13F-HR/A filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR/A for the quarter ended 2022-06-30, filed 2022-10-27, with 8,022 holding rows worth $770,416,836,000.
- Accession
- 0000895421-22-000580
- Filer
- CIK 895421
- Filed
- 2022-10-27
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2022
A combination report, amendment of type restatement, 41,595 entries on the cover page, a total value of $770,416,836,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $770,416,836,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerEATON VANCE MANAGEMENT028-04139
- reports for this filerATLANTA CAPITAL MANAGEMENT CO L L C028-05936
- reports for this filerCook Street Consulting, Inc.028-22389
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMORGAN STANLEY CAPITAL SERVICES, LLC028-21416
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerFundlogic Sas028-15873
- included managerMorgan Stanley Asia Ltd028-19343
- included managerMorgan Stanley Wealth Management Australia Pty Ltd028-19344
- included managerMorgan Stanley Bank Asia Ltd028-17710
- included managerETRADE Capital Management LLC028-14182
- included managerMorgan Stanley Hedging Co. Ltd028-11350
- included managerMorgan Stanley Bank, N.A.028-22054
- included managerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AVALO THERAPEUTICS INC | 05338F108 | CMN | 40,450 | $20,000 | thousands by filing date | |
| ALPHA CAPITAL ACQUISITION CO | G0316P130 | CMN | 2,000 | $20,000 | thousands by filing date | |
| ASTREA ACQUISITION CORP UNIT 012828 | 04637C205 | Stock | 2,130 | $20,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524714 | 1 5YR CORP BD | 397 | $19,000 | thousands by filing date | |
| NORTHERN LTS FD TR III | 66538R748 | HCM DEFND 100 | 501 | $19,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 4,353 | $19,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R697 | SP KENSHO INFRA | 592 | $19,000 | thousands by filing date | |
| LGL GROUP INC | 50186A108 | COM | 1,441 | $19,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 117,611 | $19,000 | thousands by filing date | |
| VOXELJET AG | 92912L206 | ADS | 5,595 | $19,000 | thousands by filing date | |
| TRANSPHORM INC | 89386L100 | COM | 4,991 | $19,000 | thousands by filing date | |
| SONDER HOLDINGS INC | 83542D102 | COM | 18,212 | $19,000 | thousands by filing date | |
| GELESIS HLDGS INC | 36850R204 | COM | 11,973 | $19,000 | thousands by filing date | |
| DIGITAL MEDIA SOLUTIONS INC | 25401G106 | COM | 17,722 | $19,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 30,950 | $19,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 9,998 | $19,000 | thousands by filing date | |
| AEROCENTURY CORP | 007737109 | COM | 13,963 | $19,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R300 | COM NEW | 15,285 | $19,000 | thousands by filing date | |
| AEA-BRIDGES IMPACT CORP | G01046112 | *W EXP 09/19/202 | 49,473 | $19,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J802 | INDIA NFTY50 EQW | 430 | $18,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 65,120 | $18,000 | thousands by filing date | |
| BIGBEAR AI HLDGS INC COM | 08975B109 | Stock | 4,939 | $18,000 | thousands by filing date | |
| PATRIOT NATL BANCORP INC | 70336F203 | COM NEW | 1,500 | $18,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78470E106 | ST STR MSCI EAFE | 277 | $18,000 | thousands by filing date | |
| EMPRESA DIST Y COMERCIAL NOR | 29244A102 | SPON ADR | 4,162 | $18,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90274D382 | ETRACS ALER MLP | 1,091 | $18,000 | thousands by filing date | |
| DONEGAL GROUP INC | 257701300 | CL B | 1,163 | $18,000 | thousands by filing date | |
| VAXXINITY INC CLASS A | 92244V104 | COMMON STOCK | 11,378 | $18,000 | thousands by filing date | |
| COMPOSECURE INC | 20459V113 | *W EXP 12/27/202 | 25,000 | $18,000 | thousands by filing date | |
| PROSHARES TR II | 74347W395 | FUND | 570 | $18,000 | thousands by filing date | |
| PARTS ID INC | 702141102 | COM | 11,711 | $18,000 | thousands by filing date | |
| PROCAPS GROUP SA | L7756P102 | SHS | 1,900 | $18,000 | thousands by filing date | |
| TIDAL ETF TR | 886364207 | SOFI SELCT 500 | 1,385 | $18,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886TAJ1 | NOTE 1.750% 6/0 | 14,000 | $18,000 | thousands by filing date | principal |
| BITNILE HOLDINGS INC | 09175M101 | CMN | 67,020 | $18,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 43,432 | $18,000 | thousands by filing date | |
| NOVAN INC COM NEW | 66988N205 | Stock | 7,798 | $18,000 | thousands by filing date | |
| BEAM GLOBAL | 07373B117 | *W EXP 04/15/202 | 2,000 | $18,000 | thousands by filing date | |
| VYANT BIO INC | 92942V109 | COM | 20,049 | $18,000 | thousands by filing date | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 34,663 | $17,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 517 | $17,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024UAD1 | NOTE 0.500%12/1 | 17,000 | $17,000 | thousands by filing date | principal |
| LISTED FDS TR | 53656F599 | SWAN HEDGED EQTY | 1,010 | $17,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 4,067 | $17,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM | 06368B504 | CMN | 800 | $17,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374300 | COM NEW | 13,257 | $17,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A409 | SUGAR FD | 1,869 | $17,000 | thousands by filing date | |
| GREENLAND TECHNOLOGIES HLDG | G4095T107 | ORD SHS CL A | 4,300 | $17,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 356 | $17,000 | thousands by filing date | |
| LAVA THERAPEUTICS NV | N51517105 | SHS | 5,700 | $17,000 | thousands by filing date | |
| PYXIS TANKERS INC | Y71726130 | COM NEW | 6,000 | $17,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 6,564 | $17,000 | thousands by filing date | |
