13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2023-03-31, filed 2023-05-15, with 7,708 holding rows worth $932,643,867,833.
- Accession
- 0000895421-23-000325
- Filer
- CIK 895421
- Filed
- 2023-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2023
A combination report, 44,083 entries on the cover page, a total value of $932,643,867,833 stated on the cover page (in dollars after the unit check, H1), rows summing to $932,643,867,833 with VALUE read as dollars as filed, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerCook Street Consulting, Inc.028-22389
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMORGAN STANLEY CAPITAL SERVICES, LLC028-21416
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMORGAN STANLEY LATAM LLC028-11533
- included managerFundlogic Sas028-15873
- included managerMorgan Stanley Wealth Management Australia Pty Ltd028-19344
- included managerMorgan Stanley Bank Asia Ltd028-17710
- included managerETRADE Capital Management LLC028-14182
- included managerMorgan Stanley Bank, N.A.028-22054
- included managerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
- included managerEATON VANCE MANAGEMENT028-04139
- included managerCalvert Research & Management028-23036
- included managerATLANTA CAPITAL MANAGEMENT CO L L C028-05936
- included managerBOSTON MANAGEMENT & RESEARCH028-23040
- included managerEaton Vance Advisers International Ltd028-23139
- included managerMS Capital Partners Adviser Inc028-15520
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CARA THERAPEUTICS INC | 140755109 | COM | 380,020 | $1,865,900 | dollars as filed | |
| OPTIMIZERX CORP | 68401U204 | COM NEW | 127,337 | $1,862,941 | dollars as filed | |
| TILRAY BRANDS INC | 88688TAB6 | NOTE 5.000%10/0 | 1,891,000 | $1,859,817 | dollars as filed | principal |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 266,929 | $1,857,826 | dollars as filed | |
| EVGO INC | 30052F100 | CL A COM | 237,877 | $1,853,062 | dollars as filed | |
| GLOBAL X SUPERDIVIDEND REIT ETF | 37960A651 | ETF | 85,112 | $1,852,888 | dollars as filed | |
| NATIONAL VISION HLDGS INC | 63845RAB3 | NOTE 2.500% 5/1 | 1,936,000 | $1,852,752 | dollars as filed | principal |
| EXACT SCIENCES CORP | 30063PAB1 | NOTE 0.375% 3/1 | 1,980,000 | $1,842,350 | dollars as filed | principal |
| DIEBOLD NXDF INC | 253651103 | COM | 1,534,001 | $1,840,804 | dollars as filed | |
| NCL CORP LTD | 62886HBK6 | NOTE 2.500% 2/1 | 2,450,000 | $1,838,725 | dollars as filed | principal |
| V2X INC | 92242T101 | COM | 46,191 | $1,834,728 | dollars as filed | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 29,072 | $1,832,989 | dollars as filed | |
| OFS CAPITAL CORP | 67103B100 | COM | 178,125 | $1,832,906 | dollars as filed | |
| STERLING CHECK CORP | 85917T109 | COM | 163,861 | $1,827,050 | dollars as filed | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 62,319 | $1,826,583 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E180 | S&P SMLCP DISC | 20,613 | $1,825,578 | dollars as filed | |
| Vanguard Total World Bond ETF | 92206C565 | SHS | 26,447 | $1,824,314 | dollars as filed | |
| GLOBAL X FDS | 37954Y319 | CMN | 59,783 | $1,815,012 | dollars as filed | |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 72,364 | $1,810,547 | dollars as filed | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 84,233 | $1,810,167 | dollars as filed | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 102,370 | $1,809,904 | dollars as filed | |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 162,747 | $1,809,746 | dollars as filed | |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 91,185 | $1,805,463 | dollars as filed | |
| PARAGON 28 INC | 69913P105 | COM | 105,738 | $1,804,948 | dollars as filed | |
| Aussie $ ETF | 46090N103 | ETF | 27,232 | $1,803,166 | dollars as filed | |
| AXS SHORT INNOVATION | 46144X628 | EXCHANGE TRADED | 44,976 | $1,802,638 | dollars as filed | |
| ERMENEGILDO ZEGNA NV | N30577105 | COMMON STOCK | 131,719 | $1,796,647 | dollars as filed | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 189,790 | $1,793,516 | dollars as filed | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 50,516 | $1,789,295 | dollars as filed | |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 40,332 | $1,786,305 | dollars as filed | |
| RIMINI STR INC DEL | 76674Q107 | COM | 432,490 | $1,781,859 | dollars as filed | |
| SCULLY ROYALTY LTD | G7T96K107 | COM SHS | 265,419 | $1,778,307 | dollars as filed | |
| DANIMER SCIENTIFIC INC | 236272100 | COM CL A | 515,318 | $1,777,846 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V609 | US TARGETED VLU | 39,863 | $1,773,904 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 38,907 | $1,773,769 | dollars as filed | |
| CRONOS GROUP INC | 22717L101 | COM | 910,675 | $1,766,710 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460G781 | DAI GOL BUL ETF | 42,067 | $1,763,870 | dollars as filed | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 55,798 | $1,762,670 | dollars as filed | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 74,428 | $1,761,711 | dollars as filed | |
| PREMIER FINANCIAL CORP | 74052F108 | COMMON STOCK | 84,784 | $1,757,572 | dollars as filed | |
| High Templar Tech Limit | 747798106 | COM | 1,464,551 | $1,757,462 | dollars as filed | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 175,440 | $1,745,628 | dollars as filed | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 55,677 | $1,738,793 | dollars as filed | |
| PRIMIS FINANCIAL CORP | 74167B109 | COMMON STOCK | 180,291 | $1,736,208 | dollars as filed | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 334,320 | $1,735,121 | dollars as filed | |
| VIRTUS DIVERSIFIED INCM & CO | 92840N100 | COM | 89,716 | $1,732,416 | dollars as filed | |
| RECURSION PHARMACEUTICALS IN | 75629V104 | CL A | 259,367 | $1,729,978 | dollars as filed | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 127,756 | $1,720,873 | dollars as filed | |
