13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2023-03-31, filed 2023-05-15, with 7,708 holding rows worth $932,643,867,833.
- Accession
- 0000895421-23-000325
- Filer
- CIK 895421
- Filed
- 2023-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2023
A combination report, 44,083 entries on the cover page, a total value of $932,643,867,833 stated on the cover page (in dollars after the unit check, H1), rows summing to $932,643,867,833 with VALUE read as dollars as filed, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerCook Street Consulting, Inc.028-22389
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMORGAN STANLEY CAPITAL SERVICES, LLC028-21416
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMORGAN STANLEY LATAM LLC028-11533
- included managerFundlogic Sas028-15873
- included managerMorgan Stanley Wealth Management Australia Pty Ltd028-19344
- included managerMorgan Stanley Bank Asia Ltd028-17710
- included managerETRADE Capital Management LLC028-14182
- included managerMorgan Stanley Bank, N.A.028-22054
- included managerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
- included managerEATON VANCE MANAGEMENT028-04139
- included managerCalvert Research & Management028-23036
- included managerATLANTA CAPITAL MANAGEMENT CO L L C028-05936
- included managerBOSTON MANAGEMENT & RESEARCH028-23040
- included managerEaton Vance Advisers International Ltd028-23139
- included managerMS Capital Partners Adviser Inc028-15520
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ZEROFOX HLDGS INC | 98955G103 | COMMON | 19,315 | $28,200 | dollars as filed | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 69,636 | $28,189 | dollars as filed | |
| SUNLIGHT FINANCIAL HOLDINGS | 86738J106 | COM | 90,203 | $28,171 | dollars as filed | |
| PROCURE SPACE ETF | 74280R205 | ETF | 1,472 | $28,086 | dollars as filed | |
| DBX ETF TR | 233051846 | XTRACK INTL REAL | 1,336 | $28,082 | dollars as filed | |
| SMART SAND INC | 83191H107 | COM | 15,912 | $28,005 | dollars as filed | |
| LIQTECH INTL INC | 53632A201 | COM | 59,500 | $27,959 | dollars as filed | |
| ETF MANAGERS TR | 26924G771 | ETFMG TRAVEL TEC | 1,608 | $27,850 | dollars as filed | |
| THE ARENA GROUP HOLDINGS INC | 040044109 | CMN | 6,548 | $27,829 | dollars as filed | |
| PIONEER NAT RES CO | 723787AP2 | NOTE 0.250% 5/1 | 13,000 | $27,755 | dollars as filed | principal |
| VANECK SOCIAL SENTIMENT ETF | 92189H839 | UIT EXCHANGE TRADED | 1,843 | $27,490 | dollars as filed | |
| EAGLE CAP GROWTH FD INC | 269451100 | CLSD FD | 3,347 | $27,480 | dollars as filed | |
| TIDAL ETF TR | 886364207 | SOFI SELCT 500 | 1,892 | $27,339 | dollars as filed | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 11,124 | $27,254 | dollars as filed | |
| HEALTH CATALYST INC | 42225TAB3 | BOND | 30,000 | $27,225 | dollars as filed | principal |
| ATLAS ENERGY SOLUTIONS INC | 04930R107 | COM | 1,598 | $27,214 | dollars as filed | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 113,573 | $27,122 | dollars as filed | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 33,442 | $27,014 | dollars as filed | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 23,230 | $26,947 | dollars as filed | |
| 111 INC | 68247Q102 | ADR | 10,142 | $26,877 | dollars as filed | |
| JAGUAR HEALTH INC | 47010C706 | COMMON | 42,635 | $26,754 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F763 | FT VEST US EQT | 712 | $26,615 | dollars as filed | |
| NUSCALE PWR CORP | 67079K118 | *W EXP 05/02/202 | 16,090 | $26,549 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C797 | US EQTY PWR BUF | 838 | $26,506 | dollars as filed | |
| INTEGRATED WELLNESS ACQ CORP | G4828B100 | COM | 2,510 | $26,330 | dollars as filed | |
| Cango Inc/KY | 137586103 | ADS | 23,069 | $26,299 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U406 | FT VEST U.S. | 822 | $26,296 | dollars as filed | |
| CORBUS PHARMACEUTICALS | 21833P301 | COM NEW | 3,615 | $26,282 | dollars as filed | |
| ANNOVIS BIO INC | 03615A108 | COM | 1,701 | $26,212 | dollars as filed | |
| ISHARES TR | 46436E593 | IBOND DEC 2030 | 1,300 | $26,195 | dollars as filed | |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 11,628 | $26,163 | dollars as filed | |
| CULP INC | 230215105 | CMN | 5,027 | $26,140 | dollars as filed | |
| KBR INC | 48242WAB2 | BOND | 12,000 | $26,059 | dollars as filed | principal |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 1,617 | $26,018 | dollars as filed | |
| EMX RTY CORP | 26873J107 | COM | 12,996 | $25,862 | dollars as filed | |
| ACHIEVE LIFE SCIENCES INC | 004468500 | COMMON STOCK | 3,800 | $25,840 | dollars as filed | |
| VEON LTD | 91822M502 | SPONSORED ADS | 1,457 | $25,818 | dollars as filed | |
| MOOG INC | 615394301 | CL B | 259 | $25,695 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C870 | US EQT PWR BUF | 873 | $25,666 | dollars as filed | |
| QUICKLOGIC CORP | 74837P405 | COMMON STOCK | 4,307 | $25,584 | dollars as filed | |
| BLUESCAPE OPPORTUNITIES ACQU | G1195N121 | UNIT 99/99/9999 | 2,530 | $25,351 | dollars as filed | |
| EARGO INC | 270087208 | COMMON | 5,414 | $25,338 | dollars as filed | |
| SMART SH GLOBAL LTD | 83193E102 | ADS | 22,800 | $25,308 | dollars as filed | |
| POWERFLEET INC | 73931J109 | COMMON STOCK | 7,341 | $25,180 | dollars as filed | |
| MEDICINOVA INC | 58468P206 | COM NEW | 11,646 | $25,155 | dollars as filed | |
| QUANTUM CORP | 747906501 | COM | 21,852 | $25,131 | dollars as filed | |
| VINCERX PHARMA INC | 92731L106 | COM NEW | 24,144 | $25,110 | dollars as filed | |
