13F-HR/A filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR/A for the quarter ended 2018-09-30, filed 2019-04-23, with 6,882 holding rows worth $399,533,248,000.
- Accession
- 0000895421-19-000455
- Filer
- CIK 895421
- Filed
- 2019-04-23
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, amendment of type restatement, 27,246 entries on the cover page, a total value of $399,533,248,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $399,533,248,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMorgan Stanley Asia International Ltd028-17710
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerFundlogic Sas028-15873
- included managerMorgan Stanley Asia Ltd028-19343
- included managerMorgan Stanley Wealth Management Australia Pty Ltd028-19344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| U S GOLD CORP | 90291C102 | COM PAR NEW | 4,007 | $4,000 | thousands by filing date | |
| MELROSE BANCORP INC | 585553100 | COM | 201 | $4,000 | thousands by filing date | |
| ISHARES TR | 46435G102 | CONV BD ETF | 45 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741X201 | INDXX INOVTV ETF | 100 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R720 | NASDQ ARTFCIAL | 100 | $3,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 1,150 | $3,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 404 | $3,000 | thousands by filing date | |
| PATHFINDER BANCORP INC MD | 70319R109 | COM | 224 | $3,000 | thousands by filing date | |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 1,900 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347B490 | ULTRA MSCI BRAZI | 67 | $3,000 | thousands by filing date | |
| Y-mAbs Therapeutics Inc | 984241109 | Common Stock | 100 | $3,000 | thousands by filing date | |
| MECHEL PREF SPON ADR | 583840509 | COM | 4,000 | $3,000 | thousands by filing date | |
| INVESCO QQQ TRUST SERIES 1 | 74347B268 | ULTRAPRO SHORT S | 107 | $3,000 | thousands by filing date | |
| ZK INTL GROUP CO LTD SHS NEW | G9892K100 | Stock | 1,000 | $3,000 | thousands by filing date | |
| PROPHASE LABS INC | 74345W108 | COM | 862 | $3,000 | thousands by filing date | |
| FOUR SEASONS ED CAYMAN INC SPON ADS | 35101A101 | ADR | 800 | $3,000 | thousands by filing date | |
| SILICON LABORATORIES INC | 826919AB8 | NOTE 1.375% 3/0 | 3,000 | $3,000 | thousands by filing date | principal |
| DIREXION SHS ETF TR | 25460E521 | FUND | 47 | $3,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 250 | $3,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 4,396 | $3,000 | thousands by filing date | |
| P & F INDS INC | 692830508 | CL A NEW | 320 | $3,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 14,720 | $3,000 | thousands by filing date | |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 561 | $3,000 | thousands by filing date | |
| HUDSON GLOBAL INC | 443787106 | COM | 1,685 | $3,000 | thousands by filing date | |
| DOVER MOTORSPORTS INC | 260174107 | COM | 1,373 | $3,000 | thousands by filing date | |
| FAMOUS DAVE'S OF AMERICA | 307068106 | COM | 411 | $3,000 | thousands by filing date | |
| INTERNET INITIATIVE JAPAN | 46059T109 | COM | 250 | $3,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 2,137 | $3,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154K874 | PS CR OIL SH ETN | 50 | $3,000 | thousands by filing date | |
| UBS AG JERSEY BRH | 902641737 | CMCI FOOD ETN | 200 | $3,000 | thousands by filing date | |
| PHI INC | 69336T106 | COM VTG | 301 | $3,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L444 | 30 YR TREAS BEAR | 150 | $3,000 | thousands by filing date | |
| ON TRACK INNOVATION LTD | M8791A109 | SHS | 3,000 | $3,000 | thousands by filing date | |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 521 | $3,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J166 | CMN | 100 | $3,000 | thousands by filing date | |
| RETO ECO SOLUTIONS INC | G75271109 | COM | 841 | $3,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505764 | CAPITAL LINK GBL | 100 | $3,000 | thousands by filing date | |
| ARADIGM CORP | 038505400 | COM NO PAR NEW | 3,000 | $3,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640200 | COM NEW | 1,746 | $3,000 | thousands by filing date | |