| AYTU BIOPHARMA INC | 054754874 | COM | 25,486 | $17,000 | thousands by filing date | |
| LOCAL BOUNTI CORP | 53960E106 | COM | 5,623 | $17,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L811 | COM | 892 | $17,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N832 | VCSHS US SML CAP | 300 | $17,000 | thousands by filing date | |
| INNOVIVA INC | 45781MAB7 | NOTE 2.500% 8/1 | 16,000 | $17,000 | thousands by filing date | principal |
| ROSS ACQUISITION CORP II | G7641C106 | SHS CL A | 1,737 | $17,000 | thousands by filing date | |
| SYNAPTOGENIX INC | 87167T201 | COM NEW | 3,412 | $17,000 | thousands by filing date | |
| ALTIMETER GROWTH CORP 2 | G0371B109 | CMN | 1,700 | $17,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM | 063679591 | NT LKD 41 | 400 | $17,000 | thousands by filing date | |
| IRENLTDF | Q4982L109 | STOK | 4,914 | $16,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C789 | US EQTY BUFR JUL | 517 | $16,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90274D390 | ETRA BL CO MAT 5 | 661 | $16,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P707 | RIVR FRNT DYN | 305 | $16,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 500 | $16,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P595 | SENIOR LOAN ETF | 686 | $16,000 | thousands by filing date | |
| ISHARES IBONDS 2026 TERM HIGH YIELD AND INCOME ETF | 46436E528 | ETF | 717 | $16,000 | thousands by filing date | |
| SERA PROGNOSTICS INC | 81749D107 | CMN | 9,559 | $16,000 | thousands by filing date | |
| X FINL | 98372W202 | SPONSORED ADS | 6,071 | $16,000 | thousands by filing date | |
| ACHILLES THERAPEUTICS PL-ADR | 00449L102 | COM | 6,336 | $16,000 | thousands by filing date | |
| VYNE THERAP. | 92941V209 | COM | 42,109 | $16,000 | thousands by filing date | |
| PROSHARES ULTRASHORT FTSE CHINA 50 | 74347B227 | ETF | 505 | $16,000 | thousands by filing date | |
| BRIACELL THERAPEUTICS ORD | 10778Y302 | COM | 2,850 | $16,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 3,981 | $16,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 12,000 | $16,000 | thousands by filing date | principal |
| GREENBRIER COS INC | 393657AK7 | NOTE 2.875% 2/0 | 16,000 | $16,000 | thousands by filing date | principal |
| ORGENESIS INC | 68619K204 | COM | 6,886 | $16,000 | thousands by filing date | |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 2,031 | $16,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 300 | $16,000 | thousands by filing date | |
| SMART POWERR CORP | 168913309 | COM | 5,380 | $16,000 | thousands by filing date | |
| ESPORTS ENTMT GROUP INC | 29667K306 | COM | 39,327 | $16,000 | thousands by filing date | |
| TRINE II ACQUISITION CORP | G9059F126 | UNIT 99/99/9999 | 1,600 | $16,000 | thousands by filing date | |
| SUPER LEAGUE ENTERPRISE INC COM | 86804F202 | Stock | 14,783 | $16,000 | thousands by filing date | |
| GREENLANE HLDGS INC | 395330103 | CL A | 80,645 | $16,000 | thousands by filing date | |
| ACASTI PHARMA INC | 00430K873 | CL A | 18,664 | $16,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 45,195 | $16,000 | thousands by filing date | |
| Global Business Travel Group I | 37890B118 | Warrant | 15,301 | $16,000 | thousands by filing date | |
| ALVOTECH | L01800108 | ORDINARY SHARES | 1,792 | $15,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740U505 | FT VEST UQ EQT | 496 | $15,000 | thousands by filing date | |
| SKYX PLATFORMS CORP | 78471E105 | COM | 7,500 | $15,000 | thousands by filing date | |
| CANDEL THERAPEUTICS INC | 137404109 | COMMON STOCK | 4,621 | $15,000 | thousands by filing date | |
| INNOVATOR U.S. SMALL CAP POWER BUFFER ETF - JULY | 45782C284 | ETF | 640 | $15,000 | thousands by filing date | |
| STAR EQUITY HOLDINGS INC | 443787205 | COM NEW | 473 | $15,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 7,064 | $15,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 4,550 | $15,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P847 | NUVEEN LARG CAP | 818 | $15,000 | thousands by filing date | |
| PETIQ INC | 71639TAB2 | NOTE 4.000% 6/0 | 16,000 | $15,000 | thousands by filing date | principal |
| HEPION PHARMACEUTICALS INC | 426897104 | COM | 25,640 | $15,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 8,657 | $15,000 | thousands by filing date | |
| ARROW INVTS TR | 042765792 | DWA TACTICAL MAC | 1,300 | $15,000 | thousands by filing date | |
| AUDDIA INC | 05072K107 | COM | 17,391 | $15,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 28,775 | $15,000 | thousands by filing date | |
| Pershing Square T 25 WTS Warrants Exp 07/24/25 | 71531R117 | WT | 35,838 | $15,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING INC | 33832D205 | COM NEW | 11,605 | $14,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R688 | S&P INTL DIVID | 886 | $14,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 1,471 | $14,000 | thousands by filing date | |
| HYPERFINE INC | 44916K106 | Common Stock | 6,100 | $14,000 | thousands by filing date | |
| INNOVATOR U.S. EQUITY BUFFER ETF - MAY | 45782C326 | ETF | 500 | $14,000 | thousands by filing date | |
| FRANKLIN FTSE SOUTH KOREA ETF | 35473P710 | ETF | 682 | $14,000 | thousands by filing date | |
| DESTRA MULTI-ALTERNATIVE FD | 25065A502 | COMMON SHARES | 2,094 | $14,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 8,233 | $14,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 3,702 | $14,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 7,031 | $14,000 | thousands by filing date | |
| PERFORMANCE SHIPPING INC COMMON SHARES | Y67305121 | Stock | 25,433 | $14,000 | thousands by filing date | |
| UPHEALTH INC | 91532B101 | COM | 23,772 | $14,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y707 | RENEWABLE ENERGY | 995 | $14,000 | thousands by filing date | |
| URBAN-GRO INC | 91704K202 | COM NEW | 2,800 | $14,000 | thousands by filing date | |