| AIRGAIN INC | 00938A104 | COM | 4,670 | $25,078 | dollars as filed | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 3,981 | $25,001 | dollars as filed | |
| INSPIRE INTERNATIONAL ETF | 66538H419 | ETF | 900 | $24,921 | dollars as filed | |
| EYENOVIA INC | 30234E104 | COM | 6,933 | $24,473 | dollars as filed | |
| BRASILAGRO COMPANHIA BRASILE | 10554B104 | SPONSORED ADR | 5,065 | $24,362 | dollars as filed | |
| CI&T INC | G21307106 | CMN | 4,421 | $24,360 | dollars as filed | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 40,240 | $24,224 | dollars as filed | |
| HENNESSY ADVISORS INC | 425885100 | COM | 3,124 | $24,211 | dollars as filed | |
| BRAGG GAMING GROUP INC | 104833306 | CMN | 6,800 | $24,208 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q779 | US MOMENTUM | 610 | $24,205 | dollars as filed | |
| KRANESHARES TRUST | 500767843 | INDX FD | 901 | $24,138 | dollars as filed | |
| COOL CO LTD | G2415A113 | COMMON SHARES | 2,000 | $24,060 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25459W557 | DAI 710 BEA ETF | 1,986 | $23,911 | dollars as filed | |
| IDAHO STRATEGIC RESOURCES | 645827205 | COM NEW | 4,893 | $23,829 | dollars as filed | |
| GIGACLOUD TECHNOLOGY INC | G38644103 | CLASS A ORD | 3,781 | $23,820 | dollars as filed | |
| ON SEMICONDUCTOR CORP | 682189AP0 | NOTE 1.625%10/1 | 6,000 | $23,796 | dollars as filed | principal |
| COMPUTER TASK GROUP INC | 205477102 | COM | 3,279 | $23,773 | dollars as filed | |
| WISDOMTREE GROWTH LEADERS FUND | 97717Y717 | WT GRWTH LDRS | 810 | $23,685 | dollars as filed | |
| FLEXSHARES TR | 33939L753 | CR SCORED LONG | 532 | $23,597 | dollars as filed | |
| KALA BIO INC | 483119202 | COM NEW | 1,558 | $23,448 | dollars as filed | |
| PLX PHARMA INC. XXXBANKRUPTCY EFF: 10/02/23 | 72942A107 | COMMON STOCK | 179,616 | $23,368 | dollars as filed | |
| NULL | 84862C203 | NULL | 14,200 | $23,288 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 2,429 | $23,221 | dollars as filed | |
| SOMALOGIC INC | 83444k113 | WT | 91,200 | $23,028 | dollars as filed | |
| AUDACY INC | 05070N103 | COM | 170,956 | $23,028 | dollars as filed | |
| VIOMI TECHNOLOGY CO LTD | 92762J103 | SPONSORED ADS | 22,339 | $23,009 | dollars as filed | |
| ISHARES TR | 46436E759 | COM | 386 | $23,002 | dollars as filed | |
| PROPERTYGURU GROUP LTD | G7258M108 | ORD SHS | 4,578 | $22,890 | dollars as filed | |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 183,153 | $22,838 | dollars as filed | |
| IRENLTDF | Q4982L109 | STOK | 7,388 | $22,607 | dollars as filed | |
| INTUITIVE MACHINES INC | 46125A100 | CLASS A COM | 2,088 | $22,551 | dollars as filed | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 4,556 | $22,506 | dollars as filed | |
| MAWSON INFRASTRUCTURE GROUP | 57778N307 | COM | 7,240 | $22,444 | dollars as filed | |
| APTEVO THERAPEUTICS INC | 03835L207 | COMMON | 11,013 | $22,412 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C383 | US EQTY PWR BUF | 696 | $22,390 | dollars as filed | |
| BUZZFEED INC CL A NEW | 12430A102 | Stock | 19,773 | $22,344 | dollars as filed | |
| GOGORO INC | G9491K105 | ORDINARY SHARES | 5,505 | $22,295 | dollars as filed | |
| KENTUCKY FIRST FED BANCORP | 491292108 | COM | 3,567 | $22,294 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P504 | INCOME EQT FOCUS | 473 | $22,294 | dollars as filed | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 3,675 | $22,234 | dollars as filed | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 15,230 | $22,084 | dollars as filed | |
| SENSUS HEALTHCARE INC | 81728J109 | COM | 4,230 | $22,038 | dollars as filed | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 11,274 | $21,984 | dollars as filed | |
| NEOGENOMICS INC | 64049MAB6 | NOTE 0.250% 1/1 | 30,000 | $21,900 | dollars as filed | principal |
| PROSHARES ULTRASHORT FTSE EUROPE | 74348A434 | ETF | 2,120 | $21,900 | dollars as filed | |
| SOLID BIOSCIENCES INC | 83422E204 | COMMON STOCK | 4,618 | $21,889 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P595 | SENIOR LOAN ETF | 917 | $21,870 | dollars as filed | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 5,840 | $21,812 | dollars as filed | |
| XOS INC | 98423B108 | COM | 41,276 | $21,671 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460G328 | CMN | 1,481 | $21,623 | dollars as filed | |
| AVALO THERAPEUTICS INC COM NEW | 05338F207 | Stock | 12,326 | $21,571 | dollars as filed | |
| INVENTIVA SA | 46124U107 | ADS | 5,900 | $21,476 | dollars as filed | |
| CELLECTAR BIOSCIENCES INC | 15117F807 | COM | 15,000 | $21,450 | dollars as filed | |
| THE9 LTD | 88337K302 | ADR | 27,511 | $21,448 | dollars as filed | |
| HAGERTY INC | 405166117 | *W EXP 12/02/202 | 10,000 | $21,400 | dollars as filed | |
| SERA PROGNOSTICS INC | 81749D107 | CMN | 5,577 | $21,360 | dollars as filed | |
| ALLOT LTD | M0854Q105 | SHS | 7,937 | $21,350 | dollars as filed | |
| AST SPACEMOBILE INC | 00217D118 | *W EXP 04/06/202 | 12,937 | $21,346 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C334 | GRWT100 PWR BF | 548 | $21,339 | dollars as filed | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 393 | $21,293 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J395 | BULETSHS 2029 HG | 1,034 | $21,229 | dollars as filed | |
| APTORUM GROUP LIMITED | G6096M122 | CL A ORD SHS NEW | 7,890 | $21,170 | dollars as filed | |
| Bitfarms Ltd/Canada | 09173B107 | Common Stock | 21,678 | $21,028 | dollars as filed | |
| CHENGHE ACQUISITION CO | G2086M115 | UNIT 04/22/2027 | 2,000 | $21,020 | dollars as filed | |
| COMSCORE INC | 20564W105 | COM | 17,071 | $20,997 | dollars as filed | |
| ROCKWELL MED INC | 774374300 | COM NEW | 11,554 | $20,913 | dollars as filed | |
