13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2022-03-31, filed 2022-05-13, with 8,164 holding rows worth $741,466,945,000.
- Accession
- 0000895421-22-000458
- Filer
- CIK 895421
- Filed
- 2022-05-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2022
A combination report, 32,358 entries on the cover page, a total value of $741,466,945,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $741,466,945,000 with VALUE read as thousands by filing date, 13F file number 028-03432. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- reports for this filerEATON VANCE MANAGEMENT028-04139
- reports for this filerATLANTA CAPITAL MANAGEMENT CO L L C028-05936
- reports for this filerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
- reports for this filerCook Street Consulting, Inc.028-22389
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMORGAN STANLEY CAPITAL SERVICES, LLC028-21416
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerFundlogic Sas028-15873
- included managerMorgan Stanley Asia Ltd028-19343
- included managerMorgan Stanley Wealth Management Australia Pty Ltd028-19344
- included managerMorgan Stanley Bank Asia Ltd028-17710
- included managerETRADE Capital Management LLC028-14182
- included managerMorgan Stanley Hedging Co. Ltd028-11350
- included managerMorgan Stanley Bank, N.A.028-22054
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PERMIANVILLE RTY TR | 71425H100 | TR UNIT | 11,354 | $28,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 25,028 | $28,000 | thousands by filing date | |
| NORTH ATLANTIC ACQUISITN COR | G66139117 | UNIT 10/20/2025 | 2,777 | $28,000 | thousands by filing date | |
| TREPONT ACQUISITION CORP I | G9095M101 | SHS CL A | 2,778 | $28,000 | thousands by filing date | |
| Vanguard Ultra-Short Bond ETF | 92203C303 | SHS | 541 | $27,000 | thousands by filing date | |
| ISHARES TR | 46435U861 | CORE DIVID ETF | 639 | $27,000 | thousands by filing date | |
| EMERALD HOLDING INC | 29103W104 | COM | 7,770 | $27,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V856 | INFLATION PROTE | 560 | $27,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 2,347 | $27,000 | thousands by filing date | |
| CONNECT BIOPHARMA HLDGS LTD | 207523101 | SHS | 8,836 | $27,000 | thousands by filing date | |
| P3 HEALTH PARTNERS INC | 744413105 | COM CL A | 3,578 | $27,000 | thousands by filing date | |
| ISPECIMEN INC COM NEW | 45032V108 | Stock | 5,000 | $27,000 | thousands by filing date | |
| WEJO GROUP LIMITED | G9525W109 | COM | 6,886 | $27,000 | thousands by filing date | |
| PORTAGE BIOTECH INC | G7185A128 | COM | 4,245 | $27,000 | thousands by filing date | |
| ZOSANO PHARMA CORP | 98979H202 | COM NEW | 118,962 | $27,000 | thousands by filing date | |
| TOP SHIPS INC | Y8897Y180 | COM | 26,380 | $27,000 | thousands by filing date | |
| TURMERIC ACQUISITION CORP | G9127T108 | CMN | 2,700 | $27,000 | thousands by filing date | |
| LIMESTONE BANCORP INC | 53262L105 | COM | 1,301 | $27,000 | thousands by filing date | |
| LEFTERIS ACQUISITION CORP UNIT EX | 52470X208 | Stock | 2,752 | $27,000 | thousands by filing date | |
| DOUBLEDOWN INTERACTIVE CO LT | 25862B109 | ADS | 2,200 | $26,000 | thousands by filing date | |
| KENTUCKY FIRST FED BANCORP | 491292108 | COM | 3,634 | $26,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25490K869 | DAIL CSI 300 ETF | 894 | $26,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y335 | MSCI PAKISTAN | 1,188 | $26,000 | thousands by filing date | |
| NEWEGG COMMERCE INC | G6483G100 | COM | 4,135 | $26,000 | thousands by filing date | |
| ORGENESIS INC | 68619K204 | COM | 7,438 | $26,000 | thousands by filing date | |
| NULL | 84862C203 | NULL | 9,205 | $26,000 | thousands by filing date | |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 28,737 | $26,000 | thousands by filing date | |
| TFF PHARMACEUTICALS INC | 87241J104 | COM | 4,236 | $26,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 25,015 | $26,000 | thousands by filing date | |
| SYNAPTOGENIX INC | 87167T201 | COM NEW | 3,418 | $26,000 | thousands by filing date | |
| QUANTUM FINTECH ACQUISTIN CO | 74767A204 | UNIT 10/30/2026 | 2,567 | $26,000 | thousands by filing date | |
| EVAXION BIOTECH A S | 29970R105 | ADR | 8,357 | $26,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G82514129 | UNIT 99/99/9999 | 2,567 | $26,000 | thousands by filing date | |
| BEAM GLOBAL | 07373B117 | *W EXP 04/15/202 | 2,000 | $26,000 | thousands by filing date | |
| AIRSPANNETWORKSHOLDINGSIN | 00951K112 | Warrant | 71,430 | $26,000 | thousands by filing date | |
| PANBELA THERAPEUTICS INC | 69833Q100 | COM | 12,500 | $26,000 | thousands by filing date | |
| OMNICHANNEL ACQUISITION CORP | 68218L207 | UNIT 99/99/9999 | 2,704 | $26,000 | thousands by filing date | |
| IRSA PROPIEDADES COMERCIALES | 463588103 | SPONSORED ADR | 10,003 | $26,000 | thousands by filing date | |
| TERNS PHARMACEUTICALS INC COM | 880881107 | Stock | 8,491 | $25,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q647 | MUNICIPAL ETF | 495 | $25,000 | thousands by filing date | |
| PATRIOT NATL BANCORP INC | 70336F203 | COM NEW | 1,500 | $25,000 | thousands by filing date | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 400 | $25,000 | thousands by filing date | |
| PROSHARES TR | 74347R669 | PSHS ULT SEMICDT | 633 | $25,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F847 | FT VEST US EQT | 670 | $25,000 | thousands by filing date | |
| LUCKY STRIKE ENTERTAINMENT C | 10258P102 | CL A COM | 2,357 | $25,000 | thousands by filing date | |
| BANK7 CORP | 06652N107 | COMMON STOCK | 1,049 | $25,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A309 | COMMON STOCK | 23,917 | $25,000 | thousands by filing date | |
| FINWARD BANCORP | 31812F109 | COM | 541 | $25,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N873 | VCSHS US SMCP HG | 436 | $25,000 | thousands by filing date | |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 69,100 | $25,000 | thousands by filing date | |