| BLACKLINE INC | 09239BAB5 | NOTE 0.125% 8/0 | 1,570,000 | $1,720,280 | dollars as filed | principal |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 320,787 | $1,719,418 | dollars as filed | |
| EXACT SCIENCES CORP | 30063PAA3 | NOTE 1.000% 1/1 | 1,503,000 | $1,718,801 | dollars as filed | principal |
| ALPS ETF TR | 00162Q478 | DISRUPTIVE TECH | 46,064 | $1,713,088 | dollars as filed | |
| STAGWELL INC | 85256A109 | COM CL A | 230,663 | $1,711,519 | dollars as filed | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 86,675 | $1,703,183 | dollars as filed | |
| CULLINAN THERAPEUTICS INC | 230031106 | COM | 165,948 | $1,697,648 | dollars as filed | |
| CAMBRIDGE BANCORP | 132152109 | COM | 26,193 | $1,697,568 | dollars as filed | |
| SUNOPTA INC | 8676EP108 | COM | 220,403 | $1,697,104 | dollars as filed | |
| GREIF INC | 397624206 | CL B | 22,136 | $1,693,877 | dollars as filed | |
| CPI CARD GROUP INC | 12634H200 | COMMON STOCK | 37,587 | $1,691,791 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V712 | BLOO MVP MUL ETF | 15,260 | $1,685,649 | dollars as filed | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 35,720 | $1,685,320 | dollars as filed | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 33,692 | $1,682,242 | dollars as filed | |
| TERNS PHARMACEUTICALS INC COM | 880881107 | Stock | 141,936 | $1,680,523 | dollars as filed | |
| KRANESHARES TRUST | 500767678 | INDX FD | 42,354 | $1,679,336 | dollars as filed | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 92,222 | $1,674,752 | dollars as filed | |
| CABALETTA BIO INC | 12674W109 | COMMON STOCK | 202,356 | $1,673,484 | dollars as filed | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 72,750 | $1,664,521 | dollars as filed | |
| NEXTERA ENERGY INC | 65339F713 | CONV | 35,896 | $1,663,780 | dollars as filed | |
| FiscalNote Holdings Inc | 337655104 | Common Stock | 744,407 | $1,660,027 | dollars as filed | |
| BLUEBIRD BIO INC | 09609G100 | COM | 519,657 | $1,652,510 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V803 | DORSEY WRGT CSMR | 23,956 | $1,646,491 | dollars as filed | |
| PROSHARES TR | 74347G739 | FUND | 93,702 | $1,646,344 | dollars as filed | |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 1,213,441 | $1,638,147 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 82,818 | $1,632,095 | dollars as filed | |
| CENTER COAST BRKFLD MLP ENRGY SHS BEN INT | 151461209 | CEF | 84,635 | $1,629,235 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092816 | MOMENTUM FACTR | 36,484 | $1,629,043 | dollars as filed | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 200,025 | $1,626,205 | dollars as filed | |
| VERA BRADLEY INC | 92335C106 | COM | 270,099 | $1,617,892 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E123 | S&P SMLCP INDL | 16,946 | $1,617,121 | dollars as filed | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 221,646 | $1,613,583 | dollars as filed | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 79,896 | $1,613,101 | dollars as filed | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 88,177 | $1,610,994 | dollars as filed | |
| CUREVAC N V | N2451R105 | COM | 230,252 | $1,604,856 | dollars as filed | |
| NAVITAS SEMICONDUCTOR CORP COM | 63942X106 | Stock | 219,379 | $1,603,660 | dollars as filed | |
| GARRETT MOTION INC | 366505105 | COM | 209,217 | $1,602,610 | dollars as filed | |
| ATEA PHARMACEUTICALS INC | 04683R106 | COMMON STOCK | 477,185 | $1,598,571 | dollars as filed | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 123,404 | $1,598,083 | dollars as filed | |
| CITY OFFICE REIT INC | 178587101 | COM | 231,029 | $1,594,103 | dollars as filed | |
| SANA BIOTECHNOLOGY INC | 799566104 | COM | 485,741 | $1,588,373 | dollars as filed | |
| SILICON LABORATORIES INC | 826919AD4 | NOTE 0.625% 6/1 | 1,063,000 | $1,587,920 | dollars as filed | principal |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 1,599,000 | $1,587,136 | dollars as filed | principal |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 14,725 | $1,583,852 | dollars as filed | |
| SCULPTOR CAP MGMT | 811246107 | COM CL A | 183,611 | $1,580,893 | dollars as filed | |
| RMR GROUP INC | 74967R106 | CL A | 60,074 | $1,576,345 | dollars as filed | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 1,039,628 | $1,569,839 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430305 | ACTIVEBETA EUR | 47,396 | $1,567,452 | dollars as filed | |
| NUVEEN GA DIVID | 67072B107 | COM | 154,018 | $1,566,363 | dollars as filed | |
| ALTAIR ENGR INC | 021369AA1 | BOND | 1,000,000 | $1,562,000 | dollars as filed | principal |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 402,113 | $1,560,199 | dollars as filed | |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 48,439 | $1,559,736 | dollars as filed | |
| SOUNDTHINKING INC | 82536T107 | COM | 39,589 | $1,556,640 | dollars as filed | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 210,573 | $1,554,030 | dollars as filed | |
| IBEX LTD | G4690M101 | COMMON STOCK | 63,487 | $1,549,083 | dollars as filed | |
| OATLY GROUP AB | 67421J108 | SPONSORED ADS | 639,279 | $1,547,055 | dollars as filed | |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 16,878 | $1,546,590 | dollars as filed | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 196,480 | $1,546,298 | dollars as filed | |
| SKEENA RES LTD NEW | 83056P715 | COM | 252,289 | $1,541,486 | dollars as filed | |
| PROSHARES TR | 74347B185 | FUND | 115,555 | $1,540,348 | dollars as filed | |
| GROUPON INC | 399473206 | COM NEW | 364,740 | $1,535,556 | dollars as filed | |
| VUZIX CORP | 92921W300 | COM NEW | 370,450 | $1,533,664 | dollars as filed | |
| MIMEDX GROUP INC | 602496101 | COM | 447,940 | $1,527,475 | dollars as filed | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 44,950 | $1,527,401 | dollars as filed | |
| UNISYS CORP | 909214306 | COMMON STOCK | 391,161 | $1,517,706 | dollars as filed | |