| CARISMA THERAPEUTICS INC | 14216R101 | COM | 6,746 | $20,913 | dollars as filed | |
| SHIFT TECHNOLOGIES INC | 82452t305 | COM | 18,637 | $20,874 | dollars as filed | |
| EXPION360 INC | 30218B100 | COM | 4,300 | $20,812 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G599 | NASDAQ BIOTECH | 1,000 | $20,690 | dollars as filed | |
| XWELL INC COM NEW | 98420U703 | Stock | 57,330 | $20,690 | dollars as filed | |
| Direxion Daily TSLA Bear 1X Shares | 25460G260 | ETF | 789 | $20,561 | dollars as filed | |
| FURY GOLD MINES LTD | 36117T100 | COM | 37,848 | $20,525 | dollars as filed | |
| SPDR INDEX SHS FDS | 78470E106 | ST STR MSCI EAFE | 554 | $20,521 | dollars as filed | |
| MARINE PETE TR | 568423107 | UNIT BEN INT | 2,733 | $20,500 | dollars as filed | |
| ONECONNECT FINL TECHNOLOGY C | 68248T204 | SPONSORED ADS | 3,852 | $20,494 | dollars as filed | |
| BM TECHNOLOGIES INC | 05591L107 | COM | 5,788 | $20,374 | dollars as filed | |
| NEXGEL INC | 65344E107 | COM | 15,900 | $20,352 | dollars as filed | |
| PACER FDS TR | 69374H840 | WEALTHSHIELD | 750 | $20,313 | dollars as filed | |
| GLOBAL X FDS | 37954Y418 | DORSEY WRIGHT | 795 | $20,240 | dollars as filed | |
| GLOBAL X FDS | 37954Y335 | MSCI PAKISTAN | 1,588 | $20,199 | dollars as filed | |
| Radcom Ltd | M81865111 | COM | 2,001 | $20,170 | dollars as filed | |
| SERVOTRONICS INC | 817732100 | COM | 1,900 | $20,140 | dollars as filed | |
| READY CAPITAL CORP | 75574U200 | 7% CN SR NT 2023 | 800 | $19,976 | dollars as filed | |
| DBX ETF TR | 233051598 | XTRACK MSCI ALL | 850 | $19,839 | dollars as filed | |
| CF BANKSHARES INC | 12520L109 | COM | 1,013 | $19,754 | dollars as filed | |
| NORTHERN LTS FD TR III | 66538R748 | HCM DEFND 100 | 501 | $19,724 | dollars as filed | |
| PROSHARES TR | 74347G705 | ULTRA ENERGY | 528 | $19,705 | dollars as filed | |
| REMARK HOLDINGS INC | 75955K300 | COM | 14,303 | $19,595 | dollars as filed | |
| X FINL | 98372W202 | SPONSORED ADS | 6,272 | $19,569 | dollars as filed | |
| ARGO BLOCKCHAIN PLC | 040126104 | ADS | 11,703 | $19,544 | dollars as filed | |
| GROUPON INC | 399473AF4 | NOTE 1.125% 3/1 | 50,000 | $19,501 | dollars as filed | principal |
| MEXCO ENERGY CORP | 592770101 | COM | 1,701 | $19,362 | dollars as filed | |
| CURIS INC | 231269200 | COM | 32,467 | $19,350 | dollars as filed | |
| A K A BRANDS HLDG CORP COM SHS | 00152K101 | Stock | 35,502 | $19,339 | dollars as filed | |
| DIRECT DIGITAL HOLDINGS INC | 25461T105 | CLASS A COM | 5,966 | $19,330 | dollars as filed | |
| EDUCATIONAL DEV CORP | 281479105 | COM | 6,550 | $19,257 | dollars as filed | |
| RENN FD INC | 759720105 | COM | 11,000 | $19,250 | dollars as filed | |
| VECTIVBIO HLDG AG | H9060V101 | COM | 2,262 | $19,250 | dollars as filed | |
| LIGHTNING EMOTORS INC | 53228T101 | COM | 67,010 | $19,200 | dollars as filed | |
| Galiano Gold Inc | 36352H100 | COM | 32,879 | $19,178 | dollars as filed | |
| T ROWE PRICE DIVIDEND GROWTH ETF | 87283Q404 | COM | 600 | $19,172 | dollars as filed | |
| DBX ETF TR | 233051754 | XTRACK CSI 500 A | 582 | $19,164 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C573 | TOTAL CORP BND | 250 | $19,158 | dollars as filed | |
| RAVE RESTAURANT GROUP INC | 754198109 | COM | 13,250 | $19,080 | dollars as filed | |
| EAGLE POINT INCOME COMPANY I | 269817102 | COM | 1,350 | $19,049 | dollars as filed | |
| DONEGAL GROUP INC | 257701300 | CL B | 1,263 | $18,996 | dollars as filed | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 649 | $18,847 | dollars as filed | |
| LIGAND PHARMACEUTICALS INC | 53220KAF5 | NOTE 0.750% 5/1 | 19,000 | $18,815 | dollars as filed | principal |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 43,614 | $18,754 | dollars as filed | |
| VINCE HLDG CORP | 92719W207 | COM NEW | 2,698 | $18,697 | dollars as filed | |
| LIVE VENTURES INC | 538142308 | COM NEW | 607 | $18,647 | dollars as filed | |
| ISHARES GLOBAL EQUITY FACTOR ETF | 46434V316 | COM | 553 | $18,598 | dollars as filed | |
| SUNWORKS INC | 86803X204 | COMMON STOCK | 12,840 | $18,490 | dollars as filed | |
| TIDAL TR III ETF IMPACT SHARES WOMEN'S EMPOWERMENT | 45259A100 | ETF | 653 | $18,477 | dollars as filed | |
| ACUTUS MED INC | 005111109 | COM | 24,168 | $18,222 | dollars as filed | |
| CUSTOM TRUCK ONE SOURCE INC | 23204X111 | WARRANT | 66,600 | $18,149 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J802 | INDIA NFTY50 EQW | 430 | $18,056 | dollars as filed | |
| OCEAN PWR TECHNOLOGIES I | 674870506 | Equity | 33,977 | $18,007 | dollars as filed | |
| TALKSPACE INC | 87427V103 | COM | 25,897 | $18,000 | dollars as filed | |
| HALLMARK FINL SVCS INCORPORATED | 40624Q302 | COM | 2,764 | $17,966 | dollars as filed | |
| OWLET INC | 69120X107 | COM | 55,245 | $17,921 | dollars as filed | |
| TORO CORP COM | Y8900D108 | Stock | 6,638 | $17,856 | dollars as filed | |
| CROWN CRAFTS INC | 228309100 | COM | 3,100 | $17,856 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33741X201 | INDXX INOVTV ETF | 477 | $17,811 | dollars as filed | |
| INVESTMENT MANAGERS SER TR I | 46144X537 | AXS CANNABIS ETF | 8,143 | $17,507 | dollars as filed | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 37,239 | $17,502 | dollars as filed | |
| NN INC | 629337106 | COM | 16,343 | $17,487 | dollars as filed | |
| FATHOM DIGITAL MFG CORP | 31189Y103 | COM | 32,049 | $17,406 | dollars as filed | |
| ALPHA TEKNOVA INC | 02080L102 | COMMON STOCK | 5,876 | $17,394 | dollars as filed | |
| PACER FDS TR | 69374H691 | mc | 468 | $17,370 | dollars as filed | |
| WALDENCAST PLC | G9503X103 | CLASS A ORD SHS | 2,100 | $17,115 | dollars as filed | |
