13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2022-09-30, filed 2022-11-14, with 8,003 holding rows worth $733,715,370,000.
- Accession
- 0000895421-22-000603
- Filer
- CIK 895421
- Filed
- 2022-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2022
A combination report, 40,774 entries on the cover page, a total value of $733,715,370,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $733,715,370,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerEATON VANCE MANAGEMENT028-04139
- reports for this filerATLANTA CAPITAL MANAGEMENT CO L L C028-05936
- reports for this filerCook Street Consulting, Inc.028-22389
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMORGAN STANLEY CAPITAL SERVICES, LLC028-21416
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerFundlogic Sas028-15873
- included managerMorgan Stanley Asia Ltd028-19343
- included managerMorgan Stanley Wealth Management Australia Pty Ltd028-19344
- included managerMorgan Stanley Bank Asia Ltd028-17710
- included managerETRADE Capital Management LLC028-14182
- included managerMorgan Stanley Hedging Co. Ltd028-11350
- included managerMorgan Stanley Bank, N.A.028-22054
- included managerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIRST TR EXCHANGE TRADED FD | 33738R688 | S&P INTL DIVID | 886 | $12,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G400 | INFRACP REIT PFD | 700 | $12,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W598 | BLOOMBERG ROLL | 227 | $12,000 | thousands by filing date | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 488 | $12,000 | thousands by filing date | |
| ISHARES TR | 46435G839 | MSCI EAFE SMCP | 420 | $12,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H260 | MONA AM INCO ETF | 559 | $12,000 | thousands by filing date | |
| IMPACT SHARES NAACP MINORITY EMPOWERMENT ETF | 45259A209 | ETF | 470 | $12,000 | thousands by filing date | |
| Ishares Bb Rated Corp B | 46435U473 | COM | 291 | $12,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P546 | SYSTMTC STYL PRE | 574 | $12,000 | thousands by filing date | |
| NCS MULTISTAGE HLDGS INC | 628877201 | COM NEW | 532 | $12,000 | thousands by filing date | |
| LIVE VENTURES INC | 538142308 | COM NEW | 470 | $12,000 | thousands by filing date | |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 185 | $12,000 | thousands by filing date | |
| DYADIC INTL INC DEL | 26745T101 | COM | 6,501 | $12,000 | thousands by filing date | |
| MARINE PETE TR | 568423107 | UNIT BEN INT | 1,606 | $12,000 | thousands by filing date | |
| INCOME OPPORTUNITY RLTY INVS | 452926108 | COM | 967 | $12,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 7,565 | $12,000 | thousands by filing date | |
| GLEN BURNIE BANCORP | 377407101 | COM | 1,259 | $12,000 | thousands by filing date | |
| WIX COM LTD | 92940WAD1 | NOTE 8/1 | 14,000 | $12,000 | thousands by filing date | principal |
| KBR INC | 48242WAB2 | BOND | 7,000 | $12,000 | thousands by filing date | principal |
| BARCLAYS BK PLC | 06746P449 | FUND | 220 | $12,000 | thousands by filing date | |
| HUMANIGEN INC | 444863203 | COM NEW | 69,167 | $12,000 | thousands by filing date | |
| BARCLAYS BANK | 06742A750 | IPATH S&P MLP | 825 | $12,000 | thousands by filing date | |
| PANBELA THERAPEUTICS INC | 69833W107 | COM | 44,336 | $12,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP V | 17144T206 | UNIT 99/99/9999 | 1,223 | $12,000 | thousands by filing date | |
| GOLDEN FALCON ACQUISITION CO | 38102H208 | UNIT 99/99/9999 | 1,163 | $12,000 | thousands by filing date | |
| PROSHARES TR | 74347G358 | ULTRASHORT ENRGY | 625 | $12,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B362 | NYLI 500 INTERNA | 496 | $12,000 | thousands by filing date | |
| CRUCIBLE ACQUISITION CORP | 22877P207 | UNIT 12/26/2025 | 1,200 | $12,000 | thousands by filing date | |
| COSMOS HEALTH INC | 221413206 | Common Stock | 56,179 | $12,000 | thousands by filing date | |
| AIRSPANNETWORKSHOLDINGSIN | 00951K112 | Warrant | 70,000 | $12,000 | thousands by filing date | |
| Invesco DB Agriculture | 45173W105 | SPONSORED ADR | 2,389 | $12,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072307 | US QUALITY GROW | 201 | $11,000 | thousands by filing date | |
| FORAFRIC GLOBAL PLC | X3R81D102 | COMMON STOCK | 1,004 | $11,000 | thousands by filing date | |
| COMPNHIA ENRG C | 204409882 | SPONSORED ADR | 3,261 | $11,000 | thousands by filing date | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 769 | $11,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G187 | DAILY CSI CHINA | 274 | $11,000 | thousands by filing date | |
| TROOPS INC | G9094C104 | SHS | 10,321 | $11,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 2,977 | $11,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R630 | SP KENSHO FINAL | 342 | $11,000 | thousands by filing date | |
| GREENLAND TECHNOLOGIES HLDG | G4095T107 | ORD SHS CL A | 4,300 | $11,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 750 | $11,000 | thousands by filing date | |
| ObsEva SA | H5861P103 | COM | 80,052 | $11,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 37,440 | $11,000 | thousands by filing date | |
| ALIGOS THERAPEUTICS INC COM NEW | 01626L105 | Stock | 10,282 | $11,000 | thousands by filing date | |
| CODEX DNA INC | 192003101 | COM | 6,759 | $11,000 | thousands by filing date | |
| APOLLO ENDOSURGERY INC | 03767D108 | COM | 1,952 | $11,000 | thousands by filing date | |
| INNOVATE CORP | 45784J105 | COM | 15,531 | $11,000 | thousands by filing date | |
| INTEGRA RES CORP | 45826T301 | COM NEW | 19,984 | $11,000 | thousands by filing date | |
| GRAYBUG VISION INC COM | 38942Q103 | SHS | 12,011 | $11,000 | thousands by filing date | |
| PONTEM CORPORATION | G71707114 | UNIT 99/99/9999 | 1,104 | $11,000 | thousands by filing date | |