| SENSEI BIOTHERAPEUTICS INC | 81728A108 | COM | 11,086 | $25,000 | thousands by filing date | |
| SHAPEWAYS HOLDINGS INC | 81947T102 | COMMON STOCK | 8,721 | $25,000 | thousands by filing date | |
| KERNEL GROUP HOLDINGS INC | G5259L111 | UNIT 99/99/9999 | 2,495 | $25,000 | thousands by filing date | |
| PRIVETERRA ACQUISITION CORP | 876545203 | UNIT 12/31/2025 | 2,486 | $25,000 | thousands by filing date | |
| SILVERSUN TECHNOLOGIES INC | 82846H207 | COMMON | 7,607 | $25,000 | thousands by filing date | |
| ONCONETIX INC | 09610B108 | COM | 439 | $25,000 | thousands by filing date | |
| ALPINE 4 HOLDINGS INC | 02083E105 | CL A | 23,675 | $25,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 35,166 | $25,000 | thousands by filing date | |
| LMF ACQUISITION OPPORTUNITIES, INC. | 502015209 | COM | 2,416 | $25,000 | thousands by filing date | |
| FAST ACQUISITION CORP. CMN | 311875108 | COM | 2,509 | $25,000 | thousands by filing date | |
| SPRING VY ACQUISITION CORP | G8377A116 | UNIT 11/11/2025 | 2,180 | $25,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q779 | US MOMENTUM | 550 | $24,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 496 | $24,000 | thousands by filing date | |
| CANDEL THERAPEUTICS INC | 137404109 | COMMON STOCK | 4,651 | $24,000 | thousands by filing date | |
| AURA BIOSCIENCES INC | 05153U107 | COMMON STOCK | 1,109 | $24,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 12,307 | $24,000 | thousands by filing date | |
| ARCADIA BIOSCIENCES INC COM | 039014204 | Stock | 17,487 | $24,000 | thousands by filing date | |
| Dingdong Cayman Ltd -Sp | 25445D101 | COM | 6,714 | $24,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R697 | SP KENSHO INFRA | 592 | $24,000 | thousands by filing date | |
| BANK OF THE JAMES FINL GP IN | 470299108 | COM | 1,584 | $24,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E364 | CMN | 749 | $24,000 | thousands by filing date | |
| ADS TEC ENERGY PLC | G0085J117 | SHS | 2,842 | $24,000 | thousands by filing date | |
| ATA CREATIVITY GLOBAL | 00211V106 | SPONSORED ADS | 16,293 | $24,000 | thousands by filing date | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 383 | $24,000 | thousands by filing date | |
| FORIAN INC | 34630N106 | cs | 3,334 | $24,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P555 | FUND | 1,011 | $24,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E240 | FUND | 1,282 | $24,000 | thousands by filing date | |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 4,118 | $24,000 | thousands by filing date | |
| GUARANTY FED BANCSHARES INC | 40108P101 | COM | 752 | $24,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G706 | WEDBUSH VID GAME | 323 | $24,000 | thousands by filing date | |
| VICINITY MOTOR CORP | 925654105 | COM | 10,000 | $24,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | 362409104 | COM | 7,437 | $24,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM | 063679591 | NT LKD 41 | 1,200 | $24,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 95,968 | $24,000 | thousands by filing date | |
| OTR ACQUISITION CORP | 67113Q204 | UNIT 10/01/2025 | 2,292 | $24,000 | thousands by filing date | |
| GPGI INC COM CL A | 20459V105 | Stock | 3,039 | $23,000 | thousands by filing date | |
| CF BANKSHARES INC | 12520L109 | COM | 1,013 | $23,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 2,029 | $23,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 3,062 | $23,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 3,155 | $23,000 | thousands by filing date | |
| EAGLE POINT INCOME COMPANY I | 269817102 | COM | 1,350 | $23,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 2,294 | $23,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P504 | INCOME EQT FOCUS | 473 | $23,000 | thousands by filing date | |
| PACER FDS TR | 69374H840 | WEALTHSHIELD | 750 | $23,000 | thousands by filing date | |
| MOOG INC | 615394301 | CL B | 267 | $23,000 | thousands by filing date | |
| ESPORTS ENTMT GROUP INC | 29667K306 | COM | 31,719 | $23,000 | thousands by filing date | |
| ROSS ACQUISITION CORP II | G7641C106 | SHS CL A | 2,371 | $23,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q258 | BETABLDRS 1-5YR | 467 | $23,000 | thousands by filing date | |
| MICROSECTORS US BIG OIL 3X | 06367V105 | FUND | 53 | $23,000 | thousands by filing date | |
| TUSCAN HLDGS CORP II | 90070A103 | COM | 2,077 | $23,000 | thousands by filing date | |
| CONTEXT THERAPEUTICS INC | 21077P108 | COM | 10,000 | $22,000 | thousands by filing date | |
| PHARMING GROUP NV SPON ADS | 71716E105 | ADR | 2,500 | $22,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A420 | DEFIA QUANT ETF | 430 | $22,000 | thousands by filing date | |
| TORRID HOLDINGS INC | 89142B107 | COMMON STOCK | 3,590 | $22,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G419 | CMN | 642 | $22,000 | thousands by filing date | |
| PROSHARES TR | 74348A566 | MERGER ETF | 531 | $22,000 | thousands by filing date | |
| UNITED STS 12 MONTH NAT GAS | 91288X109 | UNIT BEN INT | 1,250 | $22,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G599 | NASDAQ BIOTECH | 1,063 | $22,000 | thousands by filing date | |
| PB BANKSHARES INC | 69318V103 | COM | 1,569 | $22,000 | thousands by filing date | |
| IMPERIAL PETE INC COM NEW | Y3894J104 | Stock | 15,250 | $22,000 | thousands by filing date | |
| SPRUCE BIOSCIENCES INC | 85209E109 | COM | 11,421 | $22,000 | thousands by filing date | |
| VOXELJET AG | 92912L206 | ADS | 4,985 | $22,000 | thousands by filing date | |
| SVF INVESTMENT CORP | G8601L102 | CL A SHS | 2,241 | $22,000 | thousands by filing date | |
| JAWS MUSTANG ACQUISITION COR | G50737116 | UNIT 99/99/9999 | 2,200 | $22,000 | thousands by filing date | |