| II VI INC | 902104AB4 | NOTE 0.250% 9/0 | 13,000 | $14,000 | thousands by filing date | principal |
| FORGE GLOBAL HOLDINGS INC | 34629L103 | COM | 1,304 | $14,000 | thousands by filing date | |
| KBR INC | 48242WAB2 | BOND | 7,000 | $14,000 | thousands by filing date | principal |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 57,292 | $14,000 | thousands by filing date | |
| CRUCIBLE ACQUISITION CORP | 22877P207 | UNIT 12/26/2025 | 1,400 | $14,000 | thousands by filing date | |
| BABYLON HLDGS LTD | G07031100 | CL A SHS | 14,213 | $14,000 | thousands by filing date | |
| CC NEUBERGER PRIN HLDGS II | G3166T111 | *W EXP 07/29/202 | 30,000 | $14,000 | thousands by filing date | |
| ALFI INC | 00161P109 | COM | 11,860 | $14,000 | thousands by filing date | |
| PEPGEN INC COM | 713317105 | Stock | 1,258 | $13,000 | thousands by filing date | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 19,864 | $13,000 | thousands by filing date | |
| PRINCIPAL ACTIVE HIGH YIELD ETF | 74255Y102 | COM | 754 | $13,000 | thousands by filing date | |
| BEL FUSE INC CL A | 077347201 | COMMON STOCK | 600 | $13,000 | thousands by filing date | |
| SKY HARBOUR GROUP CORP | 83085C107 | COMMON STOCK | 2,327 | $13,000 | thousands by filing date | |
| ISHARES TR | 46435G839 | MSCI EAFE SMCP | 420 | $13,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H260 | MONA AM INCO ETF | 559 | $13,000 | thousands by filing date | |
| IMPACT SHARES NAACP MINORITY EMPOWERMENT ETF | 45259A209 | ETF | 470 | $13,000 | thousands by filing date | |
| Ishares Bb Rated Corp B | 46435U473 | COM | 291 | $13,000 | thousands by filing date | |
| AMERICAN SHARED HOSPITAL SVC | 029595105 | COM | 5,906 | $13,000 | thousands by filing date | |
| ADS TEC ENERGY PLC | G0085J117 | SHS | 2,000 | $13,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 6,894 | $13,000 | thousands by filing date | |
| GENIUS GROUP LTD SHS NEW | Y3005A109 | Stock | 2,149 | $13,000 | thousands by filing date | |
| GLEN BURNIE BANCORP | 377407101 | COM | 1,259 | $13,000 | thousands by filing date | |
| ZENDESK INC | 98936JAB7 | NOTE 0.250% 3/1 | 11,000 | $13,000 | thousands by filing date | principal |
| REDWOOD TRUST INC | 758075AC9 | BOND | 14,000 | $13,000 | thousands by filing date | principal |
| FOCUS UNVL INC | 34417J104 | COM | 1,198 | $13,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G864 | FUND | 549 | $13,000 | thousands by filing date | |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 32,316 | $13,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F734 | RUSSIA SMALL CAP | 1,192 | $13,000 | thousands by filing date | |
| ALLIED HEALTHCARE PRODS INC | 019222207 | COM | 8,053 | $13,000 | thousands by filing date | |
| CC NEUBERGER PRINCIPAL HOLDN | G1992N118 | UNIT 99/99/9999 | 1,334 | $13,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B362 | NYLI 500 INTERNA | 496 | $13,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y541 | MSCI CHINA HC | 750 | $13,000 | thousands by filing date | |
| SPARK NETWORKS SE | 846517100 | SPONSORED ADR | 4,050 | $13,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y508 | mc | 325 | $13,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U200 | 7% CN SR NT 2023 | 520 | $13,000 | thousands by filing date | |
| METEN HOLDING GROUP LTD | G6055H148 | SHS NEW | 9,350 | $13,000 | thousands by filing date | |
| CHARAH SOLUTIONS INC | 15957P105 | COM | 3,500 | $13,000 | thousands by filing date | |
| ALTAMIRA THERAPEUTICS LTD | G0360L100 | SHS | 26,300 | $13,000 | thousands by filing date | |
| SYMBOTIC INC | 87151X101 | CLASS A COM | 1,101 | $12,000 | thousands by filing date | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 488 | $12,000 | thousands by filing date | |
| ACHIEVE LIFE SCIENCES INC | 004468500 | COMMON STOCK | 2,500 | $12,000 | thousands by filing date | |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 16,487 | $12,000 | thousands by filing date | |
| FINWISE BANCORP | 31813A109 | COMMON STOCK | 1,260 | $12,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E806 | SABA INT RATE | 700 | $12,000 | thousands by filing date | |
| TOP FINANCIAL GROUP LTD | G989A6102 | SHS CL A | 490 | $12,000 | thousands by filing date | |
| ACCESS NEWSWIRE INC | 46520M204 | COM NEW | 487 | $12,000 | thousands by filing date | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 258 | $12,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G773 | WORK FROM HOME | 245 | $12,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P449 | FUND | 220 | $12,000 | thousands by filing date | |
| BARCLAYS BANK | 06742A750 | IPATH S&P MLP | 825 | $12,000 | thousands by filing date | |
| HARBOR CUSTOM DEVELOPMENT IN | 41150T108 | COM | 8,500 | $12,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC COM NEW | 079481404 | Stock | 10,048 | $12,000 | thousands by filing date | |
| SINGULARITY FUTURE TECH LTD | 82935V208 | CMN | 4,072 | $12,000 | thousands by filing date | |
| CHINA LIBERAL ED HLDGS LTD | G2161Y109 | ORD | 18,928 | $12,000 | thousands by filing date | |
| WISEKEY INTERNATIONAL HLDS L | 97727L309 | SPON ADS | 4,764 | $12,000 | thousands by filing date | |
| GLOBAL SYNERGY ACQUISIT CORP UNIT EX 010124 | G3934J114 | Stock | 1,246 | $12,000 | thousands by filing date | |
| TAT TECHNOLOGIES LTD | M8740S227 | ORD NEW | 2,000 | $11,000 | thousands by filing date | |
| LENSAR INC | 52634L108 | COM | 1,648 | $11,000 | thousands by filing date | |
| US GOLD CORP | 90291C201 | COMMON STOCK | 2,670 | $11,000 | thousands by filing date | |
| ARCADIA BIOSCIENCES INC COM | 039014204 | Stock | 10,971 | $11,000 | thousands by filing date | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 769 | $11,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740U109 | SECUR PLUS ETF | 495 | $11,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 665 | $11,000 | thousands by filing date | |
