13F-HR/A filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR/A for the quarter ended 2020-03-31, filed 2020-05-26, with 6,758 holding rows worth $367,989,542,000.
- Accession
- 0000895421-20-000394
- Filer
- CIK 895421
- Filed
- 2020-05-26
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, amendment of type restatement, 22,891 entries on the cover page, a total value of $367,989,542,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $367,989,542,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerFundlogic Sas028-15873
- included managerMorgan Stanley Asia Ltd028-19343
- included managerMorgan Stanley Wealth Management Australia Pty Ltd028-19344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EQUITABLE HLDGS INC COM | 29452E101 | Stock | 539,440 | $7,795,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 311,703 | $7,794,000 | thousands by filing date | |
| TWIN RIV WORLDWIDE HLDGS INC | 90171V204 | COM | 598,304 | $7,784,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 285,905 | $7,777,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 320,491 | $7,762,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 844,363 | $7,743,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 160,345 | $7,737,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 2,255,663 | $7,737,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q878 | HIGH YLD RESRCH | 174,477 | $7,731,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 61,563 | $7,712,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 202,782 | $7,710,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 3,635,822 | $7,707,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 128,758 | $7,704,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 621,107 | $7,695,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 855,446 | $7,690,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 282,437 | $7,683,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X434 | MSCI EAFE STRTGC | 143,802 | $7,682,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 579,503 | $7,677,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 1,151,883 | $7,673,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 181,444 | $7,665,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N527 | CORE BD ETF | 150,671 | $7,665,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 476,732 | $7,661,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 755,467 | $7,660,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 431,188 | $7,657,000 | thousands by filing date | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 661,025 | $7,655,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 1,430,533 | $7,653,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 158,964 | $7,652,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 102,854 | $7,639,000 | thousands by filing date | |
| OSI ETF TR | 67110P100 | OSI ETF TR | 364,640 | $7,639,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 964,728 | $7,631,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 898,212 | $7,625,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 176,961 | $7,618,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 45,481 | $7,617,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V811 | S&P500 EQL HIG | 112,573 | $7,605,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 514,155 | $7,598,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 123,189 | $7,587,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 2,917,192 | $7,585,000 | thousands by filing date | |
| TRIBUNE PUBG CO NEW | 89609W107 | COM | 935,274 | $7,585,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 208,466 | $7,581,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 117,740 | $7,578,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 5,927,000 | $7,576,000 | thousands by filing date | principal |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 2,240,510 | $7,573,000 | thousands by filing date | |
| DIAMOND EAGLE ACQUISITION CO | 25258L109 | COM CL A | 612,948 | $7,564,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 95,346 | $7,563,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 193,346 | $7,561,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 562,469 | $7,537,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 571,161 | $7,534,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 1,376,049 | $7,527,000 | thousands by filing date | |
| ABRDN PALLADIUM ETF TRUST | 003262102 | PHYSICAL PALLADM | 33,816 | $7,514,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 524682200 | CMN | 231,734 | $7,514,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 40,934 | $7,513,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 3,925,606 | $7,497,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 1,722,983 | $7,495,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 324,183 | $7,481,000 | thousands by filing date | |
| ALLIANZGI ARTIFICIAL INTELLI | 01883M101 | COM | 467,287 | $7,477,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y401 | CMN | 140,931 | $7,464,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 1,032,673 | $7,457,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 111,212 | $7,455,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HLDG PL | g8060n102 | SHS | 257,058 | $7,436,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 25,071 | $7,435,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 140,248 | $7,433,000 | thousands by filing date | |
| PLURALSIGHT INC | 72941B106 | COM CL A | 676,096 | $7,423,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 314,132 | $7,420,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 918,217 | $7,401,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 233,210 | $7,400,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 163,735 | $7,389,000 | thousands by filing date | |
| CINER RES LP | 172464109 | COM UNIT LTD | 711,948 | $7,376,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 569,231 | $7,372,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 139,342 | $7,366,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 70,214 | $7,340,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AP0 | NOTE 1.625%10/1 | 7,375,000 | $7,328,000 | thousands by filing date | principal |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 48,043 | $7,316,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 1,919,361 | $7,312,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 118,778 | $7,275,000 | thousands by filing date | |
| AMCOR PLC | G0250X107 | ORD | 895,239 | $7,270,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 156,724 | $7,263,000 | thousands by filing date | |