| CURIOSITYSTREAM INC | 23130Q107 | COMMON STOCK | 12,649 | $17,076 | dollars as filed | |
| POLYPID LTD | M8001Q118 | SHS | 36,806 | $16,931 | dollars as filed | |
| EMBARK TECHNOLOGY INC | 29079J202 | COM NEW | 6,003 | $16,869 | dollars as filed | |
| ATHERSYS INC NEW COM NEW | 04744L205 | COM | 13,685 | $16,832 | dollars as filed | |
| MOVELLA HOLDINGS INC - CLASS A - MVLA | 62459N105 | Stock | 12,374 | $16,829 | dollars as filed | |
| FIRST TRUST DOW JONES INTERNATIONAL INTERNET ETF | 33734X770 | ETF | 692 | $16,760 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U505 | FT VEST UQ EQT | 496 | $16,699 | dollars as filed | |
| BANK OF THE JAMES FINL GP IN | 470299108 | COM | 1,584 | $16,648 | dollars as filed | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 9,676 | $16,643 | dollars as filed | |
| NUSHARES ETF TR | 67092P847 | NUVEEN LARG CAP | 818 | $16,639 | dollars as filed | |
| CONTANGO SILVER GOLD INC | 21077F100 | COMMON STOCK | 583 | $16,616 | dollars as filed | |
| MIRION TECHNOLOGIES INC | 60471A119 | *W EXP 10/20/202 | 10,316 | $16,609 | dollars as filed | |
| AMERICAN SHARED HOSPITAL SVC | 029595105 | COM | 5,906 | $16,596 | dollars as filed | |
| COMPNHIA ENRG C | 204409882 | SPONSORED ADR | 4,814 | $16,513 | dollars as filed | |
| ETFIS SER TR I | 26923G798 | VIRTUS PVT CR | 800 | $16,460 | dollars as filed | |
| NEPHROS INC | 640671400 | COM | 15,292 | $16,361 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V831 | US HIGH PROF ETF | 650 | $16,341 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y855 | DEFINED WLT SHLD | 600 | $16,338 | dollars as filed | |
| iShares Trust iShares USD Green Bond ETF | 46435U440 | SHS | 346 | $16,293 | dollars as filed | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 5,102 | $16,175 | dollars as filed | |
| ROCKY MTN CHOCOLATE FACT | 77467X101 | Equity | 3,036 | $16,091 | dollars as filed | |
| GULF IS FABRICATION INC | 402307102 | COM | 4,349 | $16,091 | dollars as filed | |
| UBS AG LONDON BRANCH | 90274D390 | ETRA BL CO MAT 5 | 661 | $16,072 | dollars as filed | |
| CHEETAH MOBILE INC | 163075203 | CMN | 6,158 | $16,072 | dollars as filed | |
| OSISKO DEVELOPMENT CORP | 68828E809 | COM NEW | 3,273 | $16,038 | dollars as filed | |
| ASTROTECH CORP | 046484309 | COM | 1,500 | $15,990 | dollars as filed | |
| SB FINL GROUP INC | 78408D105 | COM | 1,130 | $15,967 | dollars as filed | |
| FAZE HOLDINGS INC | 31423J102 | COMMON STOCK | 34,716 | $15,966 | dollars as filed | |
| Fidelity Blue Chip Growth ETF | 316092352 | SHS | 625 | $15,913 | dollars as filed | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 16,914 | $15,899 | dollars as filed | |
| SHAKE SHACK INC | 819047AB7 | NOTE 3/0 | 22,000 | $15,879 | dollars as filed | principal |
| Invesco DB Agriculture | 45173W105 | SPONSORED ADR | 2,389 | $15,863 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V302 | EMGR CRE EQT MNG | 689 | $15,861 | dollars as filed | |
| KRANESHARES TRUST | 500767587 | QUADRATIC DEFLA | 1,000 | $15,830 | dollars as filed | |
| CODEX DNA INC | 192003101 | COM | 5,106 | $15,829 | dollars as filed | |
| M TRON INDUSTRIES INC | 55380K109 | COMMON STOCK | 1,469 | $15,792 | dollars as filed | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 738 | $15,764 | dollars as filed | |
| ECO WAVE POWER GLOBAL AB | 27900N103 | SPONSORED ADS | 5,615 | $15,722 | dollars as filed | |
| GREENBRIER COS INC | 393657AK7 | NOTE 2.875% 2/0 | 16,000 | $15,700 | dollars as filed | principal |
| SPDR SERIES TRUST | 78468R697 | SP KENSHO INFRA | 453 | $15,687 | dollars as filed | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 451 | $15,679 | dollars as filed | |
| VANECK ETF TRUST | 92189F585 | OIL REFINERS ETF | 490 | $15,578 | dollars as filed | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 769 | $15,572 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P694 | FRANKLN SWZLND | 497 | $15,522 | dollars as filed | |
| AEYE INC | 008183105 | COM | 49,158 | $15,476 | dollars as filed | |
| ALVOTECH | L01800108 | ORDINARY SHARES | 1,193 | $15,390 | dollars as filed | |
| ROSS ACQUISITION CORP II | G7641C106 | SHS CL A | 1,500 | $15,360 | dollars as filed | |
| NEW YORK LIFE INVESTMENTS ET | 45409B362 | NYLI 500 INTERNA | 496 | $15,352 | dollars as filed | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 10,029 | $15,344 | dollars as filed | |
| ADVISORSHARES TR | 00768Y495 | PURE CANNABIS | 5,279 | $15,309 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092345 | BLUE CHIP VALUE | 560 | $15,260 | dollars as filed | |
| ECARX HOLDINGS INC | G29201103 | CMN | 2,611 | $15,248 | dollars as filed | |
| INNOVIVA INC | 45781MAB7 | NOTE 2.500% 8/1 | 16,000 | $15,232 | dollars as filed | principal |
| SKY HARBOUR GROUP CORP | 83085C107 | COMMON STOCK | 2,113 | $15,192 | dollars as filed | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 25,313 | $15,191 | dollars as filed | |
| CORTEXYME INC | 22053A107 | COM | 9,694 | $15,123 | dollars as filed | |
| BROOGE ENERGY LTD | G1611B107 | SHS | 2,600 | $15,080 | dollars as filed | |
| LAVA THERAPEUTICS NV | N51517105 | SHS | 8,900 | $14,774 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V823 | US REAL ESTA ETF | 683 | $14,678 | dollars as filed | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 710 | $14,669 | dollars as filed | |
| PROSHARES TR | 74347G366 | SHRT RL EST FD | 728 | $14,575 | dollars as filed | |
| CAZOO GROUP LTD | G2007L204 | COM | 5,821 | $14,494 | dollars as filed | |
| ISHARES TR | 46436E601 | ESG MSCI EM LDRS | 318 | $14,479 | dollars as filed | |
