13F-HR/A filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR/A for the quarter ended 2023-12-31, filed 2024-08-16, with 7,819 holding rows worth $1,134,781,557,214.
- Accession
- 0000895421-24-000434
- Filer
- CIK 895421
- Filed
- 2024-08-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2023
A combination report, amendment of type new holdings, 44,908 entries on the cover page, a total value of $1,134,781,557,214 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,134,781,557,214 with VALUE read as dollars as filed, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerCook Street Consulting, Inc.028-22389
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMORGAN STANLEY CAPITAL SERVICES, LLC028-21416
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMORGAN STANLEY LATAM LLC028-11533
- included managerFundlogic Sas028-15873
- included managerMorgan Stanley Wealth Management Australia Pty Ltd028-19344
- included managerMorgan Stanley Bank Asia Ltd028-17710
- included managerETRADE Capital Management LLC028-14182
- included managerMorgan Stanley Bank, N.A.028-22054
- included managerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
- included managerEATON VANCE MANAGEMENT028-04139
- included managerCalvert Research & Management028-23036
- included managerATLANTA CAPITAL MANAGEMENT CO L L C028-05936
- included managerBOSTON MANAGEMENT & RESEARCH028-23040
- included managerEaton Vance Advisers International Ltd028-23139
- included managerMS Capital Partners Adviser Inc028-15520
- included managerEaton Vance Trust Co028-23757
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GLOBAL X FDS | 37950E218 | MSCI NXT EMRNG | 107,494 | $2,031,645 | dollars as filed | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 32,280 | $2,029,766 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G862 | FLOAT RATE ETF | 81,894 | $2,029,751 | dollars as filed | |
| WISDOMTREE TR | 97717X610 | EURO QTLY DIV GR | 63,320 | $2,015,495 | dollars as filed | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 203,197 | $2,007,595 | dollars as filed | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 185,760 | $2,000,639 | dollars as filed | |
| ISHARES TR | 46434V514 | MSCI CHINA A | 77,268 | $1,995,060 | dollars as filed | |
| TRAVERE THERAPEUTICS INC | 89422GAA5 | CNV | 3,121,000 | $1,993,539 | dollars as filed | principal |
| FUSION PHARMACEUTICALS INC | 36118A100 | COM | 207,193 | $1,991,125 | dollars as filed | |
| BROOKFIELD BUSINESS CO FCLASS A | 11259V106 | CL A EXC SUB VTG | 85,134 | $1,981,919 | dollars as filed | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 184,768 | $1,977,027 | dollars as filed | |
| ACNB CORP | 000868109 | COMMON STOCK | 44,151 | $1,976,223 | dollars as filed | |
| ATLAS ENERGY SOLUTIONS INC | 642045108 | COM NEW | 114,595 | $1,973,343 | dollars as filed | |
| CAMBIUM NETWORKS CORPORATION | G17766109 | COMMON STOCK-FO | 328,613 | $1,971,678 | dollars as filed | |
| ENERFLEX LTD | 29269R105 | COM | 421,821 | $1,969,903 | dollars as filed | |
| OKTA INC | 679295AF2 | NOTE 0.375% 6/1 | 2,230,000 | $1,969,760 | dollars as filed | principal |
| Veru Inc | 92536C103 | Common Stock | 2,730,119 | $1,965,686 | dollars as filed | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 42,531 | $1,958,192 | dollars as filed | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 378,571 | $1,957,217 | dollars as filed | |
| PUBMATIC INC CLASS A | 74467Q103 | COMMON STOCK | 119,912 | $1,955,767 | dollars as filed | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 182,632 | $1,950,510 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E180 | S&P SMLCP DISC | 18,793 | $1,948,399 | dollars as filed | |
| NORTHERN OIL & GAS INC | 665531AJ8 | NOTE 3.625% 4/1 | 1,670,000 | $1,948,389 | dollars as filed | principal |
| TELLURIAN INC NEW | 87968A104 | COM | 2,568,691 | $1,940,902 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G474 | S&P SM EN ET NEW | 37,160 | $1,934,134 | dollars as filed | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 538,655 | $1,928,385 | dollars as filed | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 797,852 | $1,914,844 | dollars as filed | |
| SAVERS VALUE VLG INC | 80517M109 | COM | 110,173 | $1,914,807 | dollars as filed | |
| EXSCIENTIA PLC | 30223G102 | ADS | 298,565 | $1,913,802 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A511 | CMN | 63,209 | $1,912,072 | dollars as filed | |
| CARTER BANKSHARES INC | 146103106 | COMMON STOCK | 127,675 | $1,911,295 | dollars as filed | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 36,046 | $1,909,763 | dollars as filed | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 215,896 | $1,908,525 | dollars as filed | |
| RIMINI STR INC DEL | 76674Q107 | COM | 582,889 | $1,906,047 | dollars as filed | |
| CHEFS WHSE INC | 163086AE1 | NOTE 2.375%12/1 | 2,000,000 | $1,904,200 | dollars as filed | principal |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 53,161 | $1,900,937 | dollars as filed | |
| FIRST INTERNET BANCORP | 320557101 | COM | 78,433 | $1,897,301 | dollars as filed | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 323,696 | $1,896,859 | dollars as filed | |
| USA TODAY CO INC | 36472T109 | COM | 823,597 | $1,894,275 | dollars as filed | |
| APOGEE THERAPEUTICS INC COM | 03770N101 | Stock | 67,699 | $1,891,510 | dollars as filed | |
| SNAP INC | 83304AAF3 | NOTE 5/0 | 2,367,000 | $1,890,286 | dollars as filed | principal |
| GLOBAL X SUPERDIVIDEND REIT ETF | 37960A651 | ETF | 85,269 | $1,886,168 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V712 | BLOO MVP MUL ETF | 46,477 | $1,883,716 | dollars as filed | |
| GRANITE RIDGE RESOURCES INC | 387432107 | COM | 312,863 | $1,883,441 | dollars as filed | |
| VIRTUS DIVERSIFIED INCM & CO | 92840N100 | COM | 89,526 | $1,878,258 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E529 | NY AMT FRE MUN | 81,236 | $1,878,176 | dollars as filed | |