| INSMED INC | 457669AA7 | NOTE 1.750% 1/1 | 8,683,000 | $7,249,000 | thousands by filing date | principal |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 981,521 | $7,244,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 723,114 | $7,238,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 125,047 | $7,236,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 188,046 | $7,235,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 602,854 | $7,234,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 321,180 | $7,227,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 302,715 | $7,226,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 203,375 | $7,223,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 187,431 | $7,218,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 1,143,551 | $7,204,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 90,370 | $7,201,000 | thousands by filing date | |
| YETI HLDGS INC COM | 98585X104 | Stock | 368,537 | $7,194,000 | thousands by filing date | |
| MORGAN STANLEY | 61760E846 | CUSHNG MLP ETN | 3,737,386 | $7,176,000 | thousands by filing date | |
| BNY MELLON ALCENTRA GLOBAL C | 05588N108 | COM | 1,126,479 | $7,176,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 138,357 | $7,175,000 | thousands by filing date | |
| ZYMEWORKS INC | 98985W102 | COM | 202,105 | $7,168,000 | thousands by filing date | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 417,327 | $7,166,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430404 | ACTIVEBETA JAP | 258,488 | $7,164,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 3,914,226 | $7,163,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 411,791 | $7,157,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 60,425 | $7,156,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 318,524 | $7,154,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 1,712,395 | $7,140,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 206,386 | $7,137,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 114,070 | $7,136,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 704,624 | $7,124,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 504,094 | $7,123,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 148,095 | $7,122,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 164,642 | $7,114,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 115,947 | $7,110,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 485,425 | $7,107,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 151,212 | $7,088,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 193,241 | $7,082,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 145,879 | $7,073,000 | thousands by filing date | |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 591,417 | $7,068,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 158,937 | $7,067,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 189,363 | $7,061,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 163,638 | $7,057,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 335,350 | $7,052,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 81,431 | $7,048,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 1,406,080 | $7,044,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 462,908 | $7,036,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 96,687 | $7,027,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 795,051 | $7,013,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 249,667 | $7,006,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 341,037 | $6,996,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 171,119 | $6,992,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 128,577 | $6,978,000 | thousands by filing date | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 363,048 | $6,956,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 762,679 | $6,948,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 126,980 | $6,945,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 158,473 | $6,944,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 227,644 | $6,943,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 52,343 | $6,935,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 1,733,159 | $6,933,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 176,765 | $6,924,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 675,645 | $6,906,000 | thousands by filing date | |
| ABRDN PLATINUM ETF TRUST | 003260106 | PHYSCL PLATM SHS | 101,520 | $6,894,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 241,174 | $6,894,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 188,518 | $6,891,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 142,070 | $6,865,000 | thousands by filing date | |
| CNX MIDSTREAM PARTNERS LP | 12654A101 | COM UNIT REPST | 847,116 | $6,862,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 333,713 | $6,857,000 | thousands by filing date | |
| TFI INTERNATIONAL INC COM | 87241L109 | Stock | 309,860 | $6,845,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 806,462 | $6,839,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 51,001 | $6,834,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 156,362 | $6,834,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 462,990 | $6,820,000 | thousands by filing date | |
| DBX ETF TR | 233051663 | XTRACK JAPAN JPX | 283,844 | $6,807,000 | thousands by filing date | |
| RITE AID CORP | 767754872 | COM | 453,619 | $6,804,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 151,270 | $6,800,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 1,504,126 | $6,799,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 81,784 | $6,791,000 | thousands by filing date | |
| BNY MELLON MUN BD INFRASTRUC | 09662W109 | COM SHS | 547,959 | $6,789,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 1,784,521 | $6,782,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V423 | S&P 500 VLU MOMN | 241,220 | $6,777,000 | thousands by filing date | |