| UNITED STS 12 MONTH NAT GAS | 91288X109 | UNIT BEN INT | 1,250 | $14,475 | dollars as filed | |
| PIONEER PWR SOLUTIONS IN | 723836300 | COMMON STOCK | 4,101 | $14,436 | dollars as filed | |
| SPDR SERIES TRUST | 78468R671 | STATE STREET SPD | 309 | $14,336 | dollars as filed | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 13,147 | $14,330 | dollars as filed | |
| INTERCURE LTD | M549GJ111 | COM NEW | 7,010 | $14,300 | dollars as filed | |
| ADVISORSHARES TR | 00768Y362 | PSYCHEDELICS ETF | 7,649 | $14,297 | dollars as filed | |
| CEPTON INC | 15673X101 | COM | 30,781 | $14,295 | dollars as filed | |
| NEXTNAV INC | 65345N114 | *W EXP 99/99/999 | 25,000 | $14,203 | dollars as filed | |
| STARBOX GROUP HLDGS LTD. | G8437S115 | COM | 4,000 | $14,160 | dollars as filed | |
| WEJO GROUP LIMITED | G9525W109 | COM | 28,589 | $14,093 | dollars as filed | |
| PERFECT CORP | G7006A109 | CL A ORD SHS | 2,351 | $14,059 | dollars as filed | |
| AMPLIFY ETF TR | 032108888 | BLACKSWAN GRWT | 546 | $13,949 | dollars as filed | |
| ITERUM THERAPEUTICS PLC | G6333L200 | COM | 13,950 | $13,948 | dollars as filed | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y508 | mc | 325 | $13,943 | dollars as filed | |
| BIORA THERAPEUTICS INC | 74319F305 | COM | 5,029 | $13,930 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R688 | S&P INTL DIVID | 886 | $13,910 | dollars as filed | |
| PETIQ INC | 71639TAB2 | NOTE 4.000% 6/0 | 16,000 | $13,864 | dollars as filed | principal |
| DIREXION SHARES ETF TRUST | 25460E307 | AUSPCE CMD STG | 452 | $13,863 | dollars as filed | |
| GRINDR INC | 39854F101 | COM | 2,228 | $13,858 | dollars as filed | |
| REPLIGEN CORP | 759916AB5 | BOND | 9,000 | $13,799 | dollars as filed | principal |
| SO YOUNG INTERNATIONAL INC | 83356Q108 | SPONSORED ADS | 6,410 | $13,782 | dollars as filed | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 2,000 | $13,780 | dollars as filed | |
| LEARN CW INVESTMENT COR | G54157105 | COM | 1,341 | $13,772 | dollars as filed | |
| MAGIC EMPIRE GLOBAL LTD | G5865E105 | COM | 9,043 | $13,745 | dollars as filed | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 15,250 | $13,725 | dollars as filed | |
| MINERVA NEUROSCIENCES INC | 603380205 | COM NEW | 8,575 | $13,720 | dollars as filed | |
| VOXELJET AG | 92912L206 | ADS | 6,510 | $13,704 | dollars as filed | |
| Cinedigm Corp CL A | 172406209 | COM NEW | 32,580 | $13,684 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N832 | VCSHS US SML CAP | 230 | $13,647 | dollars as filed | |
| SPDR SERIES TRUST | 78468R630 | SP KENSHO FINAL | 332 | $13,552 | dollars as filed | |
| Checkpoint Therapeutics Inc | 162828206 | Common Stock | 6,015 | $13,534 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F664 | FT VEST US EQT | 383 | $13,424 | dollars as filed | |
| RAPID MICRO BIOSYSTEMS INC | 75340L104 | CLASS A COM | 10,208 | $13,372 | dollars as filed | |
| BEYONDSPRING INC | G10830100 | SHS | 11,910 | $13,339 | dollars as filed | |
| ADAGENE INC | 005329107 | CMN | 9,190 | $13,326 | dollars as filed | |
| ABEONA THERAPEUTICS INC | 00289Y206 | COM NEW | 4,710 | $13,282 | dollars as filed | |
| GLOBAL X FDS | 37954Y707 | RENEWABLE ENERGY | 1,070 | $13,257 | dollars as filed | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 114,218 | $13,238 | dollars as filed | |
| Ishares Bb Rated Corp B | 46435U473 | COM | 291 | $13,232 | dollars as filed | |
| PATRIOT NATL BANCORP INC | 70336F203 | COM NEW | 1,500 | $13,230 | dollars as filed | |
| TOP SHIPS INC | Y8897Y198 | SHS NEW | 15,000 | $13,185 | dollars as filed | |
| REDWOOD TRUST INC | 758075AD7 | BOND | 14,000 | $13,171 | dollars as filed | principal |
| SNAIL INC | 83301J100 | CLASS A COM | 9,879 | $13,139 | dollars as filed | |
| EBANG INTL HLDGS INC | G3R33A205 | CL A ORD SH NEW | 1,874 | $13,136 | dollars as filed | |
| APTINYX INC | 03836N103 | COM | 104,736 | $13,071 | dollars as filed | |
| FUSION FUEL GREEN PLC | G3R25D118 | CL A | 5,444 | $13,065 | dollars as filed | |
| NUVVE HOLDING CORP | 67079Y100 | COMMON STOCK | 18,630 | $13,041 | dollars as filed | |
| ACRES COMMERCIAL REALTY CORP | 00489Q102 | REIT | 1,337 | $12,995 | dollars as filed | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 2,950 | $12,980 | dollars as filed | |
| ONCOCYTE CORP | 68235C107 | COM | 36,534 | $12,948 | dollars as filed | |
| GORILLA TECHNOLOGY GRO F | G4000K100 | COM | 2,696 | $12,941 | dollars as filed | |
| AMERICAN CENTY ETF TR | 025072307 | US QUALITY GROW | 201 | $12,908 | dollars as filed | |
| DIREXION SHS ETF TR | 25459W565 | 7 10YR TRES BULL | 400 | $12,848 | dollars as filed | |
| HEARTBEAM INC | 42238H108 | COM | 5,660 | $12,848 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460G187 | DAILY CSI CHINA | 252 | $12,847 | dollars as filed | |
| VANGUARD WELLINGTON FD | 921935409 | US MINIMUM | 130 | $12,789 | dollars as filed | |
| NAAS TECHNOLOGY INC | 62955X102 | ADR | 1,197 | $12,748 | dollars as filed | |
| ATI PHYSICAL THERAPY INC | 00216W109 | COM CL A | 50,140 | $12,746 | dollars as filed | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 13,000 | $12,669 | dollars as filed | principal |
| CHICKEN SOUP FOR THE SOUL EN | 16842Q100 | COM | 6,330 | $12,660 | dollars as filed | |
| BARCLAYS BANK PLC | 06747C322 | IPATH SER B ETN | 350 | $12,501 | dollars as filed | |
| NORTHERN LTS FD TR IV | 66538H260 | MONA AM INCO ETF | 559 | $12,494 | dollars as filed | |
| VICTORYSHARES U S | 92647N576 | MF Closed and MF Open | 198 | $12,464 | dollars as filed | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 205 | $12,462 | dollars as filed | |
| CHEMOMAB THERAPEUTICS LTD | 16385C104 | SPONSORED ADS | 7,800 | $12,402 | dollars as filed | |