| PRIME MEDICINE INC | 74168J101 | COM | 211,734 | $1,875,967 | dollars as filed | |
| JPMORGAN INT BOND OPPORTUNITIE | 46641Q852 | INTL BD OPP ETF | 39,215 | $1,874,085 | dollars as filed | |
| BAR HBR BANKSHARES | 066849100 | COM | 63,801 | $1,873,219 | dollars as filed | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 368,630 | $1,872,643 | dollars as filed | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 260,285 | $1,871,452 | dollars as filed | |
| VANECK ETF TRUST | 92189F304 | ENVIRONMENTAL SR | 12,269 | $1,869,924 | dollars as filed | |
| BANK MONTREAL MEDIUM | 063679534 | MICROSECTORS FAN | 8,027 | $1,869,408 | dollars as filed | |
| GH RESEARCH PLC ORDINARY SHARES | G3855L106 | Stock | 322,230 | $1,868,934 | dollars as filed | |
| Mexico Fund Inc/The | 592835102 | COM | 97,945 | $1,868,791 | dollars as filed | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 140,501 | $1,868,674 | dollars as filed | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 133,513 | $1,867,857 | dollars as filed | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 82,348 | $1,865,184 | dollars as filed | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 286,833 | $1,864,423 | dollars as filed | |
| TORM PLC SHS CL A | G89479102 | Stock | 61,265 | $1,863,069 | dollars as filed | |
| NATERA INC | 632307AB0 | BOND | 1,092,000 | $1,861,860 | dollars as filed | principal |
| APOLLO GLOBAL MGMT INC | 03769M304 | CMN | 33,121 | $1,861,732 | dollars as filed | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 157,978 | $1,860,983 | dollars as filed | |
| SNDL INC | 83307B101 | COM | 1,133,842 | $1,859,501 | dollars as filed | |
| NEXPOINT REAL ESTATE FINANCE | 65342V101 | REIT | 117,968 | $1,858,008 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P884 | US MID CP MLTFCT | 38,468 | $1,851,503 | dollars as filed | |
| RIVERNORTH OPPOR MUNI INCM FD | 76883F108 | COM | 121,371 | $1,848,488 | dollars as filed | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 32,685 | $1,839,554 | dollars as filed | |
| SUMMIT THERAPEUTICS INC | 86627T108 | COM | 704,272 | $1,838,149 | dollars as filed | |
| FREYR BATTERY INC | L4135L118 | *W EXP 09/01/202 | 9,119,037 | $1,823,807 | dollars as filed | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 463,503 | $1,821,572 | dollars as filed | |
| ENPHASE ENERGY INC | 29355AAK3 | NOTE 3/0 | 2,065,000 | $1,819,781 | dollars as filed | principal |
| OPPFI INC | 68386H103 | COMMON STOCK | 355,246 | $1,818,860 | dollars as filed | |
| GLOBAL X FDS | 37954Y764 | MILLE CONSU ETF | 51,168 | $1,813,922 | dollars as filed | |
| ENFUSION INC | 292812104 | CL A | 186,842 | $1,812,367 | dollars as filed | |
| ARIS MINING CORPORATION | 04040Y109 | COM | 550,547 | $1,808,547 | dollars as filed | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 16,072 | $1,808,510 | dollars as filed | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 139,718 | $1,807,957 | dollars as filed | |
| FIRST LONG IS CORP | 320734106 | COM | 136,516 | $1,807,473 | dollars as filed | |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 219,159 | $1,805,873 | dollars as filed | |
| CAPITAL CLEAN ENERGY CARRIERS COM | Y11082206 | Stock | 127,084 | $1,804,604 | dollars as filed | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 193,289 | $1,803,386 | dollars as filed | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 146,593 | $1,803,108 | dollars as filed | |
| NUSHARES ETF TR | 67092P854 | ESG HI TLD CRP | 85,689 | $1,802,906 | dollars as filed | |
| DOUGLAS ELLIMAN INC | 25961D105 | COM | 610,840 | $1,801,982 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V803 | DORSEY WRGT CSMR | 21,874 | $1,801,409 | dollars as filed | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 136,459 | $1,798,530 | dollars as filed | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 161,385 | $1,797,835 | dollars as filed | |
| PROSHARES TR II | 74347Y771 | FUND | 211,994 | $1,789,229 | dollars as filed | |
| PROSHARES TR II | 74347Y763 | FUND | 62,784 | $1,785,577 | dollars as filed | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 26,905 | $1,782,759 | dollars as filed | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 220,497 | $1,781,624 | dollars as filed | |
| LSB INDS INC | 502160104 | COM | 191,209 | $1,780,160 | dollars as filed | |
| BETTERWARE DE MEXC S A P I D | P1666E105 | SHS | 127,617 | $1,778,981 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E872 | CMN | 63,963 | $1,777,540 | dollars as filed | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 82,669 | $1,774,904 | dollars as filed | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 437,828 | $1,773,205 | dollars as filed | |
| TIPTREE INC | 88822Q103 | COM | 93,461 | $1,772,022 | dollars as filed | |
| EVERQUOTE INC | 30041R108 | COM CL A | 144,506 | $1,768,753 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E123 | S&P SMLCP INDL | 15,201 | $1,762,673 | dollars as filed | |
| GENERATION BIO CO | 37148K100 | COM | 1,064,064 | $1,755,705 | dollars as filed | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 65,217 | $1,755,652 | dollars as filed | |
| RIVERNORTH MANAGED DUR MUN I | 76882M104 | COM | 112,155 | $1,755,236 | dollars as filed | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 124,605 | $1,754,439 | dollars as filed | |
| NEXTNAV INC | 65345N106 | COMMON STOCK | 394,105 | $1,753,767 | dollars as filed | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 301,893 | $1,750,983 | dollars as filed | |
| CIPHER DIGITAL INC COM | 17253J106 | Stock | 423,693 | $1,749,853 | dollars as filed | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 699,888 | $1,749,721 | dollars as filed | |
| GDL FD | 361570104 | COM SH BEN IT | 217,227 | $1,746,512 | dollars as filed | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 2,333,231 | $1,746,190 | dollars as filed | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 54,066 | $1,744,176 | dollars as filed | |