| RAVE RESTAURANT GROUP INC | 754198109 | COM | 10,000 | $11,000 | thousands by filing date | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 12,351 | $11,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90274D416 | ETRACS MARKETVEC | 630 | $11,000 | thousands by filing date | |
| NEXTNAV INC | 65345N114 | *W EXP 99/99/999 | 25,000 | $11,000 | thousands by filing date | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 443 | $11,000 | thousands by filing date | |
| IMPERIAL PETE INC COM NEW | Y3894J104 | Stock | 23,786 | $11,000 | thousands by filing date | |
| FORWARD INDUSTRIES INC COM NEW | 349862300 | Stock | 7,572 | $11,000 | thousands by filing date | |
| ISPECIMEN INC COM NEW | 45032V108 | Stock | 5,000 | $11,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRILLI | 453415606 | COM | 3,567 | $11,000 | thousands by filing date | |
| MAWSON INFRASTRUCTURE GROUP | 57778N208 | COM | 9,607 | $11,000 | thousands by filing date | |
| GENERATIONS BANCORP NY INC | 37149G108 | COM | 998 | $11,000 | thousands by filing date | |
| REDBALL ACQUISITION CORP | G7417R121 | UNIT 99/99/9999 | 1,101 | $11,000 | thousands by filing date | |
| MIRION TECHNOLOGIES INC | 60471A119 | *W EXP 10/20/202 | 10,316 | $11,000 | thousands by filing date | |
| ADITX THERAPEUTICS INC | 007025109 | COM | 73,741 | $11,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q787 | CMN | 306 | $11,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J701 | MLTFACTOR ENRG | 396 | $11,000 | thousands by filing date | |
| APPLIED UV INC | 03828V105 | COM | 4,661 | $11,000 | thousands by filing date | |
| KBS FASHION GROUP LTD | Y46002203 | COM NEW | 8,584 | $11,000 | thousands by filing date | |
| PACER FDS TR | 69374H873 | DEVELOPED MRKT | 362 | $10,000 | thousands by filing date | |
| ISHARES SYSTEMATIC BOND ETF | 46435U796 | COM | 118 | $10,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E307 | AUSPCE CMD STG | 330 | $10,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 5,344 | $10,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P706 | CMN | 300 | $10,000 | thousands by filing date | |
| ALITHYA GROUP INC | 01643b106 | COM | 4,000 | $10,000 | thousands by filing date | |
| SKY HARBOUR GROUP CORPORATIO | 83085C115 | *W EXP 01/25/202 | 22,000 | $10,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R829 | S NETWRK E-COM | 411 | $10,000 | thousands by filing date | |
| IMMURON LTD | 45254U101 | SPONSORED ADR | 4,580 | $10,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R809 | WBI BBR QTY 3000 | 341 | $10,000 | thousands by filing date | |
| PROSHARES TR | 74347G366 | SHRT RL EST FD | 511 | $10,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 1,000 | $10,000 | thousands by filing date | principal |
| IRONWOOD PHARMACEUTICALS INC | 46333XAH1 | NOTE 1.500% 6/1 | 9,000 | $10,000 | thousands by filing date | principal |
| PAYSAFE LIMITED | G6964L115 | *W EXP 03/30/202 | 39,626 | $10,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q282 | CARBON TRANITIN | 200 | $10,000 | thousands by filing date | |
| PERIDOT ACQUISITION CORP II | G7008B105 | COM | 1,000 | $10,000 | thousands by filing date | |
| EFFECTOR THERAPEUTICS INC | 28202V108 | COM | 7,249 | $10,000 | thousands by filing date | |
| BRIDGETOWN HOLDINGS LTD | G1355U105 | UNIT 10/15/2025 | 1,041 | $10,000 | thousands by filing date | |
| SHAPEWAYS HOLDINGS INC | 81947T102 | COMMON STOCK | 8,163 | $10,000 | thousands by filing date | |
| VELOCITY ACQUISITION CORP | 92259E104 | COM CL A | 1,000 | $10,000 | thousands by filing date | |
| GRAYBUG VISION INC COM | 38942Q103 | SHS | 9,010 | $10,000 | thousands by filing date | |
| ISHARES US ETF TR | 46431W630 | MEDIA ENTRNMNT | 400 | $10,000 | thousands by filing date | |
| XENETIC BIOSCIENCES INC | 984015503 | COM | 12,654 | $10,000 | thousands by filing date | |
| IMEDIA BRANDS INC | 452465206 | COM CL A | 8,020 | $10,000 | thousands by filing date | |
| ENERGY VAULT HOLDINGS INC | 29280W117 | *W EXP 02/11/202 | 6,503 | $10,000 | thousands by filing date | |
| TUSCAN HLDGS CORP II | 90070A103 | COM | 1,000 | $10,000 | thousands by filing date | |
| SINTX TECHNOLOGIES INC | 829392307 | COM NEW | 23,463 | $10,000 | thousands by filing date | |
| COLICITY INC UNIT EX 022426 | 194170205 | Stock | 1,000 | $10,000 | thousands by filing date | |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H203 | COM NEW | 10,023 | $10,000 | thousands by filing date | |
| ISHARES TR | 46435G276 | MSCI ARGENTINA | 487 | $10,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A309 | COMMON STOCK | 8,217 | $9,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 1,806 | $9,000 | thousands by filing date | |
| SMITH MIDLAND CORP | 832156103 | COMMON STOCK | 625 | $9,000 | thousands by filing date | |
| RHINEBECK BANCORP INC | 762093102 | COMMON STOCK | 1,000 | $9,000 | thousands by filing date | |
| COMPNHIA ENRG C | 204409882 | SPONSORED ADR | 2,890 | $9,000 | thousands by filing date | |
| WISDOMTREE INTERNATIONALMULTIFACTOR FUND | 97717Y774 | ETF | 374 | $9,000 | thousands by filing date | |
| NCS MULTISTAGE HLDGS INC | 628877201 | COM NEW | 302 | $9,000 | thousands by filing date | |
| LIVE VENTURES INC | 538142308 | COM NEW | 360 | $9,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 648 | $9,000 | thousands by filing date | |
| GRANITESHARES PLATINUM TR | 38748T103 | SHS BEN INT | 1,000 | $9,000 | thousands by filing date | |
| GREENTREE HOSPITALITY GROUP | 39579V100 | SPONSORED ADS | 2,178 | $9,000 | thousands by filing date | |
| GYRODYNE LLC | 403829104 | COM | 818 | $9,000 | thousands by filing date | |
| ELECTRO-SENSORS INC | 285233102 | COM | 1,500 | $9,000 | thousands by filing date | |
| FLEXSHOPPER INC | 33939J303 | COM | 10,531 | $9,000 | thousands by filing date | |