| GENPREX INC | 372446104 | COM | 13,608 | $12,382 | dollars as filed | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 7,070 | $12,373 | dollars as filed | |
| CHURCHILL CAPITAL CORP V | 17144T206 | UNIT 99/99/9999 | 1,223 | $12,365 | dollars as filed | |
| AUDDIA INC | 05072K107 | COM | 17,391 | $12,348 | dollars as filed | |
| P3 HEALTH PARTNERS INC | 744413105 | COM CL A | 11,646 | $12,345 | dollars as filed | |
| TAT TECHNOLOGIES LTD | M8740S227 | ORD NEW | 2,000 | $12,340 | dollars as filed | |
| SCIENCE 37 HOLDINGS INC | 808644108 | COM | 43,816 | $12,338 | dollars as filed | |
| HECLA MINING COMPANY | 422704205 | PFD CV SER B | 200 | $12,332 | dollars as filed | |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 1,000 | $12,252 | dollars as filed | principal |
| GREAT ELM CAP CORP | 390320703 | COM NEW | 1,361 | $12,249 | dollars as filed | |
| STARLING ONCOLOGY INC | 68236X100 | COMMON STOCK | 18,006 | $12,206 | dollars as filed | |
| TEUCRIUM COMMODITY TR | 88166A409 | SUGAR FD | 1,069 | $12,165 | dollars as filed | |
| PARSONS CORP DEL | 70202LAB8 | BOND | 11,000 | $12,122 | dollars as filed | principal |
| LANNET INC | 516012200 | COM NEW | 6,904 | $12,013 | dollars as filed | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 1,685 | $11,879 | dollars as filed | |
| Livewire Group Inc W Exp 09/26/202 | 53838J113 | SPAC Combination | 49,473 | $11,874 | dollars as filed | |
| PROMIS NEUROSCIENCES INC | 74346M406 | COM NEW | 2,508 | $11,863 | dollars as filed | |
| ISHARES U S ETF TR | 46431W614 | GOLD STRATEGY | 200 | $11,826 | dollars as filed | |
| KINTARA THERAPEUTICS INC | 49720K200 | COM NEW | 3,346 | $11,808 | dollars as filed | |
| GOLDEN FALCON ACQUISITION CO | 38102H208 | UNIT 99/99/9999 | 1,163 | $11,793 | dollars as filed | |
| AURORA MOBILE LTD | 051857100 | ADS | 20,121 | $11,771 | dollars as filed | |
| ORCHESTRA BIOMED HOLDINGS IN | 68572M106 | COMMON STOCK | 600 | $11,742 | dollars as filed | |
| TIDAL TRUST I | 886364645 | SONICSHARES GBL | 381 | $11,595 | dollars as filed | |
| BOXED INC | 103174108 | COM | 61,053 | $11,588 | dollars as filed | |
| OPTICAL CABLE CORP | 683827208 | COM NEW | 2,690 | $11,567 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524714 | 1 5YR CORP BD | 243 | $11,558 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J742 | RAFI STRATGIC US | 301 | $11,528 | dollars as filed | |
| ARES ACQUISITION CORPORATION | G33032122 | *W EXP 02/02/202 | 13,080 | $11,511 | dollars as filed | |
| ISHARES TR | 46435G839 | MSCI EAFE SMCP | 420 | $11,498 | dollars as filed | |
| PONTEM CORPORATION | G71707114 | UNIT 99/99/9999 | 1,104 | $11,460 | dollars as filed | |
| PALISADE BIO INC | 696389204 | COM | 3,227 | $11,359 | dollars as filed | |
| CERBERUS CYBER SENTINEL CORP | 15672X102 | COM | 33,571 | $11,347 | dollars as filed | |
| FRANKLIN FTSE LATIN AMERICA ETF | 35473P561 | ETF | 556 | $11,337 | dollars as filed | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 9,920 | $11,309 | dollars as filed | |
| ADVISORS INNER CIRCLE FD | 0075W0163 | CAMBIAR AGGRES | 481 | $11,302 | dollars as filed | |
| ISHARES TR | 46434V779 | MSCI QATAR ETF | 620 | $11,272 | dollars as filed | |
| CENTOGENE N V | N1976T109 | COM | 17,131 | $11,202 | dollars as filed | |
| DIREXION SHS ETF TR | 25460G773 | WORK FROM HOME | 245 | $11,189 | dollars as filed | |
| TWO HARBORS INVENTMENT CORPO | 90187BAB7 | NOTE 6.250% 1/1 | 13,000 | $11,168 | dollars as filed | principal |
| PROSHARES TR | 74347B367 | DECLINE RETAIL | 775 | $11,157 | dollars as filed | |
| ACERAGEN INC COM | 00445F109 | Stock | 4,855 | $11,117 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q282 | CARBON TRANITIN | 200 | $11,114 | dollars as filed | |
| GREENBOX POS | 39366L208 | COM NEW | 27,165 | $11,105 | dollars as filed | |
| COMSOVEREIGN HLDG CORP | 205650401 | COMMON STOCK | 5,155 | $11,083 | dollars as filed | |
| SPI ENERGY CO LTD | G8651P110 | SHS NEW | 9,210 | $11,040 | dollars as filed | |
| SONO GROUP N V | N81409109 | COM | 29,868 | $11,019 | dollars as filed | |
| ARCIMOTO INC | 039587209 | Stock | 7,848 | $10,987 | dollars as filed | |
| VISION MARINE TECHNOLOGIES I | C96657116 | COM | 2,743 | $10,972 | dollars as filed | |
| MIDWEST HLDG INC | 59833J206 | COM NEW | 694 | $10,968 | dollars as filed | |
| INTEGRA RES CORP | 45826T301 | COM NEW | 19,984 | $10,949 | dollars as filed | |
| FORUM ENERGY TECHNOLOGIES IN | 34984VAC4 | NOTE 9.000% 8/0 | 11,136 | $10,924 | dollars as filed | principal |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 3,361 | $10,923 | dollars as filed | |
| WORLD WRESTLING ENTMT INC | 98156QAB4 | BOND | 3,000 | $10,919 | dollars as filed | principal |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 4,213 | $10,912 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A503 | VIDENT US EQUITY | 244 | $10,899 | dollars as filed | |
| ISHARES TR | 46435G441 | ESG ADVNCD HY BD | 245 | $10,871 | dollars as filed | |
| VOLCON INC | 92864V103 | COM | 7,160 | $10,740 | dollars as filed | |
| ISPECIMEN INC COM NEW | 45032V108 | Stock | 8,000 | $10,720 | dollars as filed | |
| UBS AG LONDON BRANCH | 90274D416 | ETRACS MARKETVEC | 630 | $10,697 | dollars as filed | |
| SKY HARBOUR GROUP CORPORATIO | 83085C115 | *W EXP 01/25/202 | 22,000 | $10,685 | dollars as filed | |
| EVELO BIOSCIENCES INC | 299734103 | COM | 58,612 | $10,591 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G524 | ALERIAN GLXY BLK | 943 | $10,590 | dollars as filed | |
| GLEN BURNIE BANCORP | 377407101 | COM | 1,459 | $10,563 | dollars as filed | |
