,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 182,531 | $1,380,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 13,400 | $1,335,000 | thousands by filing date | |
| NUVEEN MTG OPPTY TERM FD 2 | 67074R100 | COM | 54,770 | $1,315,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 139,600 | $1,307,000 | thousands by filing date | |
| Intrcontinentalexchange | 45865V100 | COM | 7,200 | $1,306,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 133,925 | $1,246,000 | thousands by filing date | |
| NESTLE SA ADR | 641069406 | COM | 17,655 | $1,229,000 | thousands by filing date | |
| BED, BATH, AND BEYOND | 75896100 | COM | 15,800 | $1,222,000 | thousands by filing date | The CUSIP as filed is malformed. |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 119,182 | $1,216,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 93,500 | $1,213,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 24,100 | $1,175,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 44,573 | $1,172,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 29,500 | $1,170,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 100,915 | $1,168,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 89,670 | $1,144,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 97,593 | $1,128,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 41,101 | $1,120,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 100,820 | $1,112,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 77,024 | $1,106,000 | thousands by filing date | |
| CORNERSTONE PROGRESSIVE RTN | 21925C101 | COM | 210,191 | $1,078,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 14,200 | $1,077,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 27,600 | $1,073,000 | thousands by filing date | |
| TOWERS WATSON & CO | 891894107 | CL A | 10,000 | $1,070,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 51,848 | $1,054,000 | thousands by filing date | |
| VALUECLICK INC | 92046N102 | COM | 50,440 | $1,052,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 18,300 | $1,028,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 56,897 | $1,028,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 79,537 | $1,025,000 | thousands by filing date | |
| FEDERATED ENHANC TREAS INCM | 314162108 | COM SH BEN INT | 79,499 | $1,022,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 51,500 | $1,001,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 27,500 | $1,000,000 | thousands by filing date | |
| AMERICAN MUNICIPAL INCOME PORT | 27649102 | COMMON | 69,425 | $979,000 | thousands by filing date | The CUSIP as filed is malformed. |
| BLACKROCK CORPOR HI YLD FD V | 09255N102 | COM | 80,557 | $976,000 | thousands by filing date | |
| BLACKROCK | 09250E107 | EXCHANGE TRADED | 461,419 | $960,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 58,400 | $905,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 29,200 | $890,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 19,800 | $864,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 64,500 | $839,000 | thousands by filing date | |
| Centrica PLC Spon ADR | 15639k300 | COM | 34,500 | $832,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 13,900 | $809,000 | thousands by filing date | |
| EATON VANCE CALIF MUN BD FD | 27828C106 | COM | 71,872 | $809,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 17,930 | $802,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 11,300 | $787,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 66,600 | $775,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 74,100 | $757,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 17,410 | $749,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 13,100 | $749,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 58,500 | $737,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 54,700 | $735,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 10,700 | $733,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 17,400 | $720,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 35,900 | $711,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 9,300 | $685,000 | thousands by filing date | |
| BANK OF NEW YORK MELLON CORP | 64058100 | COM | 21,970 | $663,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Citigroup Inc. | 172967424 | COM | 13,592 | $659,000 | thousands by filing date | |
| NUVEEN PREMIER MUN INCOME FD | 670988104 | COM | 48,600 | $627,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 48,500 | $612,000 | thousands by filing date | |
| HELIOS ADVANTAGE INCOME FD I | 42327W206 | COM NEW | 71,763 | $611,000 | thousands by filing date | |
| FIRST AMERICAN MN MUN INC II | 31849P104 | CMN | 43,696 | $605,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 48,730 | $569,000 | thousands by filing date | |
| WESTERN ASSET INFL MGMT FD I | 95766U107 | COM | 34,600 | $568,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 18,436 | $563,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 8,062 | $560,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 37,200 | $559,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 42,560 | $541,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 38,366 | $531,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 42,800 | $530,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 49,500 | $526,000 | thousands by filing date | |