| GENERATIONS BANCORP NY INC | 37149G108 | COM | 998 | $11,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 61,575 | $11,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G82514129 | UNIT 99/99/9999 | 1,097 | $11,000 | thousands by filing date | |
| 180 LIFE SCIENCES CORP | 68236V104 | COM | 16,677 | $11,000 | thousands by filing date | |
| BITNILE HOLDINGS INC | 09175M101 | CMN | 60,559 | $11,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y508 | mc | 325 | $11,000 | thousands by filing date | |
| VYANT BIO INC | 92942V109 | COM | 20,052 | $11,000 | thousands by filing date | |
| ISHARES TR | 46436E767 | COM | 364 | $10,000 | thousands by filing date | |
| AMERICANRLTYINVSINC | 029174109 | STOK | 625 | $10,000 | thousands by filing date | |
| CAPITOL SER TR | 14064D550 | FAIRLEAD TACTICA | 440 | $10,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 3,536 | $10,000 | thousands by filing date | |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 16,487 | $10,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049MAB6 | NOTE 0.250% 1/1 | 16,000 | $10,000 | thousands by filing date | principal |
| WIDEPOINT CORP | 967590209 | COMMON | 4,505 | $10,000 | thousands by filing date | |
| CHEETAH MOBILE INC | 163075203 | CMN | 5,086 | $10,000 | thousands by filing date | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 12,351 | $10,000 | thousands by filing date | |
| Surrozen, Inc. | 86889P109 | COM | 5,017 | $10,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90274D416 | ETRACS MARKETVEC | 630 | $10,000 | thousands by filing date | |
| CONNECT BIOPHARMA HLDGS LTD | 207523101 | SHS | 8,091 | $10,000 | thousands by filing date | |
| BEST INC | 08653C502 | SPONSORED ADS | 13,859 | $10,000 | thousands by filing date | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 459 | $10,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q282 | CARBON TRANITIN | 200 | $10,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAH3 | DBCV 1.990% 7/0 | 10,000 | $10,000 | thousands by filing date | principal |
| INDEPENDENCE CONTRACT DRILLI | 453415606 | COM | 3,437 | $10,000 | thousands by filing date | |
| PERIDOT ACQUISITION CORP II | G7008B105 | COM | 1,000 | $10,000 | thousands by filing date | |
| STARBOX GROUP HLDGS LTD. | G8437S115 | COM | 5,500 | $10,000 | thousands by filing date | |
| ALLEGO N V | N0796A100 | COM | 2,257 | $10,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 16,995 | $10,000 | thousands by filing date | |
| PRESIDIO PPTY TR INC | 74102L303 | COM CL A | 7,962 | $10,000 | thousands by filing date | |
| VELOCITY ACQUISITION CORP | 92259E104 | COM CL A | 1,000 | $10,000 | thousands by filing date | |
| SOCIAL CAP SUVRETTA HLDS CP | G8253Y105 | CLASS A ORD SHS | 979 | $10,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U208 | COM | 3,975 | $10,000 | thousands by filing date | |
| PROSPECTOR CAPITAL CORP | G7273A121 | UNIT 01/01/2030 | 1,000 | $10,000 | thousands by filing date | |
| EDTECHX HOLDINGS ACQU CORP I | 28139A201 | UNIT 08/31/2027 | 1,011 | $10,000 | thousands by filing date | |
| SUPER LEAGUE ENTERPRISE INC COM | 86804F202 | Stock | 15,083 | $10,000 | thousands by filing date | |
| EVAXION BIOTECH A S | 29970R105 | ADR | 3,696 | $10,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D508 | Common Stock | 5,782 | $10,000 | thousands by filing date | |
| PLURI INC | 72942G104 | COM | 12,176 | $10,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC COM NEW | 079481404 | Stock | 8,670 | $10,000 | thousands by filing date | |
| MIDWEST HLDG INC | 59833J206 | COM NEW | 694 | $10,000 | thousands by filing date | |
| RANDOLPH BANCORP INC | 752378109 | COM | 380 | $10,000 | thousands by filing date | |
| COLICITY INC UNIT EX 022426 | 194170205 | Stock | 1,000 | $10,000 | thousands by filing date | |
| GLOBAL BUSINESS TRAVEL GROUP COM CL A | 37890B100 | Stock | 1,513 | $9,000 | thousands by filing date | |
| OHIO VY BANC CORP | 677719106 | COM | 301 | $9,000 | thousands by filing date | |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 156 | $9,000 | thousands by filing date | |
| LENSAR INC | 52634L108 | COM | 1,626 | $9,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 261 | $9,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 975 | $9,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A309 | COMMON STOCK | 8,217 | $9,000 | thousands by filing date | |
| SKY HARBOUR GROUP CORP | 83085C107 | COMMON STOCK | 2,330 | $9,000 | thousands by filing date | |
| FINWISE BANCORP | 31813A109 | COMMON STOCK | 969 | $9,000 | thousands by filing date | |
| HEARTBEAM INC | 42238H108 | COM | 2,256 | $9,000 | thousands by filing date | |
| NIXXY INC COM NEW | 75630B303 | Stock | 7,000 | $9,000 | thousands by filing date | |
| Biote Corp -A | 090683103 | COM | 2,012 | $9,000 | thousands by filing date | |
| Radcom Ltd | M81865111 | COM | 783 | $9,000 | thousands by filing date | |
| HARTE HANKS INC | 416196202 | COM | 853 | $9,000 | thousands by filing date | |
| Sab Biotherapeutics Inc W Exp 10/22/202 | 78397T111 | SPAC Combination | 148,939 | $9,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25490K596 | DAIL HO SUPP ETF | 396 | $9,000 | thousands by filing date | |
| CI&T INC | G21307106 | CMN | 977 | $9,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G179 | CMN | 183 | $9,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G856 | CMN | 458 | $9,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A409 | SUGAR FD | 1,069 | $9,000 | thousands by filing date | |
| GUINNESS ATKINSON FDS | 402031843 | ASIA PAC ETF | 739 | $9,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06747C322 | IPATH SER B ETN | 350 | $9,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R829 | S NETWRK E-COM | 411 | $9,000 | thousands by filing date | |