| Gravity Co Ltd-Sponsore | 38911N206 | COM | 225,854 | $6,768,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 206,683 | $6,767,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 511,306 | $6,765,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E875 | DORSEY WRGT DVLP | 298,424 | $6,759,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 173,964 | $6,751,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 635,315 | $6,747,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 993,644 | $6,747,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 888,901 | $6,746,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 212,766 | $6,745,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 45,540 | $6,727,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J858 | BULSHS 2023 HY | 299,375 | $6,722,000 | thousands by filing date | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 534,282 | $6,705,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V506 | DIVID ACHIEVEV | 271,849 | $6,702,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 159,455 | $6,698,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 449,118 | $6,697,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 353,791 | $6,697,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 66,131 | $6,678,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 257,757 | $6,669,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 715,383 | $6,667,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 1,044,549 | $6,664,000 | thousands by filing date | |
| INTEGER HLDGS CORP | 45826H109 | COM | 105,980 | $6,661,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 721,344 | $6,637,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 2,439,450 | $6,636,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 226,285 | $6,634,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 112,513 | $6,614,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 862,669 | $6,608,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 157,900 | $6,605,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 204,677 | $6,603,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 408,233 | $6,602,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 81,221 | $6,600,000 | thousands by filing date | |
| INVESCO HIGH INCOME 2024 TAR | 46136K105 | COM | 897,497 | $6,597,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 292,502 | $6,596,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 3,830,869 | $6,590,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 1,449,919 | $6,583,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 492,668 | $6,567,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 989,912 | $6,564,000 | thousands by filing date | |
| ABRDN ETFS | 003261104 | BBRG ALL COMD K1 | 375,883 | $6,559,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 107,591 | $6,559,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 240,874 | $6,559,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X719 | CHINADIV EX FI | 85,680 | $6,549,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 45,180 | $6,548,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 454,172 | $6,548,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 120,229 | $6,542,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 273,087 | $6,537,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 395,012 | $6,531,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 477,514 | $6,523,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 143,686 | $6,518,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 685,421 | $6,518,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 375,934 | $6,515,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 266,367 | $6,488,000 | thousands by filing date | |
| WEIBO CORP | 948596AC5 | NOTE 1.250%11/1 | 7,582,000 | $6,485,000 | thousands by filing date | principal |
| COPA HOLDINGS SA | P31076105 | CL A | 143,128 | $6,483,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 128,250 | $6,479,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 240,597 | $6,458,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 1,613,363 | $6,453,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 286,315 | $6,448,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 685,635 | $6,424,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 18,308 | $6,418,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 2,729,131 | $6,413,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 898,131 | $6,412,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 249,170 | $6,409,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 1,503,467 | $6,404,000 | thousands by filing date | |
| SWITCH INC | 87105L104 | CL A | 443,183 | $6,395,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 547,613 | $6,390,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 47,876 | $6,388,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 3,221,255 | $6,378,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 1,866,820 | $6,366,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 296,021 | $6,364,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 448,863 | $6,320,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 211,459 | $6,314,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 869,731 | $6,314,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 175,382 | $6,307,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 128,009 | $6,305,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 1,081,157 | $6,303,000 | thousands by filing date | |
| KINSALECAPGROUPINC | 49714P108 | STOK | 60,226 | $6,295,000 | thousands by filing date | |
| FORTIVE CORP | 34959JAK4 | NOTE 0.875% 2/1 | 6,918,000 | $6,295,000 | thousands by filing date | principal |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 482,233 | $6,288,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 135,040 | $6,279,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 56,884 | $6,274,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 157,978 | $6,272,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 18,380 | $6,271,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 154,108 | $6,262,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 146,025 | $6,253,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 513,297 | $6,246,000 | thousands by filing date | |
| ADAPTIVE BIOTECHNOLOGIES CORP COM | 00650F109 | Stock | 224,382 | $6,233,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 133,658 | $6,232,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 338,670 | $6,232,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 532,065 | $6,225,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 2,698,681 | $6,208,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 356,771 | $6,204,000 | thousands by filing date | |
