13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2021-12-31, filed 2022-02-14, with 8,180 holding rows worth $809,868,913,000.
- Accession
- 0000895421-22-000372
- Filer
- CIK 895421
- Filed
- 2022-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2021
A combination report, 33,624 entries on the cover page, a total value of $809,868,913,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $809,868,913,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerEATON VANCE MANAGEMENT028-04139
- reports for this filerATLANTA CAPITAL MANAGEMENT CO L L C028-05936
- reports for this filerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerFundlogic Sas028-15873
- included managerMorgan Stanley Asia Ltd028-19343
- included managerMorgan Stanley Wealth Management Australia Pty Ltd028-19344
- included managerMorgan Stanley Bank Asia Ltd028-17710
- included managerETRADE Capital Management LLC028-14182
- included managerMorgan Stanley Hedging Co. Ltd028-11350
- included managerMorgan Stanley Bank, N.A.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ARCUTIS BIOTHERAPEUTICS INC | 03969K108 | COM | 53,019 | $1,099,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 147,962 | $1,099,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES IN | 34984V209 | COMMON STOCK | 68,351 | $1,098,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509VAA8 | NOTE 1.750%12/1 | 1,000,000 | $1,097,000 | thousands by filing date | principal |
| MONTAUK RENEWABLES INC | 61218C103 | COMMON STOCK | 106,879 | $1,096,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 85,782 | $1,094,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 79,695 | $1,094,000 | thousands by filing date | |
| SIGILON THERAPEUTICS INC | 82657L107 | COM | 395,997 | $1,092,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 34,370 | $1,089,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A101 | CMN | 9,065 | $1,089,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 69,495 | $1,086,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 15,408 | $1,083,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 11,587 | $1,081,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 169,881 | $1,080,000 | thousands by filing date | |
| CRINETICS PHARMACEUTICALS INC COM | 22663K107 | Stock | 37,978 | $1,079,000 | thousands by filing date | |
| EXPENSIFY INC | 30219Q106 | COM CL A | 24,535 | $1,079,000 | thousands by filing date | |
| FANG HLDGS LTD | 30711Y300 | ADR NEW | 283,086 | $1,078,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A309 | COMMON STOCK | 1,292,963 | $1,075,000 | thousands by filing date | |
| FORTIVE CORP | 34959JAK4 | NOTE 0.875% 2/1 | 1,075,000 | $1,075,000 | thousands by filing date | principal |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 29,394 | $1,074,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R858 | WBI PWR FACTOR | 38,343 | $1,073,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 1,244,780 | $1,073,000 | thousands by filing date | |
| PROSHARES TR II | 74347Y870 | ULTRA BLOOMBERG | 41,140 | $1,073,000 | thousands by filing date | |
| LCI INDS | 501812AB7 | NOTE 1.125% 5/1 | 975,000 | $1,071,000 | thousands by filing date | principal |
| HYRECAR INC | 44916T107 | COM | 227,336 | $1,071,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 261,266 | $1,069,000 | thousands by filing date | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 177,507 | $1,065,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 95,798 | $1,061,000 | thousands by filing date | |
| SNAP ONE HOLDINGS CORP | 83303Y105 | COM | 50,392 | $1,061,000 | thousands by filing date | |
| CUSTOM TRUCK ONE SOURCE INC | 23204X103 | COM CL A | 132,543 | $1,059,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 9,280 | $1,053,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 57,592 | $1,053,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 22,722 | $1,051,000 | thousands by filing date | |
| Berry Corp | 08579X101 | Common Stock | 124,880 | $1,051,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 81,036 | $1,045,000 | thousands by filing date | |
| REMITLY GLOBAL INC | 75960P104 | COM | 50,675 | $1,045,000 | thousands by filing date | |
| NORTHEAST CMNTY BANCORP INC | 664121100 | COM | 93,828 | $1,045,000 | thousands by filing date | |
| INTERCORP FINL SVCS INC | P5626F128 | SHS | 39,555 | $1,044,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 70,593 | $1,043,000 | thousands by filing date | |
| HBT FINANCIAL INC DE | 404111106 | COMMON STOCK | 55,679 | $1,042,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E396 | S&P 500 CONC ETF | 23,362 | $1,038,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 844,414 | $1,038,000 | thousands by filing date | |
| IQ HEDGE MARKET NEUT TRACK | 45409B503 | CMN | 38,403 | $1,037,000 | thousands by filing date | |
| ENTHUSIAST GAMING HLDGS INC | 29385B109 | COM | 351,981 | $1,035,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 224,643 | $1,034,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 24,417 | $1,033,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 68,615 | $1,029,000 | thousands by filing date | |
| FREQUENCY THERAPEUTICS INC | 35803L108 | COM | 200,378 | $1,029,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 896,000 | $1,025,000 | thousands by filing date | principal |
| FIRST TR EXCH TRADED FD III | 33739P863 | CALIF MUN INCM | 18,717 | $1,024,000 | thousands by filing date | |
| EARGO INC | 270087109 | COM | 200,868 | $1,024,000 | thousands by filing date | |