| INDEPENDENCE CONTRACT DRILLI | 453415606 | COM | 3,232 | $10,537 | dollars as filed | |
| PORTAGE BIOTECH INC | G7185A128 | COM | 3,410 | $10,537 | dollars as filed | |
| ATLIS MOTOR VEHICLES INC | 049506108 | CLASS A COM | 18,178 | $10,482 | dollars as filed | |
| GREENLAND TECHNOLOGIES HLDG | G4095T107 | ORD SHS CL A | 6,405 | $10,440 | dollars as filed | |
| RICE ACQUISITION CORP II | G75529100 | SHS CL A | 1,020 | $10,440 | dollars as filed | |
| ETON PHARMACEUTICALS INC | 29772L108 | COMMON STOCK | 2,704 | $10,410 | dollars as filed | |
| United Homes Group Inc. CL A | 91060H108 | COM | 500 | $10,400 | dollars as filed | |
| PROSHARES TR | 74347G358 | ULTRASHORT ENRGY | 797 | $10,393 | dollars as filed | |
| GLIMPSE GROUP INC | 37892C106 | COM | 2,734 | $10,280 | dollars as filed | |
| NOVAN INC COM NEW | 66988N205 | Stock | 7,852 | $10,208 | dollars as filed | |
| GENERATIONS BANCORP NY INC | 37149G108 | COM | 998 | $10,180 | dollars as filed | |
| ETF MANG ETHO CLIMATE LEDRSHP US ETF | 26924G888 | UIT EXCHANGE TRADED | 195 | $10,174 | dollars as filed | |
| CHECK CAP LTD | M2361E179 | SHS | 7,091 | $10,140 | dollars as filed | |
| EDTECHX HOLDINGS ACQU CORP I | 28139A201 | UNIT 08/31/2027 | 1,011 | $10,140 | dollars as filed | |
| GUINNESS ATKINSON FDS | 402031843 | ASIA PAC ETF | 739 | $10,113 | dollars as filed | |
| CYBERARK SOFTWARE LTD | 23248VAB1 | NOTE 11/1 | 9,000 | $10,071 | dollars as filed | principal |
| PLURI INC | 72942G104 | COM | 9,864 | $10,061 | dollars as filed | |
| SOCIAL CAP SUVRETTA HLDS CP | G8253Y105 | CLASS A ORD SHS | 979 | $10,005 | dollars as filed | |
| AMERICAN CENTURY ETF TR QUALITY DIVERSIFIED INTL | 025072406 | ETF | 229 | $9,991 | dollars as filed | |
| PROSPECTOR CAPITAL CORP | G7273A121 | UNIT 01/01/2030 | 1,000 | $9,930 | dollars as filed | |
| GLOBAL X FDS | 37954Y145 | CANNABIS ETF NEW | 1,083 | $9,845 | dollars as filed | |
| LISTED FDS TR | 53656F862 | SHARES CORE BD | 462 | $9,726 | dollars as filed | |
| DYADIC INTL INC DEL | 26745T101 | COM | 5,454 | $9,708 | dollars as filed | |
| HANNON ARMSTRONG SUST INFR C | 41068XAD2 | BOND | 10,000 | $9,707 | dollars as filed | principal |
| ELECTRA BATTERY MATERIALS CO | 28474P201 | COM | 4,727 | $9,690 | dollars as filed | |
| SAREPTA THERAPEUTICS INC | 803607AB6 | DBCV 1.500%11/1 | 5,000 | $9,660 | dollars as filed | principal |
| CLOOPEN GROUP HOLDING LIMITED ADS | 18900M203 | ADR | 5,550 | $9,602 | dollars as filed | |
| Benitec Biopharma, Inc. | 08205P100 | common | 45,500 | $9,550 | dollars as filed | |
| EVE HLDG INC | 29970N104 | COM | 1,316 | $9,528 | dollars as filed | |
| NIOCORP DEVS LTD | 654484609 | COM NEW | 1,497 | $9,521 | dollars as filed | |
| BOGOTA FINL CORP | 097235105 | COM | 952 | $9,520 | dollars as filed | |
| PEAR THERAPEUTICS INC | 704723105 | COM | 37,296 | $9,511 | dollars as filed | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 4,685 | $9,510 | dollars as filed | |
| NCS MULTISTAGE HLDGS INC | 628877201 | COM NEW | 396 | $9,385 | dollars as filed | |
| PROSHARES TR | 74347G556 | FUND | 535 | $9,309 | dollars as filed | |
| J & FRIENDS HOLDINGS LTD | 72352G206 | SPONSORED ADS | 8,386 | $9,225 | dollars as filed | |
| IMMURON LTD | 45254U101 | SPONSORED ADR | 4,900 | $9,188 | dollars as filed | |
| PROSHARES TR II | 74347Y847 | FUND | 494 | $9,168 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C862 | INNOVATOR DEEPW | 257 | $9,112 | dollars as filed | |
| HUMANIGEN INC | 444863203 | COM NEW | 63,214 | $9,072 | dollars as filed | |
| AMERICAN RES CORP | 02927U208 | CL A | 6,013 | $9,020 | dollars as filed | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAH1 | NOTE 1.500% 6/1 | 9,000 | $9,019 | dollars as filed | principal |
| CBDMD INC | 12482W200 | 8% SER A CUM PFD | 2,700 | $9,018 | dollars as filed | |
| IQIYI INC | 46267XAE8 | NOTE 4.000%12/1 | 10,000 | $9,015 | dollars as filed | principal |
| SPDR SERIES TRUST | 78464A110 | CMN | 75 | $8,970 | dollars as filed | |
| PACER FDS TR | 69374H626 | CSOP FTSE CHINA | 550 | $8,948 | dollars as filed | |
| OPAL FUELS INC | 68347P103 | CLASS A COM | 1,274 | $8,880 | dollars as filed | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 5,720 | $8,867 | dollars as filed | |
| SYSTEM1 INC | 87200P109 | COM | 2,058 | $8,849 | dollars as filed | |
| PYXIS TANKERS INC | Y71726130 | COM NEW | 1,800 | $8,838 | dollars as filed | |
| HOPE BANCORP INC | 43940TAB5 | NOTE 2.000% 5/1 | 9,000 | $8,708 | dollars as filed | principal |
| BARNWELL INDS INC | 068221100 | COM | 3,924 | $8,633 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092527 | SML MID MLTFCT | 267 | $8,613 | dollars as filed | |
| GREENIDGE GENERATION HLDGS I | 39531G100 | COM | 19,007 | $8,591 | dollars as filed | |
| CALAMP CORP | 128126AD1 | BOND | 10,000 | $8,574 | dollars as filed | principal |
| LASER PHOTONICS CORP | 51807Q100 | COM | 1,835 | $8,569 | dollars as filed | |
| GLOBAL X BLOCKCHAIN ETF | 37960A735 | ETF | 384 | $8,543 | dollars as filed | |
| VISIONSYS AI INC | 876108200 | SPONSORED ADS | 2,592 | $8,528 | dollars as filed | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 1,407 | $8,498 | dollars as filed | |
| PEBBLEBROOK HOTEL TR | 70509VAA8 | NOTE 1.750%12/1 | 10,000 | $8,465 | dollars as filed | principal |
| CAPITAL GRP FIXED INCM ETF T | 14020Y102 | CORE PLUS INCM | 366 | $8,341 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C466 | GRWT100 PWR BF | 220 | $8,340 | dollars as filed | |
| LIZHI INC | 53933L104 | ADS | 11,050 | $8,335 | dollars as filed | |
| BEST INC | 08653C502 | SPONSORED ADS | 10,534 | $8,321 | dollars as filed | |
| ANGHAMI INC | G0369L101 | ORD SHS | 5,011 | $8,318 | dollars as filed | |