| HELLO GROUP INC | 60879BAB3 | NOTE 1.250% 7/0 | 7,793,000 | $6,203,000 | thousands by filing date | principal |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 174,085 | $6,199,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 186,182 | $6,187,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 238,069 | $6,183,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 141,030 | $6,180,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 182,615 | $6,167,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 253,470 | $6,164,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 460,697 | $6,164,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416409 | HARTFORD US EQTY | 236,261 | $6,164,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 110,094 | $6,146,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 160,210 | $6,146,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E842 | DORSEY WRGT SMLC | 150,537 | $6,131,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAB7 | NOTE 2.000%12/0 | 6,092,000 | $6,131,000 | thousands by filing date | principal |
| BOSTON BEER INC CL A | 100557107 | Stock | 16,645 | $6,118,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 521,181 | $6,118,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 763,438 | $6,115,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 11,956,132 | $6,104,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 390,353 | $6,102,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 1,038,742 | $6,097,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 110,205 | $6,092,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 262,507 | $6,091,000 | thousands by filing date | |
| PROSHARES TR | 74347B185 | FUND | 250,269 | $6,082,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 330,679 | $6,078,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 90,924 | $6,077,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 584,972 | $6,060,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 981,987 | $6,049,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 127,848 | $6,034,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 467,826 | $6,025,000 | thousands by filing date | |
| SmileDirectClub Inc | 83192H106 | COM | 1,289,976 | $6,024,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 1,292,438 | $6,010,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 6,164,000 | $5,995,000 | thousands by filing date | principal |
| INVESCO EXCHANGE TRADED FD T | 46137V530 | CMN | 47,650 | $5,992,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 850,726 | $5,989,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 480,665 | $5,985,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 900,480 | $5,979,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 773,473 | $5,965,000 | thousands by filing date | |
| PROSHARES TR II | 74347W130 | SHT VIX ST TRM | 192,331 | $5,965,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 109,983 | $5,962,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L108 | SELECT FINL | 356,750 | $5,960,000 | thousands by filing date | |
| ALLIANZGI CONVERTIBLE & INCOME 2024 TARGET TERM FUND | 01883H102 | COM | 777,065 | $5,960,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 435,603 | $5,954,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 187,661 | $5,948,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 107,553 | $5,940,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 1,055,040 | $5,940,000 | thousands by filing date | |
| NOVAVAX INC | 670002401 | COM NEW | 436,471 | $5,928,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 395,674 | $5,927,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 108,533 | $5,922,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 92,044 | $5,922,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 447,342 | $5,920,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 181,217 | $5,915,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 386,477 | $5,910,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 271,477 | $5,890,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 125,704 | $5,890,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 314,665 | $5,884,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 265,004 | $5,884,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 1,196,548 | $5,875,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 43,583 | $5,865,000 | thousands by filing date | |
| AXOSFINLINC | 05465C100 | STOK | 323,440 | $5,863,000 | thousands by filing date | |
| FORTIVE CORP | 34959J207 | PREFERRED | 8,034 | $5,863,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 342,942 | $5,858,000 | thousands by filing date | |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 350,316 | $5,851,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 56,525 | $5,842,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 349,428 | $5,825,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 230,692 | $5,821,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 35,012 | $5,820,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 356,371 | $5,820,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 164,788 | $5,818,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 1,937,354 | $5,813,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 114,533 | $5,792,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 391,804 | $5,791,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 184,683 | $5,781,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 166,300 | $5,778,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 215,582 | $5,777,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 531,630 | $5,773,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 45,092 | $5,772,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 202,892 | $5,769,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 99,280 | $5,762,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 259,331 | $5,760,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 3,764,107 | $5,758,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 142,905 | $5,754,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 398,298 | $5,746,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAD1 | BOND | 7,151,000 | $5,746,000 | thousands by filing date | principal |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 38,401 | $5,734,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 233,274 | $5,717,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 75,107 | $5,715,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 717,957 | $5,708,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 190,910 | $5,700,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 803,437 | $5,688,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 181,745 | $5,685,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 160,282 | $5,683,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 450,772 | $5,680,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 93,905 | $5,679,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 2,603,496 | $5,675,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 60,101 | $5,674,000 | thousands by filing date | |