| JPMORGAN BETABUILDERS US AGGREGA ETF | 46641Q241 | COM | 32,321 | $1,517,495 | dollars as filed | |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 260,941 | $1,516,067 | dollars as filed | |
| Direxion Daily S&P 500 Bear 3X Shares | 25460E265 | ETF | 85,498 | $1,514,170 | dollars as filed | |
| SAPIENS INTL CORP N V SHS | G7T16G103 | Stock | 69,694 | $1,513,753 | dollars as filed | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 137,833 | $1,507,893 | dollars as filed | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 191,776 | $1,507,359 | dollars as filed | |
| CHASE CORP | 16150R104 | COM | 14,370 | $1,504,975 | dollars as filed | |
| RIVERNORTH MANAGED DUR MUN I | 76882M104 | COM | 99,838 | $1,504,559 | dollars as filed | |
| WESTROCK COFFEE CO | 96145W103 | COM | 122,687 | $1,501,690 | dollars as filed | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 581,803 | $1,501,053 | dollars as filed | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 142,360 | $1,497,627 | dollars as filed | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 119,341 | $1,496,536 | dollars as filed | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 146,498 | $1,495,752 | dollars as filed | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 158,190 | $1,486,985 | dollars as filed | |
| POSEIDA THERAPEUTICS INC | 73730P108 | COM | 481,826 | $1,484,025 | dollars as filed | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 35,722 | $1,482,464 | dollars as filed | |
| Surmodics Inc | 868873100 | Common Stock | 65,036 | $1,481,520 | dollars as filed | |
| CIVEO CORP | 17878Y207 | COMMON STOCK | 71,719 | $1,480,998 | dollars as filed | |
| INVESCO | 46138J544 | EXCHANGE TRADED | 58,741 | $1,474,399 | dollars as filed | |
| NLIGHT INC | 65487K100 | COM | 144,578 | $1,471,804 | dollars as filed | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 140,577 | $1,470,435 | dollars as filed | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 274,079 | $1,466,323 | dollars as filed | |
| NEVRO CORP | 64157FAC7 | NOTE 2.750% 4/0 | 1,574,000 | $1,463,820 | dollars as filed | principal |
| INVESCO EXCHANGE TRADED FD T | 46137V860 | DORSEY WRGT FINL | 36,684 | $1,461,857 | dollars as filed | |
| INVESCO EXCHANGE-TRADED FUND TRUST INVESCO DORSEY WRIGHT UTILITIES MOMENTUM ETF | 46137V795 | ETF | 43,985 | $1,460,139 | dollars as filed | |
| BANCO BBVA ARGENTINA S A | 058934100 | SPONSORED ADS | 371,905 | $1,457,868 | dollars as filed | |
| ARKO CORP | 041242108 | COMMON STOCK | 171,407 | $1,455,250 | dollars as filed | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 114,425 | $1,452,053 | dollars as filed | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 42,004 | $1,447,460 | dollars as filed | |
| Q2 HLDGS INC | 74736LAF6 | NOTE 0.125%11/1 | 1,749,000 | $1,440,459 | dollars as filed | principal |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 93,012 | $1,439,826 | dollars as filed | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 156,000 | $1,438,320 | dollars as filed | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 1,452,332 | $1,438,070 | dollars as filed | principal |
| BLOCK INC | 852234AD5 | NOTE 0.500% 5/1 | 1,400,000 | $1,437,842 | dollars as filed | principal |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 15,152 | $1,435,954 | dollars as filed | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 331,464 | $1,435,239 | dollars as filed | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 13,624 | $1,432,276 | dollars as filed | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 41,141 | $1,428,416 | dollars as filed | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 185,534 | $1,426,756 | dollars as filed | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 73,294 | $1,426,301 | dollars as filed | |
| ALX ONCOLOGY HOLDINGS INC | 00166B105 | COMMON STOCK | 314,186 | $1,420,123 | dollars as filed | |
| RIVERNORTH OPPOR MUNI INCM FD | 76883F108 | COM | 84,768 | $1,419,644 | dollars as filed | |
| ENACT HLDGS INC COM | 29249E109 | Stock | 62,055 | $1,418,579 | dollars as filed | |
| PETIQ INC | 71639T106 | COMMON STOCK | 123,721 | $1,415,368 | dollars as filed | |
| OZON HLDGS PLC ADR | 69269L104 | SPONSORED ADS | 150,451 | $1,414,991 | dollars as filed | |
| THE REALREAL INC | 88339P101 | COM | 1,122,999 | $1,414,978 | dollars as filed | |
| DIREXION SHS ETF TR | 25460G336 | DLY SEMICNDTR BR | 86,885 | $1,414,488 | dollars as filed | |
| Dimensional US Small Cap ETF | 25434V500 | COM | 26,771 | $1,410,832 | dollars as filed | |
| RENEW ENERGY GLOBAL PLC CL A SHS | G7500M104 | Stock | 250,330 | $1,406,855 | dollars as filed | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J834 | MULTFCTR EMRNG | 58,035 | $1,406,188 | dollars as filed | |
| DBX ETF TR | 233051820 | XTRACK MSCI ALL | 48,487 | $1,403,214 | dollars as filed | |
| 3D PRINTING ETF | 00214Q500 | ETF | 61,222 | $1,401,984 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V880 | WORLD EX US CORE | 60,773 | $1,401,425 | dollars as filed | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 28,844 | $1,401,242 | dollars as filed | |
| NUSCALE PWR CORP CL A COM | 67079K100 | Stock | 154,080 | $1,400,588 | dollars as filed | |
| ALIMERA SCIENCES INC | 016259202 | COM | 666,246 | $1,399,116 | dollars as filed | |
| ERASCA INC COM | 29479A108 | Stock | 464,375 | $1,397,768 | dollars as filed | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 160,439 | $1,395,819 | dollars as filed | |
| MIDDLEBY CORP | 596278AB7 | NOTE 1.000% 9/0 | 1,125,000 | $1,395,293 | dollars as filed | principal |
| Atour Lifestyle Holding | 04965M106 | COM | 53,139 | $1,392,773 | dollars as filed | |
| WIDEOPENWEST INC | 96758W101 | COM | 131,019 | $1,392,732 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 25,563 | $1,392,416 | dollars as filed | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 118,975 | $1,392,007 | dollars as filed | |