| FLEXSHARES TR | 33939L654 | US QT LW VLTY | 30,916 | $1,737,673 | dollars as filed | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 225,572 | $1,736,913 | dollars as filed | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 149,139 | $1,734,494 | dollars as filed | |
| BRF SA | 10552T107 | SPONSORED ADR | 621,126 | $1,726,733 | dollars as filed | |
| LI-CYCLE HOLDINGS CORP | 50202P105 | COMMON SHARES | 2,951,307 | $1,725,924 | dollars as filed | |
| NVE CORP COM NEW | 629445206 | Stock | 21,917 | $1,718,966 | dollars as filed | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 189,150 | $1,717,490 | dollars as filed | |
| DBX ETF TR | 233051515 | XTRACKERS FTSE | 60,041 | $1,713,270 | dollars as filed | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 32,669 | $1,713,163 | dollars as filed | |
| VIRTUS ETF TR II | 92790A504 | VIRTUS US QLTY | 55,700 | $1,708,886 | dollars as filed | |
| BITDEER TECHNOLOGIES GROUP CL A ORD SHS | G11448100 | Stock | 173,294 | $1,708,679 | dollars as filed | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 56,557 | $1,708,048 | dollars as filed | |
| Yalla Group Ltd | 98459U103 | COM | 278,334 | $1,706,186 | dollars as filed | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 116,031 | $1,705,666 | dollars as filed | |
| INTERCORP FINL SVCS INC | P5626F128 | SHS | 77,665 | $1,704,747 | dollars as filed | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 235,677 | $1,703,951 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q340 | BETABUILDERS US | 20,113 | $1,703,684 | dollars as filed | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 182,073 | $1,702,383 | dollars as filed | |
| FVCBANKCORP INC | 36120Q101 | COMMON STOCK | 119,516 | $1,697,127 | dollars as filed | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 185,407 | $1,696,475 | dollars as filed | |
| PRECIGEN INC | 74017N105 | COM | 1,264,309 | $1,694,173 | dollars as filed | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 163,279 | $1,689,945 | dollars as filed | |
| PROSHARES TR II | 74347Y813 | ULSHT BLOOMB GAS | 17,502 | $1,687,368 | dollars as filed | |
| DBX ETF TR | 233051150 | XTRACKERS MSCI | 38,049 | $1,683,345 | dollars as filed | |
| AMERANT BANCORP INC | 023576101 | COMMON STOCK | 68,302 | $1,678,193 | dollars as filed | |
| COASTAL FINL CORP WA | 19046P209 | COM NEW | 37,767 | $1,677,233 | dollars as filed | |
| TREDEGAR CORP | 894650100 | COM | 309,892 | $1,676,523 | dollars as filed | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 23,767 | $1,675,813 | dollars as filed | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 373,119 | $1,675,310 | dollars as filed | |
| BLUEBIRD BIO INC | 09609G100 | COM | 1,212,506 | $1,673,259 | dollars as filed | |
| Y-mAbs Therapeutics Inc | 984241109 | Common Stock | 245,145 | $1,671,889 | dollars as filed | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 274,148 | $1,666,830 | dollars as filed | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 157,065 | $1,666,464 | dollars as filed | |
| SOUNDHOUND AI INC CLASS A COM | 836100107 | Stock | 786,042 | $1,666,407 | dollars as filed | |
| NCL CORP LTD | 62886HBK6 | NOTE 2.500% 2/1 | 1,783,000 | $1,663,450 | dollars as filed | principal |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 276,396 | $1,661,142 | dollars as filed | |
| 2U INC | 90214JAC5 | DEBT 4.500% 2/0 | 5,000,000 | $1,660,000 | dollars as filed | principal |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 33,016 | $1,644,215 | dollars as filed | |
| PROSHARES TR II | 74347W338 | CMN | 98,088 | $1,642,974 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092790 | QLTY FCTOR ETF | 30,156 | $1,638,677 | dollars as filed | |
| INTREPID POTASH INC | 46121Y201 | COM | 68,410 | $1,634,314 | dollars as filed | |
| PROSHARES TR | 74347G440 | BITCOIN ETF | 79,707 | $1,633,217 | dollars as filed | |
| HARBORONE BANCORP INC NEW | 41165Y100 | COM NEW | 136,287 | $1,632,719 | dollars as filed | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 71,608 | $1,632,665 | dollars as filed | |
| GLOBAL X FDS | 37954Y319 | CMN | 44,053 | $1,632,184 | dollars as filed | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 376,290 | $1,629,335 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092816 | MOMENTUM FACTR | 30,653 | $1,622,193 | dollars as filed | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 55,053 | $1,620,223 | dollars as filed | |
| CENTURY CASINOS INC | 156492100 | COM | 331,382 | $1,617,144 | dollars as filed | |
| ONEWATER MARINE INC CL A | 68280L101 | COMMON STOCK | 47,838 | $1,616,446 | dollars as filed | |
| IMMATICS N.V | N44445109 | SHS | 153,293 | $1,614,175 | dollars as filed | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 135,870 | $1,611,422 | dollars as filed | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 65,750 | $1,610,245 | dollars as filed | |
| EVGO INC | 30052F100 | CL A COM | 449,788 | $1,610,241 | dollars as filed | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 63,811 | $1,602,312 | dollars as filed | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 340,263 | $1,599,236 | dollars as filed | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 29,945 | $1,598,763 | dollars as filed | |
| CS DISCO INC | 126327105 | COM | 209,981 | $1,593,756 | dollars as filed | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 320,570 | $1,590,030 | dollars as filed | |
| CARGO THERAPEUTICS INC COM | 14179K101 | Stock | 68,497 | $1,585,706 | dollars as filed | |
| ROYAL CARIBBEAN GROUP | 780153BQ4 | NOTE 6.000% 8/1 | 595,000 | $1,583,890 | dollars as filed | principal |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 6,867 | $1,581,815 | dollars as filed | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 270,604 | $1,577,623 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460G195 | DAILY FTSE CHINA | 75,224 | $1,575,192 | dollars as filed | |
| LEGG MASON ETF INVT | 52468L810 | WESTN ASET TTL | 76,094 | $1,573,641 | dollars as filed | |