| TRANSMEDICS GROUP INC | 89377M109 | COM | 53,416 | $1,023,000 | thousands by filing date | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 75,144 | $1,023,000 | thousands by filing date | |
| SPIRIT OF TEX BANCSHARES INC | 84861D103 | COM | 35,461 | $1,021,000 | thousands by filing date | |
| IMMUNOME INC | 45257U108 | COM | 78,715 | $1,020,000 | thousands by filing date | |
| SQUARESPACE INC | 85225A107 | CLASS A | 34,431 | $1,016,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 328,420 | $1,015,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 14,666 | $1,012,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 21,491 | $1,011,000 | thousands by filing date | |
| FREEDOM HOLDING CORP | 356390104 | COM | 14,556 | $1,009,000 | thousands by filing date | |
| THE BEACHBODY COMPANY INC | 073463101 | COM | 425,693 | $1,008,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 41,243 | $1,006,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 276,156 | $1,004,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 17,585 | $1,002,000 | thousands by filing date | |
| FTC SOLAR INC | 30320C103 | COM | 132,588 | $1,002,000 | thousands by filing date | |
| HILLMAN SOLUTIONS CORP | 431636109 | COM | 93,114 | $1,001,000 | thousands by filing date | |
| PROVENTION BIO INC | 74374N102 | COM | 177,159 | $996,000 | thousands by filing date | |
| Renovaro Inc | 29350E104 | Common Stock | 136,242 | $994,000 | thousands by filing date | |
| FIFTH WALL ACQUISITN CORP II | G34142102 | CLASS A ORD SHS | 100,000 | $994,000 | thousands by filing date | |
| CYTEIR THERAPEUTICS INC | 23284P103 | COMMON | 87,191 | $992,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D104 | BEARISH FD | 48,961 | $991,000 | thousands by filing date | |
| A K A BRANDS HLDG CORP COM SHS | 00152K101 | Stock | 107,243 | $991,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 364,543 | $988,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U117 | *W EXP 01/01/202 | 126,592 | $988,000 | thousands by filing date | |
| Uxin Ltd | 91818X108 | ADS | 624,087 | $986,000 | thousands by filing date | |
| REDFIN CORP | 75737FAA6 | NOTE 1.750% 7/1 | 690,000 | $986,000 | thousands by filing date | principal |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 78,180 | $985,000 | thousands by filing date | |
| ZOGENIX INC | 98978LAB1 | NOTE 2.750%10/0 | 1,000,000 | $985,000 | thousands by filing date | principal |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 899,291 | $981,000 | thousands by filing date | |
| ZYNEX INC | 98986M103 | COM | 98,199 | $980,000 | thousands by filing date | |
| MISTER CAR WASH INC | 60646V105 | COM | 53,731 | $978,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD | 23248VAB1 | NOTE 11/1 | 774,000 | $977,000 | thousands by filing date | principal |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 13,168 | $976,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2029 CORPORATE BOND ETF | 46138J577 | ETF | 46,634 | $976,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 62,653 | $975,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 243,725 | $975,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 119,967 | $974,000 | thousands by filing date | |
| PROCEPT BIOROBOTICS CORP COM | 74276L105 | Stock | 38,873 | $973,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E172 | S&P SMLCP STAP | 8,790 | $973,000 | thousands by filing date | |
| LEAP THERAPEUTICS INC | 52187K101 | COM | 300,034 | $972,000 | thousands by filing date | |
| TORRID HOLDINGS INC | 89142B107 | COMMON STOCK | 98,222 | $970,000 | thousands by filing date | |
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 39,573 | $970,000 | thousands by filing date | |
| MILLICOM INTL CELLULAR S A | L6388F110 | COM STK | 34,055 | $969,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q205 | COM | 93,442 | $968,000 | thousands by filing date | |
| Coupa Software | 22266LAF3 | CONV BOND | 1,029,000 | $967,000 | thousands by filing date | principal |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 24,590 | $966,000 | thousands by filing date | |
| GCM GROSVENOR INC | 36831E108 | COM CL A | 91,931 | $965,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 88,200 | $964,000 | thousands by filing date | |
| SUMMIT THERAPEUTICS INC | 86627T108 | COM | 358,184 | $963,000 | thousands by filing date | |
| HANNON ARMSTRONG SUST INFR C | 41068XAD2 | BOND | 800,000 | $963,000 | thousands by filing date | principal |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 10,565 | $959,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 9,759 | $958,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 81,435 | $954,000 | thousands by filing date | |
| iShares ESG Aware MSCI USA Small-Cap ETF | 46435U663 | SHS | 23,620 | $952,000 | thousands by filing date | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 198,402 | $952,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 35,633 | $951,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 31,440 | $951,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 66,919 | $946,000 | thousands by filing date | |
| SUTRO BIOPHARMA INC | 869367102 | COM | 63,497 | $946,000 | thousands by filing date | |
| PROS HOLDINGS INC | 74346YAH6 | BOND | 1,000,000 | $946,000 | thousands by filing date | principal |
| GREIF INC | 397624206 | CL B | 15,807 | $945,000 | thousands by filing date | |
| AZUL S A | 05501U106 | OPT | 71,544 | $944,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y285 | FUND | 57,096 | $944,000 | thousands by filing date | |