| IQ ULTRA SHORT DURATION ETF | 45409F819 | FUND | 29,262 | $1,389,945 | dollars as filed | |
| WILLDAN GROUP INC | 96924N100 | COM | 88,792 | $1,386,931 | dollars as filed | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 648,858 | $1,382,067 | dollars as filed | |
| REV Group Inc | 749527107 | Common Stock | 115,072 | $1,379,715 | dollars as filed | |
| CARDLYTICS INC | 14161W105 | COM | 406,028 | $1,378,465 | dollars as filed | |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 261,419 | $1,375,064 | dollars as filed | |
| WAYFAIR INC | 94419LAF8 | NOTE 1.000% 8/1 | 2,079,000 | $1,371,849 | dollars as filed | principal |
| VANECK ETF TRUST | 92189F841 | NATURAL RESOURC | 27,718 | $1,367,113 | dollars as filed | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 43,378 | $1,364,672 | dollars as filed | |
| SOVOS BRANDS INC | 84612U107 | COM | 81,776 | $1,364,024 | dollars as filed | |
| DBX ETF TR | 233051697 | XTRACK MSCI EURO | 34,256 | $1,359,860 | dollars as filed | |
| SENDAS DISTRIBUIDORA S A | 81689T104 | SPON ADS | 88,255 | $1,359,138 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G201 | S&P SMLCP MATL | 20,060 | $1,354,746 | dollars as filed | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 55,051 | $1,353,715 | dollars as filed | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 429,108 | $1,347,399 | dollars as filed | |
| SUMMIT THERAPEUTICS INC | 86627T108 | COM | 769,771 | $1,347,098 | dollars as filed | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 130,746 | $1,338,838 | dollars as filed | |
| Bridgebio Pharma Inc Note 2.250 percent 2/0 | 10806XAD4 | Convertible | 2,100,000 | $1,338,435 | dollars as filed | principal |
| CLEANSPARK INC | 18452B209 | COM NEW | 481,247 | $1,337,867 | dollars as filed | |
| INVESCO DB US DLR INDEX TR | 46141D104 | BEARISH FD | 71,124 | $1,334,997 | dollars as filed | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 143,459 | $1,325,562 | dollars as filed | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 24,128 | $1,324,536 | dollars as filed | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 16,926 | $1,323,107 | dollars as filed | |
| PLANET LABS PBC | 72703X106 | COM CL A | 336,318 | $1,321,730 | dollars as filed | |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 235,105 | $1,321,290 | dollars as filed | |
| RACKSPACE TECHNOLOGY INC | 750102105 | COM | 702,333 | $1,320,386 | dollars as filed | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 53,079 | $1,319,562 | dollars as filed | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 271,221 | $1,318,137 | dollars as filed | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 38,867 | $1,315,652 | dollars as filed | |
| AIX INC | 30712A103 | SPONSORED ADS | 151,030 | $1,310,945 | dollars as filed | |
| DYNE THERAPEUTICS INC COM | 26818M108 | Stock | 113,630 | $1,309,017 | dollars as filed | |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 63,301 | $1,306,533 | dollars as filed | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 167,644 | $1,305,947 | dollars as filed | |
| OBSIDIAN ENERGY LTD | 674482203 | COM | 203,844 | $1,304,601 | dollars as filed | |
| ACCEL ENTERTAINMENT INC | 00436Q106 | COMMON STOCK | 143,201 | $1,304,560 | dollars as filed | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 11,695 | $1,303,289 | dollars as filed | |
| CHIMERIX INC COM | 16934W106 | Stock | 1,033,576 | $1,302,306 | dollars as filed | |
| KAMAN CORP | 483548AF0 | BOND | 1,381,000 | $1,302,283 | dollars as filed | principal |
| NEKTAR THERAPEUTICS | 640268108 | COM | 1,847,425 | $1,298,555 | dollars as filed | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 214,097 | $1,295,288 | dollars as filed | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 113,580 | $1,294,812 | dollars as filed | |
| CION INVT CORP | 17259U204 | COM | 130,710 | $1,290,108 | dollars as filed | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 120,055 | $1,280,987 | dollars as filed | |
| BAR HBR BANKSHARES | 066849100 | COM | 48,411 | $1,280,469 | dollars as filed | |
| BANDWIDTH INC | 05988JAD5 | NOTE 0.500% 4/0 | 2,000,000 | $1,280,000 | dollars as filed | principal |
| BUSINESS FIRST BANCSHARES | 12326C105 | COMMON STOCK | 74,631 | $1,278,428 | dollars as filed | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 388,301 | $1,277,510 | dollars as filed | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 194,614 | $1,276,667 | dollars as filed | |
| SOLID POWER INC CLASS A COM | 83422N105 | Stock | 423,889 | $1,275,905 | dollars as filed | |
| ALPINE INCOME PROPERTY TRUST | 02083X103 | REIT | 75,508 | $1,270,800 | dollars as filed | |
| CLAROS MORTGAGE TRUST INC | 18270D106 | REIT | 108,383 | $1,262,672 | dollars as filed | |
| CARTER BANKSHARES INC | 146103106 | COMMON STOCK | 90,149 | $1,262,086 | dollars as filed | |
| SUNRUN INC | 86771WAB1 | NOTE 2/0 | 1,909,000 | $1,260,895 | dollars as filed | principal |
| NORTHEAST BK PORTLAND ME | 66405S100 | COM | 37,339 | $1,256,831 | dollars as filed | |
| Y-mAbs Therapeutics Inc | 984241109 | Common Stock | 250,449 | $1,254,750 | dollars as filed | |
| Inflarx Nv | N44821101 | COM | 645,032 | $1,251,362 | dollars as filed | |
| ORCHID IS CAP INC | 68571X301 | COM NEW | 116,451 | $1,249,522 | dollars as filed | |
| IDEAYA BIOSCIENCES INC COM | 45166A102 | Stock | 90,752 | $1,246,024 | dollars as filed | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 95,812 | $1,242,681 | dollars as filed | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 1,266,000 | $1,235,692 | dollars as filed | principal |
| NUSHARES ETF TR | 67092P854 | ESG HI TLD CRP | 59,336 | $1,231,382 | dollars as filed | |
| OMEROS CORP | 682143102 | COM | 264,306 | $1,229,023 | dollars as filed | |
| NVE CORP COM NEW | 629445206 | Stock | 14,791 | $1,227,572 | dollars as filed | |
| ZILLOW GROUP INC | 98954MAH4 | NOTE 2.750% 5/1 | 1,199,000 | $1,225,378 | dollars as filed | principal |