| RACKSPACE TECHNOLOGY INC | 750102105 | COM | 784,513 | $1,569,026 | dollars as filed | |
| SNAP INC | 83304AAH9 | NOTE 0.125% 3/0 | 2,000,000 | $1,568,600 | dollars as filed | principal |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 52,827 | $1,563,168 | dollars as filed | |
| PATRICK INDS INC | 703343AG8 | NOTE 1.750%12/0 | 1,387,000 | $1,562,109 | dollars as filed | principal |
| RIDGEPOST CAP INC CL A COM | 69376K106 | Stock | 152,427 | $1,557,805 | dollars as filed | |
| ALICO INC | 016230104 | COM | 53,568 | $1,557,786 | dollars as filed | |
| FRANKLIN FTSE CHINA ETF | 35473P819 | ETF | 97,050 | $1,557,653 | dollars as filed | |
| J JILL INC | 46620W201 | COMMON STOCK | 60,240 | $1,552,987 | dollars as filed | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 296,864 | $1,552,599 | dollars as filed | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 1,956,658 | $1,551,630 | dollars as filed | |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 1,222,000 | $1,550,351 | dollars as filed | principal |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 154,799 | $1,547,990 | dollars as filed | |
| HESAI GROUP | 428050108 | SPONSORED ADS | 173,613 | $1,546,892 | dollars as filed | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 72,467 | $1,546,456 | dollars as filed | |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 60,113 | $1,542,520 | dollars as filed | |
| CAPITAL BANCORP INC MD | 139737100 | COMMON STOCK | 63,730 | $1,542,277 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V773 | INTL SMALL CAP E | 63,807 | $1,542,233 | dollars as filed | |
| ISHARES TR | 46436E767 | COM | 38,700 | $1,541,060 | dollars as filed | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 299,345 | $1,538,640 | dollars as filed | |
| PROSHARES TR | 74348A145 | PET CARE ETF | 29,162 | $1,537,901 | dollars as filed | |
| LIGHTWAVE LOGIC INC | 532275104 | COM | 308,279 | $1,535,228 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E156 | S&P SMLCP FINL | 31,199 | $1,534,367 | dollars as filed | |
| DOCGO INC | 256086109 | COM | 274,262 | $1,533,124 | dollars as filed | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 50,544 | $1,529,461 | dollars as filed | |
| PROSHARES TR II | 74347Y789 | FUND | 98,563 | $1,528,712 | dollars as filed | |
| SCULLY ROYALTY LTD | G7T96K107 | COM SHS | 250,608 | $1,528,709 | dollars as filed | |
| COMPUGEN LTD | M25722105 | ORD | 771,669 | $1,527,905 | dollars as filed | |
| DAILY JOURNAL CORP | 233912104 | COM | 4,476 | $1,525,510 | dollars as filed | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 139,908 | $1,519,407 | dollars as filed | |
| SMARTRENT INC | 83193G107 | COMMON STOCK | 475,843 | $1,517,938 | dollars as filed | |
| BANCROFT FUND LIMITED | 059695106 | COM | 94,957 | $1,517,424 | dollars as filed | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 52,910 | $1,516,597 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V175 | S&P SML600 GWT | 33,302 | $1,516,481 | dollars as filed | |
| STERLING CHECK CORP | 85917T109 | COM | 108,565 | $1,511,233 | dollars as filed | |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 386,251 | $1,510,241 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E578 | BLOOM DATA ETF | 27,590 | $1,508,346 | dollars as filed | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 62,077 | $1,507,233 | dollars as filed | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 128,912 | $1,505,696 | dollars as filed | |
| DOMO INC | 257554105 | COM CL B | 146,243 | $1,504,840 | dollars as filed | |
| Inflarx Nv | N44821101 | COM | 922,821 | $1,504,199 | dollars as filed | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 178,275 | $1,502,866 | dollars as filed | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 146,876 | $1,502,545 | dollars as filed | |
| BLUE FOUNDRY BANCORP | 09549B104 | COM | 155,371 | $1,502,437 | dollars as filed | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 188,393 | $1,497,729 | dollars as filed | |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 81,748 | $1,496,009 | dollars as filed | |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 558,935 | $1,492,356 | dollars as filed | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 98,518 | $1,483,687 | dollars as filed | |
| EUROPEAN WAX CTR INC | 29882P106 | CLASS A COM | 109,009 | $1,481,443 | dollars as filed | |
| FiscalNote Holdings Inc | 337655104 | Common Stock | 1,298,885 | $1,480,729 | dollars as filed | |
| GOLDMAN SACHS ETF TRUST ACCESS | 381430453 | ACCESS HIG YLD | 33,575 | $1,480,398 | dollars as filed | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 420,068 | $1,474,442 | dollars as filed | |
| ERASCA INC COM | 29479A108 | Stock | 691,814 | $1,473,564 | dollars as filed | |
| ISHARES TR | 46435G268 | RUSEL 2500 ETF | 23,906 | $1,471,920 | dollars as filed | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 109,538 | $1,468,906 | dollars as filed | |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 1,568,000 | $1,466,080 | dollars as filed | principal |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 509,804 | $1,463,137 | dollars as filed | |
| DBX ETF TR | 233051697 | XTRACK MSCI EURO | 34,861 | $1,463,116 | dollars as filed | |
| SILICOM LTD | M84116108 | ORD | 80,599 | $1,458,850 | dollars as filed | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 323,155 | $1,441,272 | dollars as filed | |
| CHEESECAKE FACTORY INC | 163072AA9 | NOTE 0.375% 6/1 | 1,678,000 | $1,440,983 | dollars as filed | principal |
| DESIGN THERAPEUTICS INC | 25056L103 | COM | 543,481 | $1,440,226 | dollars as filed | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 70,795 | $1,433,611 | dollars as filed | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 224,603 | $1,423,987 | dollars as filed | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 41,643 | $1,423,818 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J395 | BULETSHS 2029 HG | 67,218 | $1,423,341 | dollars as filed | |