| ICOSAVAX INC | 45114M109 | COM | 41,234 | $944,000 | thousands by filing date | |
| INVESCO TR II ETF S&P 500 EMERGING MKTS LOW VOLATILITY | 46138E297 | ETF | 37,974 | $941,000 | thousands by filing date | |
| VALARIS LTD | G9460G101 | CL A | 26,116 | $939,000 | thousands by filing date | |
| UWM HOLDINGS CORPORATION COM CL A | 91823B109 | Stock | 158,372 | $938,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 97,246 | $938,000 | thousands by filing date | |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 40,193 | $936,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E388 | S&P 500 EX RAT | 17,966 | $936,000 | thousands by filing date | |
| APREA THERAPEUTICS INC | 03836J102 | COM | 326,210 | $936,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 58,313 | $934,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 196,218 | $932,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 239,007 | $930,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R696 | CMN | 27,475 | $930,000 | thousands by filing date | |
| EZCORP INC | 302301AE6 | NOTE 2.375% 5/0 | 1,035,000 | $930,000 | thousands by filing date | principal |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 33,932 | $927,000 | thousands by filing date | |
| ABITS GROUP INC | G6S34K105 | ORDINARY SHARES | 324,025 | $927,000 | thousands by filing date | |
| IDEAYA BIOSCIENCES INC COM | 45166A102 | Stock | 39,193 | $926,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 17,038 | $926,000 | thousands by filing date | |
| PROSHARES TR | 74347G648 | FUND | 35,619 | $926,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 29,088 | $925,000 | thousands by filing date | |
| CHICKEN SOUP FOR THE SOUL EN | 16842Q100 | COM | 66,660 | $923,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 152,817 | $922,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 3,536 | $921,000 | thousands by filing date | |
| FVCBANKCORP INC | 36120Q101 | COMMON STOCK | 46,796 | $921,000 | thousands by filing date | |
| NAVITAS SEMICONDUCTOR CORP COM | 63942X106 | Stock | 53,756 | $915,000 | thousands by filing date | |
| CONCORD ACQUISITION CORP | 206071102 | COM CL A | 87,916 | $915,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 61,697 | $914,000 | thousands by filing date | |
| D-MARKET ELECTR SVCS TRY 0.2 | 23292B104 | SPONSORED ADS | 477,441 | $912,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 58,963 | $909,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 118,903 | $905,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 99,476 | $904,000 | thousands by filing date | |
| ARIS WATER SOLUTIONS INC | 04041L106 | CLASS A COM | 69,562 | $901,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 340,734 | $900,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 73,002 | $899,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 48,972 | $899,000 | thousands by filing date | |
| ICL GROUP LTD SHS | M53213100 | Stock | 92,860 | $898,000 | thousands by filing date | |
| BEYOND AIR INC | 08862L103 | COM | 95,056 | $898,000 | thousands by filing date | |
| STEEL PARTNERS HLDGS L P | 85814R107 | LTD PRTRSHIP U | 21,400 | $898,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 98,640 | $895,000 | thousands by filing date | |
| IQIYI INC | 46267XAE8 | NOTE 4.000%12/1 | 1,253,000 | $894,000 | thousands by filing date | principal |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 23,741 | $891,000 | thousands by filing date | |
| PROSHARES SHORT | 74347R396 | PSHS SH MSCI EMR | 70,097 | $891,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 623,174 | $890,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 200,351 | $889,000 | thousands by filing date | |
| DZS INC | 268211109 | COMMON STOCK | 54,864 | $889,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 350,115 | $889,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 125,530 | $888,000 | thousands by filing date | |
| iShares U.S. Infrastructure ETF | 46435U713 | SHS | 23,151 | $886,000 | thousands by filing date | |
| AEVA TECHNOLOGIES INC | 00835Q103 | COM | 117,336 | $886,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 22,897 | $883,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L207 | COMMON | 112,155 | $883,000 | thousands by filing date | |
| RECON TECHNOLOGY LTD | G7415M124 | COMMON | 673,497 | $882,000 | thousands by filing date | |
| GREENWICH LIFESCIENCES INC | 396879108 | COMMON STOCK | 36,158 | $879,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 278,736 | $878,000 | thousands by filing date | |
| BNY MELLON MUN INCOME INC | 05589T104 | COM | 100,049 | $875,000 | thousands by filing date | |
| LEVEL ONE BANCORP INC | 52730d208 | COM | 22,177 | $875,000 | thousands by filing date | |
| GALERA THERAPEUTICS EQUICLASS EQUITY | 36338D108 | COMMON STOCK | 190,516 | $874,000 | thousands by filing date | |
| Direxion Daily S&P 500 Bear 3X Shares | 25460E265 | ETF | 53,239 | $872,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 35,332 | $872,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 44,404 | $868,000 | thousands by filing date | |
| ARKO CORP | 041242108 | COMMON STOCK | 98,709 | $866,000 | thousands by filing date | |
| LATHAM GROUP INC | 51819L107 | COMMON STOCK | 34,590 | $866,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 168,306 | $865,000 | thousands by filing date | |