| INDUS REALTY TRUST INC | 45580R103 | TRUS | 18,481 | $1,225,104 | dollars as filed | |
| CLARUS CORP NEW | 18270P109 | COM | 129,124 | $1,220,221 | dollars as filed | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 379,707 | $1,215,062 | dollars as filed | |
| SNDL INC | 83307B101 | COM | 758,863 | $1,214,181 | dollars as filed | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 80,152 | $1,212,700 | dollars as filed | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 27,480 | $1,206,667 | dollars as filed | |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 1,057,558 | $1,205,616 | dollars as filed | |
| ACCURAY INC DEL | 004397105 | COM | 405,743 | $1,205,056 | dollars as filed | |
| HEADHUNTER GROUP PLC ADR | 42207L106 | COM | 80,134 | $1,204,421 | dollars as filed | |
| CARPARTS COM INC | 14427M107 | COM | 225,439 | $1,203,846 | dollars as filed | |
| KOREA FD INC | 500634209 | COM NEW | 54,568 | $1,198,733 | dollars as filed | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 188,063 | $1,197,961 | dollars as filed | |
| BRIGHTCOVE INC | 10921T101 | COM | 268,020 | $1,192,689 | dollars as filed | |
| ONITY GROUP INC | 675746606 | COMMON STOCK | 43,833 | $1,188,750 | dollars as filed | |
| RESERVOIR MEDIA INC | 76119X105 | COMMON STOCK | 182,111 | $1,187,364 | dollars as filed | |
| LIMONEIRA CO | 532746104 | COM | 71,252 | $1,187,059 | dollars as filed | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 109,185 | $1,183,565 | dollars as filed | |
| DASEKE INC | 23753F107 | COM | 152,383 | $1,177,921 | dollars as filed | |
| PROSHARES TR | 74347B169 | CMN | 37,143 | $1,176,690 | dollars as filed | |
| TURNING PT BRANDS INC | 90041LAE5 | CORP | 1,250,000 | $1,172,963 | dollars as filed | principal |
| VIZIO HOLDING CORP | 92858V101 | COMMON STOCK | 127,749 | $1,172,736 | dollars as filed | |
| CENOVUS ENERGY INC | 15135U117 | *W EXP 01/01/202 | 94,413 | $1,172,619 | dollars as filed | |
| EXAGEN INC | 30068X103 | COM | 481,072 | $1,169,005 | dollars as filed | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 112,326 | $1,168,190 | dollars as filed | |
| GLOBAL X FDS | 37954Y764 | MILLE CONSU ETF | 39,239 | $1,167,389 | dollars as filed | |
| BYRNA TECHNOLOGIES INC | 12448X201 | COM NEW | 153,300 | $1,163,547 | dollars as filed | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 149,868 | $1,162,976 | dollars as filed | |
| Akoustis Technologies Inc | 00973N102 | COM | 377,436 | $1,162,501 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X194 | SST SPDR MSCI | 41,148 | $1,162,493 | dollars as filed | |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 197,815 | $1,161,174 | dollars as filed | |
| Q2 HLDGS INC | 74736LAD1 | NOTE 0.750% 6/0 | 1,438,000 | $1,156,871 | dollars as filed | principal |
| ENFUSION INC | 292812104 | CL A | 110,114 | $1,156,199 | dollars as filed | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 105,722 | $1,154,484 | dollars as filed | |
| BLUE FOUNDRY BANCORP | 09549B104 | COM | 121,258 | $1,154,377 | dollars as filed | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 609,358 | $1,151,686 | dollars as filed | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 29,855 | $1,151,507 | dollars as filed | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 112,417 | $1,150,026 | dollars as filed | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 38,795 | $1,149,111 | dollars as filed | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 181,856 | $1,147,515 | dollars as filed | |
| NAUTILUS BIOTECHNOLOGY INC | 63909J108 | COM | 414,182 | $1,147,283 | dollars as filed | |
| ALTUS POWER INC | 02217A102 | COM CL A | 209,342 | $1,147,194 | dollars as filed | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 135,884 | $1,144,144 | dollars as filed | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 29,099 | $1,139,239 | dollars as filed | |
| VANECK ETF TRUST | 92189F601 | URANI NUCLE ETF | 20,457 | $1,136,577 | dollars as filed | |
| LCNB CORP | 50181P100 | COM | 69,446 | $1,134,749 | dollars as filed | |
| LYFT INC | 55087PAB0 | NOTE 1.500% 5/1 | 1,291,000 | $1,133,408 | dollars as filed | principal |
| CS DISCO INC | 126327105 | COM | 170,541 | $1,132,392 | dollars as filed | |
| SELECTQUOTE INC | 816307300 | COM | 521,532 | $1,131,726 | dollars as filed | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 72,830 | $1,128,866 | dollars as filed | |
| GEOPARK LTD USD SHS | G38327105 | Stock | 99,288 | $1,127,912 | dollars as filed | |
| PERELLA WEINBERG PARTNERS | 71367G102 | COMMON STOCK | 123,913 | $1,127,609 | dollars as filed | |
| BROOKDALE SR LIVING INC | 112463AC8 | NOTE 2.000%10/1 | 1,592,000 | $1,126,340 | dollars as filed | principal |
| AEMETIS INC | 00770K202 | COM NEW | 485,054 | $1,125,326 | dollars as filed | |
| ISHARES TR | 46436E833 | IBONDS 28 TRM TS | 50,000 | $1,124,500 | dollars as filed | |
| IGM BIOSCIENCES INC | 449585108 | COM | 81,684 | $1,122,338 | dollars as filed | |
| POINT BIOPHARMA GLOBAL INC | 730541109 | COM | 153,616 | $1,116,788 | dollars as filed | |
| ORGANOGENESIS HOLDINGS INC | 68621F102 | COMMON STOCK | 524,019 | $1,116,159 | dollars as filed | |
| Ouster Inc | 68989M103 | COM | 1,332,967 | $1,115,294 | dollars as filed | |
| ASTRIA THERAPEUTICS INC COM | 04635X102 | Stock | 83,849 | $1,115,192 | dollars as filed | |
| CONFLUENT INC | 20717MAB9 | NOTE 1/1 | 1,407,000 | $1,111,362 | dollars as filed | principal |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 90,942 | $1,110,402 | dollars as filed | |
| VIRTUS ETF TR II | 92790A504 | VIRTUS US QLTY | 40,263 | $1,107,696 | dollars as filed | |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 156,859 | $1,107,425 | dollars as filed | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 194,216 | $1,101,204 | dollars as filed | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 71,991 | $1,100,030 | dollars as filed | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 45,175 | $1,098,655 | dollars as filed | |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 180,165 | $1,091,800 | dollars as filed | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 128,711 | $1,087,119 | dollars as filed | |