| TANGO THERAPEUTICS INC | 87583X109 | COM | 143,407 | $1,419,730 | dollars as filed | |
| NKARTA INC | 65487U108 | COMMON STOCK | 215,013 | $1,419,086 | dollars as filed | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 54,053 | $1,409,710 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P835 | FTSE BRAZIL | 67,280 | $1,409,438 | dollars as filed | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 917,688 | $1,404,062 | dollars as filed | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 153,056 | $1,403,527 | dollars as filed | |
| CABLE ONE INC | 12685JAE5 | NOTE 3/1 | 1,649,000 | $1,395,714 | dollars as filed | principal |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 26,044 | $1,393,166 | dollars as filed | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 209,698 | $1,392,395 | dollars as filed | |
| STANDARD LITHIUM CORP COM | 853606101 | Stock | 688,010 | $1,389,780 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 28,482 | $1,388,230 | dollars as filed | |
| CAPITAL GROUP GROWTH ETF | 14020G101 | SHS CREAT UNIT | 48,915 | $1,380,870 | dollars as filed | |
| FLEXSHARES TR | 33939L761 | CR SCD US BD | 28,771 | $1,380,007 | dollars as filed | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 97,248 | $1,376,070 | dollars as filed | |
| IBEX LTD | G4690M101 | COMMON STOCK | 72,331 | $1,375,012 | dollars as filed | |
| Tscan Therapeutics Inc | 89854M101 | COM | 234,703 | $1,368,318 | dollars as filed | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 103,742 | $1,367,327 | dollars as filed | |
| MCEWEN INC. | 58039P305 | COM NEW | 189,525 | $1,366,475 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430305 | ACTIVEBETA EUR | 39,190 | $1,362,211 | dollars as filed | |
| EHEALTH INC | 28238P109 | COM | 156,007 | $1,360,381 | dollars as filed | |
| MICROVAST HOLDINGS INC COM | 59516C106 | Stock | 969,157 | $1,356,819 | dollars as filed | |
| WIDEOPENWEST INC | 96758W101 | COM | 333,629 | $1,351,198 | dollars as filed | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 438,196 | $1,345,261 | dollars as filed | |
| RANGER ENERGY SERVICES CL A | 75282U104 | COMMON STOCK | 131,489 | $1,345,145 | dollars as filed | |
| FLEXSHARES TR | 33939L696 | CMN | 11,563 | $1,341,620 | dollars as filed | |
| JASPER THERAPEUTICS INC | 471871103 | COM | 1,699,550 | $1,340,945 | dollars as filed | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 128,776 | $1,340,563 | dollars as filed | |
| JIANPU TECHNOLOGY INC | 47738D309 | ADS COMMON | 1,366,892 | $1,339,554 | dollars as filed | |
| SELECTQUOTE INC | 816307300 | COM | 972,811 | $1,332,752 | dollars as filed | |
| CION INVT CORP | 17259U204 | COM | 117,728 | $1,331,504 | dollars as filed | |
| AFFIRM HLDGS INC | 00827BAB2 | NOTE 11/1 | 1,630,000 | $1,328,450 | dollars as filed | principal |
| NAUTILUS BIOTECHNOLOGY INC | 63909J108 | COM | 440,766 | $1,317,890 | dollars as filed | |
| EXPENSIFY INC | 30219Q106 | COM CL A | 531,990 | $1,314,014 | dollars as filed | |
| DESKTOP METAL INC | 25058X105 | COM CL A | 1,746,588 | $1,311,687 | dollars as filed | |
| BARCLAYS BANK PLC | 06748F324 | IPTH SR B S&P | 84,186 | $1,306,567 | dollars as filed | |
| ADC THERAPEUTICS SA | H0036K147 | COMMON STOCK | 781,937 | $1,298,016 | dollars as filed | |
| FS BANCORP INC | 30263Y104 | COM | 35,011 | $1,294,031 | dollars as filed | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 164,154 | $1,291,896 | dollars as filed | |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 879,756 | $1,284,445 | dollars as filed | |
| PROSHARES TR | 74347B169 | CMN | 35,545 | $1,282,119 | dollars as filed | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 163,068 | $1,281,714 | dollars as filed | |
| GRINDR INC | 39854F101 | COM | 145,523 | $1,277,692 | dollars as filed | |
| MULTIPLAN CORPORATION | 62548M100 | COM | 886,981 | $1,277,253 | dollars as filed | |
| PRELUDE THERAPEUTICS INC | 74065P101 | CMN | 298,796 | $1,275,860 | dollars as filed | |
| JPMORGAN ULTRA-SHORT MUNICIPAL INCOME ETF | 46641Q654 | ETF | 25,036 | $1,270,338 | dollars as filed | |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 126,994 | $1,269,946 | dollars as filed | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 30,714 | $1,269,133 | dollars as filed | |
| BATTALION OIL CORP | 07134L107 | COM | 132,001 | $1,268,530 | dollars as filed | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 41,183 | $1,263,949 | dollars as filed | |
| HF FOODS GROUP INC | 40417F109 | COM | 236,482 | $1,262,812 | dollars as filed | |
| ARIS WATER SOLUTIONS INC | 04041L106 | CLASS A COM | 150,454 | $1,262,317 | dollars as filed | |
| SUPER GROUP SGHC LIMITED | G8588X103 | ORD SHS | 397,382 | $1,259,701 | dollars as filed | |
| DAKTRONICS INC | 234264109 | COM | 148,351 | $1,258,020 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E107 | EQUAL WEGT 0-30 | 43,523 | $1,254,790 | dollars as filed | |
| Dimensional International Sm Cp Val ETF | 25434V781 | SHS | 48,660 | $1,254,698 | dollars as filed | |
| AKAMAI TECHNOLOGIES INC | 00971TAL5 | NOTE 0.375% 9/0 | 1,125,000 | $1,252,688 | dollars as filed | principal |
| BANDWIDTH INC | 05988JAD5 | NOTE 0.500% 4/0 | 2,000,000 | $1,251,000 | dollars as filed | principal |
| HBT FINANCIAL INC DE | 404111106 | COMMON STOCK | 59,103 | $1,247,664 | dollars as filed | |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 1,252,000 | $1,247,368 | dollars as filed | principal |
| SCPHARMACEUTICALS INC | 810648105 | COM | 198,586 | $1,245,134 | dollars as filed | |
| OUSTER INC COM NEW | 68989M202 | Stock | 162,322 | $1,245,017 | dollars as filed | |
| ATEA PHARMACEUTICALS INC | 04683R106 | COMMON STOCK | 407,656 | $1,243,353 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V765 | INTL HIGH PROFIT | 48,324 | $1,239,994 | dollars as filed | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 885,336 | $1,239,470 | dollars as filed | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 30,902 | $1,239,172 | dollars as filed | |