| LCI INDS | 50189K103 | COM | 84,900 | $5,674,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 105,168 | $5,673,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 55,310 | $5,656,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 70,958 | $5,636,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 131,514 | $5,636,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 190,729 | $5,632,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 97,911 | $5,627,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 97,679 | $5,614,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 102,715 | $5,605,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 829,957 | $5,602,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 127,348 | $5,601,000 | thousands by filing date | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 2,100,540 | $5,587,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 691,648 | $5,575,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 446,517 | $5,572,000 | thousands by filing date | |
| NUVEEN CORPORATE INCOME 2023 | 67079F101 | COM | 673,960 | $5,567,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B537 | HDGD FTSE JAPN | 307,409 | $5,561,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 129,326 | $5,558,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 332,891 | $5,553,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AD3 | NOTE 1.500% 8/1 | 6,413,000 | $5,551,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 251,510 | $5,546,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 199,869 | $5,544,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 583,334 | $5,542,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 304,403 | $5,540,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 10,110,340 | $5,540,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 151,322 | $5,537,000 | thousands by filing date | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 95,270 | $5,532,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 538,594 | $5,525,000 | thousands by filing date | |
| FRANKLIN ETF TR | 353506108 | SHRT DUR US GOVT | 58,266 | $5,524,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 120,794 | $5,523,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 241,625 | $5,517,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 598,906 | $5,492,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 699,985 | $5,488,000 | thousands by filing date | |
| BELLUS HEALTH INC NEW | 07987C204 | COM | 549,018 | $5,479,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 274,131 | $5,478,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 547,010 | $5,470,000 | thousands by filing date | |
| RH | 74967X103 | COM | 54,410 | $5,467,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 101,988 | $5,466,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 177,979 | $5,465,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 120,056 | $5,459,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 145,009 | $5,454,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 284,739 | $5,450,000 | thousands by filing date | |
| STEEL PARTNERS HLDGS L P | 85814R107 | LTD PRTRSHIP U | 1,003,943 | $5,446,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 133,713 | $5,445,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 93,651 | $5,445,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 1,293,112 | $5,443,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 78,010 | $5,427,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 230,184 | $5,423,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 898,068 | $5,416,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 1,292,716 | $5,416,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC | 007800AB1 | NOTE 2.250%12/1 | 3,276,000 | $5,413,000 | thousands by filing date | principal |
| H WORLD GROUP LTD | 16949NAC3 | NOTE 0.375%11/0 | 5,644,000 | $5,409,000 | thousands by filing date | principal |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 112,809 | $5,408,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 908,515 | $5,404,000 | thousands by filing date | |
| AVANTOR INC | 05352A209 | 6.25 PFD CNV SR | 118,665 | $5,399,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 91,731 | $5,397,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 232,026 | $5,390,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 76,084 | $5,387,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 257,234 | $5,379,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 106,166 | $5,363,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 61,166 | $5,358,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 241,926 | $5,354,000 | thousands by filing date | |
| ADESTO TECHNOLOGIES CORP | 00687D101 | COM | 478,270 | $5,351,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 187,588 | $5,346,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 49,957 | $5,345,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 831,420 | $5,338,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 360,419 | $5,330,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 242,920 | $5,324,000 | thousands by filing date | |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 5,098,000 | $5,322,000 | thousands by filing date | principal |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 145,735 | $5,320,000 | thousands by filing date | |
| SOLARCITY CORP | 83416TAE0 | NOTE 12/0 | 3,000,000 | $5,319,000 | thousands by filing date | principal |
| JP Morgan Exchange Traded Fund | 46641Q712 | Betbuld Japan | 259,705 | $5,316,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 62,028 | $5,313,000 | thousands by filing date | |
| Vanguard ESG International Stock ETF | 921910725 | SHS | 129,098 | $5,312,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 198,925 | $5,305,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 307,349 | $5,305,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES BRITISH | 46138m109 | INDX FD | 44,010 | $5,301,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 370,765 | $5,295,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 488,420 | $5,290,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 111,689 | $5,288,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 587,895 | $5,286,000 | thousands by filing date | |