| TIDAL TRUST I | 886364645 | SONICSHARES GBL | 381 | $9,000 | thousands by filing date | |
| IMMURON LTD | 45254U101 | SPONSORED ADR | 4,300 | $9,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 6,894 | $9,000 | thousands by filing date | |
| TRAWS PHARMA INC COM NEW | 68232V801 | Stock | 10,862 | $9,000 | thousands by filing date | |
| ETF MANG ETHO CLIMATE LEDRSHP US ETF | 26924G888 | UIT EXCHANGE TRADED | 195 | $9,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAH1 | NOTE 1.500% 6/1 | 9,000 | $9,000 | thousands by filing date | principal |
| HOPE BANCORP INC | 43940TAB5 | NOTE 2.000% 5/1 | 9,000 | $9,000 | thousands by filing date | principal |
| NABRIVA THERAPEUTICS PLC SHS NEW 2022 | G63637139 | Common Stock | 4,477 | $9,000 | thousands by filing date | |
| CBDMD INC | 12482W200 | 8% SER A CUM PFD | 2,500 | $9,000 | thousands by filing date | |
| PROSHARES TR | 74347G556 | FUND | 450 | $9,000 | thousands by filing date | |
| ORGENESIS INC | 68619K204 | COM | 6,758 | $9,000 | thousands by filing date | |
| INHIBIKASE THERAPEUTICS INC | 45719W106 | COM | 10,000 | $9,000 | thousands by filing date | |
| CREATIVE REALITIES INC | 22530J200 | COM | 14,212 | $9,000 | thousands by filing date | |
| DRAGONEER GROWTH OPT CORP II | G28315102 | CL A SHS | 937 | $9,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F734 | RUSSIA SMALL CAP | 843 | $9,000 | thousands by filing date | |
| CONX CORP | 212873202 | UNIT 10/30/2027 | 936 | $9,000 | thousands by filing date | |
| VISION MARINE TECHNOLOGIES I | C96657116 | COM | 1,743 | $9,000 | thousands by filing date | |
| CALAMP CORP | 128126AD1 | BOND | 10,000 | $9,000 | thousands by filing date | principal |
| NAAS TECHNOLOGY INC | 62955X102 | ADR | 2,191 | $9,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 45,192 | $9,000 | thousands by filing date | |
| REVOLUTION HEALTHCAR AQ CORP | 76155Y207 | UNT | 900 | $9,000 | thousands by filing date | |
| RED CAT HLDGS INC | 75644T100 | COM | 5,001 | $8,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P694 | FRANKLN SWZLND | 293 | $8,000 | thousands by filing date | |
| PACER FDS TR | 69374H873 | DEVELOPED MRKT | 362 | $8,000 | thousands by filing date | |
| ISHARES SYSTEMATIC BOND ETF | 46435U796 | COM | 94 | $8,000 | thousands by filing date | |
| T ROWE PRICE DIVIDEND GROWTH ETF | 87283Q404 | COM | 285 | $8,000 | thousands by filing date | |
| RED RIVER BANCSHARES INC | 75686R202 | COMMON STOCK | 150 | $8,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 1,420 | $8,000 | thousands by filing date | |
| ACHIEVE LIFE SCIENCES INC | 004468500 | COMMON STOCK | 2,521 | $8,000 | thousands by filing date | |
| MAINSTREET BANCSHARES INC | 56064Y100 | COMMON STOCK | 343 | $8,000 | thousands by filing date | |
| AMERICAN CENTURY ETF TR QUALITY DIVERSIFIED INTL | 025072406 | ETF | 229 | $8,000 | thousands by filing date | |
| ISHARES TR | 46435G441 | ESG ADVNCD HY BD | 202 | $8,000 | thousands by filing date | |
| GRANITESHARES PLATINUM TR | 38748T103 | SHS BEN INT | 1,000 | $8,000 | thousands by filing date | |
| ELECTRO-SENSORS INC | 285233102 | COM | 1,500 | $8,000 | thousands by filing date | |
| SIDUS SPACE INC CL A COM NEW | 826165102 | Stock | 3,651 | $8,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 1,000 | $8,000 | thousands by filing date | principal |
| URBAN-GRO INC | 91704K202 | COM NEW | 2,800 | $8,000 | thousands by filing date | |
| FAT BRANDS INC | 30258N105 | CLASS A COM | 1,128 | $8,000 | thousands by filing date | |
| SAFETY SHOT INC | 48208F105 | COM NEW | 10,005 | $8,000 | thousands by filing date | |
| EYENOVIA INC | 30234E104 | COM | 4,301 | $8,000 | thousands by filing date | |
| IMPERIAL PETE INC COM NEW | Y3894J104 | Stock | 23,158 | $8,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459AD0 | BOND | 8,000 | $8,000 | thousands by filing date | principal |
| HEPION PHARMACEUTICALS INC | 426897104 | COM | 17,407 | $8,000 | thousands by filing date | |
| TFF PHARMACEUTICALS INC | 87241J104 | COM | 2,023 | $8,000 | thousands by filing date | |
| LIGHTJUMP ACQUISITION CORP | 53228M205 | UNIT 01/06/2026 | 829 | $8,000 | thousands by filing date | |
| FUTURE FINTECH GROUP INC | 36117V105 | COM PAR | 15,798 | $8,000 | thousands by filing date | |
| DAVE INC | 23834J102 | CLASS A COM | 22,132 | $8,000 | thousands by filing date | |
| CLOOPEN GROUP HOLDING LIMITE | 18900M104 | ADS | 11,535 | $8,000 | thousands by filing date | |
| HCW BIOLOGICS INC | 40423R105 | COM | 3,404 | $8,000 | thousands by filing date | |
| SPARK NETWORKS SE | 846517100 | SPONSORED ADR | 4,325 | $8,000 | thousands by filing date | |
| CHARAH SOLUTIONS INC | 15957P105 | COM | 4,500 | $8,000 | thousands by filing date | |
| iShares Trust iShares USD Green Bond ETF | 46435U440 | SHS | 153 | $7,000 | thousands by filing date | |
| REGENCELL BIOSCIENCE HLDGS LTD ORDINARY SHARES | G7487R100 | Stock | 227 | $7,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C862 | INNOVATOR DEEPW | 257 | $7,000 | thousands by filing date | |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 1,007 | $7,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E289 | S&P EMRNG MMTM | 500 | $7,000 | thousands by filing date | |
| CARLYLE CREDIT INCOME FUND | 92535C104 | SHS BEN INT | 800 | $7,000 | thousands by filing date | |
| BARNWELL INDS INC | 068221100 | COM | 2,738 | $7,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A110 | CMN | 75 | $7,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092329 | CMN | 400 | $7,000 | thousands by filing date | |
| LISATA THERAPEUTICS INC | 128058302 | COM | 1,416 | $7,000 | thousands by filing date | |
| SKY HARBOUR GROUP CORPORATIO | 83085C115 | *W EXP 01/25/202 | 22,000 | $7,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q528 | DYNAM US ETF | 185 | $7,000 | thousands by filing date | |