| AVEPOINT INC COM CL A | 053604104 | Stock | 263,619 | $1,086,109 | dollars as filed | |
| TABOOLA.COM LTD | M8744T106 | ORD SHS | 399,152 | $1,085,694 | dollars as filed | |
| ALPS ETF TR | 00162Q361 | OSHS GBL INTER | 37,601 | $1,081,029 | dollars as filed | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 113,607 | $1,071,314 | dollars as filed | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 164,393 | $1,068,556 | dollars as filed | |
| JAMF HLDG CORP | 47074LAB1 | NOTE 0.125% 9/0 | 1,297,000 | $1,067,431 | dollars as filed | principal |
| DOCGO INC | 256086109 | COM | 123,387 | $1,067,298 | dollars as filed | |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 1,060,000 | $1,067,293 | dollars as filed | principal |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 14,867 | $1,064,329 | dollars as filed | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 18,387 | $1,064,241 | dollars as filed | |
| PROSHARES TR II | 74347Y854 | FUND | 117,585 | $1,064,144 | dollars as filed | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 47,657 | $1,063,704 | dollars as filed | |
| MIRUM PHARMACEUTICALS INC | 604749101 | COM | 44,194 | $1,061,540 | dollars as filed | |
| FS BANCORP INC | 30263Y104 | COM | 35,349 | $1,060,823 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 18,319 | $1,056,457 | dollars as filed | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 34,394 | $1,055,896 | dollars as filed | |
| LUMENTUM HLDGS INC | 55024UAD1 | NOTE 0.500%12/1 | 1,219,000 | $1,054,435 | dollars as filed | principal |
| VALENS SEMICONDUCTOR LTD | M9607U115 | ORDINARY SHARES | 329,934 | $1,052,489 | dollars as filed | |
| Pagaya Technologies Ltd. | M7S64L115 | CL A | 1,030,189 | $1,050,793 | dollars as filed | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 339,895 | $1,050,275 | dollars as filed | |
| MICROSTRATEGY INC | 594972AE1 | NOTE 2/1 | 2,000,000 | $1,046,340 | dollars as filed | principal |
| INDEXIQ ETF TR | 45409B396 | IQ U.S. SMALL CA | 32,982 | $1,045,859 | dollars as filed | |
| BELPOINTE PREP LLC | 080694102 | UNIT RP LTD LB A | 11,146 | $1,045,495 | dollars as filed | |
| IMMUNITYBIO INC | 45256X103 | COM | 573,766 | $1,044,254 | dollars as filed | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 441,992 | $1,043,101 | dollars as filed | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 72,382 | $1,039,406 | dollars as filed | |
| IMMUTEP LTD | 45257L108 | SPONSORED ADS | 616,760 | $1,036,156 | dollars as filed | |
| NIO INC | 62914VAB2 | NOTE 4.500% 2/0 | 800,000 | $1,031,600 | dollars as filed | principal |
| INVESCO EXCH TRADED FD TR II | 46138E156 | S&P SMLCP FINL | 23,800 | $1,031,568 | dollars as filed | |
| HUBSPOT INC | 443573AD2 | NOTE 0.375% 6/0 | 649,000 | $1,029,314 | dollars as filed | principal |
| HOLLEY INC | 43538H103 | COMMON STOCK | 375,627 | $1,029,217 | dollars as filed | |
| INFINERA CORP | 45667GAF0 | CNV | 761,000 | $1,027,350 | dollars as filed | principal |
| CYBIN INC | 23256X100 | COM | 2,657,604 | $1,023,178 | dollars as filed | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 39,602 | $1,022,920 | dollars as filed | |
| D-MARKET ELECTR SVCS TRY 0.2 | 23292B104 | SPONSORED ADS | 762,404 | $1,021,621 | dollars as filed | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 77,057 | $1,021,005 | dollars as filed | |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 27,375 | $1,017,803 | dollars as filed | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 132,170 | $1,017,710 | dollars as filed | |
| INTERCORP FINL SVCS INC | P5626F128 | SHS | 44,555 | $1,016,745 | dollars as filed | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 119,714 | $1,015,175 | dollars as filed | |
| BAUSCH PLUS LOMB CORP | 071705107 | COMMON SHARES | 58,272 | $1,014,516 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q340 | BETABUILDERS US | 13,443 | $1,013,716 | dollars as filed | |
| VANECK ETF TRUST | 92189F635 | ISRAEL ETF | 28,145 | $1,010,431 | dollars as filed | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 740,822 | $1,007,519 | dollars as filed | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 56,473 | $1,005,219 | dollars as filed | |
| EMPIRE PETE CORP | 292034303 | COM | 80,997 | $1,005,173 | dollars as filed | |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 1,188,083 | $1,004,049 | dollars as filed | |
| I-80 GOLD CORP | 44955L106 | COM | 409,697 | $1,003,758 | dollars as filed | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 41,019 | $1,001,694 | dollars as filed | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 156,870 | $1,000,831 | dollars as filed | |
| AMTD IDEA GROUP | 00180G205 | ADR | 637,401 | $1,000,720 | dollars as filed | |
| Nutanix Inc Note 0.250 percent 10/0 | 67059NAH1 | Convertible | 1,200,000 | $1,000,032 | dollars as filed | principal |
| PROSHARES TR | 74347G416 | ULTRASHRT S&P500 | 24,949 | $997,212 | dollars as filed | |
| CENTURY CASINOS INC | 156492100 | COM | 135,768 | $995,180 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647X806 | VS NASDQ NXT 50 | 38,684 | $993,018 | dollars as filed | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 47,639 | $990,895 | dollars as filed | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 42,695 | $990,096 | dollars as filed | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 67,239 | $988,413 | dollars as filed | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 142,848 | $987,080 | dollars as filed | |
| BED BATH & BEYOND INC | 075896100 | COM | 2,304,039 | $984,747 | dollars as filed | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 392,416 | $981,043 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460G831 | DAIL JR GOLD ETF | 23,223 | $979,546 | dollars as filed | |