| NEW CONCEPT ENERGY INC | 643611106 | COM | 5,768 | $9,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375205 | CL A | 562 | $9,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 337 | $9,000 | thousands by filing date | |
| ETF MANG ETHO CLIMATE LEDRSHP US ETF | 26924G888 | UIT EXCHANGE TRADED | 195 | $9,000 | thousands by filing date | |
| GULF RES INC | 40251W408 | COM | 2,100 | $9,000 | thousands by filing date | |
| ILLUMINA INC | 452327AK5 | NOTE 8/1 | 9,000 | $9,000 | thousands by filing date | principal |
| HOPE BANCORP INC | 43940TAB5 | NOTE 2.000% 5/1 | 9,000 | $9,000 | thousands by filing date | principal |
| Cinedigm Corp CL A | 172406209 | COM NEW | 18,803 | $9,000 | thousands by filing date | |
| CBDMD INC | 12482W200 | 8% SER A CUM PFD | 2,500 | $9,000 | thousands by filing date | |
| HYZON MOTORS INC | 44951Y110 | *W EXP 10/02/202 | 13,500 | $9,000 | thousands by filing date | |
| CREATIVE REALITIES INC | 22530J200 | COM | 14,212 | $9,000 | thousands by filing date | |
| EXICURE INC | 30205M200 | COM NEW | 4,345 | $9,000 | thousands by filing date | |
| CALAMP CORP | 128126AD1 | BOND | 10,000 | $9,000 | thousands by filing date | principal |
| MOLECULIN BIOTECH INC | 60855D200 | COMMON | 6,000 | $9,000 | thousands by filing date | |
| MONOPAR THERAPEUTICS INC | 61023L108 | COM | 4,000 | $9,000 | thousands by filing date | |
| LM FDG AMER INC COM NEW | 502074404 | Stock | 10,435 | $9,000 | thousands by filing date | |
| REVOLUTION HEALTHCAR AQ CORP | 76155Y207 | UNT | 900 | $9,000 | thousands by filing date | |
| NEOVASC INC | 64065J403 | COM NEW | 1,425 | $9,000 | thousands by filing date | |
| AIRSPANNETWORKSHOLDINGSIN | 00951K112 | Warrant | 71,430 | $9,000 | thousands by filing date | |
| INPIXON | 45790J800 | COM | 50,927 | $9,000 | thousands by filing date | |
| ASTRIA THERAPEUTICS INC COM | 04635X102 | Stock | 2,501 | $8,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G707 | VIRTUS NEWFLEET | 358 | $8,000 | thousands by filing date | |
| IHS HOLDING LIMITED | G4701H109 | ORD SHS | 764 | $8,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P694 | FRANKLN SWZLND | 293 | $8,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C862 | INNOVATOR DEEPW | 257 | $8,000 | thousands by filing date | |
| T ROWE PRICE DIVIDEND GROWTH ETF | 87283Q404 | COM | 285 | $8,000 | thousands by filing date | |
| NEW FOUND GOLD CORP | 64440N103 | COM | 1,758 | $8,000 | thousands by filing date | |
| STATE STREET SPDR RUSSELL YIELD F | 78468R770 | ETF | 88 | $8,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A321 | DISTILLATE US | 203 | $8,000 | thousands by filing date | |
| PROSHARES TR II | 74347Y813 | ULSHT BLOOMB GAS | 206 | $8,000 | thousands by filing date | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N863 | N VOLATILITY PREM | 350 | $8,000 | thousands by filing date | |
| Biote Corp -A | 090683103 | COM | 2,000 | $8,000 | thousands by filing date | |
| VALENS SEMICONDUCTOR LTD | M9607U115 | ORDINARY SHARES | 2,200 | $8,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q528 | DYNAM US ETF | 185 | $8,000 | thousands by filing date | |
| LANTERN PHARMA INC | 51654W101 | COM | 1,394 | $8,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q510 | ACTIVE EQTY OPPT | 200 | $8,000 | thousands by filing date | |
| GRUPO SIMEC SAB DE C V | 400491106 | ADR | 252 | $8,000 | thousands by filing date | |
| The Very Good Food Company Inc COM | 88340B109 | Common Stock | 34,216 | $8,000 | thousands by filing date | |
| FAT BRANDS INC | 30258N105 | CLASS A COM | 1,123 | $8,000 | thousands by filing date | |
| GUILD HLDGS CO | 40172N107 | CL A | 737 | $8,000 | thousands by filing date | |
| EYENOVIA INC | 30234E104 | COM | 4,300 | $8,000 | thousands by filing date | |
| BRIDGEBIO PHARMA INC | 09077J107 | COM | 19,348 | $8,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAH3 | DBCV 1.990% 7/0 | 10,000 | $8,000 | thousands by filing date | principal |
| EXCELLON RES INC F | 30069C801 | FOREIGN CANADIAN | 17,595 | $8,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459AD0 | BOND | 8,000 | $8,000 | thousands by filing date | principal |
| LIGHTINTHEBOX HOLDING CO LTD SPONSORED ADR | 53225G102 | COM | 8,601 | $8,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 9,780 | $8,000 | thousands by filing date | |
| LONGEVERON INC CL A NEW | 54303L104 | Stock | 1,300 | $8,000 | thousands by filing date | |
| LUOKUNG TECHNOLOGY CORP | G56981106 | SHS | 18,921 | $8,000 | thousands by filing date | |
| PANBELA THERAPEUTICS INC | 69833W107 | COM | 12,500 | $8,000 | thousands by filing date | |
| BROADMARK RLTY CAP INC | 11135B118 | *W EXP 11/15/202 | 110,471 | $8,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G706 | WEDBUSH VID GAME | 135 | $8,000 | thousands by filing date | |
| ACUITYADS HLDGS INC | 00510L106 | COM | 3,331 | $8,000 | thousands by filing date | |
| EVAXION BIOTECH A S | 29970R105 | ADR | 4,296 | $8,000 | thousands by filing date | |
| INVESTMENT MANAGERS SER TR | 46143U849 | KNWLDL LD ETF | 228 | $8,000 | thousands by filing date | |
| QILIAN INTL HLDG GROUP LTD | G7307E107 | COM | 3,794 | $8,000 | thousands by filing date | |
| LANDOS BIOPHARMA INC | 515069102 | CMN | 9,649 | $8,000 | thousands by filing date | |
| WTS/NOVUS CAPITAL CORP11.5000EXP06/30/2027 | 03783T111 | WARR | 21,229 | $8,000 | thousands by filing date | |
| UNIQUE FABRICATING INC | 90915J103 | COM | 6,130 | $8,000 | thousands by filing date | |
| MIDWEST HLDG INC | 59833J206 | COM NEW | 694 | $8,000 | thousands by filing date | |
| TAOPING INC | G8675V119 | SHS NEW | 7,632 | $8,000 | thousands by filing date | |
| iShares Trust iShares USD Green Bond ETF | 46435U440 | SHS | 153 | $7,000 | thousands by filing date | |
| PROTARA THERAPEUTICS INC | 74365U107 | COM STK | 2,454 | $7,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F540 | SKYB CRY IND ETF | 1,462 | $7,000 | thousands by filing date | |