| GREENTREE HOSPITALITY GROUP | 39579V100 | SPONSORED ADS | 2,168 | $7,000 | thousands by filing date | |
| GYRODYNE LLC | 403829104 | COM | 818 | $7,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q510 | ACTIVE EQTY OPPT | 200 | $7,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375205 | CL A | 562 | $7,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 994 | $7,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 10,684 | $7,000 | thousands by filing date | |
| UPHEALTH INC | 91532B101 | COM | 12,787 | $7,000 | thousands by filing date | |
| GULF RES INC | 40251W408 | COM | 2,100 | $7,000 | thousands by filing date | |
| Cinedigm Corp CL A | 172406209 | COM NEW | 17,600 | $7,000 | thousands by filing date | |
| CRYPTYDE INC | 22890A104 | COM | 10,680 | $7,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T206 | COM NEW | 3,147 | $7,000 | thousands by filing date | |
| HARBOR CUSTOM DEVELOPMENT IN | 41150T108 | COM | 8,500 | $7,000 | thousands by filing date | |
| ISOPLEXIS CORP | 465005106 | COM | 4,235 | $7,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 19,084 | $7,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G706 | WEDBUSH VID GAME | 135 | $7,000 | thousands by filing date | |
| ICONIC SPORTS ACQUISITION CO | G4712C123 | UNIT 99/99/9999 | 700 | $7,000 | thousands by filing date | |
| MYNARIC AG | 62857X101 | SPON ADS | 1,403 | $7,000 | thousands by filing date | |
| SUPER GROUP SGHC LIMITED | G8588X111 | WTS | 10,000 | $7,000 | thousands by filing date | |
| JOHN HANCOCK MULTIFACTOR INDUSTRIALS ETF | 47804J883 | ETF | 172 | $7,000 | thousands by filing date | |
| SINTX TECHNOLOGIES INC | 829392307 | COM NEW | 22,843 | $7,000 | thousands by filing date | |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H203 | COM NEW | 10,611 | $7,000 | thousands by filing date | |
| ONE STOP SYSTEMS INC | 68247W109 | COMMON STOCK | 1,803 | $6,000 | thousands by filing date | |
| STARLING ONCOLOGY INC | 68236X100 | COMMON STOCK | 1,425 | $6,000 | thousands by filing date | |
| FRANKLIN FTSE CHINA ETF | 35473P819 | ETF | 336 | $6,000 | thousands by filing date | |
| ISHARES TR | 46436E593 | IBOND DEC 2030 | 300 | $6,000 | thousands by filing date | |
| INVENTIVA SA | 46124U107 | ADS | 1,500 | $6,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 1,135 | $6,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L746 | US QUALITY CAP | 159 | $6,000 | thousands by filing date | |
| GEE GROUP INC | 36165A102 | COM | 10,186 | $6,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 370 | $6,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P871 | CMN | 230 | $6,000 | thousands by filing date | |
| ALITHYA GROUP INC | 01643b106 | COM | 3,000 | $6,000 | thousands by filing date | |
| LISTED FDS TR | 53656F706 | ROUNDHILL VIDEO | 435 | $6,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E131 | S&P SMLCAP HIG | 366 | $6,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108888 | BLACKSWAN GRWT | 227 | $6,000 | thousands by filing date | |
| GRUPO SIMEC SAB DE C V | 400491106 | ADR | 195 | $6,000 | thousands by filing date | |
| LIBERTY MEDIA ACQUISTION CORP | 53073L104 | COMMON STOCK | 575 | $6,000 | thousands by filing date | |
| VYNE THERAP. | 92941V209 | COM | 23,647 | $6,000 | thousands by filing date | |
| OPTHEA LTD | 68386J208 | SPONSORED ADS | 1,000 | $6,000 | thousands by filing date | |
| PAYSAFE LIMITED | G6964L115 | *W EXP 03/30/202 | 40,292 | $6,000 | thousands by filing date | |
| BILL HOLDINGS INC | 090043AB6 | NOTE 12/0 | 6,000 | $6,000 | thousands by filing date | principal |
| FORWARD INDUSTRIES INC COM NEW | 349862300 | Stock | 3,865 | $6,000 | thousands by filing date | |
| PROSHARES TR II | 74347Y847 | FUND | 179 | $6,000 | thousands by filing date | |
| SILVERSPAC INC | G8136V104 | COM | 623 | $6,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CO | 46186M605 | COM | 1,469 | $6,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 106,412 | $6,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 22,143 | $6,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L811 | COM | 378 | $6,000 | thousands by filing date | |
| REGENETP INC XXX | 731094207 | COM | 7,315 | $6,000 | thousands by filing date | |
| NETCAPITAL INC | 64113L103 | COM | 3,243 | $6,000 | thousands by filing date | |
| ADVANCED HUMAN IMAGING LTD | 00777C104 | ADS | 9,907 | $6,000 | thousands by filing date | |
| DUNXIN FINL HLDGS LTD | 26605Q106 | SPONSORED ADS | 21,025 | $6,000 | thousands by filing date | |
| KINS TECHNOLOGY GROUP INC | 49714K208 | UNIT 10/14/2025 | 602 | $6,000 | thousands by filing date | |
| BROADMARK RLTY CAP INC | 11135B118 | *W EXP 11/15/202 | 110,471 | $6,000 | thousands by filing date | |
| MOLECULIN BIOTECH INC | 60855D200 | COMMON | 6,012 | $6,000 | thousands by filing date | |
| MONOPAR THERAPEUTICS INC | 61023L108 | COM | 4,000 | $6,000 | thousands by filing date | |
| ACASTI PHARMA INC | 00430K873 | CL A | 11,295 | $6,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251KAB6 | NOTE 6.125% 5/1 | 6,000 | $6,000 | thousands by filing date | principal |
| LEFTERIS ACQUISITION CORP UNIT EX | 52470X208 | Stock | 600 | $6,000 | thousands by filing date | |
| PALISADE BIO INC | 696389105 | COM | 65,927 | $6,000 | thousands by filing date | |
| INPIXON | 45790J800 | COM | 50,592 | $6,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P827 | FTSE CANADA | 189 | $5,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 68 | $5,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING INC | 33832D205 | COM NEW | 5,414 | $5,000 | thousands by filing date | |
| CAPITAL GRP FIXED INCM ETF T | 14020Y102 | CORE PLUS INCM | 238 | $5,000 | thousands by filing date | |
| ENPHASE ENERGY INC | 29355AAK3 | NOTE 3/0 | 4,000 | $5,000 | thousands by filing date | principal |