| AXT INC | 00246W103 | COM | 245,858 | $978,516 | dollars as filed | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 24,863 | $978,380 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V175 | S&P SML600 GWT | 8,268 | $977,120 | dollars as filed | |
| TASEKO MINES LTD COM | 876511106 | Stock | 588,468 | $976,857 | dollars as filed | |
| ISHARES TR | 46429B408 | CMN | 36,223 | $976,572 | dollars as filed | |
| 908 DEVICES INC COM | 65443P102 | Stock | 113,337 | $974,697 | dollars as filed | |
| MALLINCKRODT PLC | G5890A102 | COM | 133,379 | $972,346 | dollars as filed | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 78,168 | $971,635 | dollars as filed | |
| NIO INC | 62914VAF3 | NOTE 0.500% 2/0 | 1,228,000 | $970,157 | dollars as filed | principal |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 769,810 | $969,959 | dollars as filed | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 234,830 | $969,848 | dollars as filed | |
| PRECIGEN INC | 74017N105 | COM | 912,249 | $966,984 | dollars as filed | |
| ETF OPPORTUNITIES TRUST | 26923N108 | AMERICAN CONSER | 30,688 | $966,973 | dollars as filed | |
| EVOLUS INC | 30052C107 | COM | 114,264 | $966,674 | dollars as filed | |
| COASTAL FINL CORP WA | 19046P209 | COM NEW | 26,833 | $966,256 | dollars as filed | |
| PATRIA INVESTMENTS LIMITED | G69451105 | COM CL A | 65,261 | $965,863 | dollars as filed | |
| SKYWATER TECHNOLOGY INC COM | 83089J108 | Stock | 84,393 | $960,392 | dollars as filed | |
| AMERICAN AIRLINES GROUP INC | 02376RAF9 | NOTE 6.500% 7/0 | 827,000 | $955,599 | dollars as filed | principal |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 42,835 | $955,221 | dollars as filed | |
| PROS HOLDINGS INC | 74346YAH6 | BOND | 1,013,000 | $953,476 | dollars as filed | principal |
| PREFORMED LINE PRODS CO | 740444104 | COM | 7,413 | $949,160 | dollars as filed | |
| 180 DEGREE CAP CORP | 68235B208 | COM NEW | 188,546 | $948,405 | dollars as filed | |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 72,806 | $947,935 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E578 | BLOOM DATA ETF | 20,500 | $945,665 | dollars as filed | |
| EVANS BANCORP INC | 29911Q208 | COM | 28,156 | $945,056 | dollars as filed | |
| GOHEALTH INC | 38046W204 | CL A NEW | 58,041 | $944,908 | dollars as filed | |
| ACTINIUM PHARMACEUTICALS | 00507W206 | COM | 99,885 | $943,914 | dollars as filed | |
| EVERCOMMERCE INC | 29977X105 | COMMON STOCK | 88,628 | $937,685 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 24,391 | $933,214 | dollars as filed | |
| TUCOWS INC | 898697206 | COM NEW | 47,899 | $931,635 | dollars as filed | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 272,309 | $931,298 | dollars as filed | |
| Mexico Fund Inc/The | 592835102 | COM | 54,500 | $927,590 | dollars as filed | |
| EHEALTH INC | 28238P109 | COM | 98,935 | $926,033 | dollars as filed | |
| ENERGY VAULT HOLDINGS INC | 29280W109 | COM | 432,448 | $925,439 | dollars as filed | |
| RXSIGHT INC | 78349D107 | COM | 55,477 | $925,357 | dollars as filed | |
| ALERUS FINL CORP | 01446U103 | COM | 57,648 | $925,251 | dollars as filed | |
| C4 THERAPEUTICS INC | 12529R107 | COM STK | 294,138 | $923,594 | dollars as filed | |
| SEER INC | 81578P106 | COM CL A | 238,485 | $920,552 | dollars as filed | |
| PROGRESS SOFTWARE CORP | 743312AB6 | NOTE 1.000% 4/1 | 841,000 | $915,008 | dollars as filed | principal |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 1,040,636 | $914,823 | dollars as filed | |
| COMPASS PATHWAYS PLC | 20451W101 | SPONSORED ADS | 92,050 | $914,057 | dollars as filed | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 89,676 | $909,317 | dollars as filed | |
| AEROVATE THERAPEUTICS INC | 008064107 | COM | 44,974 | $907,127 | dollars as filed | |
| HBT FINANCIAL INC DE | 404111106 | COMMON STOCK | 45,984 | $906,813 | dollars as filed | |
| WINNEBAGO INDS INC | 974637AB6 | BOND | 821,000 | $902,690 | dollars as filed | principal |
| EVOLV TECHNOLOGIES HLDNGS IN | 30049H102 | COM CL A | 289,132 | $902,091 | dollars as filed | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 56,352 | $899,378 | dollars as filed | |
| ENPHASE ENERGY INC | 29355AAF4 | BOND | 338,000 | $898,573 | dollars as filed | principal |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 84,332 | $897,292 | dollars as filed | |
| EUROPEAN WAX CTR INC | 29882P106 | CLASS A COM | 47,092 | $894,748 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P835 | FTSE BRAZIL | 53,152 | $894,187 | dollars as filed | |
| PINDUODUO INC | 722304AB8 | NOTE 10/0 | 500,000 | $893,250 | dollars as filed | principal |
| INTEST CORP | 461147100 | COMMON STOCK | 43,004 | $891,902 | dollars as filed | |
| ALPHATEC HLDGS INC | 02081GAB8 | NOTE 0.750% 8/0 | 837,000 | $890,359 | dollars as filed | principal |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 62,523 | $890,328 | dollars as filed | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 217,008 | $889,732 | dollars as filed | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 524,975 | $887,207 | dollars as filed | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 107,491 | $886,801 | dollars as filed | |
| PAMT CORP | 693149106 | COMMON STOCK | 30,968 | $886,614 | dollars as filed | |
| HYLIION HOLDINGS CORP | 449109107 | COMMON STOCK | 445,875 | $882,832 | dollars as filed | |
| LEE ENTERPRISES INC | 523768406 | COM | 70,865 | $882,270 | dollars as filed | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 77,554 | $879,462 | dollars as filed | |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 227,759 | $879,150 | dollars as filed | |
| Matrix Service Company | 576853105 | COM | 162,448 | $877,219 | dollars as filed | |
| RIVERNORTH FLEXIBLE MUN INCO | 76883H104 | COM | 56,536 | $875,743 | dollars as filed | |