| DANAHER CORPORATION | 235851300 | 4.75 MND CV PFD | 5,028 | $5,281,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 567,413 | $5,277,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 167,844 | $5,271,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B412 | IQ S&P HGH YLD | 227,687 | $5,270,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 208,437 | $5,255,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 362,064 | $5,254,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 85,806 | $5,253,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 219,457 | $5,252,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 173,520 | $5,249,000 | thousands by filing date | |
| ELASTIC N V ORD SHS | N14506104 | Stock | 93,992 | $5,246,000 | thousands by filing date | |
| ENVISTA HOLDINGS CORPORATION | 29415F104 | COM | 350,959 | $5,243,000 | thousands by filing date | |
| SAFEHOLD INC | 78645L100 | COM | 82,827 | $5,237,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 403,597 | $5,226,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 277,993 | $5,224,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 193,450 | $5,215,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 116,777 | $5,205,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 167,310 | $5,191,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 485,221 | $5,173,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 152,470 | $5,150,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 301,901 | $5,148,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 153,179 | $5,137,000 | thousands by filing date | |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 325,288 | $5,133,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 623,591 | $5,126,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 73,098 | $5,123,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 259,383 | $5,115,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 178,601 | $5,103,000 | thousands by filing date | |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 5,997,000 | $5,098,000 | thousands by filing date | principal |
| XTRACKERS MSCI EAFE HIGH DIVIDEND YIELD EQUITY ETF | 233051630 | ETF | 276,440 | $5,095,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 977,571 | $5,084,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 304,403 | $5,084,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 5,115,000 | $5,084,000 | thousands by filing date | principal |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 483,019 | $5,077,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 682,201 | $5,076,000 | thousands by filing date | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 267,636 | $5,070,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 340,680 | $5,068,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 524,087 | $5,057,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 97,149 | $5,054,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 21,567,210 | $5,037,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 56,888 | $5,033,000 | thousands by filing date | |
| DBX ETF TR | 233051481 | XTRA RU 1000 ETF | 191,741 | $5,024,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 656,491 | $5,016,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V886 | S&P500 EX-RATE | 89,108 | $5,015,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 594,170 | $5,009,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 154,700 | $5,008,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 445,077 | $5,008,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 82,466 | $5,004,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 161,657 | $4,996,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 110,357 | $4,994,000 | thousands by filing date | |
| PLUG POWER INC | 72919PAB9 | NOTE 5.500% 3/1 | 3,000,000 | $4,994,000 | thousands by filing date | principal |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 100,810 | $4,993,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 67,873 | $4,992,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 115,340 | $4,990,000 | thousands by filing date | |
| ABRDN PRECIOUS METALS BASKET | 003263100 | PHYSCL PRECS MET | 66,399 | $4,987,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 411,647 | $4,985,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 50,202 | $4,970,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 592,661 | $4,963,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 2,880,724 | $4,955,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 61,654 | $4,941,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430396 | JUST US LRG CP | 133,054 | $4,940,000 | thousands by filing date | |
| NUVEEN EMERGING MKTS DEBT 20 | 67077P101 | COM | 797,265 | $4,935,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 240,317 | $4,930,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FUND TRUST INVESCO DORSEY WRIGHT UTILITIES MOMENTUM ETF | 46137V795 | ETF | 170,906 | $4,927,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 151,789 | $4,916,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 1,360,998 | $4,913,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 82,631 | $4,912,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 226,836 | $4,909,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 84,900 | $4,904,000 | thousands by filing date | |
| ESSENTIAL PPTYS RLTY TR INC COM | 29670E107 | REIT | 375,080 | $4,898,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 495,518 | $4,896,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 250,591 | $4,886,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 154,024 | $4,885,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 214,554 | $4,880,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 535,575 | $4,879,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 48,948 | $4,878,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 118,072 | $4,874,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 544,484 | $4,873,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 179,900 | $4,873,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AF1 | NOTE 1.625% 2/1 | 4,727,000 | $4,871,000 | thousands by filing date | principal |
| ST JOE CO | 790148100 | COM | 290,023 | $4,866,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 1,567,721 | $4,860,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 92,413 | $4,856,000 | thousands by filing date | |
| ZUORA INC | 98983V106 | COMMON STOCK | 600,084 | $4,830,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 64,787 | $4,825,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-20-000376 | superseded | 2020-05-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000895421-20-000394 | this filing | 2020-05-26 | acceptance time not in the bulk data set |