| WALLBOX NV | N94209108 | SHS CL A | 52,980 | $865,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 491,491 | $865,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 46,532 | $863,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y857 | US MULTIFACTOR | 20,527 | $862,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 48,755 | $858,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F759 | CHINA GROWTH LDR | 22,754 | $858,000 | thousands by filing date | |
| CAPITAL BANCORP INC MD | 139737100 | COMMON STOCK | 32,665 | $857,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 32,539 | $855,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 813,525 | $855,000 | thousands by filing date | |
| DARIOHEALTH CORP | 23725P209 | COM | 65,687 | $853,000 | thousands by filing date | |
| FREYR BATTERY INC | L4135L118 | *W EXP 09/01/202 | 230,543 | $853,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 18,427 | $850,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 29,323 | $848,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 278,964 | $848,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 18,822 | $848,000 | thousands by filing date | |
| BIOVENTUS INC | 09075A108 | COM CL A | 58,420 | $847,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 63,598 | $847,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 26,566 | $846,000 | thousands by filing date | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 32,935 | $844,000 | thousands by filing date | |
| PAE INC | 69290Y117 | *W EXP 09/11/202 | 455,965 | $844,000 | thousands by filing date | |
| PACTIV EVERGREEN INC | 69526K105 | COM | 66,331 | $841,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 5,900 | $841,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 23,794 | $839,000 | thousands by filing date | |
| GULFPORT ENERGY CORP COMMON SHARES | 402635502 | Stock | 11,610 | $836,000 | thousands by filing date | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 63,084 | $835,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533AC2 | NOTE 5.000% 6/1 | 826,000 | $834,000 | thousands by filing date | principal |
| PROTERRA INC | 74374T109 | COM | 94,205 | $833,000 | thousands by filing date | |
| VERADIGM INC | 01988PAF5 | BOND | 565,000 | $833,000 | thousands by filing date | principal |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 83,033 | $829,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 68,243 | $829,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 110,314 | $828,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 4,539 | $828,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 26,728 | $828,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771VAB4 | NOTE 1.500%10/0 | 1,000,000 | $828,000 | thousands by filing date | principal |
| TREACE MED CONCEPTS INC | 89455T109 | COM | 44,285 | $826,000 | thousands by filing date | |
| RIVERNORTH CAP AND INCM FD I | 76882B108 | COM | 43,045 | $826,000 | thousands by filing date | |
| ORIGIN MATERIALS INC | 68622D106 | COM | 128,113 | $826,000 | thousands by filing date | |
| INTERNATIONAL MONEY EXPRESS | 46005L101 | COM | 51,640 | $825,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 104,605 | $825,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 16,468 | $825,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 75,664 | $823,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G609 | CMN | 27,766 | $823,000 | thousands by filing date | |
| DICE THERAPEUTICS INC | 23345J104 | COM | 32,531 | $823,000 | thousands by filing date | |
| LIGHTWAVE LOGIC INC | 532275104 | COM | 55,276 | $822,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 188,784 | $817,000 | thousands by filing date | |
| SPIRE GLOBAL, INC. | 848560108 | COM | 241,694 | $817,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 14,868 | $817,000 | thousands by filing date | |
| PROCAPS GROUP SA | L7756P102 | SHS | 83,758 | $817,000 | thousands by filing date | |
| EVOTEC SE FSPONSORED ADR 1 ADR REPS 0.5 ORD SHS | 30050E105 | Equity | 34,388 | $816,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092790 | QLTY FCTOR ETF | 14,528 | $815,000 | thousands by filing date | |
| OKTA INC | 679295AF2 | NOTE 0.375% 6/1 | 686,000 | $815,000 | thousands by filing date | principal |
| LOANDEPOT INC | 53946R106 | COM CL A | 169,301 | $813,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 253,234 | $812,000 | thousands by filing date | |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 13,745 | $811,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 50,255 | $811,000 | thousands by filing date | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 27,573 | $810,000 | thousands by filing date | |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 28,615 | $810,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V401 | US EQUI MARK ETF | 15,642 | $809,000 | thousands by filing date | |
| AUTOLUS THERAPEUTICS PLC SPON | 05280R100 | COM | 155,940 | $809,000 | thousands by filing date | |
| INVESCO | 46090C305 | EXCHANGE TRADED | 17,692 | $809,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 50,485 | $808,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 70,537 | $808,000 | thousands by filing date | |
| DOUYU INTL HLDGS LTD | 25985W105 | SPONSORED ADS | 305,301 | $805,000 | thousands by filing date | |
| ORBITAL ENERGY GROUP INC | 68559A109 | COM | 367,288 | $804,000 | thousands by filing date | |
| FLEX LNG LTD | G35947202 | SHS | 33,895 | $797,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G864 | FUND | 15,966 | $794,000 | thousands by filing date | |