| GAIA INC NEW | 36269P104 | CL A | 2,063 | $5,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E461 | PURBTA MSCI US | 149 | $5,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 687 | $5,000 | thousands by filing date | |
| FIRST TRUST ALTERNATIVE ABSOLUTE RETURN STRATEGYETF | 33740Y101 | UIT EXCHANGE TRADED | 145 | $5,000 | thousands by filing date | |
| CSP INC | 126389105 | CMN | 703 | $5,000 | thousands by filing date | |
| INTERGROUP CORP | 458685104 | COM | 100 | $5,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y801 | DAIL CONS DI ETF | 200 | $5,000 | thousands by filing date | |
| CRYO-CELL INTL INC | 228895108 | COM | 800 | $5,000 | thousands by filing date | |
| NORTHERN LIGHTS FD TR | 66538J738 | TOEWS AGLTY DNYM | 198 | $5,000 | thousands by filing date | |
| FORIAN INC | 34630N106 | cs | 1,652 | $5,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 6,000 | $5,000 | thousands by filing date | principal |
| GT BIOPHARMA INC | 36254L209 | COM NEW | 3,565 | $5,000 | thousands by filing date | |
| PROSPECTOR CAPITAL CORP | G7273A105 | COM | 453 | $5,000 | thousands by filing date | |
| BIOVIE INC | 09074F207 | COM | 2,103 | $5,000 | thousands by filing date | |
| ANGION BIOMEDICA CORP | 03476J107 | COM | 6,404 | $5,000 | thousands by filing date | |
| EPIPHANY TECHNOLOGY ACQUISIT | 29429X109 | COM | 456 | $5,000 | thousands by filing date | |
| HOME PLATE ACQUISITION CORP | 43734R103 | COM | 500 | $5,000 | thousands by filing date | |
| MOTUS GI HLDGS INC | 62014P405 | COM | 1,819 | $5,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 9,780 | $5,000 | thousands by filing date | |
| SHAPEWAYS HOLDINGS INC | 81947T102 | COMMON STOCK | 8,163 | $5,000 | thousands by filing date | |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 14,968 | $5,000 | thousands by filing date | |
| ADITXT INC | 007025505 | COM NEW | 1,475 | $5,000 | thousands by filing date | |
| BIOTECH ACQUISITION COMPANY | G1125A124 | UNIT 11/30/2027 | 551 | $5,000 | thousands by filing date | |
| THUNDER BRIDGE CAP PRTNRS II | 88605T209 | UNIT 02/15/2028 | 547 | $5,000 | thousands by filing date | |
| CF ACQUISITION CORP IV | 12520T201 | UNIT 12/31/2027 | 496 | $5,000 | thousands by filing date | |
| JUNIPER II CORP | 48203N202 | UNIT 99/99/9999 | 483 | $5,000 | thousands by filing date | |
| EXICURE INC | 30205M200 | COM NEW | 2,953 | $5,000 | thousands by filing date | |
| SOCIETY PASS INC | 83370P102 | COM | 3,152 | $5,000 | thousands by filing date | |
| AILERON THERAPEUTICS INC COM NEW | 00887A105 | Stock | 25,027 | $5,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAK3 | NOTE 6.750% 2/1 | 5,000 | $5,000 | thousands by filing date | principal |
| EXELA TECHNOLOGIES INC | 30162V706 | COM | 10,562 | $5,000 | thousands by filing date | |
| GENETRON HLDGS LTD | 37186H100 | ADS | 6,838 | $5,000 | thousands by filing date | |
| LANDOS BIOPHARMA INC | 515069102 | CMN | 8,653 | $5,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741LAC1 | NOTE 6.375%10/0 | 5,000 | $5,000 | thousands by filing date | principal |
| PATRIOT TRANSPORTATION HOLDING | 70338W105 | COM | 590 | $5,000 | thousands by filing date | |
| KRANESHARES TR | 500767207 | CICC CHINA 100 | 200 | $5,000 | thousands by filing date | |
| MEDAVAIL HOLDINGS INC | 58406B103 | COM | 6,333 | $5,000 | thousands by filing date | |
| IMEDIA BRANDS INC | 452465206 | COM CL A | 8,021 | $5,000 | thousands by filing date | |
| QUALTEK SERVICES INC | 74760R303 | COMM | 2,777 | $5,000 | thousands by filing date | |
| TAOPING INC | G8675V119 | SHS NEW | 7,632 | $5,000 | thousands by filing date | |
| COLICITY INC | 194170106 | COM CL A | 475 | $5,000 | thousands by filing date | |
| ISHARES TR | 46436E759 | COM | 91 | $4,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46654Q203 | NASDAQ EQT PREM | 107 | $4,000 | thousands by filing date | |
| QUEST RESOURCE HLDG CORP | 74836W203 | COM NEW | 420 | $4,000 | thousands by filing date | |
| ISHARES TR | 46435U218 | ESG MSCI LEADR | 60 | $4,000 | thousands by filing date | |
| BLACKROCK ETF TRUST | 09290C509 | ISHA US AWAR ETF | 104 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347R669 | PSHS ULT SEMICDT | 233 | $4,000 | thousands by filing date | |
| SCHWAB LONG-TERM U.S. TREASURY ETF | 808524680 | ETF | 100 | $4,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 158 | $4,000 | thousands by filing date | |
| LIVEWIRE GROUP INC | 53838J105 | COMMON STOCK | 575 | $4,000 | thousands by filing date | |
| CONTANGO SILVER GOLD INC | 21077F100 | COMMON STOCK | 109 | $4,000 | thousands by filing date | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N103 | US EQT PLS CNVEX | 150 | $4,000 | thousands by filing date | |
| GAIN THERAPEUTICS INC | 36269B105 | COM | 1,052 | $4,000 | thousands by filing date | |
| ARCADIA BIOSCIENCES INC COM | 039014204 | Stock | 8,470 | $4,000 | thousands by filing date | |
| DBX ETF TR ETF X TRACKERS SHORT DUR HIGH YIELD BOND ETF | 233051283 | ETF | 102 | $4,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N543 | VICTORYSHS EMERG | 106 | $4,000 | thousands by filing date | |
| BITWISE CRYPTO INDUSTRY INNOVATORS ETF | 301505624 | ETF | 679 | $4,000 | thousands by filing date | |
| MAYS J W INC | 578473100 | COM | 100 | $4,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 1,523 | $4,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 1,480 | $4,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061888 | VALUE MOMENTUM | 150 | $4,000 | thousands by filing date | |
| VIRTRA INC | 92827K301 | CMN | 798 | $4,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45783Y822 | S&P INVT GRD PFD | 200 | $4,000 | thousands by filing date | |
| UBS AG | 22539U602 | ETRA CRU OIL SHS | 47 | $4,000 | thousands by filing date | |