| ALPS ETF TR | 00162Q510 | ACTIVE EQTY OPPT | 200 | $8,314 | dollars as filed | |
| ETF MANAGERS TR | 26924G706 | WEDBUSH VID GAME | 135 | $8,257 | dollars as filed | |
| PRESIDIO PPTY TR INC | 74102L303 | COM CL A | 7,962 | $8,213 | dollars as filed | |
| ALLEGO N V | N0796A100 | COM | 3,389 | $8,167 | dollars as filed | |
| ATHENEX INC | 04685N202 | COM NEW | 6,134 | $8,158 | dollars as filed | |
| WIDEPOINT CORP | 967590209 | COMMON | 4,500 | $8,145 | dollars as filed | |
| PROSHARES TR | 74347G671 | NASDAQ100 DORSEY | 250 | $8,085 | dollars as filed | |
| PROSPECTOR CAPITAL CORP | G7273A105 | COM | 813 | $8,065 | dollars as filed | |
| SUPER LEAGUE ENTERPRISE INC COM | 86804F202 | Stock | 14,456 | $8,020 | dollars as filed | |
| ISHARES SYSTEMATIC BOND ETF | 46435U796 | COM | 94 | $7,998 | dollars as filed | |
| LGL GROUP INC | 50186A108 | COM | 1,861 | $7,965 | dollars as filed | |
| ALPS ETF TR | 00162Q528 | DYNAM US ETF | 185 | $7,965 | dollars as filed | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 38,404 | $7,950 | dollars as filed | |
| TRAWS PHARMA INC COM NEW | 68232V801 | Stock | 10,862 | $7,937 | dollars as filed | |
| ETFIS SER TR I | 26923G707 | VIRTUS NEWFLEET | 358 | $7,922 | dollars as filed | |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 14,820 | $7,899 | dollars as filed | |
| CENTRAL PUERTO S A | 155038201 | SPONSORED ADR | 1,454 | $7,866 | dollars as filed | |
| CARLYLE CREDIT INCOME FUND | 92535C104 | SHS BEN INT | 800 | $7,848 | dollars as filed | |
| UNITED GUARDIAN INC | 910571108 | COM | 829 | $7,793 | dollars as filed | |
| KATAPULT HOLDINGS INC | 485859102 | COM | 17,439 | $7,774 | dollars as filed | |
| ENGINE GAMING AND MEDIA INC | 29287W102 | COM | 5,750 | $7,763 | dollars as filed | |
| FUNDX INVT TR | 360876809 | FUNDX ETF | 161 | $7,737 | dollars as filed | |
| SELLAS LIFE SCIENCES GROUP I | 81642T209 | COM NEW | 5,400 | $7,722 | dollars as filed | |
| REGENCELL BIOSCIENCE HLDGS LTD ORDINARY SHARES | G7487R100 | Stock | 297 | $7,686 | dollars as filed | |
| SWVL HOLDINGS CORP | G86302125 | CLASS A ORD NEW | 5,727 | $7,617 | dollars as filed | |
| SAB BIOTHERAPEUTICS INC | 78397T103 | COM | 17,306 | $7,614 | dollars as filed | |
| FLEXSHARES TR | 33939L811 | COM | 378 | $7,581 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P707 | RIVR FRNT DYN | 140 | $7,493 | dollars as filed | |
| ORGENESIS INC | 68619K204 | COM | 6,330 | $7,469 | dollars as filed | |
| LIPOCINE INC NEW | 53630X104 | CMN | 23,481 | $7,469 | dollars as filed | |
| GREENTREE HOSPITALITY GROUP | 39579V100 | SPONSORED ADS | 1,668 | $7,423 | dollars as filed | |
| CAMBER ENERGY INC | 13200M607 | COM | 4,693 | $7,415 | dollars as filed | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 1,746 | $7,333 | dollars as filed | |
| STATE STREET SPDR RUSSELL YIELD F | 78468R770 | ETF | 77 | $7,262 | dollars as filed | |
| NULL | 032108854 | NULL | 1,723 | $7,255 | dollars as filed | |
| FLEXSHARES TR | 33939L746 | US QUALITY CAP | 159 | $7,223 | dollars as filed | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 45,040 | $7,206 | dollars as filed | |
| WILLIAMS INDUSTRIAL SERVICES | 96951A104 | COMMON STOCK | 6,967 | $7,176 | dollars as filed | |
| NABRIVA THERAPEUTICS PLC SHS NEW 2022 | G63637139 | Common Stock | 4,108 | $7,176 | dollars as filed | |
| GRUPO SIMEC SAB DE C V | 400491106 | ADR | 195 | $7,164 | dollars as filed | |
| AFFINITY BANCSHARES INC | 00832E103 | COM | 500 | $7,160 | dollars as filed | |
| MEIHUA INTL MED TECHNOLOGIES | G5966G108 | ORD SHS | 1,096 | $7,113 | dollars as filed | |
| SOBR SAFE INC | 833592207 | COM NEW | 3,203 | $7,111 | dollars as filed | |
| CLENE INC | 185634102 | COM | 6,289 | $7,107 | dollars as filed | |
| MEIWU TECHNOLOGY COMPANY LTD | G9604C107 | ORD SHS | 40,100 | $7,074 | dollars as filed | |
| LIFEMD INC | 53216B104 | COM | 4,134 | $7,028 | dollars as filed | |
| VIA OPTRONICS AG | 91823Y109 | SPONSORED ADS | 2,600 | $7,020 | dollars as filed | |
| HUB CYBER SECURITY LTD | M6000J101 | ORD SHS | 5,385 | $7,001 | dollars as filed | |
| REGENETP INC XXX | 731094207 | COM | 13,835 | $6,973 | dollars as filed | |
| SPRUCE BIOSCIENCES INC | 85209E109 | COM | 3,150 | $6,962 | dollars as filed | |
| DRAGONFLY ENERGY HOLDINGS CO | 26145B106 | COM | 2,288 | $6,864 | dollars as filed | |
| T2 BIOSYSTEMS INC | 89853L203 | COM NEW | 14,895 | $6,852 | dollars as filed | |
| LEAFLY HOLDINGS INC | 52178J105 | COM | 16,914 | $6,764 | dollars as filed | |
| QTREX QUANTUM LTD | M53637100 | SHS | 4,999 | $6,749 | dollars as filed | |
| PROSHARES TR | 74347R669 | PSHS ULT SEMICDT | 233 | $6,736 | dollars as filed | |
| ELECTRO-SENSORS INC | 285233102 | COM | 1,500 | $6,705 | dollars as filed | |
| FINWISE BANCORP | 31813A109 | COMMON STOCK | 760 | $6,696 | dollars as filed | |
| KNOW LABS INC | 499238103 | COM NEW | 7,500 | $6,677 | dollars as filed | |
| NEWAMSTERDAM PHARMA CO NV | N62509109 | COMMON STOCK | 503 | $6,670 | dollars as filed | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 5,166 | $6,612 | dollars as filed | |
| KRANESHARES TR | 500767702 | BLOOMBERG CHIINA | 208 | $6,590 | dollars as filed | |
| INHIBIKASE THERAPEUTICS INC | 45719W106 | COM | 10,000 | $6,576 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P871 | CMN | 230 | $6,553 | dollars as filed | |
| LISTED FDS TR | 53656F706 | ROUNDHILL VIDEO | 435 | $6,551 | dollars as filed | |
| WEREWOLF THERAPEUTICS INC | 95075A107 | CMN | 2,500 | $6,500 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-23-000325 | this filing | 2023-05-15 | acceptance time not in the bulk data set |