| PRIME IMPACT ACQUISITION I | G61074103 | SHS CL A | 2,186 | $22,000 | thousands by filing date | |
| OSI ETF TR | 67110P506 | OSHARES FTSE EUR | 864 | $22,000 | thousands by filing date | |
| DBX ETF TR | 233051523 | XTRACK MSCI CHIN | 844 | $22,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC COM NEW | 079481404 | Stock | 10,335 | $22,000 | thousands by filing date | |
| SOCIAL CAP SUVRETTA HLDS CRP | G8253T106 | CLASS A ORD SHS | 2,200 | $22,000 | thousands by filing date | |
| DUDDELL STREET ACQUISITN COR | G28553124 | UNIT 10/21/2025 | 2,134 | $22,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F540 | SKYB CRY IND ETF | 1,462 | $21,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 3,557 | $21,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78470E106 | ST STR MSCI EAFE | 277 | $21,000 | thousands by filing date | |
| AKSO HEALTH GROUP | 98422P108 | ADS | 12,558 | $21,000 | thousands by filing date | |
| AST SPACEMOBILE INC | 00217D118 | *W EXP 04/06/202 | 6,187 | $21,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 3,882 | $21,000 | thousands by filing date | |
| PAYSAFE LIMITED | G6964L115 | *W EXP 03/30/202 | 40,197 | $21,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G773 | WORK FROM HOME | 307 | $21,000 | thousands by filing date | |
| ZENDESK INC | 98936JAB7 | NOTE 0.250% 3/1 | 11,000 | $21,000 | thousands by filing date | principal |
| ELYS GAME TECHNOLOGY CORP | 290734102 | COM | 9,000 | $21,000 | thousands by filing date | |
| DIGITAL MEDIA SOLUTIONS INC | 25401G106 | COM | 5,713 | $21,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 300 | $21,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E804 | NASDQ CHINA TECH | 1,321 | $21,000 | thousands by filing date | |
| INNOVIVA INC | 45781MAB7 | NOTE 2.500% 8/1 | 16,000 | $21,000 | thousands by filing date | principal |
| CLOOPEN GROUP HOLDING LIMITE | 18900M104 | ADS | 12,354 | $21,000 | thousands by filing date | |
| VIRIOS THERAPEUTICS INC | 92829J104 | COM | 4,638 | $21,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES IN | 34984VAC4 | NOTE 9.000% 8/0 | 21,316 | $21,000 | thousands by filing date | principal |
| REDBALL ACQUISITION CORP | G7417R121 | UNIT 99/99/9999 | 2,101 | $21,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 28,697 | $21,000 | thousands by filing date | |
| APOLLO STRATEGIC GROWTH CAPT | G0411R114 | *W EXP 10/29/202 | 15,193 | $21,000 | thousands by filing date | |
| POPULATION HEALTH INVS CO IN | G71716123 | UNIT 99/99/9999 | 2,084 | $21,000 | thousands by filing date | |
| ASTREA ACQUISITION CORP UNIT 012828 | 04637C205 | Stock | 2,130 | $21,000 | thousands by filing date | |
| HENNESSY CAPITAL INVS CORP V | 42589T206 | UNIT 01/15/2025 | 2,123 | $21,000 | thousands by filing date | |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H203 | COM NEW | 14,763 | $21,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J802 | INDIA NFTY50 EQW | 430 | $20,000 | thousands by filing date | |
| ASTRIA THERAPEUTICS INC COM | 04635X102 | Stock | 3,008 | $20,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P707 | RIVR FRNT DYN | 305 | $20,000 | thousands by filing date | |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 3,531 | $20,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B461 | CMN | 500 | $20,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R630 | SP KENSHO FINAL | 496 | $20,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90274D382 | ETRACS ALER MLP | 1,091 | $20,000 | thousands by filing date | |
| PROSHARES TR | 74347B490 | ULTRA MSCI BRAZI | 517 | $20,000 | thousands by filing date | |
| SCYNEXIS INC | 811292200 | COM NEW | 5,194 | $20,000 | thousands by filing date | |
| PROPHASE LABS INC | 74345W108 | COM | 2,888 | $20,000 | thousands by filing date | |
| ROC ENERGY ACQUISITION CORP | 77118V108 | COM | 2,024 | $20,000 | thousands by filing date | |
| MFA FINL INC | 55272XAA0 | BOND | 20,000 | $20,000 | thousands by filing date | principal |
| PARDES BIOSCIENCES INC | 69945Q105 | COM | 2,763 | $20,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 9,167 | $20,000 | thousands by filing date | |
| IMMUNOPRECISE ANTIBODIES LTDCOM NEW | 45257F200 | cs | 3,843 | $20,000 | thousands by filing date | |
| HYZON MOTORS INC | 44951Y110 | *W EXP 10/02/202 | 11,500 | $20,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 56,000 | $20,000 | thousands by filing date | |
| CACTUS ACQUISITION CORP 1 LT | G1745A116 | UNIT 08/17/2028 | 1,980 | $20,000 | thousands by filing date | |
| ALPHA CAPITAL ACQUISITION CO | G0316P130 | CMN | 2,000 | $20,000 | thousands by filing date | |
| NIGHTDRAGON ACQUISITION CORP | 65413D204 | UNIT 02/26/20266 | 2,000 | $20,000 | thousands by filing date | |
| GRANDSTAND LTD ORDINARY SHARES | G3R239101 | Stock | 2,169 | $19,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D804 | LTD DUR INVT ETF | 1,000 | $19,000 | thousands by filing date | |
| PIONEER BANCORP INC/NY | 723561106 | COMMON STOCK | 1,837 | $19,000 | thousands by filing date | |
| DESTRA MULTI-ALTERNATIVE FD | 25065A502 | COMMON SHARES | 2,094 | $19,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A511 | CMN | 498 | $19,000 | thousands by filing date | |
| PROSHARES TR | 74347X708 | UL MSCI JP ETF | 500 | $19,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 356 | $19,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y438 | Q DYNAMIC GROWTH | 668 | $19,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P847 | NUVEEN LARG CAP | 818 | $19,000 | thousands by filing date | |
| PETIQ INC | 71639TAB2 | NOTE 4.000% 6/0 | 16,000 | $19,000 | thousands by filing date | principal |
| LONGEVERON INC CL A NEW | 54303L104 | Stock | 1,350 | $19,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N832 | VCSHS US SML CAP | 300 | $19,000 | thousands by filing date | |
| WAVEDANCER INC | 456696103 | COM | 3,519 | $19,000 | thousands by filing date | |