| PMV PHARMACEUTICALS INC | 69353Y103 | COM | 399,178 | $1,237,451 | dollars as filed | |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 57,413 | $1,233,231 | dollars as filed | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 468,792 | $1,232,925 | dollars as filed | |
| BOWMAN CONSULTING GROUP LTD | 103002101 | COM | 34,507 | $1,225,688 | dollars as filed | |
| CLARUS CORP NEW | 18270P109 | COM | 177,366 | $1,222,938 | dollars as filed | |
| DROPBOX INC | 26210CAD6 | NOTE 3/0 | 1,220,000 | $1,219,024 | dollars as filed | principal |
| SPDR INDEX SHS FDS | 78463X194 | SST SPDR MSCI | 38,273 | $1,213,275 | dollars as filed | |
| NUVATION BIO INC COM CL A | 67080N101 | Stock | 802,544 | $1,211,841 | dollars as filed | |
| EVERCOMMERCE INC | 29977X105 | COMMON STOCK | 109,372 | $1,206,373 | dollars as filed | |
| ZYNEX INC | 98986M103 | COM | 110,226 | $1,200,366 | dollars as filed | |
| Matrix Service Company | 576853105 | COM | 122,460 | $1,197,665 | dollars as filed | |
| BYRNA TECHNOLOGIES INC | 12448X201 | COM NEW | 186,833 | $1,193,863 | dollars as filed | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 17,778 | $1,192,596 | dollars as filed | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 24,454 | $1,190,915 | dollars as filed | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 8,891 | $1,190,149 | dollars as filed | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 76,982 | $1,190,142 | dollars as filed | |
| CODERE ONLINE LUXEMBOURG S A | L18268109 | ORDINARY SHARES | 404,000 | $1,187,760 | dollars as filed | |
| FINVOLUTION GROUP SPONSORED ADS | 31810T101 | ADR | 242,070 | $1,186,142 | dollars as filed | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 70,247 | $1,185,784 | dollars as filed | |
| 2U INC | 90214J101 | COM | 962,402 | $1,183,756 | dollars as filed | |
| LITHIUM AMERICAS ARGENTINA C | 53681K100 | COM SHS | 187,185 | $1,183,010 | dollars as filed | |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 48,800 | $1,176,153 | dollars as filed | |
| POTBELLY CORP | 73754Y100 | COM | 112,624 | $1,173,542 | dollars as filed | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 595,344 | $1,172,829 | dollars as filed | |
| NEWTEKONE INC | 652526203 | COM NEW | 84,981 | $1,172,750 | dollars as filed | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 20,456 | $1,170,349 | dollars as filed | |
| VERASTEM INC | 92337C203 | COMMON STOCK | 143,600 | $1,168,904 | dollars as filed | |
| SOUTH PLAINS FINANCIAL INC | 83946P107 | COM | 40,355 | $1,168,689 | dollars as filed | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 54,902 | $1,166,143 | dollars as filed | |
| NIOCORP DEVS LTD | 654484609 | COM NEW | 364,996 | $1,164,336 | dollars as filed | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 106,922 | $1,163,318 | dollars as filed | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 796,078 | $1,162,274 | dollars as filed | |
| C4 THERAPEUTICS INC | 12529R107 | COM STK | 205,341 | $1,160,177 | dollars as filed | |
| Bitfarms Ltd/Canada | 09173B107 | Common Stock | 398,172 | $1,158,680 | dollars as filed | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 23,767 | $1,158,680 | dollars as filed | |
| BRT APARTMENTS CORP | 055645303 | REIT | 62,307 | $1,158,302 | dollars as filed | |
| ISHARES TR | 46436E833 | IBONDS 28 TRM TS | 51,944 | $1,153,953 | dollars as filed | |
| TUCOWS INC | 898697206 | COM NEW | 42,663 | $1,151,901 | dollars as filed | |
| Milestone Pharmaceuticals Inc | 59935V107 | COM | 689,400 | $1,151,298 | dollars as filed | |
| Renovaro Inc | 29350E104 | Common Stock | 362,978 | $1,150,640 | dollars as filed | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 89,956 | $1,150,537 | dollars as filed | |
| EHANG HLDGS LTD ADS | 26853E102 | ADR | 68,466 | $1,150,242 | dollars as filed | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 62,297 | $1,148,770 | dollars as filed | |
| POSEIDA THERAPEUTICS INC | 73730P108 | COM | 341,639 | $1,147,908 | dollars as filed | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 23,086 | $1,146,296 | dollars as filed | |
| WALKME LTD ORD SHS | M97628107 | Stock | 107,137 | $1,143,151 | dollars as filed | |
| LANZATECH GLOBAL INC | 51655R101 | COM | 227,102 | $1,142,323 | dollars as filed | |
| NEXTDOOR HOLDINGS INC | 65345M108 | COM CL A | 603,691 | $1,140,976 | dollars as filed | |
| KOREA FD INC | 500634209 | COM NEW | 48,690 | $1,139,358 | dollars as filed | |
| PHATHOM PHARMACEUTICALS INC | 71722W107 | COMMON STOCK | 124,551 | $1,137,150 | dollars as filed | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 35,965 | $1,135,055 | dollars as filed | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 387,565 | $1,123,939 | dollars as filed | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 306,977 | $1,123,535 | dollars as filed | |
| Direxion Daily S&P 500 Bear 3X Shares | 25460E265 | ETF | 97,001 | $1,120,362 | dollars as filed | |
| ETF OPPORTUNITIES TRUST | 26923N108 | AMERICAN CONSER | 30,689 | $1,119,675 | dollars as filed | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 314,950 | $1,118,076 | dollars as filed | |
| BRIGHTCOVE INC | 10921T101 | COM | 431,218 | $1,116,855 | dollars as filed | |
| United States Brent Oil Fund L | 91167Q100 | COM | 40,884 | $1,116,543 | dollars as filed | |
| OPTIMIZERX CORP | 68401U204 | COM NEW | 77,928 | $1,115,156 | dollars as filed | |
| CODEXIS INC | 192005106 | COM | 365,212 | $1,113,896 | dollars as filed | |
| PCB BANCORP | 69320M109 | COMMON STOCK | 60,253 | $1,110,475 | dollars as filed | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 59,117 | $1,107,867 | dollars as filed | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 169,375 | $1,106,019 | dollars as filed | |
| SUNRUN INC | 86771WAB1 | NOTE 2/0 | 1,455,000 | $1,102,454 | dollars as filed | principal |