| OPTICAL CABLE CORP | 683827208 | COM NEW | 1,190 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X812 | INDXX GLOBAL AGR | 155 | $4,000 | thousands by filing date | |
| AUSTIN GOLD CORP | 05223F106 | COM | 4,312 | $4,000 | thousands by filing date | |
| DATA I O CORP | 237690102 | COM | 1,300 | $4,000 | thousands by filing date | |
| THE MARYGOLD COMPANIES INC | 57403M104 | COM | 2,861 | $4,000 | thousands by filing date | |
| OXBRIDGE RE HLDGS LTD | G6856M106 | SHS | 2,000 | $4,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 3,622 | $4,000 | thousands by filing date | |
| Direxion Daily TSLA Bear 1X Shares | 25460G260 | ETF | 146 | $4,000 | thousands by filing date | |
| The Very Good Food Company Inc COM | 88340B109 | Common Stock | 35,216 | $4,000 | thousands by filing date | |
| FEMASYS INC | 31447E105 | cs | 3,361 | $4,000 | thousands by filing date | |
| INUVO INC | 46122W204 | COM NEW | 10,111 | $4,000 | thousands by filing date | |
| CohBar Inc | 19249J307 | COM NEW | 1,272 | $4,000 | thousands by filing date | |
| BLACKROCK CORPOR HI YLD FD I | 09255L114 | RIGHT 10/13/2022 | 1,861,735 | $4,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061821 | CANNABIS ETF | 631 | $4,000 | thousands by filing date | |
| MODULAR MED INC | 60785L207 | COM NEW | 1,000 | $4,000 | thousands by filing date | |
| BRIDGEBIO PHARMA INC | 09077J107 | COM | 10,734 | $4,000 | thousands by filing date | |
| PONTEM CORPORATION | G71707106 | COM | 400 | $4,000 | thousands by filing date | |
| AYTU BIOPHARMA INC | 054754874 | COM | 20,485 | $4,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G864 | FUND | 164 | $4,000 | thousands by filing date | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 2,761 | $4,000 | thousands by filing date | |
| LIGHTINTHEBOX HOLDING CO LTD SPONSORED ADR | 53225G102 | COM | 3,601 | $4,000 | thousands by filing date | |
| GLOBAL X | 37954Y152 | GBL X HYDROGEN | 384 | $4,000 | thousands by filing date | |
| WISA TECHNOLOGIES INC | 86633R203 | COM NEW | 8,000 | $4,000 | thousands by filing date | |
| ALZAMEND NEURO INC | 02262M308 | COM NEW | 3,700 | $4,000 | thousands by filing date | |
| VENUS CONCEPT INC | 92332W105 | COM | 9,402 | $4,000 | thousands by filing date | |
| SIO GENE THERAPIES INC | 829399104 | COM | 12,380 | $4,000 | thousands by filing date | |
| VERB TECHNOLOGY CO INC | 92337U104 | COM | 7,309 | $4,000 | thousands by filing date | |
| LUOKUNG TECHNOLOGY CORP | G56981106 | SHS | 19,122 | $4,000 | thousands by filing date | |
| SPHERE 3D CORP NEW | 84841L308 | COM | 8,789 | $4,000 | thousands by filing date | |
| ELECTROCORE INC | 28531P103 | COM | 10,601 | $4,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 3,149 | $4,000 | thousands by filing date | |
| INVESCO DB G10 CURRENCY HRVS | 46139B102 | UNIT | 150 | $4,000 | thousands by filing date | |
| PYROGENESIS CDA INC | 74734T104 | COM | 3,691 | $4,000 | thousands by filing date | |
| RMG ACQUISITION CORP III | G76088114 | UNIT 02/08/2026 | 400 | $4,000 | thousands by filing date | |
| PROCAPS GROUP SA | L7756P102 | SHS | 600 | $4,000 | thousands by filing date | |
| BLUESCAPE OPPORTUNITIES ACQU | G1195N113 | *W EXP 10/28/202 | 26,732 | $4,000 | thousands by filing date | |
| AEQUI ACQUISITION CORP | 00775W201 | UNIT 11/30/2027 | 400 | $4,000 | thousands by filing date | |
| MINIM INC | 60365W102 | COM | 19,000 | $4,000 | thousands by filing date | |
| BABYLON HLDGS LTD | G07031100 | CL A SHS | 9,751 | $4,000 | thousands by filing date | |
| OLB Group Inc | 67086U307 | COM | 3,500 | $4,000 | thousands by filing date | |
| VIA OPTRONICS AG | 91823Y109 | SPONSORED ADS | 2,500 | $4,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G805 | DRONE ECONMY STG | 150 | $4,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G8251L121 | UNIT 99/99/9999 | 382 | $4,000 | thousands by filing date | |
| ALPINE 4 HOLDINGS INC | 02083E105 | CL A | 7,300 | $4,000 | thousands by filing date | |
| SPDR SER TR | 78468R127 | S&P INTERNET ETF | 63 | $4,000 | thousands by filing date | |
| CLEVER LEAVES HOLDINGS INC | 186760104 | COM | 7,116 | $4,000 | thousands by filing date | |
| LIQTECH INTL INC | 53632A201 | COM | 11,000 | $4,000 | thousands by filing date | |
| VISIONARY HOLDINGS INC | 92838F101 | COM | 4,637 | $4,000 | thousands by filing date | |
| SCP & CO HEALTHCARE ACQUSTN | 784065203 | UNT | 401 | $4,000 | thousands by filing date | |
| MIROMATRIX MED INC | 60471P108 | COM | 1,000 | $4,000 | thousands by filing date | |
| COMERA LIFE SCIENCES HLDGS I | 20037C108 | COM | 2,294 | $4,000 | thousands by filing date | |
| XENETIC BIOSCIENCES INC | 984015503 | COM | 5,952 | $4,000 | thousands by filing date | |
| SPDR SER TR | 78468R614 | BBG SASB CRPT ES | 194 | $4,000 | thousands by filing date | |
| KBS FASHION GROUP LTD | Y46002203 | COM NEW | 4,042 | $4,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F755 | FT VEST LADDERED | 160 | $3,000 | thousands by filing date | |
| ELEDON PHARMACEUTICALS INC | 28617k101 | COM | 1,133 | $3,000 | thousands by filing date | |
| NAYAX LTD | M7S750159 | SHS | 110 | $3,000 | thousands by filing date | |
| SIEBERT FINL CORP | 826176109 | COM | 2,328 | $3,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 648 | $3,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45783Y723 | POWER BUFFER SET | 126 | $3,000 | thousands by filing date | |
| FIRST TRUST INDXX GLOBALNATURAL RESOURCES INCOMEETF | 33734X838 | ETF | 230 | $3,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A230 | HOYA CAP HOUSI | 100 | $3,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102308 | UNIT LTD PRT 250 | 300 | $3,000 | thousands by filing date | |
| IPERIONX LTD | 44916E100 | SPONSORED ADS | 600 | $3,000 | thousands by filing date | |