| HARBOR CUSTOM DEVELOPMENT IN | 41150T108 | COM | 8,500 | $19,000 | thousands by filing date | |
| NEXTPLAY TECHNOLOGIES INC | 65344G102 | COM | 33,950 | $19,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108797 | mc | 841 | $19,000 | thousands by filing date | |
| MIRION TECHNOLOGIES INC | 60471A119 | *W EXP 10/20/202 | 10,316 | $19,000 | thousands by filing date | |
| WTS/NOVUS CAPITAL CORP11.5000EXP06/30/2027 | 03783T111 | WARR | 21,229 | $19,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 24,041 | $19,000 | thousands by filing date | |
| AKERNA CORP | 00973W102 | COM | 17,584 | $19,000 | thousands by filing date | |
| BIOLASE INC | 090911207 | COM NEW | 54,114 | $19,000 | thousands by filing date | |
| LISTED FD TR | 53656F441 | mc | 2,502 | $19,000 | thousands by filing date | |
| VITA COCO CO INC | 92846Q107 | COM | 1,920 | $18,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P405 | COMMON STOCK | 3,454 | $18,000 | thousands by filing date | |
| ONE STOP SYSTEMS INC | 68247W109 | COMMON STOCK | 4,719 | $18,000 | thousands by filing date | |
| LIVE VENTURES INC | 538142308 | COM NEW | 399 | $18,000 | thousands by filing date | |
| EMPRESA DIST Y COMERCIAL NOR | 29244A102 | SPON ADR | 2,650 | $18,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A409 | SUGAR FD | 1,869 | $18,000 | thousands by filing date | |
| GENERATION INCOME PPTYS INC | 37149D204 | COM NEW | 2,500 | $18,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R809 | WBI BBR QTY 3000 | 567 | $18,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F409 | INCOME OPPRTNTES | 750 | $18,000 | thousands by filing date | |
| ACHILLES THERAPEUTICS PL-ADR | 00449L102 | COM | 6,221 | $18,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 4,561 | $18,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC | 462222AB6 | NOTE 0.125%12/1 | 20,000 | $18,000 | thousands by filing date | principal |
| GREENBRIER COS INC | 393657AK7 | NOTE 2.875% 2/0 | 16,000 | $18,000 | thousands by filing date | principal |
| Cinedigm Corp CL A | 172406209 | COM NEW | 22,426 | $18,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D508 | Common Stock | 4,338 | $18,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886TAJ1 | NOTE 1.750% 6/0 | 14,000 | $18,000 | thousands by filing date | principal |
| ENERGY VAULT HOLDINGS INC | 29280W117 | *W EXP 02/11/202 | 6,503 | $18,000 | thousands by filing date | |
| HENNESSY CAPITAL INVS CORP V | 42589T115 | *W EXP 01/20/202 | 46,173 | $18,000 | thousands by filing date | |
| ELUTIA INC | 05479K106 | CL A COM | 2,880 | $17,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90274D390 | ETRA BL CO MAT 5 | 661 | $17,000 | thousands by filing date | |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 16,555 | $17,000 | thousands by filing date | |
| HIREQUEST INC | 433535101 | COMMON STOCK | 891 | $17,000 | thousands by filing date | |
| FRANKLIN FTSE SOUTH KOREA ETF | 35473P710 | ETF | 682 | $17,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E737 | CMN | 400 | $17,000 | thousands by filing date | |
| TWO RDS SHARED TR | 90214Q766 | ANFIELD UNVL ETF | 1,863 | $17,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 5,116 | $17,000 | thousands by filing date | |
| PROSHARES TR II | 74347Y847 | FUND | 800 | $17,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 58,588 | $17,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 10,830 | $17,000 | thousands by filing date | |
| CRUCIBLE ACQUISITION CORP | 22877P207 | UNIT 12/26/2025 | 1,658 | $17,000 | thousands by filing date | |
| HALL OF FAME RESORT & ENTMT | 40619L102 | COM | 16,249 | $17,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U200 | 7% CN SR NT 2023 | 630 | $17,000 | thousands by filing date | |
| CHARAH SOLUTIONS INC | 15957P105 | COM | 3,515 | $17,000 | thousands by filing date | |
| INSU ACQUISITION CORP III | 457817302 | UNIT 12/31/2026 | 1,693 | $17,000 | thousands by filing date | |
| BENESSERE CAPITAL ACQUSTN CO | 08179B202 | UNIT 12/22/2025 | 1,542 | $17,000 | thousands by filing date | |
| MUDRICK CAPITAL ACQU CORP II | 62477L206 | UNIT 99/99/9999 | 1,700 | $17,000 | thousands by filing date | |
| ARTERIS INC | 04302A104 | COM | 1,151 | $16,000 | thousands by filing date | |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 156 | $16,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R688 | S&P INTL DIVID | 886 | $16,000 | thousands by filing date | |
| TYRA BIOSCIENCES INC | 90240B106 | COMMON STOCK | 1,571 | $16,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y280 | DLY FTS BUL 3X | 595 | $16,000 | thousands by filing date | |
| INNOVATOR U.S. EQUITY BUFFER ETF - MAY | 45782C326 | ETF | 500 | $16,000 | thousands by filing date | |
| IMPACT SHARES NAACP MINORITY EMPOWERMENT ETF | 45259A209 | ETF | 470 | $16,000 | thousands by filing date | |
| AMERICAN SHARED HOSPITAL SVC | 029595105 | COM | 7,031 | $16,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 7,313 | $16,000 | thousands by filing date | |
| EAGLE CAP GROWTH FD INC | 269451100 | CLSD FD | 1,712 | $16,000 | thousands by filing date | |
| LGL GROUP INC | 50186A108 | COM | 1,441 | $16,000 | thousands by filing date | |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 8,909 | $16,000 | thousands by filing date | |
| DATA I O CORP | 237690102 | COM | 3,771 | $16,000 | thousands by filing date | |
| IMMURON LTD | 45254U101 | SPONSORED ADR | 4,900 | $16,000 | thousands by filing date | |
| FLEXSHOPPER INC | 33939J303 | COM | 9,111 | $16,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y707 | RENEWABLE ENERGY | 995 | $16,000 | thousands by filing date | |
| GLEN BURNIE BANCORP | 377407101 | COM | 1,262 | $16,000 | thousands by filing date | |
| ELEVATION ONCOLOGY INC COM | 28623U101 | Stock | 6,339 | $16,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 12,000 | $16,000 | thousands by filing date | principal |