| ENPHYS ACQUISITION CORP | G3167L125 | UNIT 99/99/9999 | 80,000 | $794,000 | thousands by filing date | |
| LIVONGO HEALTH INC | 539183AA1 | NOTE 0.875% 6/0 | 700,000 | $793,000 | thousands by filing date | principal |
| COMSOVEREIGN HLDG CORP | 205650203 | COM NEW | 1,050,173 | $792,000 | thousands by filing date | |
| FORGEROCK INC | 34631B101 | CL A | 29,601 | $790,000 | thousands by filing date | |
| COMPASS DIGITAL ACQUISITN CO | G2476C115 | UNIT 09/29/2026 | 80,000 | $790,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 53,319 | $789,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 25,411 | $789,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 25,748 | $787,000 | thousands by filing date | |
| POSTAL REALTY TRUST INC | 73757R102 | CL A | 39,681 | $786,000 | thousands by filing date | |
| INVESCO INTERNATIONAL CORPORAT | 46138E636 | INTL CORP BD | 28,243 | $785,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 23,359 | $785,000 | thousands by filing date | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 255,549 | $782,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 241,040 | $780,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 149,266 | $780,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y863 | GLOBAL X GOLD EX | 26,557 | $779,000 | thousands by filing date | |
| GEOPARK LTD USD SHS | G38327105 | Stock | 67,917 | $778,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 7,831 | $778,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 228,481 | $777,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 72,132 | $776,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAT0 | NOTE 3.750% 2/0 | 706,000 | $773,000 | thousands by filing date | principal |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 22,197 | $771,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 68,748 | $771,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 117,315 | $770,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 247,561 | $768,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 82,225 | $767,000 | thousands by filing date | |
| RATTLER MIDSTREAM LP | 75419T103 | CMN | 67,352 | $767,000 | thousands by filing date | |
| DATTO HOLDING CORPORATION | 23821D100 | COM | 28,969 | $764,000 | thousands by filing date | |
| FINVOLUTION GROUP SPONSORED ADS | 31810T101 | ADR | 154,950 | $763,000 | thousands by filing date | |
| CHINA FIN ONLINE CO LTD | 169379203 | SPONSORD ADS NEW | 116,732 | $762,000 | thousands by filing date | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 195,522 | $760,000 | thousands by filing date | |
| STERLING CHECK CORP | 85917T109 | COM | 37,050 | $760,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524722 | 1000 INDEX ETF | 16,245 | $757,000 | thousands by filing date | |
| Instil Bio, Inc. | 45783C101 | Common Stock | 44,284 | $757,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 53,631 | $757,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 51,839 | $756,000 | thousands by filing date | |
| REDBOX ENTERTAINMENT INC | 75724T103 | CMN | 101,783 | $755,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 18,973 | $754,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 120,997 | $753,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 36,213 | $753,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 646,000 | $753,000 | thousands by filing date | principal |
| AUDACY INC | 05070N103 | COM | 292,313 | $751,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L810 | WESTN ASET TTL | 28,600 | $750,000 | thousands by filing date | |
| PRIMIS FINANCIAL CORP | 74167B109 | COMMON STOCK | 49,721 | $747,000 | thousands by filing date | |
| EXSCIENTIA PLC | 30223G102 | ADS | 37,827 | $747,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 178,147 | $745,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 72,201 | $744,000 | thousands by filing date | |
| IMARA INC | 45249V107 | COM | 330,781 | $744,000 | thousands by filing date | |
| MAINSTREET BANCSHARES INC | 56064Y100 | COMMON STOCK | 30,169 | $742,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 48,855 | $741,000 | thousands by filing date | |
| INTEGRAL AD SCIENCE HLDNG CO | 45828L108 | COM | 33,362 | $740,000 | thousands by filing date | |
| MERIDIANLINK INC | 58985J105 | COMMON STOCK | 34,272 | $740,000 | thousands by filing date | |
| LANDOS BIOPHARMA INC | 515069102 | CMN | 153,776 | $738,000 | thousands by filing date | |
| REPARE THERAPEUTICS INC | 760273102 | COM | 34,890 | $736,000 | thousands by filing date | |
| Fidelity Blue Chip Growth ETF | 316092352 | SHS | 21,237 | $735,000 | thousands by filing date | |
| WEATHERFORD INTL PLC ORD SHS | G48833118 | Stock | 26,534 | $735,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 82,828 | $735,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 84,528 | $734,000 | thousands by filing date | |
| POWERSCHOOL HOLDINGS INC | 73939C106 | COMMON STOCK | 44,439 | $732,000 | thousands by filing date | |
| PORTMAN RIDGE FIN CORP | 73688F201 | COM NEW | 29,419 | $728,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 116,663 | $728,000 | thousands by filing date | |
| FUTURE HEALTH ESG CORP | 36118W201 | UNIT 09/09/2026 | 73,246 | $727,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 143,371 | $725,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 27,717 | $725,000 | thousands by filing date | |
| CYXTERA TECHNOLOGIES INC | 23284C102 | COMMON STOCK | 57,422 | $725,000 | thousands by filing date | |