| ONE STOP SYSTEMS INC | 68247W109 | COMMON STOCK | 1,803 | $7,000 | thousands by filing date | |
| FRANKLIN FTSE CHINA ETF | 35473P819 | ETF | 336 | $7,000 | thousands by filing date | |
| CARDIOL THERAPEUTICS INC | 14161Y200 | COM CL A | 5,803 | $7,000 | thousands by filing date | |
| INVENTIVA SA | 46124U107 | ADS | 1,200 | $7,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 1,100 | $7,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E289 | S&P EMRNG MMTM | 500 | $7,000 | thousands by filing date | |
| NIXXY INC COM NEW | 75630B303 | Stock | 7,000 | $7,000 | thousands by filing date | |
| CARLYLE CREDIT INCOME FUND | 92535C104 | SHS BEN INT | 800 | $7,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V605 | DJ INDL AVG DV | 178 | $7,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A110 | CMN | 65 | $7,000 | thousands by filing date | |
| HARTFORD FDS EXCHANGE TRADED | 41653L602 | CMN | 189 | $7,000 | thousands by filing date | |
| MOVING IMAGE TECHNOLOGIES IN | 62464R109 | COMMON STOCK | 5,414 | $7,000 | thousands by filing date | |
| LISTED FDS TR | 53656F706 | ROUNDHILL VIDEO | 428 | $7,000 | thousands by filing date | |
| DATA I O CORP | 237690102 | COM | 2,184 | $7,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E131 | S&P SMLCAP HIG | 366 | $7,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 3,606 | $7,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 994 | $7,000 | thousands by filing date | |
| CONNECT BIOPHARMA HLDGS LTD | 207523101 | SHS | 8,155 | $7,000 | thousands by filing date | |
| SAFETY SHOT INC | 48208F105 | COM NEW | 10,001 | $7,000 | thousands by filing date | |
| CITIZENS HLDG CO MISS | 174715102 | COM | 369 | $7,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941AP4 | NOTE 2.000% 8/1 | 4,000 | $7,000 | thousands by filing date | principal |
| VIGIL NEUROSCIENCE INC | 92673K108 | COM | 3,338 | $7,000 | thousands by filing date | |
| APOLLO ENDOSURGERY INC | 03767D108 | COM | 1,952 | $7,000 | thousands by filing date | |
| HOUSTON AMERN ENERGY CORP | 44183U209 | COM | 1,614 | $7,000 | thousands by filing date | |
| INHIBIKASE THERAPEUTICS INC | 45719W106 | COM | 10,000 | $7,000 | thousands by filing date | |
| DUNXIN FINL HLDGS LTD | 26605Q106 | SPONSORED ADS | 15,766 | $7,000 | thousands by filing date | |
| 4D PHARMA PLC | 35085K109 | SPONSORED ADS | 4,360 | $7,000 | thousands by filing date | |
| LIMINAL BIOSCIENCES INC | 53272L103 | COM | 13,918 | $7,000 | thousands by filing date | |
| FUTURE FINTECH GROUP INC | 36117V105 | COM PAR | 15,698 | $7,000 | thousands by filing date | |
| HEALTH SCIENCES ACQ CORP 2 | G4411D109 | ORD SHS | 657 | $7,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U208 | COM | 2,311 | $7,000 | thousands by filing date | |
| CONX CORP | 212873202 | UNIT 10/30/2027 | 707 | $7,000 | thousands by filing date | |
| ICONIC SPORTS ACQUISITION CO | G4712C123 | UNIT 99/99/9999 | 700 | $7,000 | thousands by filing date | |
| SUNSHINE BIOPHARMA INC | 867781403 | COM NEW | 6,867 | $7,000 | thousands by filing date | |
| AILERON THERAPEUTICS INC COM NEW | 00887A105 | Stock | 25,000 | $7,000 | thousands by filing date | |
| Benitec Biopharma, Inc. | 08205P100 | common | 5,800 | $7,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 38,277 | $7,000 | thousands by filing date | |
| JOHN HANCOCK MULTIFACTOR INDUSTRIALS ETF | 47804J883 | ETF | 172 | $7,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C680 | US EQTY PWR BF | 221 | $6,000 | thousands by filing date | |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 1,007 | $6,000 | thousands by filing date | |
| STARLING ONCOLOGY INC | 68236X100 | COMMON STOCK | 1,203 | $6,000 | thousands by filing date | |
| FIRST NATIONAL CORP VA | 32106V107 | COMMON STOCK | 313 | $6,000 | thousands by filing date | |
| ISHARES TR | 46436E593 | IBOND DEC 2030 | 300 | $6,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E461 | PURBTA MSCI US | 149 | $6,000 | thousands by filing date | |
| BARNWELL INDS INC | 068221100 | COM | 2,738 | $6,000 | thousands by filing date | |
| PHARMACYTE BIOTECH INC | 71715X203 | COM NEW | 2,526 | $6,000 | thousands by filing date | |
| THE ARENA GROUP HOLDINGS INC | 040044109 | CMN | 578 | $6,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G179 | CMN | 117 | $6,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P871 | CMN | 230 | $6,000 | thousands by filing date | |
| CSP INC | 126389105 | CMN | 700 | $6,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 2,660 | $6,000 | thousands by filing date | |
| BIRKS GROUP INC | 09088U109 | CL A COM | 1,121 | $6,000 | thousands by filing date | |
| J & FRIENDS HOLDINGS LTD | 72352G206 | SPONSORED ADS | 4,160 | $6,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108888 | BLACKSWAN GRWT | 227 | $6,000 | thousands by filing date | |
| LIBERTY MEDIA ACQUISTION CORP | 53073L104 | COMMON STOCK | 575 | $6,000 | thousands by filing date | |
| DIRECT DIGITAL HOLDINGS INC | 25461T105 | CLASS A COM | 5,000 | $6,000 | thousands by filing date | |
| OPTHEA LTD | 68386J208 | SPONSORED ADS | 1,000 | $6,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 6,000 | $6,000 | thousands by filing date | principal |
| GALERA THERAPEUTICS EQUICLASS EQUITY | 36338D108 | COMMON STOCK | 4,107 | $6,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 5,240 | $6,000 | thousands by filing date | |
| SILVERSPAC INC | G8136V104 | COM | 572 | $6,000 | thousands by filing date | |
| IMAC HLDGS INC | 44967K104 | COM | 7,628 | $6,000 | thousands by filing date | |
| CYBIN INC | 23256X100 | COM | 11,335 | $6,000 | thousands by filing date | |
| JASPER THERAPEUTICS INC | 471871103 | COM | 3,000 | $6,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 8,991 | $6,000 | thousands by filing date | |
| REGENETP INC XXX | 731094207 | COM | 4,249 | $6,000 | thousands by filing date | |