| RENEO PHARMACEUTICALS INC | 75974E103 | COM | 5,409 | $16,000 | thousands by filing date | |
| GELESIS HLDGS INC | 36850R204 | COM | 3,525 | $16,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L811 | COM | 703 | $16,000 | thousands by filing date | |
| DEFIANCE NEXT GEN H2 ETF | 26922B600 | ETF | 950 | $16,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y116 | CSI300 CHINA1X | 877 | $16,000 | thousands by filing date | |
| KNIGHTSCOPE INC | 49907V102 | CLASS A COM | 3,230 | $16,000 | thousands by filing date | |
| PROCAPS GROUP SA | L7756P102 | SHS | 1,900 | $16,000 | thousands by filing date | |
| TRINE II ACQUISITION CORP | G9059F126 | UNIT 99/99/9999 | 1,600 | $16,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 70,195 | $16,000 | thousands by filing date | |
| AKUMIN INC | 01021F109 | COM | 14,564 | $16,000 | thousands by filing date | |
| NEXIMMUNE INC | 65344D109 | COM | 3,840 | $16,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y508 | mc | 325 | $16,000 | thousands by filing date | |
| REE AUTOMOTIVE LTD | M8287R103 | CLASS A ORD SHS | 8,042 | $15,000 | thousands by filing date | |
| PRINCIPAL ACTIVE HIGH YIELD ETF | 74255Y102 | COM | 754 | $15,000 | thousands by filing date | |
| KORU MEDICAL SYSTEMS INC | 759910102 | COMMON STOCK | 5,287 | $15,000 | thousands by filing date | |
| PROSHARES TR | 74347G705 | ULTRA ENERGY | 109 | $15,000 | thousands by filing date | |
| GREENTREE HOSPITALITY GROUP | 39579V100 | SPONSORED ADS | 2,958 | $15,000 | thousands by filing date | |
| DONEGAL GROUP INC | 257701300 | CL B | 1,163 | $15,000 | thousands by filing date | |
| WILLIAMS INDUSTRIAL SERVICES | 96951A104 | COMMON STOCK | 7,521 | $15,000 | thousands by filing date | |
| LIANBIO ADR | 53000N108 | COM | 4,019 | $15,000 | thousands by filing date | |
| URBAN ONE INC | 91705J105 | CL A | 2,339 | $15,000 | thousands by filing date | |
| EYENOVIA INC | 30234E104 | COM | 4,920 | $15,000 | thousands by filing date | |
| CREATIVE MEDIA & CMNTY TR | 125525584 | TRUS | 1,918 | $15,000 | thousands by filing date | |
| HMN FINL INC | 40424G108 | COM | 578 | $15,000 | thousands by filing date | |
| KBR INC | 48242WAB2 | BOND | 7,000 | $15,000 | thousands by filing date | principal |
| JASPER THERAPEUTICS INC | 471871103 | COM | 4,276 | $15,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 13,677 | $15,000 | thousands by filing date | |
| AMAZE HOLDINGS INC | 35804X101 | COM | 4,520 | $15,000 | thousands by filing date | |
| ARROW INVTS TR | 042765792 | DWA TACTICAL MAC | 1,300 | $15,000 | thousands by filing date | |
| NULL | 301505749 | NULL | 562 | $15,000 | thousands by filing date | |
| QILIAN INTL HLDG GROUP LTD | G7307E107 | COM | 8,794 | $15,000 | thousands by filing date | |
| AILERON THERAPEUTICS INC COM NEW | 00887A105 | Stock | 29,429 | $15,000 | thousands by filing date | |
| GLORY STAR NEW MED GP HLDG L | G39973105 | SHS | 14,600 | $15,000 | thousands by filing date | |
| CHINA ONLINE ED GROUP | 16954L105 | SPONSORED ADR | 8,837 | $15,000 | thousands by filing date | |
| ISHARES TR | 46435G276 | MSCI ARGENTINA | 487 | $15,000 | thousands by filing date | |
| RIGETTI COMPUTING INC COMMON STOCK | 76655K103 | Stock | 2,196 | $14,000 | thousands by filing date | |
| ARCELLX INC COMMON STOCK | 03940C100 | Stock | 1,038 | $14,000 | thousands by filing date | |
| STRATEGY SHS | 86280R506 | NS 7HANDL IDX | 601 | $14,000 | thousands by filing date | |
| ISHARES TR | 46435G839 | MSCI EAFE SMCP | 420 | $14,000 | thousands by filing date | |
| NIXXY INC COM NEW | 75630B303 | Stock | 5,000 | $14,000 | thousands by filing date | |
| AN2 THERAPEUTICS INC | 037326105 | COM | 885 | $14,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E806 | SABA INT RATE | 700 | $14,000 | thousands by filing date | |
| ENTERA BIO LTD | M40527109 | SHS | 4,956 | $14,000 | thousands by filing date | |
| SENSUS HEALTHCARE INC | 81728J109 | COM | 1,391 | $14,000 | thousands by filing date | |
| MEDIROM HEALTHCARE TECH INC | 58510H103 | SPONSORED ADS | 1,900 | $14,000 | thousands by filing date | |
| KALEIDO BIOSCIENCES INC | 483347100 | COM | 9,554 | $14,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 1,682 | $14,000 | thousands by filing date | |
| Xilio Therapeutics Inc. | 98422T100 | COM | 2,104 | $14,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 1,000 | $14,000 | thousands by filing date | principal |
| CBDMD INC | 12482W200 | 8% SER A CUM PFD | 2,500 | $14,000 | thousands by filing date | |
| CALLIDITAS THERAPEUTICS AB SPONSERED | 13124Q106 | ADS | 729 | $14,000 | thousands by filing date | |
| VENUS CONCEPT INC | 92332W105 | COM | 10,379 | $14,000 | thousands by filing date | |
| REDBALL ACQUISITION CORP | G7417R113 | *W EXP 08/17/202 | 16,201 | $14,000 | thousands by filing date | |
| ADVANCED HUMAN IMAGING LTD | 00777C104 | ADS | 9,000 | $14,000 | thousands by filing date | |
| LIMINAL BIOSCIENCES INC | 53272L103 | COM | 13,918 | $14,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 14,000 | $14,000 | thousands by filing date | principal |
| LENDINGTREE INC NEW | 52603BAA5 | NOTE | 14,000 | $14,000 | thousands by filing date | principal |
| DIREXION DAILY ENERGY BEAR 2X SHARES | 25460E554 | ETF | 2,778 | $14,000 | thousands by filing date | |
| EXECUTIVE NETWORK PARTNERING | 30158L100 | CMN | 1,426 | $14,000 | thousands by filing date | |
| DUDDELL STREET ACQUISITN COR | G28553108 | CMN | 1,426 | $14,000 | thousands by filing date | |
| ATLAS CREST INVESTMENT CORP | 049287204 | UNIT 99/99/9999 | 1,386 | $14,000 | thousands by filing date | |
| SINTX TECHNOLOGIES INC | 829392307 | COM NEW | 23,484 | $14,000 | thousands by filing date | |
| CHP MERGER CORP | 12558Y205 | UNIT 11/22/2024 | 1,500 | $14,000 | thousands by filing date | |