| GRAYBUG VISION INC COM | 38942Q103 | SHS | 395,334 | $724,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 67,402 | $723,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 44,438 | $723,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 9,238 | $722,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 659,000 | $722,000 | thousands by filing date | principal |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 21,556 | $721,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B453 | CANDRIAM INTL EQ | 24,053 | $721,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 28,170 | $721,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 30,771 | $720,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 71,968 | $719,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 22,204 | $719,000 | thousands by filing date | |
| PEDEVCO CORP C | 70532Y303 | OM PAR | 678,005 | $719,000 | thousands by filing date | |
| XAI OCTAGN FLT RAT & ALT INM | 98400T106 | COM | 80,417 | $717,000 | thousands by filing date | |
| BANNER ACQUISITION CORP | 06654K200 | UNIT 09/07/2026 | 71,651 | $715,000 | thousands by filing date | |
| VERA THERAPEUTICS INC | 92337R101 | COMMON STOCK | 26,691 | $714,000 | thousands by filing date | |
| LAZYDAYS HLDGS INC | 52110H100 | COM | 33,155 | $714,000 | thousands by filing date | |
| ATERIAN INC | 02156U101 | COM | 172,937 | $711,000 | thousands by filing date | |
| ATRECA INC | 04965G109 | COM | 234,775 | $711,000 | thousands by filing date | |
| High Yield ETF | 30151E814 | HIGH YIELD ETF | 22,453 | $709,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 20,030 | $709,000 | thousands by filing date | |
| PHASEBIO PHARMACEUTICALS INC | 717224109 | COM | 271,277 | $708,000 | thousands by filing date | |
| BAKKT HOLDINGS INC | 05759B107 | COM | 83,124 | $708,000 | thousands by filing date | |
| TALIS BIOMEDICAL CORP | 87424L108 | CMN | 176,334 | $708,000 | thousands by filing date | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 75,400 | $707,000 | thousands by filing date | |
| Greenpower Motor Co | 39540E302 | COM | 74,560 | $707,000 | thousands by filing date | |
| FLUX PWR HLDGS INC | 344057302 | COM NEW | 164,573 | $706,000 | thousands by filing date | |
| FRANKLIN FINANCIAL SERVICES | 353525108 | COMMON STOCK | 21,267 | $704,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 13,712 | $703,000 | thousands by filing date | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 30,765 | $702,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 223,803 | $702,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 74,575 | $702,000 | thousands by filing date | |
| ALERUS FINL CORP | 01446U103 | COM | 23,866 | $699,000 | thousands by filing date | |
| GIGAMEDIA LTD | Y2711Y112 | SHS NEW | 310,956 | $699,000 | thousands by filing date | |
| LISTED FDS TR | 53656F417 | ROUNDHILL BALL | 45,986 | $697,000 | thousands by filing date | |
| ARK ETF TR | 00214Q609 | ISRAEL INOVATE | 24,387 | $696,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 59,494 | $696,000 | thousands by filing date | |
| HARROW INC | 415858109 | COM | 80,388 | $695,000 | thousands by filing date | |
| PAYONEER GLOBAL INC COM | 70451X104 | Stock | 94,301 | $693,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 173,204 | $693,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 3,231 | $693,000 | thousands by filing date | |
| 908 DEVICES INC COM | 65443P102 | Stock | 26,746 | $692,000 | thousands by filing date | |
| CORMEDIX INC COM | 21900C308 | Stock | 152,421 | $692,000 | thousands by filing date | |
| ALPINE INCOME PROPERTY TRUST | 02083X103 | REIT | 34,529 | $692,000 | thousands by filing date | |
| SILVERSPAC INC | G8136V120 | UNIT 09/09/2026 | 69,521 | $691,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E232 | DAILY SMALL CAP | 25,521 | $690,000 | thousands by filing date | |
| SELLAS LIFE SCIENCES GROUP I | 81642T209 | COM NEW | 124,134 | $686,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 23,079 | $685,000 | thousands by filing date | |
| FATHOM HOLDINGS | 31189V109 | COM | 33,405 | $683,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887406 | CONV | 13,021 | $683,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 42,777 | $682,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 86,974 | $682,000 | thousands by filing date | |
| ORIC PHARMACEUTICALS INC | 68622P109 | COM | 46,367 | $681,000 | thousands by filing date | |
| CLEARWATER ANALYTICS HLDGS I | 185123106 | CL A | 29,622 | $681,000 | thousands by filing date | |
| GRANITESHARES GOLD TR | 38748G101 | SHS BEN INT | 37,426 | $679,000 | thousands by filing date | |
| SURGALIGN HOLDINGS INC | 86882C105 | COM | 948,470 | $679,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 197,047 | $677,000 | thousands by filing date | |
| ALFI INC | 00161P109 | COM | 294,378 | $677,000 | thousands by filing date | |
| ARCIMOTO INC | 039587100 | COM | 86,612 | $676,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 74,602 | $673,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 40,774 | $673,000 | thousands by filing date | |
| BROADMARK RLTY CAP INC | 11135B100 | COM | 71,286 | $673,000 | thousands by filing date | |
| NU HLDGS LTD | G6683N103 | ORD SHS CL A | 71,707 | $672,000 | thousands by filing date | |
| VIANT TECHNOLOGY INC A | 92557A101 | COMMON STOCK | 69,378 | $672,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 34,038 | $672,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 48,883 | $672,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 74,199 | $669,000 | thousands by filing date | |