| IMMUNOPRECISE ANTIBODIES LTDCOM NEW | 45257F200 | cs | 1,633 | $6,000 | thousands by filing date | |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 9,100 | $6,000 | thousands by filing date | |
| SONIM TECHNOLOGIES INC | 83548F200 | COM NEW | 10,605 | $6,000 | thousands by filing date | |
| KINS TECHNOLOGY GROUP INC | 49714K208 | UNIT 10/14/2025 | 602 | $6,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 19,087 | $6,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP V | 17144T115 | *W EXP 10/29/202 | 17,136 | $6,000 | thousands by filing date | |
| BLUESCAPE OPPORTUNITIES ACQU | G1195N113 | *W EXP 10/28/202 | 26,732 | $6,000 | thousands by filing date | |
| EAST RES ACQUISITION CO | 274681204 | UNIT 07/01/2027 | 593 | $6,000 | thousands by filing date | |
| VISION MARINE TECHNOLOGIES I | C96657116 | COM | 1,243 | $6,000 | thousands by filing date | |
| PINEAPPLE ENERGY INC | 72303P107 | COM | 2,362 | $6,000 | thousands by filing date | |
| SUPER GROUP SGHC LIMITED | G8588X111 | WTS | 10,000 | $6,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251KAB6 | NOTE 6.125% 5/1 | 6,000 | $6,000 | thousands by filing date | principal |
| COMERA LIFE SCIENCES HLDGS I | 20037C108 | COM | 2,292 | $6,000 | thousands by filing date | |
| DATCHAT INC | 23816M107 | COM | 5,125 | $6,000 | thousands by filing date | |
| CHECK CAP LTD | M2361E203 | SHS | 20,620 | $6,000 | thousands by filing date | |
| LEFTERIS ACQUISITION CORP UNIT EX | 52470X208 | Stock | 600 | $6,000 | thousands by filing date | |
| REGENCELL BIOSCIENCE HLDGS LTD ORDINARY SHARES | G7487R100 | Stock | 149 | $5,000 | thousands by filing date | |
| ELEDON PHARMACEUTICALS INC | 28617k101 | COM | 2,032 | $5,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 68 | $5,000 | thousands by filing date | |
| BANCO SANTANDER MEXICO SA | 05969B103 | SPONSORED ADS B | 1,089 | $5,000 | thousands by filing date | |
| ISHARES TR | 46435G219 | INVESTMENT GRADE | 113 | $5,000 | thousands by filing date | |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 203 | $5,000 | thousands by filing date | |
| GEE GROUP INC | 36165A102 | COM | 10,000 | $5,000 | thousands by filing date | |
| FIRST TRUST ALTERNATIVE ABSOLUTE RETURN STRATEGYETF | 33740Y101 | UIT EXCHANGE TRADED | 143 | $5,000 | thousands by filing date | |
| NOVONIX LIMITED | 67010L100 | SPONSORED ADS | 750 | $5,000 | thousands by filing date | |
| CVD EQUIP CORP | 126601103 | COM | 1,157 | $5,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y801 | DAIL CONS DI ETF | 200 | $5,000 | thousands by filing date | |
| CRYO-CELL INTL INC | 228895108 | COM | 800 | $5,000 | thousands by filing date | |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 15,498 | $5,000 | thousands by filing date | |
| INUVO INC | 46122W204 | COM NEW | 10,113 | $5,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061821 | CANNABIS ETF | 600 | $5,000 | thousands by filing date | |
| HOME PLATE ACQUISITION CORP | 43734R103 | COM | 500 | $5,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CO | 46186M605 | COM | 1,154 | $5,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 6,886 | $5,000 | thousands by filing date | |
| SRX HEALTH SOLUTIONS INC. COM NEW | 08771Y303 | Stock | 2,085 | $5,000 | thousands by filing date | |
| PRA GROUP INC | 69354NAB2 | Convertible Debt | 5,000 | $5,000 | thousands by filing date | principal |
| WAVEDANCER INC | 456696103 | COM | 3,519 | $5,000 | thousands by filing date | |
| WISA TECHNOLOGIES INC | 86633R203 | COM NEW | 8,000 | $5,000 | thousands by filing date | |
| ADVANCED HUMAN IMAGING LTD | 00777C104 | ADS | 8,700 | $5,000 | thousands by filing date | |
| ELECTROCORE INC | 28531P103 | COM | 10,603 | $5,000 | thousands by filing date | |
| REVELATION BIOSCIENCES INC | 76135L101 | COM | 4,289 | $5,000 | thousands by filing date | |
| SOLIGENIX INC | 834223307 | COM | 8,440 | $5,000 | thousands by filing date | |
| CLOOPEN GROUP HOLDING LIMITE | 18900M104 | ADS | 5,000 | $5,000 | thousands by filing date | |
| FLORA GROWTH CORP | 339764102 | COM | 7,944 | $5,000 | thousands by filing date | |
| BIOMERICA INC | 09061H307 | COM NEW | 1,630 | $5,000 | thousands by filing date | |
| SDCL EDGE ACQUISITION CORP | G79471119 | UNIT 99/99/9999 | 500 | $5,000 | thousands by filing date | |
| JUNIPER II CORP | 48203N202 | UNIT 99/99/9999 | 483 | $5,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D508 | Common Stock | 2,394 | $5,000 | thousands by filing date | |
| HUIZE HLDG LTD | 44473E105 | SPONSORED ADS | 3,732 | $5,000 | thousands by filing date | |
| VIA OPTRONICS AG | 91823Y109 | SPONSORED ADS | 2,500 | $5,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G805 | DRONE ECONMY STG | 150 | $5,000 | thousands by filing date | |
| ELECTRAMECCANICA VEHS CORP | 284849114 | W EXP 08/03/202 | 26,955 | $5,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G8251L121 | UNIT 99/99/9999 | 482 | $5,000 | thousands by filing date | |
| LISTED FD TR | 53656F466 | MORGAN CREEK | 505 | $5,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922B204 | DEFIANCE NXT GN | 424 | $5,000 | thousands by filing date | |
| ALPINE 4 HOLDINGS INC | 02083E105 | CL A | 6,800 | $5,000 | thousands by filing date | |
| SPDR SER TR | 78468R127 | S&P INTERNET ETF | 63 | $5,000 | thousands by filing date | |
| CLEVER LEAVES HOLDINGS INC | 186760104 | COM | 5,322 | $5,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741LAC1 | NOTE 6.375%10/0 | 5,000 | $5,000 | thousands by filing date | principal |
| KRANESHARES TR | 500767207 | CICC CHINA 100 | 200 | $5,000 | thousands by filing date | |
| COHN ROBBINS HOLDINGS CORP | G23726113 | *W EXP 08/28/202 | 10,875 | $5,000 | thousands by filing date | |
| TAKUNG ART LTD | 87407Q207 | COM NEW | 2,903 | $5,000 | thousands by filing date | |
| COLICITY INC | 194170106 | COM CL A | 475 | $5,000 | thousands by filing date | |