| ISHARES TR | 46436E767 | COM | 364 | $13,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C789 | US EQTY BUFR JUL | 400 | $13,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H821 | DIGI TRANSFRM | 831 | $13,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 361 | $13,000 | thousands by filing date | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 491 | $13,000 | thousands by filing date | |
| BEL FUSE INC CL A | 077347201 | COMMON STOCK | 601 | $13,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H260 | MONA AM INCO ETF | 559 | $13,000 | thousands by filing date | |
| X FINL | 98372W202 | SPONSORED ADS | 4,868 | $13,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y801 | DAIL CONS DI ETF | 200 | $13,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 1,796 | $13,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90274D416 | ETRACS MARKETVEC | 630 | $13,000 | thousands by filing date | |
| The Very Good Food Company Inc COM | 88340B109 | Common Stock | 26,216 | $13,000 | thousands by filing date | |
| FORWARD INDUSTRIES INC COM NEW | 349862300 | Stock | 7,700 | $13,000 | thousands by filing date | |
| GALERA THERAPEUTICS EQUICLASS EQUITY | 36338D108 | COMMON STOCK | 5,548 | $13,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P449 | FUND | 220 | $13,000 | thousands by filing date | |
| OWLET INC | 69120X107 | COM | 3,121 | $13,000 | thousands by filing date | |
| IMUNON INC | 15117N602 | COM | 2,628 | $13,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F734 | RUSSIA SMALL CAP | 1,192 | $13,000 | thousands by filing date | |
| VIVEON HEALTH ACQUISITION CO | 92853V205 | UNIT 99/99/9999 | 1,364 | $13,000 | thousands by filing date | |
| CC NEUBERGER PRINCIPAL HOLDN | G1992N118 | UNIT 99/99/9999 | 1,334 | $13,000 | thousands by filing date | |
| ICONIC SPORTS ACQUISITION CO | G4712C123 | UNIT 99/99/9999 | 1,250 | $13,000 | thousands by filing date | |
| PINEAPPLE ENERGY INC | 72303P107 | COM | 2,191 | $13,000 | thousands by filing date | |
| ISHARES US ETF TR | 46431W630 | MEDIA ENTRNMNT | 400 | $13,000 | thousands by filing date | |
| ELECTRAMECCANICA VEHS CORP | 284849114 | W EXP 08/03/202 | 26,955 | $13,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y541 | MSCI CHINA HC | 750 | $13,000 | thousands by filing date | |
| CLEVER LEAVES HOLDINGS INC | 186760104 | COM | 5,322 | $13,000 | thousands by filing date | |
| REVOLUTION HEALTHCAR AQ CORP | 76155Y207 | UNT | 1,350 | $13,000 | thousands by filing date | |
| BBQ HLDGS INC | 05551A109 | CMN | 865 | $13,000 | thousands by filing date | |
| PYXIS TANKERS INC | Y71726106 | COM | 24,000 | $13,000 | thousands by filing date | |
| XENETIC BIOSCIENCES INC | 984015503 | COM | 12,665 | $13,000 | thousands by filing date | |
| QUANERGY SYSTEMS INC | 74764U104 | COM | 6,672 | $13,000 | thousands by filing date | |
| INPIXON | 45790J800 | COM | 50,927 | $13,000 | thousands by filing date | |
| PYXIS ONCOLOGY INC COMMON STOCK | 747324101 | Stock | 3,186 | $12,000 | thousands by filing date | |
| BIGBEAR AI HLDGS INC COM | 08975B109 | Stock | 1,614 | $12,000 | thousands by filing date | |
| QUANTUM COMPUTING INC | 74766W108 | COM | 4,609 | $12,000 | thousands by filing date | |
| TAT TECHNOLOGIES LTD | M8740S227 | ORD NEW | 2,000 | $12,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C862 | INNOVATOR DEEPW | 257 | $12,000 | thousands by filing date | |
| MODIV INDUSTRIAL INC | 60784B101 | REIT | 662 | $12,000 | thousands by filing date | |
| BITWISE CRYPTO INDUSTRY INNOVATORS ETF | 301505624 | ETF | 679 | $12,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 2,512 | $12,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V605 | DJ INDL AVG DV | 271 | $12,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P706 | CMN | 300 | $12,000 | thousands by filing date | |
| RAVE RESTAURANT GROUP INC | 754198109 | COM | 10,553 | $12,000 | thousands by filing date | |
| BIRKS GROUP INC | 09088U109 | CL A COM | 2,299 | $12,000 | thousands by filing date | |
| LAVA THERAPEUTICS NV | N51517105 | SHS | 2,800 | $12,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y626 | PRIVATE CREDIT | 500 | $12,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375205 | CL A | 563 | $12,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q282 | CARBON TRANITIN | 200 | $12,000 | thousands by filing date | |
| BARCLAYS BANK | 06742A750 | IPATH S&P MLP | 825 | $12,000 | thousands by filing date | |
| SIO GENE THERAPIES INC | 829399104 | COM | 17,254 | $12,000 | thousands by filing date | |
| CREATIVE REALITIES INC | 22530J200 | COM | 14,212 | $12,000 | thousands by filing date | |
| FUTURE FINTECH GROUP INC | 36117V105 | COM PAR | 15,693 | $12,000 | thousands by filing date | |
| BIOMERICA INC | 09061H307 | COM NEW | 2,517 | $12,000 | thousands by filing date | |
| LUMOS PHARMA INC | 55028X109 | COM | 1,262 | $12,000 | thousands by filing date | |
| GENERATIONS BANCORP NY INC | 37149G108 | COM | 1,000 | $12,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U300 | COMMON | 5,479 | $12,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 39,550 | $12,000 | thousands by filing date | |
| AMBRX BIOPHARMA, INC. SPONSORED ADR | 02290A102 | COM | 2,800 | $12,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q787 | CMN | 306 | $12,000 | thousands by filing date | |
| MOLEKULE GROUP INC | 007744105 | COM | 3,440 | $12,000 | thousands by filing date | |
| UNIQUE FABRICATING INC | 90915J103 | COM | 6,290 | $12,000 | thousands by filing date | |
| PUXIN LTD | 74704P405 | ADS | 5,904 | $12,000 | thousands by filing date | |
| PACER FDS TR | 69374H873 | DEVELOPED MRKT | 362 | $11,000 | thousands by filing date | |
| NUVEEN VRIABL RAT PFD & INM | 67080R102 | COM | 500 | $11,000 | thousands by filing date | |
| ASTRONOVA INC | 04638F108 | COM | 757 | $11,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E307 | AUSPCE CMD STG | 330 | $11,000 | thousands by filing date | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 769 | $11,000 | thousands by filing date | |