| INVITAE CORP | 46185L103 | COM | 1,758,319 | $1,102,115 | dollars as filed | |
| ENLIVEN THERAPEUTICS INC COM | 29337E102 | Stock | 79,521 | $1,100,571 | dollars as filed | |
| CLEARPOINT NEURO INC | 18507C103 | COM | 161,989 | $1,099,905 | dollars as filed | |
| JAMF HLDG CORP | 47074LAB1 | NOTE 0.125% 9/0 | 1,297,000 | $1,099,597 | dollars as filed | principal |
| INDEXIQ ETF TR | 45409B396 | IQ U.S. SMALL CA | 30,362 | $1,094,581 | dollars as filed | |
| BLUE RIDGE BANKSHARES INC | 095825105 | COMMON STOCK | 361,116 | $1,094,182 | dollars as filed | |
| SILENCE THERAPEUTICS PLC | 82686Q101 | ADS | 62,808 | $1,090,975 | dollars as filed | |
| VERTEX ENERGY INC | 92534K107 | COM | 321,493 | $1,089,860 | dollars as filed | |
| EGAIN CORP | 28225C806 | COM NEW | 130,706 | $1,088,781 | dollars as filed | |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 109,735 | $1,084,188 | dollars as filed | |
| CRESCENT CAP BDC INC | 225655109 | COM | 61,882 | $1,075,513 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647X806 | VS NASDQ NXT 50 | 39,588 | $1,074,854 | dollars as filed | |
| ALPS ETF TR | 00162Q361 | OSHS GBL INTER | 29,371 | $1,072,356 | dollars as filed | |
| TEADS HLDG CO | 69002R103 | COM | 244,455 | $1,070,714 | dollars as filed | |
| NIU TECHNOLOGIES | 65481N100 | CMN | 487,906 | $1,068,514 | dollars as filed | |
| RESERVOIR MEDIA INC | 76119X105 | COMMON STOCK | 149,669 | $1,067,140 | dollars as filed | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 273,097 | $1,065,078 | dollars as filed | |
| GLATFELTER CORP | 377320106 | COMMON STOCK | 548,121 | $1,063,356 | dollars as filed | |
| LYELL IMMUNOPHARMA INC | 55083R104 | COM | 547,597 | $1,062,339 | dollars as filed | |
| CANOPY GROWTH CORPORATION COM NEW | 138035704 | Stock | 207,785 | $1,061,780 | dollars as filed | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 98,308 | $1,059,764 | dollars as filed | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 16,259 | $1,058,011 | dollars as filed | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 298,800 | $1,054,764 | dollars as filed | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 12,497 | $1,052,566 | dollars as filed | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 101,473 | $1,049,233 | dollars as filed | |
| LILIUM N V | N52586109 | COM | 883,389 | $1,042,400 | dollars as filed | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 61,292 | $1,041,978 | dollars as filed | |
| SAVARA INC | 805111101 | COM | 221,510 | $1,041,096 | dollars as filed | |
| NUSCALE PWR CORP CL A COM | 67079K100 | Stock | 315,328 | $1,037,431 | dollars as filed | |
| ISHARES TR | 46435U861 | CORE DIVID ETF | 25,268 | $1,037,251 | dollars as filed | |
| ICOSAVAX INC | 45114M109 | COM | 65,803 | $1,037,055 | dollars as filed | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 369,711 | $1,035,192 | dollars as filed | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 30,725 | $1,032,995 | dollars as filed | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 48,159 | $1,032,049 | dollars as filed | |
| WHITEHAWK THERAPEUTICS INC | 00032Q104 | CMN | 510,671 | $1,031,557 | dollars as filed | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 61,145 | $1,030,908 | dollars as filed | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 1,035,000 | $1,029,825 | dollars as filed | principal |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 84,847 | $1,029,193 | dollars as filed | |
| CALEDONIA MINING CORP PLC | G1757E113 | COMMON STOCK | 84,248 | $1,027,826 | dollars as filed | |
| BELITE BIO INC | 07782B104 | CMN | 22,421 | $1,025,761 | dollars as filed | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 975,879 | $1,024,674 | dollars as filed | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 100,163 | $1,022,669 | dollars as filed | |
| BIOVENTUS INC | 09075A108 | COM CL A | 193,529 | $1,019,898 | dollars as filed | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 193,466 | $1,019,567 | dollars as filed | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 94,781 | $1,018,900 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 17,815 | $1,018,218 | dollars as filed | |
| SIGHT SCIENCES INC | 82657M105 | COMMON STOCK | 196,979 | $1,016,412 | dollars as filed | |
| Dimensional International Value ETF | 25434V807 | SHS | 29,540 | $1,014,994 | dollars as filed | |
| HIMALAYA SHIPPING LTD ORD SHS | G4660A103 | Stock | 149,965 | $1,013,765 | dollars as filed | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 87,868 | $1,013,121 | dollars as filed | |
| ENVESTNET INC | 29404KAG1 | NOTE 2.625%12/0 | 1,028,000 | $1,012,991 | dollars as filed | principal |
| ORLA MNG LTD NEW | 68634K106 | COM | 311,044 | $1,010,894 | dollars as filed | |
| HAGERTY INC A | 405166109 | COMMON STOCK | 129,573 | $1,010,669 | dollars as filed | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 117,690 | $1,003,896 | dollars as filed | |
| CENOVUS ENERGY INC | 15135U117 | *W EXP 01/01/202 | 85,413 | $1,003,603 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460E232 | DAILY SMALL CAP | 50,120 | $999,904 | dollars as filed | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 115,590 | $998,702 | dollars as filed | |
| EXCHANGE LISTED FDS TR | 30151E806 | SABA INT RATE | 52,602 | $997,860 | dollars as filed | |
| WAYFAIR INC | 94419LAP6 | NOTE 3.250% 9/1 | 809,000 | $996,122 | dollars as filed | principal |
| FIVE STAR BANCORP | 33830T103 | COMMON STOCK | 37,992 | $994,644 | dollars as filed | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 33,660 | $992,999 | dollars as filed | |
| BIGBEAR AI HLDGS INC COM | 08975B109 | Stock | 462,535 | $989,826 | dollars as filed | |
| 3D PRINTING ETF | 00214Q500 | ETF | 42,499 | $987,252 | dollars as filed | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 134,124 | $987,152 | dollars as filed | |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 12,170 | $986,450 | dollars as filed | |