| RIVERNORTH FLEXIBLE MUN INCO | 76883H104 | COM | 30,532 | $669,000 | thousands by filing date | |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 343,389 | $669,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 163,641 | $669,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 48,494 | $667,000 | thousands by filing date | |
| HUMACYTE INC | 44486Q103 | COM | 91,817 | $666,000 | thousands by filing date | |
| AIRNET TECHNOLOGY INC | 00941Q104 | SPONSORED ADR | 438,316 | $666,000 | thousands by filing date | |
| CS DISCO INC | 126327105 | COM | 18,628 | $665,000 | thousands by filing date | |
| QUANTUM SI INC | 74765K105 | COM CL A | 84,536 | $665,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E804 | NASDQ CHINA TECH | 33,623 | $664,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 21,246 | $662,000 | thousands by filing date | |
| HAGERTY INC A | 405166109 | COMMON STOCK | 46,554 | $660,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 223,283 | $660,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 867,737 | $660,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 129,023 | $657,000 | thousands by filing date | |
| ARCHAEA ENERGY INC | 03940F103 | COM CL A | 35,687 | $653,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 61,331 | $653,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AC4 | NOTE 1.250% 5/0 | 1,035,000 | $652,000 | thousands by filing date | principal |
| SOUTH PLAINS FINANCIAL INC | 83946P107 | COM | 23,429 | $651,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 85,544 | $648,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 45,491 | $648,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 171,652 | $647,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 27,100 | $647,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 16,026 | $646,000 | thousands by filing date | |
| EURO TECH HOLDINGS CO LTD | G32030127 | SHS NEW | 202,083 | $645,000 | thousands by filing date | |
| Cinedigm Corp CL A | 172406209 | COM NEW | 551,590 | $640,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 85,458 | $639,000 | thousands by filing date | |
| BROADSCALE ACQUISITION CORP UNIT EX 020226 | 11134Y200 | Stock | 63,100 | $637,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 572,568 | $636,000 | thousands by filing date | |
| TERNS PHARMACEUTICALS INC COM | 880881107 | Stock | 89,456 | $632,000 | thousands by filing date | |
| TRAEGER INC | 89269P103 | COMMON STOCK | 52,048 | $632,000 | thousands by filing date | |
| VERVE THERAPEUTICS INC | 92539P101 | COM | 17,156 | $632,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 361,612 | $632,000 | thousands by filing date | |
| ALLOVIR INC | 019818103 | COM | 48,743 | $632,000 | thousands by filing date | |
| KINNATE BIOPHARMA INC | 49705R105 | COM | 35,594 | $631,000 | thousands by filing date | |
| BOSTON SCIENTIFIC CORP | 101137206 | CONV | 5,440 | $626,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 11,583 | $625,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 81,162 | $624,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 42,869 | $623,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 74,867 | $622,000 | thousands by filing date | |
| USIO INC | 917313108 | CMN | 142,181 | $620,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 55,154 | $620,000 | thousands by filing date | |
| Allena Pharmaceuticals, Inc. | 018119107 | COM | 1,045,481 | $619,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 8,668 | $617,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 512,202 | $616,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 93,619 | $614,000 | thousands by filing date | |
| ALIGOS THERAPEUTICS INC COM NEW | 01626L105 | Stock | 51,670 | $613,000 | thousands by filing date | |
| SMARTRENT INC | 83193G107 | COMMON STOCK | 63,173 | $612,000 | thousands by filing date | |
| PERMA PIPE INTERNATIONAL HOL | 714167103 | COMMON STOCK | 70,509 | $612,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 16,527 | $612,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G409 | S&P SMLCP UTIL | 8,965 | $612,000 | thousands by filing date | |
| POWER & DIGITAL INFRA ACQ CO | 739190106 | COM CL A | 55,860 | $612,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAK7 | NOTE 1.250% 5/1 | 586,000 | $611,000 | thousands by filing date | principal |
| ONCORUS INC | 68236R103 | COM | 115,762 | $611,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 25,452 | $610,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 560,813 | $610,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 202,424 | $609,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 26,429 | $608,000 | thousands by filing date | |
| NRG ENERGY INC | 629377CG5 | DBCV 2.750% 6/0 | 514,000 | $608,000 | thousands by filing date | principal |
| ASTRA SPACE INC | 04634X103 | COM CL A | 87,748 | $607,000 | thousands by filing date | |
| DSS INC | 26253C102 | COM | 902,982 | $607,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A705 | S&P500 DOWNSID | 15,860 | $603,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 14,458 | $600,000 | thousands by filing date | |
| IMMATICS N.V | N44445109 | SHS | 44,690 | $600,000 | thousands by filing date | |
| TPG PACE BEN FIN CORP | G8990D125 | CL A COM | 61,147 | $599,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 11,363 | $598,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T205 | COM NEW | 160,872 | $597,000 | thousands by filing date | |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 33,414 | $596,000 | thousands by filing date | |