| THE ARENA GROUP HOLDINGS INC | 040044109 | CMN | 272 | $3,000 | thousands by filing date | |
| MOGU INC | 608012308 | SPON ADS | 1,518 | $3,000 | thousands by filing date | |
| JANUS DETROIT | 47103U100 | MF Closed and MF Open | 71 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347R172 | ULTRA 20YR TRE | 100 | $3,000 | thousands by filing date | |
| VERIFYME INC | 92346X206 | COM NEW | 2,000 | $3,000 | thousands by filing date | |
| AKSO HEALTH GROUP | 98422P108 | ADS | 3,370 | $3,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25490K869 | DAIL CSI 300 ETF | 140 | $3,000 | thousands by filing date | |
| CLPS INCORPORATION | G31642104 | COM | 2,000 | $3,000 | thousands by filing date | |
| TOMI ENVIRONMENTAL SOLUTIONS | 890023203 | COM NEW | 3,430 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74348A814 | INFLATN EXPECTNS | 110 | $3,000 | thousands by filing date | |
| TIDAL TRUST I | 886364405 | SOFI SOCIAL 50 | 125 | $3,000 | thousands by filing date | |
| NEW CONCEPT ENERGY INC | 643611106 | COM | 2,614 | $3,000 | thousands by filing date | |
| MECHEL PREF SPON ADR | 583840509 | COM | 2,013 | $3,000 | thousands by filing date | |
| PRESURANCE HLDGS INC | 20731J102 | EQUITY | 1,664 | $3,000 | thousands by filing date | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 699 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347G838 | ULTST NASD NW20 | 107 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347B284 | SHT MSCI NEW | 100 | $3,000 | thousands by filing date | |
| ENVISTA HOLDINGS CORPORATION | 29415FAB0 | BOND | 2,000 | $3,000 | thousands by filing date | principal |
| IN8BIO INC | 45674E109 | COM | 1,513 | $3,000 | thousands by filing date | |
| HMN FINL INC | 40424G108 | COM | 150 | $3,000 | thousands by filing date | |
| IMAC HLDGS INC | 44967K104 | COM | 7,629 | $3,000 | thousands by filing date | |
| CANO HEALTH INC | 13781Y111 | WARR | 1,000 | $3,000 | thousands by filing date | |
| EXPION360 INC | 30218B100 | COM | 1,536 | $3,000 | thousands by filing date | |
| GUARDION HEALTH SCIENCES INC | 40145Q401 | COM | 18,926 | $3,000 | thousands by filing date | |
| EFFECTOR THERAPEUTICS INC | 28202V108 | COM | 6,001 | $3,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L204 | COM NEW | 2,018 | $3,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 7,001 | $3,000 | thousands by filing date | |
| CHARLES + COLVARD LTD | 159765106 | COM | 3,556 | $3,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 190 | $3,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 300 | $3,000 | thousands by filing date | |
| Histogen Inc Ordinary Shares | 43358Y202 | COM | 2,575 | $3,000 | thousands by filing date | |
| IMUNON INC | 15117N602 | COM | 1,835 | $3,000 | thousands by filing date | |
| 9F INC SPON ADS NEW | 65442R109 | ADR | 11,742 | $3,000 | thousands by filing date | |
| HYZON MOTORS INC | 44951Y110 | *W EXP 10/02/202 | 11,500 | $3,000 | thousands by filing date | |
| WAVEDANCER INC | 456696103 | COM | 3,519 | $3,000 | thousands by filing date | |
| VOLT ETF TRUST | 92873G105 | CRYPTO INDY REVO | 447 | $3,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B412 | IQ S&P HGH YLD | 141 | $3,000 | thousands by filing date | |
| SOLIGENIX INC | 834223307 | COM | 7,439 | $3,000 | thousands by filing date | |
| TH INTERNATIONAL LIMITED | G8656L106 | ORDINARY SHARES | 485 | $3,000 | thousands by filing date | |
| MEAT TECH 3D LTD | 583435102 | COM | 1,715 | $3,000 | thousands by filing date | |
| BIOMERICA INC | 09061H307 | COM NEW | 881 | $3,000 | thousands by filing date | |
| LILIUM N V | N52586117 | *W EXP 09/14/202 | 10,000 | $3,000 | thousands by filing date | |
| VIVEON HEALTH ACQUISITION CO | 92853V205 | UNIT 99/99/9999 | 250 | $3,000 | thousands by filing date | |
| CC NEUBERGER PRINCIPAL HOLDN | G1992N118 | UNIT 99/99/9999 | 334 | $3,000 | thousands by filing date | |
| KHOSLA VENTURES ACQUISITION | 482504107 | CL A | 286 | $3,000 | thousands by filing date | |
| LUMOS PHARMA INC | 55028X109 | COM | 344 | $3,000 | thousands by filing date | |
| SADOT GROUP INC | 627333107 | COM | 9,050 | $3,000 | thousands by filing date | |
| HUIZE HLDG LTD | 44473E105 | SPONSORED ADS | 3,732 | $3,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 7,928 | $3,000 | thousands by filing date | |
| LOGICBIO THERAPEUTICS INC | 54142F102 | COM | 10,725 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y541 | MSCI CHINA HC | 250 | $3,000 | thousands by filing date | |
| KRANESHARES TR | 500767702 | BLOOMBERG CHIINA | 104 | $3,000 | thousands by filing date | |
| BROOKLYN IMMUNOTHERAPEUTICS | 114082100 | COM | 13,561 | $3,000 | thousands by filing date | |
| DIFFUSION PHARMACEUTICALS IN | 253748404 | COM NEW | 548 | $3,000 | thousands by filing date | |
| ACER THERAPEUTICS INC | 00444P108 | CMN | 2,174 | $3,000 | thousands by filing date | |
| STEEL CONNECT INC | 858098106 | CMN | 2,100 | $3,000 | thousands by filing date | |
| OPAL FUELS INC | 68347P111 | WTS | 2,050 | $3,000 | thousands by filing date | |
| NIGHTDRAGON ACQUISITION CORP | 65413D105 | CMN | 333 | $3,000 | thousands by filing date | |
| BRIGHT LIGHTS ACQUISITION CO | 10920K101 | CMN | 300 | $3,000 | thousands by filing date | |
| GOLDEN SUN HEALTH TECH GRP L | G4013A107 | CLASS A ORD | 105 | $3,000 | thousands by filing date | |
| UNIQUE FABRICATING INC | 90915J103 | COM | 6,164 | $3,000 | thousands by filing date | |
| KALEYRA INC | 483379111 | *W EXP 11/25/202 | 28,536 | $3,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A370 | LONCAR CHINA BIO | 188 | $3,000 | thousands by filing date | |
| CYCLERION THERAPEUTICS INC | 23255M105 | COM | 3,398 | $3,000 | thousands by filing date | |
| TAKUNG ART LTD | 87407Q207 | COM NEW | 2,696 | $3,000 | thousands by filing date | |
| METEN HOLDING GROUP LTD | G6055H148 | SHS NEW | 8,822 | $3,000 | thousands by filing date | |