| HENNESSY CAPITAL INVS CORP V | 42589T115 | *W EXP 01/20/202 | 28,832 | $5,000 | thousands by filing date | |
| ARBE ROBOTICS LTD ORDINARY SHARES | M1R95N100 | Stock | 700 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347R669 | PSHS ULT SEMICDT | 233 | $4,000 | thousands by filing date | |
| SCHWAB LONG-TERM U.S. TREASURY ETF | 808524680 | ETF | 100 | $4,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 866 | $4,000 | thousands by filing date | |
| CENTRAL PUERTO S A | 155038201 | SPONSORED ADR | 1,371 | $4,000 | thousands by filing date | |
| SIEBERT FINL CORP | 826176109 | COM | 2,329 | $4,000 | thousands by filing date | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N103 | US EQT PLS CNVEX | 150 | $4,000 | thousands by filing date | |
| DBX ETF TR ETF X TRACKERS SHORT DUR HIGH YIELD BOND ETF | 233051283 | ETF | 102 | $4,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N543 | VICTORYSHS EMERG | 106 | $4,000 | thousands by filing date | |
| BITWISE CRYPTO INDUSTRY INNOVATORS ETF | 301505624 | ETF | 679 | $4,000 | thousands by filing date | |
| MAYS J W INC | 578473100 | COM | 100 | $4,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 1,523 | $4,000 | thousands by filing date | |
| ENTERA BIO LTD | M40527109 | SHS | 2,766 | $4,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061888 | VALUE MOMENTUM | 150 | $4,000 | thousands by filing date | |
| BENSON HILL INC | 082490111 | WT | 9,536 | $4,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H278 | MAIN THEMATC IN | 330 | $4,000 | thousands by filing date | |
| OPTICAL CABLE CORP | 683827208 | COM NEW | 1,190 | $4,000 | thousands by filing date | |
| VERIFYME INC | 92346X206 | COM NEW | 2,000 | $4,000 | thousands by filing date | |
| INTERGROUP CORP | 458685104 | COM | 100 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74348A566 | MERGER ETF | 90 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X812 | INDXX GLOBAL AGR | 155 | $4,000 | thousands by filing date | |
| ARMATA PHARMACEUTICALS INC | 04216R102 | COM | 1,071 | $4,000 | thousands by filing date | |
| MARINE PETE TR | 568423107 | UNIT BEN INT | 477 | $4,000 | thousands by filing date | |
| GENENTA SCIENCE S P A | 36870W100 | SPONSORED ADS | 500 | $4,000 | thousands by filing date | |
| FEMASYS INC | 31447E105 | cs | 1,565 | $4,000 | thousands by filing date | |
| BILL HOLDINGS INC | 090043AB6 | NOTE 12/0 | 4,000 | $4,000 | thousands by filing date | principal |
| BRIGHT GREEN CORP | 10920G100 | COM | 2,000 | $4,000 | thousands by filing date | |
| PONTEM CORPORATION | G71707106 | COM | 400 | $4,000 | thousands by filing date | |
| PROSPECTOR CAPITAL CORP | G7273A105 | COM | 453 | $4,000 | thousands by filing date | |
| CRYPTYDE INC | 22890A104 | COM | 1,669 | $4,000 | thousands by filing date | |
| EPIPHANY TECHNOLOGY ACQUISIT | 29429X109 | COM | 456 | $4,000 | thousands by filing date | |
| CHARLES + COLVARD LTD | 159765106 | COM | 3,523 | $4,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 256 | $4,000 | thousands by filing date | |
| IMUNON INC | 15117N602 | COM | 2,232 | $4,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W671 | CONSUMER STPLS | 135 | $4,000 | thousands by filing date | |
| VENUS CONCEPT INC | 92332W105 | COM | 9,404 | $4,000 | thousands by filing date | |
| SIO GENE THERAPIES INC | 829399104 | COM | 12,381 | $4,000 | thousands by filing date | |
| INVESCO DB G10 CURRENCY HRVS | 46139B102 | UNIT | 150 | $4,000 | thousands by filing date | |
| CIAN PLC | 83418T108 | ADS | 1,180 | $4,000 | thousands by filing date | |
| KNIGHTSCOPE INC | 49907V102 | CLASS A COM | 1,230 | $4,000 | thousands by filing date | |
| RMG ACQUISITION CORP III | G76088114 | UNIT 02/08/2026 | 400 | $4,000 | thousands by filing date | |
| AEQUI ACQUISITION CORP | 00775W201 | UNIT 11/30/2027 | 400 | $4,000 | thousands by filing date | |
| MINIM INC | 60365W102 | COM | 10,000 | $4,000 | thousands by filing date | |
| MYNARIC AG | 62857X101 | SPON ADS | 600 | $4,000 | thousands by filing date | |
| SG BLOCKS INC | 78418A505 | COM NEW | 2,165 | $4,000 | thousands by filing date | |
| ENERGY FOCUS INC | 29268T409 | COM | 3,245 | $4,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G763 | TREATMENTS TSTNG | 185 | $4,000 | thousands by filing date | |
| LOGICBIO THERAPEUTICS INC | 54142F102 | COM | 10,726 | $4,000 | thousands by filing date | |
| DIFFUSION PHARMACEUTICALS IN | 253748404 | COM NEW | 548 | $4,000 | thousands by filing date | |
| FORTISTAR SUSTAINABLE SOL CO | 34962M114 | WTS | 29,671 | $4,000 | thousands by filing date | |
| PATRIOT TRANSPORTATION HOLDING | 70338W105 | COM | 590 | $4,000 | thousands by filing date | |
| MIROMATRIX MED INC | 60471P108 | COM | 1,000 | $4,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A370 | LONCAR CHINA BIO | 188 | $4,000 | thousands by filing date | |
| INCANNEX HEALTHCARE LTD | 45333L106 | SPONSORED ADS | 1,100 | $4,000 | thousands by filing date | |
| LISTED FD TR | 53656F342 | ROUNDHILL MEME | 600 | $4,000 | thousands by filing date | |
| SPDR SER TR | 78468R614 | BBG SASB CRPT ES | 194 | $4,000 | thousands by filing date | |
| ARGUS CAPITAL CORP-CL A | 04026L105 | CLASS A COM | 400 | $4,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F755 | FT VEST LADDERED | 160 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347X302 | MSCI EMRG ETF | 49 | $3,000 | thousands by filing date | |
| AMERICAN RES CORP | 02927U208 | CL A | 2,000 | $3,000 | thousands by filing date | |
| GAIN THERAPEUTICS INC | 36269B105 | COM | 800 | $3,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V856 | INFLATION PROTE | 60 | $3,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 709 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-22-000522 | superseded | 2022-08-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000895421-22-000580 | this filing | 2022-10-27 | acceptance time not in the bulk data set |