| WM TECHNOLOGY INC | 92971A117 | *W EXP 06/16/202 | 444,616 | $596,000 | thousands by filing date | |
| CO-DIAGNOSTICS INC | 189763105 | COM | 66,649 | $596,000 | thousands by filing date | |
| RADA ELECTR INDS LTD | M81863124 | CMN | 63,290 | $596,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 151,532 | $595,000 | thousands by filing date | |
| VY GLOBAL GROWTH | G9444H100 | CMN | 60,509 | $594,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 42,234 | $593,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 243,475 | $592,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 43,285 | $590,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072109 | DIVERSIFID CRP | 11,387 | $590,000 | thousands by filing date | |
| WILLIAM PENN BANCORPORATION | 96927A105 | COM | 48,778 | $589,000 | thousands by filing date | |
| ALTIMETER GROWTH CORP 2 | G0371B109 | CMN | 59,599 | $588,000 | thousands by filing date | |
| CF ACQUISITION CORP VI | 12521J103 | COMMON STOCK | 54,098 | $586,000 | thousands by filing date | |
| INNOVATE CORP | 45784J105 | COM | 158,128 | $585,000 | thousands by filing date | |
| ENDRA LIFE SCIENCES INC COM NEW | 29273B104 | Stock | 843,574 | $583,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R811 | NASDQ SEMCNDTR | 7,170 | $582,000 | thousands by filing date | |
| Angel Oak DFS Inc TR | 03462A102 | COM | 28,263 | $582,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 81,707 | $581,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 19,441 | $580,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 16,325 | $577,000 | thousands by filing date | |
| QUMU CORP | 749063103 | COM | 272,001 | $577,000 | thousands by filing date | |
| KAMAN CORP | 483548AF0 | BOND | 560,000 | $576,000 | thousands by filing date | principal |
| LUXEXPERIENCE BV | 55406W103 | SPONSORED ADS | 27,120 | $575,000 | thousands by filing date | |
| CHICAGO RIVET & MACH CO | 168088102 | COM | 21,888 | $575,000 | thousands by filing date | |
| BURGUNDY TECHNOLOGY ACQU COR | G1702T116 | CL A | 57,295 | $574,000 | thousands by filing date | |
| PROSHARES TR II | 74347W601 | ULTRA GOLD | 9,574 | $573,000 | thousands by filing date | |
| TENAYA THERAPEUTICS INC | 87990A106 | COM | 30,198 | $572,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 154,624 | $571,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 9,109 | $570,000 | thousands by filing date | |
| NEXTIER OILFIELD SOLUTIONS INC | 65290C105 | COMMON STOCK | 160,460 | $570,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 36,022 | $569,000 | thousands by filing date | |
| IMMUNIC INC | 4525EP101 | COM | 59,218 | $567,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 15,042 | $565,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 37,482 | $563,000 | thousands by filing date | |
| BSQUARE CORP | 11776U300 | COM | 329,370 | $563,000 | thousands by filing date | |
| BANK FIRST CORP | 06211J100 | COM | 7,773 | $561,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 22,912 | $559,000 | thousands by filing date | |
| SKYWATER TECHNOLOGY INC COM | 83089J108 | Stock | 34,418 | $558,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 128,567 | $558,000 | thousands by filing date | |
| PHX MINERALS INC CL A | 69291A100 | Stock | 257,014 | $558,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 926,058 | $558,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 113,296 | $556,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 208,678 | $556,000 | thousands by filing date | |
| ALKAMI TECHNOLOGY INC | 01644J108 | COM | 27,673 | $555,000 | thousands by filing date | |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 340,595 | $555,000 | thousands by filing date | |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 12,588 | $554,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 236,608 | $553,000 | thousands by filing date | |
| Galiano Gold Inc | 36352H100 | COM | 788,406 | $552,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 48,062 | $551,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 190,782 | $550,000 | thousands by filing date | |
| AIR T INC | 009207101 | COM | 21,850 | $550,000 | thousands by filing date | |
| BRIGHT SCHOLAR ED HLDGS LTD | 109199109 | SPONSORED ADS | 472,133 | $548,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T807 | COM | 142,591 | $546,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G82514103 | SHS CL A | 53,441 | $546,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 354,616 | $546,000 | thousands by filing date | |
| SKEENA RES LTD NEW | 83056P715 | COM | 52,271 | $545,000 | thousands by filing date | |
| VINCO VENTURES INC | 927330100 | COM | 228,465 | $545,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H207 | COM | 23,875 | $545,000 | thousands by filing date | |
| O2MICRO INTERNATIONAL LTD | 67107W100 | SPONS ADR | 119,725 | $543,000 | thousands by filing date | |
| STRATA CRITICAL MEDICAL INC | 092667104 | CL A COM | 60,927 | $538,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 26,235 | $538,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156XAG3 | NOTE 5.500% 2/2 | 637,000 | $537,000 | thousands by filing date | principal |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 214,232 | $536,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-22-000372 | this filing | 2022-02-14 | acceptance time not in the bulk data set |