| HENNESSY CAPITAL INVS CORP V | 42589T115 | *W EXP 01/20/202 | 28,832 | $3,000 | thousands by filing date | |
| BENESSERE CAPITAL ACQUSTN CO | 08179B202 | UNIT 12/22/2025 | 250 | $3,000 | thousands by filing date | |
| HUMANCO ACQUISITION CORP | 44487N208 | UNIT 12/08/2023 | 277 | $3,000 | thousands by filing date | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 1,820 | $2,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092527 | SML MID MLTFCT | 82 | $2,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740U703 | FT VEST LADDERED | 92 | $2,000 | thousands by filing date | |
| D-WAVE QUANTUM INC | 26740W109 | COM | 315 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347X302 | MSCI EMRG ETF | 49 | $2,000 | thousands by filing date | |
| SES AI CORPORATION WT EXP 121026 | 78397Q117 | Stock | 1,881 | $2,000 | thousands by filing date | |
| FRANKLIN FTSE LATIN AMERICA ETF | 35473P561 | ETF | 95 | $2,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024UAD1 | NOTE 0.500%12/1 | 2,000 | $2,000 | thousands by filing date | principal |
| FIRST TR EXCHNG TRADED FD VI | 33740U109 | SECUR PLUS ETF | 100 | $2,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222AK0 | NOTE 2.250% 3/1 | 2,000 | $2,000 | thousands by filing date | principal |
| Karooooo Ltd | Y4600W108 | COM | 98 | $2,000 | thousands by filing date | |
| AMREP CORP | 032159105 | COM | 201 | $2,000 | thousands by filing date | |
| Shf Holdings Inc W Exp 09/28/202 | 824430110 | SPAC Combination | 12,370 | $2,000 | thousands by filing date | |
| BTCS INC | 05581M404 | CMN | 1,001 | $2,000 | thousands by filing date | |
| IONEER LTD | 46211L101 | CMN | 109 | $2,000 | thousands by filing date | |
| COMSTOCK HLDG COS INC | 205684202 | CL A NEW | 500 | $2,000 | thousands by filing date | |
| SURGEPAYS INC | 86882L204 | COM NEW | 400 | $2,000 | thousands by filing date | |
| GREAT ELM CAP CORP | 390320703 | COM NEW | 226 | $2,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F379 | CHINA BOND ETF | 93 | $2,000 | thousands by filing date | |
| FLUX PWR HLDGS INC | 344057302 | COM NEW | 735 | $2,000 | thousands by filing date | |
| COHEN & CO INC NEW | 19249M102 | COM | 207 | $2,000 | thousands by filing date | |
| ACCESS NEWSWIRE INC | 46520M204 | COM NEW | 102 | $2,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G823 | DAIL ROBO AR ETF | 176 | $2,000 | thousands by filing date | |
| SUNLANDS TECHNOLOGY GROUP | 86740P207 | SPONSRD ADS NEW | 500 | $2,000 | thousands by filing date | |
| ECO WAVE POWER GLOBAL AB | 27900N103 | SPONSORED ADS | 410 | $2,000 | thousands by filing date | |
| MOLECULAR PARTNERS AG | 60853G106 | ADS | 367 | $2,000 | thousands by filing date | |
| EA SERIES TRUST | 02072L722 | STRI US ENER ETF | 76 | $2,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P110 | NUVEEN ESG 1-5 | 89 | $2,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y529 | DORSY SHRT ETF | 206 | $2,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P204 | SPON ADR A | 188 | $2,000 | thousands by filing date | |
| DAXOR CORP | 239467103 | COM | 175 | $2,000 | thousands by filing date | |
| FiscalNote Holdings Inc | 337655104 | Common Stock | 292 | $2,000 | thousands by filing date | |
| GENENTA SCIENCE S P A | 36870W100 | SPONSORED ADS | 500 | $2,000 | thousands by filing date | |
| ANEBULO PHARMACEUTICALS INC | 034569103 | COM | 600 | $2,000 | thousands by filing date | |
| SIREN ETF TR | 829658400 | DIVCN DIVD ETF | 53 | $2,000 | thousands by filing date | |
| GUILD HLDGS CO | 40172N107 | CL A | 290 | $2,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 2,000 | $2,000 | thousands by filing date | principal |
| GALERA THERAPEUTICS EQUICLASS EQUITY | 36338D108 | COMMON STOCK | 1,082 | $2,000 | thousands by filing date | |
| BRIGHT GREEN CORP | 10920G100 | COM | 2,020 | $2,000 | thousands by filing date | |
| WEJO GROUP LIMITED | G9525W109 | COM | 2,485 | $2,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AD7 | BOND | 2,000 | $2,000 | thousands by filing date | principal |
| REPLIGEN CORP | 759916AB5 | BOND | 1,000 | $2,000 | thousands by filing date | principal |
| ENVESTNET INC | 29404KAB2 | BOND | 2,000 | $2,000 | thousands by filing date | principal |
| JASPER THERAPEUTICS INC | 471871103 | COM | 3,125 | $2,000 | thousands by filing date | |
| SIGMATRON INTL INC | 82661L101 | COM | 390 | $2,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 3,564 | $2,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 6,239 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E804 | NASDQ CHINA TECH | 209 | $2,000 | thousands by filing date | |
| RICEBRAN TECHNOLOGIES | 762831303 | Common | 910 | $2,000 | thousands by filing date | |
| Cresud S A C I F Y A Warrant Exp 03/09/202 | P3311R259 | Warrant | 4,480 | $2,000 | thousands by filing date | |
| IMMUNOPRECISE ANTIBODIES LTDCOM NEW | 45257F200 | cs | 533 | $2,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P507 | NEW | 680 | $2,000 | thousands by filing date | |
| SRX HEALTH SOLUTIONS INC. COM NEW | 08771Y303 | Stock | 2,089 | $2,000 | thousands by filing date | |
| NULL | 032108854 | NULL | 273 | $2,000 | thousands by filing date | |
| CHEER HLDG INC | G39973113 | *W EXP 02/13/202 | 220,970 | $2,000 | thousands by filing date | |
| BRIDGETOWN HOLDINGS LTD | G1355U105 | UNIT 10/15/2025 | 241 | $2,000 | thousands by filing date | |
| HELIUS MED TECHNOLOGIES INC | 42328V603 | COM CL A NEW | 7,504 | $2,000 | thousands by filing date | |
| VEECO INSTRS INC DEL | 922417AD2 | NOTE 2.700% 1/1 | 2,000 | $2,000 | thousands by filing date | principal |
| HYRECAR INC | 44916T107 | COM | 2,186 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-22-000603 | this filing | 2022-11-14 | acceptance time not in the bulk data set |