| BATTALION OIL CORP | 07134L107 | COM | 133,212 | $875,203 | dollars as filed | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 72,353 | $871,854 | dollars as filed | |
| ALTO INGREDIENTS INC | 021513106 | COMMON STOCK | 580,417 | $870,626 | dollars as filed | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 190,907 | $864,808 | dollars as filed | |
| ETFIS SER TR I | 26923G202 | VIRTUS LIFESC BT | 17,499 | $862,342 | dollars as filed | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 5,270 | $861,277 | dollars as filed | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 1,146,119 | $859,589 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R696 | CMN | 30,960 | $858,211 | dollars as filed | |
| ADC THERAPEUTICS SA | H0036K147 | COMMON STOCK | 437,949 | $854,001 | dollars as filed | |
| Abrdn Emerging Markets | 00301W105 | COM | 159,158 | $853,088 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E107 | EQUAL WEGT 0-30 | 28,439 | $852,032 | dollars as filed | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 14,186 | $849,624 | dollars as filed | |
| WISDOMTREE TR | 97717W323 | CMN | 37,540 | $849,155 | dollars as filed | |
| ARCO PLATFORM LTD | G04553106 | COM CL A | 77,320 | $847,428 | dollars as filed | |
| PROSHARES TR | 74347G515 | S&P KENSHO CLEA | 25,000 | $843,555 | dollars as filed | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 86,598 | $841,733 | dollars as filed | |
| MARINUS PHARMACEUTICALS INC | 56854Q200 | COM NEW | 121,917 | $841,227 | dollars as filed | |
| KRANESHARES TRUST | 500767876 | EMRNG MKT CONS | 55,032 | $836,877 | dollars as filed | |
| PROSHARES TR | 74347B391 | CMN | 16,962 | $836,634 | dollars as filed | |
| AST SPACEMOBILE INC COM CL A | 00217D100 | Stock | 164,430 | $835,304 | dollars as filed | |
| GENIE ENERGY LTD | 372284208 | CL B | 60,381 | $834,465 | dollars as filed | |
| EOS ENERGY ENTERPRISES INC COM CL A | 29415C101 | Stock | 324,640 | $834,325 | dollars as filed | |
| FIDELITY MERRIMACK STR TR | 316188101 | CORP BOND ETF | 18,016 | $830,898 | dollars as filed | |
| CRESCENT CAP BDC INC | 225655109 | COM | 60,861 | $828,926 | dollars as filed | |
| AERSALE CORPORATION | 00810F106 | COM | 48,093 | $828,162 | dollars as filed | |
| BRT APARTMENTS CORP | 055645303 | REIT | 41,990 | $828,060 | dollars as filed | |
| GRANITESHARES GOLD TR | 38748G101 | SHS BEN INT | 42,294 | $825,156 | dollars as filed | |
| ABSOLUTE SHS TR | 00400R858 | WBI PWR FACTOR | 30,851 | $821,682 | dollars as filed | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 32,059 | $821,030 | dollars as filed | |
| CADIZ INC | 127537207 | COM NEW | 203,199 | $820,924 | dollars as filed | |
| ORIGIN MATERIALS INC | 68622D106 | COM | 192,186 | $820,635 | dollars as filed | |
| VTEX SHS CL A | G9470A102 | Stock | 213,428 | $819,564 | dollars as filed | |
| CABLE ONE, INC. | 12685JAG0 | NOTE | 1,120,000 | $818,720 | dollars as filed | principal |
| DIREXION DAILY S&P BIOTECH BULL 3X ETF | 25490K323 | ETF | 166,547 | $817,745 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 14,681 | $816,117 | dollars as filed | |
| FREYR BATTERY INC | L4135L118 | *W EXP 09/01/202 | 285,247 | $815,806 | dollars as filed | |
| LIVONGO HEALTH INC | 539183AA1 | NOTE 0.875% 6/0 | 926,000 | $815,389 | dollars as filed | principal |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 27,695 | $814,788 | dollars as filed | |
| POLESTAR AUTOMOTIVE HLDG UK | 731105201 | ADS A | 214,639 | $813,482 | dollars as filed | |
| HESAI GROUP | 428050108 | SPONSORED ADS | 52,525 | $812,562 | dollars as filed | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 32,062 | $810,527 | dollars as filed | |
| OMNIAB INC | 68218J103 | COM | 219,706 | $808,520 | dollars as filed | |
| ISHARES TR | 46429B499 | MSCI NORWAY ETF | 34,721 | $807,489 | dollars as filed | |
| PRELUDE THERAPEUTICS INC | 74065P101 | CMN | 141,662 | $807,474 | dollars as filed | |
| RUM GROUP INC COM CL A | 78137L105 | Stock | 80,542 | $805,420 | dollars as filed | |
| PENNYMAC CORP | 70932AAF0 | NOTE 5.500% 3/1 | 928,000 | $805,207 | dollars as filed | principal |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 316,848 | $804,794 | dollars as filed | |
| CLEARPOINT NEURO INC | 18507C103 | COM | 95,341 | $804,678 | dollars as filed | |
| ATHIRA PHARMA INC | 04746L104 | COM | 321,377 | $803,445 | dollars as filed | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 134,065 | $803,049 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E388 | S&P 500 EX RAT | 16,908 | $801,099 | dollars as filed | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 52,827 | $800,338 | dollars as filed | |
| BEYOND AIR INC | 08862L103 | COM | 118,502 | $799,890 | dollars as filed | |
| GOLDMAN SACHS ETF TRUST ACCESS | 381430453 | ACCESS HIG YLD | 18,397 | $799,556 | dollars as filed | |
| NUSHARES ETF TR | 67092P102 | NUVEEN ENHNC YLD | 38,003 | $798,823 | dollars as filed | |
| HF FOODS GROUP INC | 40417F109 | COM | 203,075 | $796,054 | dollars as filed | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 17,197 | $793,669 | dollars as filed | |
| AVITA THERAPEUTICS, INC. | 05380C102 | COM | 56,721 | $792,392 | dollars as filed | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 38,454 | $791,383 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V688 | NEXT GEN CON ETF | 10,283 | $791,107 | dollars as filed | |
| CANO HEALTH INC | 13781Y103 | COM | 866,301 | $788,334 | dollars as filed | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 41,024 | $787,603 | dollars as filed | |
| PROVIDENT BANCORP INC | 74383L105 | COM NEW | 114,987 | $786,519 | dollars as filed | |
| RELMADA THERAPEUTICS INC | 75955J402 | COMMON STOCK | 347,874 | $786,196 | dollars as filed | |
| Invesco BulletShares 2030 Corp Bd ETF | 46138J460 | SHS | 47,626 | $785,352 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-23-000325 | this filing | 2023-05-15 | acceptance time not in the bulk data set |