| TRIO TECH INTL | 896712205 | COM NEW | 1,569 | $11,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740U109 | SECUR PLUS ETF | 467 | $11,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 645 | $11,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A110 | CMN | 75 | $11,000 | thousands by filing date | |
| RENOVORX INC | 75989R107 | COM NEW | 3,852 | $11,000 | thousands by filing date | |
| LISTED FDS TR | 53656F706 | ROUNDHILL VIDEO | 507 | $11,000 | thousands by filing date | |
| GYRODYNE LLC | 403829104 | COM | 780 | $11,000 | thousands by filing date | |
| GRUPO SIMEC SAB DE C V | 400491106 | ADR | 357 | $11,000 | thousands by filing date | |
| ETF MANG ETHO CLIMATE LEDRSHP US ETF | 26924G888 | UIT EXCHANGE TRADED | 195 | $11,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAH1 | NOTE 1.500% 6/1 | 9,000 | $11,000 | thousands by filing date | principal |
| SAFETY SHOT INC | 48208F105 | COM NEW | 10,001 | $11,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 6,667 | $11,000 | thousands by filing date | |
| CBDMD INC | 12482W101 | COM | 10,244 | $11,000 | thousands by filing date | |
| MOLECULIN BIOTECH INC | 60855D200 | COMMON | 6,025 | $11,000 | thousands by filing date | |
| LANDOS BIOPHARMA INC | 515069102 | CMN | 7,260 | $11,000 | thousands by filing date | |
| SINGULARITY FUTURE TECH LTD | 82935V208 | CMN | 766 | $11,000 | thousands by filing date | |
| Gores HLDGS VIII Inc Class A | 382863108 | COM | 1,100 | $11,000 | thousands by filing date | |
| TAOPING INC | G8675V119 | SHS NEW | 7,632 | $11,000 | thousands by filing date | |
| COHN ROBBINS HOLDINGS CORP UNIT EX | G23726121 | Stock | 1,046 | $11,000 | thousands by filing date | |
| NUZEE INC | 67073S208 | COM NEW | 5,288 | $11,000 | thousands by filing date | |
| AUTOWEB INC | 05335B100 | COM | 4,646 | $11,000 | thousands by filing date | |
| ARBE ROBOTICS LTD ORDINARY SHARES | M1R95N100 | Stock | 1,388 | $10,000 | thousands by filing date | |
| LENSAR INC | 52634L108 | COM | 1,509 | $10,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 1,439 | $10,000 | thousands by filing date | |
| RHINEBECK BANCORP INC | 762093102 | COMMON STOCK | 1,049 | $10,000 | thousands by filing date | |
| T ROWE PRICE ETF EXCHANGE TRADED FDS INC EQUITY INCOME ETF | 87283Q206 | ETF | 274 | $10,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W380 | INTRST RATE HDGE | 211 | $10,000 | thousands by filing date | |
| GRANITESHARES PLATINUM TR | 38748T103 | SHS BEN INT | 1,000 | $10,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 2,491 | $10,000 | thousands by filing date | |
| INUVO INC | 46122W204 | COM NEW | 20,394 | $10,000 | thousands by filing date | |
| FAT BRANDS INC | 30258N105 | CLASS A COM | 1,432 | $10,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAH3 | DBCV 1.990% 7/0 | 10,000 | $10,000 | thousands by filing date | principal |
| IN8BIO INC | 45674E109 | COM | 2,921 | $10,000 | thousands by filing date | |
| IMAC HLDGS INC | 44967K104 | COM | 9,628 | $10,000 | thousands by filing date | |
| PERIDOT ACQUISITION CORP II | G7008B105 | COM | 1,000 | $10,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 716 | $10,000 | thousands by filing date | |
| PINTEC TECHNOLOGY HLDGS LTD SPONSORED ADS | 72352G107 | ADR | 16,236 | $10,000 | thousands by filing date | |
| BRIDGETOWN HOLDINGS LTD | G1355U105 | UNIT 10/15/2025 | 1,041 | $10,000 | thousands by filing date | |
| VELOCITY ACQUISITION CORP | 92259E104 | COM CL A | 1,000 | $10,000 | thousands by filing date | |
| LUOKUNG TECHNOLOGY CORP | G56981106 | SHS | 18,921 | $10,000 | thousands by filing date | |
| SRAX INC | 78472M106 | CL A | 2,124 | $10,000 | thousands by filing date | |
| ISOPLEXIS CORP | 465005106 | COM | 3,117 | $10,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 22,840 | $10,000 | thousands by filing date | |
| BROADMARK RLTY CAP INC | 11135B118 | *W EXP 11/15/202 | 110,471 | $10,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP V | 17144T115 | *W EXP 10/29/202 | 17,136 | $10,000 | thousands by filing date | |
| JUNIPER II CORP | 48203N202 | UNIT 99/99/9999 | 966 | $10,000 | thousands by filing date | |
| HUIZE HLDG LTD | 44473E105 | SPONSORED ADS | 7,989 | $10,000 | thousands by filing date | |
| INVESTMENT MANAGERS SER TR | 46143U849 | KNWLDL LD ETF | 228 | $10,000 | thousands by filing date | |
| MONOPAR THERAPEUTICS INC | 61023L108 | COM | 4,003 | $10,000 | thousands by filing date | |
| BIOTRICITY INC COM NEW | 09074H104 | Stock | 4,487 | $10,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922B204 | DEFIANCE NXT GN | 601 | $10,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 51,812 | $10,000 | thousands by filing date | |
| ATLANTIC AVE ACQUISITION COR | 04906P101 | CMN | 998 | $10,000 | thousands by filing date | |
| MEDAVAIL HOLDINGS INC | 58406B103 | COM | 11,054 | $10,000 | thousands by filing date | |
| SVF INVESTMENT CORP 3 | G8601N108 | CL A SHS | 1,000 | $10,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CORP COM | 46186M506 | Stock | 28,786 | $10,000 | thousands by filing date | |
| COLICITY INC UNIT EX 022426 | 194170205 | Stock | 1,000 | $10,000 | thousands by filing date | |
| CHECKMATE PHARMACEUTICALS IN | 162818108 | COM | 3,005 | $10,000 | thousands by filing date | |
| CYPRESS ENVIRONMENTL PARTNR | 232751107 | LTD PARTNER INT | 6,100 | $10,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G707 | VIRTUS NEWFLEET | 358 | $9,000 | thousands by filing date | |
| SCHWAB LONG-TERM U.S. TREASURY ETF | 808524680 | ETF | 200 | $9,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A321 | DISTILLATE US | 203 | $9,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 2,144 | $9,000 | thousands by filing date | |
| WISDOMTREE INTERNATIONALMULTIFACTOR FUND | 97717Y774 | ETF | 374 | $9,000 | thousands by filing date | |
| ISHARES TR | 46434V514 | MSCI CHINA A | 242 | $9,000 | thousands by filing date | |