| NOVABRIDGE BIOSCIENCES | 44975P103 | CMN | 516,696 | $981,722 | dollars as filed | |
| INTEST CORP | 461147100 | COMMON STOCK | 71,938 | $978,356 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 25,121 | $976,981 | dollars as filed | |
| QUICKLOGIC CORP | 74837P405 | COMMON STOCK | 70,478 | $976,831 | dollars as filed | |
| ALPHATEC HLDGS INC | 02081GAB8 | NOTE 0.750% 8/0 | 928,000 | $976,720 | dollars as filed | principal |
| SKEENA RES LTD NEW | 83056P715 | COM | 199,564 | $973,873 | dollars as filed | |
| ACCURAY INC DEL | 004397105 | COM | 343,726 | $972,746 | dollars as filed | |
| INVESCO EXCHANGE-TRADED FUND TRUST INVESCO DORSEY WRIGHT UTILITIES MOMENTUM ETF | 46137V795 | ETF | 30,462 | $972,028 | dollars as filed | |
| VS TRUST | 92891H507 | FUND | 70,389 | $966,441 | dollars as filed | |
| ANEBULO PHARMACEUTICALS INC | 034569103 | COM | 399,219 | $966,110 | dollars as filed | |
| EXAGEN INC | 30068X103 | COM | 483,920 | $963,000 | dollars as filed | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 190,328 | $961,157 | dollars as filed | |
| RILEY EXPLORATION PERMIAN IN | 76665T102 | COM | 35,275 | $960,896 | dollars as filed | |
| SUTRO BIOPHARMA INC | 869367102 | COM | 223,924 | $960,634 | dollars as filed | |
| GEVO INC | 374396406 | COM PAR | 827,707 | $960,141 | dollars as filed | |
| LCNB CORP | 50181P100 | COM | 60,820 | $959,152 | dollars as filed | |
| HOOKIPA PHARMA INC | 43906K100 | COM | 1,184,072 | $959,098 | dollars as filed | |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 45,878 | $956,556 | dollars as filed | |
| MEDIAALPHA INC | 58450V104 | CL A | 85,563 | $954,028 | dollars as filed | |
| AIX INC | 30712A103 | SPONSORED ADS | 143,277 | $952,797 | dollars as filed | |
| ISHARES TR | 46436E478 | IBON 2027 TE ETF | 42,543 | $944,880 | dollars as filed | |
| ENERGY VAULT HOLDINGS INC | 29280W109 | COM | 405,274 | $944,288 | dollars as filed | |
| CORMEDIX INC COM | 21900C308 | Stock | 250,973 | $943,658 | dollars as filed | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 94,198 | $942,922 | dollars as filed | |
| INVESCO CURRENCYSHARES BRITISH | 46138m109 | INDX FD | 7,608 | $934,187 | dollars as filed | |
| ALPINE INCOME PROPERTY TRUST | 02083X103 | REIT | 55,076 | $931,346 | dollars as filed | |
| CENTURY THERAPEUTICS INC | 15673T100 | COM | 279,928 | $929,361 | dollars as filed | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 240,046 | $928,978 | dollars as filed | |
| GRANITESHARES GOLD TR | 38748G101 | SHS BEN INT | 45,498 | $927,711 | dollars as filed | |
| CUSHING NEXTGEN INFRASTRUCTURE | 231647207 | COM | 26,072 | $926,606 | dollars as filed | |
| OMEROS CORP | 682143102 | COM | 282,405 | $923,465 | dollars as filed | |
| TXO Partners LP | 87313P103 | COM | 50,691 | $921,568 | dollars as filed | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 1,793,371 | $919,641 | dollars as filed | |
| ALPHA TAU MEDICAL LTD | M0740A108 | ORDINARY SHARES | 305,182 | $918,598 | dollars as filed | |
| WISDOMTREE TR | 97717W323 | CMN | 37,033 | $910,276 | dollars as filed | |
| NORTHERN LTS FD TR IV | 66538H179 | CMN | 67,436 | $909,037 | dollars as filed | |
| CHICAGO ATLANTIC REAL ESTATE F COM | 167239102 | REIT | 56,105 | $907,792 | dollars as filed | |
| ORANGE COUNTY BANCORP INC | 68417L107 | COMMON STOCK | 15,009 | $904,142 | dollars as filed | |
| BURLINGTON STORES INC | 122017AB2 | NOTE 2.250% 4/1 | 845,000 | $903,009 | dollars as filed | principal |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 85,493 | $902,807 | dollars as filed | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 89,453 | $902,581 | dollars as filed | |
| SOLID POWER INC CLASS A COM | 83422N105 | Stock | 621,458 | $901,115 | dollars as filed | |
| CODORUS VY BANCORP INC | 192025104 | COM | 35,012 | $899,818 | dollars as filed | |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 917,000 | $899,807 | dollars as filed | principal |
| ISHARES TR | 46429B408 | CMN | 34,591 | $899,045 | dollars as filed | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 85,215 | $897,316 | dollars as filed | |
| AFFIMED N V | N01045108 | COM | 1,432,654 | $895,410 | dollars as filed | |
| CONTEXTLOGIC INC | 21077C305 | COM | 149,600 | $890,123 | dollars as filed | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 188,941 | $889,911 | dollars as filed | |
| WILLDAN GROUP INC | 96924N100 | COM | 41,265 | $887,200 | dollars as filed | |
| Nexxen International LTD | 89484T104 | SPON ADR | 175,001 | $885,505 | dollars as filed | |
| ORMAT TECHNOLOGIES INC | 686688AB8 | NOTE 2.500% 7/1 | 860,000 | $882,360 | dollars as filed | principal |
| SEER INC | 81578P106 | COM CL A | 454,104 | $880,961 | dollars as filed | |
| VUZIX CORP | 92921W300 | COM NEW | 421,585 | $879,006 | dollars as filed | |
| CATO CORP NEW | 149205106 | CL A | 123,091 | $878,876 | dollars as filed | |
| KINGSOFT CLOUD HLDGS LTD ADS | 49639K101 | ADR | 231,642 | $875,608 | dollars as filed | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 209,521 | $873,705 | dollars as filed | |
| HERTZ GLOBAL HLDGS INC | 42806J148 | *W EXP 06/30/205 | 159,400 | $873,514 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460G609 | CMN | 15,438 | $873,352 | dollars as filed | |
| ANNEXON INC | 03589W102 | COM | 192,060 | $871,952 | dollars as filed | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 49,415 | $869,735 | dollars as filed | |
| GENELUX CORP | 36870H103 | COMMON STOCK | 61,909 | $867,346 | dollars as filed | |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 77,139 | $865,500 | dollars as filed | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 136,645 | $862,230 | dollars as filed | |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 122,500 | $859,951 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-24-000245 | superseded | 2024-02-13 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000895421-24-000434 | this filing | 2024-08-16 | acceptance time not in the bulk data set |