| ANALOG DEVICES INC | 32654105 | COMMON | 11,000 | $518,000 | thousands by filing date | The CUSIP as filed is malformed. |
| HELIOS STRATEGIC INCOME FD I | 42328A203 | COM NEW | 80,438 | $511,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 12,900 | $492,000 | thousands by filing date | |
| ALLIANZGI INTL & PREM STRATE | 01882X108 | COM | 45,500 | $480,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 30,200 | $466,000 | thousands by filing date | |
| SGS SA UNSPONSORED ADR | 818800104 | ADUS | 19,450 | $463,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 31,700 | $441,000 | thousands by filing date | |
| NUVEEN CA INVT QUALITY MUN F | 67062A101 | COM | 31,103 | $422,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 4,225 | $417,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 4,400 | $405,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 10,800 | $403,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 14,400 | $402,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 3,550 | $390,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 27,688 | $389,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 6,720 | $388,000 | thousands by filing date | |
| ALLIANZ SE SP ADR 1/10 SH | 18805101 | COM | 23,725 | $375,000 | thousands by filing date | The CUSIP as filed is malformed. |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 24,850 | $324,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 12,300 | $317,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 6,730 | $310,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 6,100 | $285,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 4,700 | $284,000 | thousands by filing date | |
| AUTODESK INC | 52769106 | COMMON | 6,850 | $282,000 | thousands by filing date | The CUSIP as filed is malformed. |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 60,100 | $279,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 22,000 | $272,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 15,000 | $270,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 15,000 | $267,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 20,500 | $260,000 | thousands by filing date | |
| VODAFONE GP PLC | 92857W209 | ADR | 7,000 | $246,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 14,700 | $245,000 | thousands by filing date | |
| PARTNERRE LTD | G6852T105 | COM | 2,600 | $238,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 12,499 | $226,000 | thousands by filing date | |
| BNP PARIBAS SPONSORED ADR | 05565A202 | ADUS | 6,580 | $223,000 | thousands by filing date | |
| Volkswagen Ag Preferred ADR | 928662303 | COM | 4,640 | $210,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 15,963 | $205,000 | thousands by filing date | |
| KUBOTA CORP ADR | 501173207 | USD | 2,800 | $204,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 7,300 | $190,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 10,000 | $182,000 | thousands by filing date | |
| NUVEEN MUN ADVANTAGE FD IN | 67062H106 | COM | 14,400 | $180,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 1,975 | $177,000 | thousands by filing date | |
| NUVEEN INVT QUALITY MUN FD I | 67062E103 | COM | 12,833 | $177,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 15,929 | $174,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 1,595 | $168,000 | thousands by filing date | |
| Industria De Diseno Textil SA | 455793109 | ADR | 5,425 | $167,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 12,600 | $159,000 | thousands by filing date | |
| NUVEEN NJ INVT QUALITY MUN F | 670971100 | COM | 10,700 | $138,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 9,600 | $133,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 10,000 | $130,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 1,800 | $126,000 | thousands by filing date | |
| NUVEEN | 67071W102 | EXCHANGE TRADED | 10,100 | $122,000 | thousands by filing date | |
| Brookfield Global Listed Income Fund, Inc. Rights | 11273Q117 | common stock | 297,404 | $104,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 5,000 | $99,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 925 | $98,000 | thousands by filing date | |
| THAI CAP FD INC | 882905201 | COM NEW | 80,969 | $98,000 | thousands by filing date | |
| AFLAC INC. | 1055102 | COM | 1,550 | $96,000 | thousands by filing date | The CUSIP as filed is malformed. |
| EATON VANCE NJ MUNI INCOME T | 27826V106 | SH BEN INT | 7,900 | $94,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 10,000 | $91,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 3,970 | $85,000 | thousands by filing date | |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 5,700 | $77,000 | thousands by filing date | |
| MYLAN INC | 628530107 | COM | 1,800 | $69,000 | thousands by filing date | |
| BAKER HUGHES INC. | 57224107 | COM | 1,150 | $56,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Intuit Inc. | 461202103 | COM | 800 | $53,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 4,341 | $51,000 | thousands by filing date | |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 4,000 | $49,000 | thousands by filing date | |
| Nuveen Cal Performance | 67062Q106 | COM | 2,600 | $35,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973W107 | COM | 400 | $13,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000897101-13-001576 | this filing | 2013-10-25 | acceptance time not in the bulk data set |