| ISHARES TR | 46435G441 | ESG ADVNCD HY BD | 194 | $9,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 3,155 | $9,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q528 | DYNAM US ETF | 185 | $9,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q510 | ACTIVE EQTY OPPT | 200 | $9,000 | thousands by filing date | |
| QNITY ELECTRONICS INC | 817323207 | COM | 3,192 | $9,000 | thousands by filing date | |
| GULF RES INC | 40251W408 | COM | 2,100 | $9,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940TAB5 | NOTE 2.000% 5/1 | 9,000 | $9,000 | thousands by filing date | principal |
| MULLEN AUTOMOTIVE INC | 62526P109 | COM | 2,895 | $9,000 | thousands by filing date | |
| CYBIN INC | 23256X100 | COM | 11,335 | $9,000 | thousands by filing date | |
| LIGHTINTHEBOX HOLDING CO LTD SPONSORED ADR | 53225G102 | COM | 8,601 | $9,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 11,802 | $9,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 533 | $9,000 | thousands by filing date | |
| BLUESCAPE OPPORTUNITIES ACQU | G1195N113 | *W EXP 10/28/202 | 26,732 | $9,000 | thousands by filing date | |
| CALAMP CORP | 128126AD1 | BOND | 10,000 | $9,000 | thousands by filing date | principal |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 21,304 | $9,000 | thousands by filing date | |
| FORTISTAR SUSTAINABLE SOL CO | 34962M114 | WTS | 29,671 | $9,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 12,161 | $9,000 | thousands by filing date | |
| VIVOS THERAPEUTICS INC | 92859E108 | COM | 3,621 | $9,000 | thousands by filing date | |
| GWG HLDGS INC | 36192A109 | COM | 1,728 | $9,000 | thousands by filing date | |
| JOHN HANCOCK MULTIFACTOR INDUSTRIALS ETF | 47804J883 | ETF | 172 | $9,000 | thousands by filing date | |
| ALTAMIRA THERAPEUTICS LTD | G0360L100 | SHS | 8,300 | $9,000 | thousands by filing date | |
| CONCORD ACQUISITION CORP | 206071201 | UNIT 12/28/2025 | 900 | $9,000 | thousands by filing date | |
| AMERICAN RES CORP | 02927U208 | CL A | 3,000 | $8,000 | thousands by filing date | |
| SKY HARBOUR GROUP CORP | 83085C107 | COMMON STOCK | 542 | $8,000 | thousands by filing date | |
| SMITH MIDLAND CORP | 832156103 | COMMON STOCK | 425 | $8,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138J676 | BULLETSHS 2026 | 325 | $8,000 | thousands by filing date | |
| PACER TRENDPILOT EUROPEAN INDEX ETF | 69374H808 | ETF | 344 | $8,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25490K331 | DAIL MS INDI ETF | 153 | $8,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E289 | S&P EMRNG MMTM | 500 | $8,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 1,632 | $8,000 | thousands by filing date | |
| CARLYLE CREDIT INCOME FUND | 92535C104 | SHS BEN INT | 800 | $8,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G780 | VIRTUS REAL AS | 268 | $8,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E131 | S&P SMLCAP HIG | 366 | $8,000 | thousands by filing date | |
| ELECTRO-SENSORS INC | 285233102 | COM | 1,502 | $8,000 | thousands by filing date | |
| NEW CONCEPT ENERGY INC | 643611106 | COM | 2,786 | $8,000 | thousands by filing date | |
| SWK HLDGS CORP | 78501P203 | COM NEW | 493 | $8,000 | thousands by filing date | |
| GUILD HLDGS CO | 40172N107 | CL A | 737 | $8,000 | thousands by filing date | |
| SATELLOGIC INC | G7823S101 | CLASS A ORD SHS | 1,000 | $8,000 | thousands by filing date | |
| QUTOUTIAO INC-ADR | 74915J206 | COM | 5,670 | $8,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459AD0 | BOND | 8,000 | $8,000 | thousands by filing date | principal |
| AGILETHOUGHT INC | 00857F100 | COM | 1,610 | $8,000 | thousands by filing date | |
| CYNGN INC | 23257B107 | COM | 5,531 | $8,000 | thousands by filing date | |
| DUNXIN FINL HLDGS LTD | 26605Q106 | SPONSORED ADS | 11,766 | $8,000 | thousands by filing date | |
| FORTRESS CAPITAL ACQUISITION | G36427113 | UNIT 99/99/9999 | 812 | $8,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J668 | BULLSHS 23 USD | 319 | $8,000 | thousands by filing date | |
| METACRINE INC | 59101E103 | COM | 12,661 | $8,000 | thousands by filing date | |
| AYALA PHARMACEUTICALS INC | 05465V108 | COM | 2,077 | $8,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 9,450 | $8,000 | thousands by filing date | |
| MEAT TECH 3D LTD | 583435102 | COM | 1,500 | $8,000 | thousands by filing date | |
| LOGICBIO THERAPEUTICS INC | 54142F102 | COM | 12,133 | $8,000 | thousands by filing date | |
| DOGNESS INTERNATIONAL CORP | G2788T103 | COM CL A | 1,385 | $8,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC COM | 00484M601 | Stock | 4,799 | $8,000 | thousands by filing date | |
| COHN ROBBINS HOLDINGS CORP | G23726113 | *W EXP 08/28/202 | 10,000 | $8,000 | thousands by filing date | |
| DPCM CAPITAL, INC. | 23344P200 | COM | 800 | $8,000 | thousands by filing date | |
| BNY MELLON ETF TRUST | 09661T107 | US LRG CP CORE | 78 | $7,000 | thousands by filing date | |
| ELEDON PHARMACEUTICALS INC | 28617k101 | COM | 1,754 | $7,000 | thousands by filing date | |
| WEAVE COMMUNICATIONS INC | 94724R108 | COM | 1,253 | $7,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C680 | US EQTY PWR BF | 221 | $7,000 | thousands by filing date | |
| FRANKLIN FTSE CHINA ETF | 35473P819 | ETF | 336 | $7,000 | thousands by filing date | |
| EQUILLIUM INC | 29446K106 | COM | 2,236 | $7,000 | thousands by filing date | |
| CARDIOL THERAPEUTICS INC | 14161Y200 | COM CL A | 4,500 | $7,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E461 | PURBTA MSCI US | 149 | $7,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 1,838 | $7,000 | thousands by filing date | |
| BARNWELL INDS INC | 068221100 | COM | 2,742 | $7,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-22-000458 | this filing | 2022-05-13 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000895421-22-000579 | base | 2022-10-27 | acceptance time not in the bulk data set |