| ACHIEVE LIFE SCIENCE INC | 004468203 | COM NEW | 1,014 | $3,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025705 | COM NEW | 611 | $3,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 2,000 | $3,000 | thousands by filing date | |
| NEUROTROPE INC | 64129T207 | COM NEW | 374 | $3,000 | thousands by filing date | |
| ATYR PHARMA INC | 002120103 | COM | 3,877 | $3,000 | thousands by filing date | |
| MYOMO INC | 62857J102 | COM | 1,476 | $3,000 | thousands by filing date | |
| BIONDVAX PHARMACEUTICALS LTD | 09073Q105 | SPOND ADS | 460 | $3,000 | thousands by filing date | |
| WESTMORELAND RESOURCE PARTNE COM UNIT RP LP | 96108P103 | Stock | 1,806 | $3,000 | thousands by filing date | |
| COMMAND CENTER INC | 200497204 | COM NEW | 500 | $3,000 | thousands by filing date | |
| BLACK RIDGE ACQUISITION CORP | 09216T107 | COM | 277 | $3,000 | thousands by filing date | |
| STARWOOD WAYPOINT RESIDENTL | 85571WAB5 | NOTE 3.000% 7/0 | 2,000 | $3,000 | thousands by filing date | principal |
| TRACON PHARMACEUTICALS INC | 89237H100 | COM | 1,400 | $3,000 | thousands by filing date | |
| PERSHING GOLD CORP | 715302204 | COM NEW | 2,832 | $3,000 | thousands by filing date | |
| PHOTRONICS INC | 719405AK8 | NOTE 3.250 4/0 | 3,000 | $3,000 | thousands by filing date | principal |
| HANWHA Q CELL CO LTD | 41135V301 | SPONSORED ADR NE | 311 | $3,000 | thousands by filing date | |
| YANDEX N.V. | 98474TAB3 | 1.125% CNV BDS 15/12/18 USD | 3,000 | $3,000 | thousands by filing date | principal |
| ISHARES U S ETF TR | 46431W663 | US CONSUMER FOC | 55 | $2,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 983 | $2,000 | thousands by filing date | |
| GRANITESHARES GOLD TR | 38748G101 | SHS BEN INT | 13 | $2,000 | thousands by filing date | |
| BLINK CHARGING CO | 09354A100 | COM | 1,016 | $2,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R671 | STATE STREET SPD | 50 | $2,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 290 | $2,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 244 | $2,000 | thousands by filing date | |
| CPI CARD GROUP INC | 12634H200 | COMMON STOCK | 743 | $2,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092816 | MOMENTUM FACTR | 46 | $2,000 | thousands by filing date | |
| VAXART INC NEW | 92243A200 | COM | 751 | $2,000 | thousands by filing date | |
| ALPHA ARCHITECT INTERNATIONAL QUANTITATIVE VALUE ETF | 02072L201 | ETF | 65 | $2,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 329 | $2,000 | thousands by filing date | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 200 | $2,000 | thousands by filing date | |
| DLH HLDGS CORP | 23335Q100 | COM | 345 | $2,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 1,000 | $2,000 | thousands by filing date | |
| CVD EQUIP CORP | 126601103 | COM | 339 | $2,000 | thousands by filing date | |
| DBX ETF TR | 233051754 | XTRACK CSI 500 A | 68 | $2,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 2,500 | $2,000 | thousands by filing date | |
| MANNATECH INC | 563771203 | COM NEW | 81 | $2,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 1,558 | $2,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 1,000 | $2,000 | thousands by filing date | |
| PROVENTION BIO INC | 74374N102 | COM | 534 | $2,000 | thousands by filing date | |
| PRESURANCE HLDGS INC | 20731J102 | EQUITY | 416 | $2,000 | thousands by filing date | |
| POWER REIT | 73933H101 | COM | 280 | $2,000 | thousands by filing date | |
| BIONANO GENOMICS INC | 09075F107 | COM | 300 | $2,000 | thousands by filing date | |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 500 | $2,000 | thousands by filing date | |
| CELGENE CORP | 151020112 | RIGHT 12/31/2030 | 1,464 | $2,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297215 | MLCX GRN ETN23 | 700 | $2,000 | thousands by filing date | |
| CHINA JO-JO DRUGSTORES INC | 16949A206 | COM NEW | 1,300 | $2,000 | thousands by filing date | |
| SINGLE TOUCH SYSTEMS INC | 82988R203 | COM | 1,100 | $2,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 2,007 | $2,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HLDGS IN | 71426V306 | COM NEW | 2,071 | $2,000 | thousands by filing date | |
| CHINANET ONLINE HLDGS INC | 16949H201 | COM NEW | 950 | $2,000 | thousands by filing date | |
| GENETIC TECHNOLOGIES LTD | 37185R208 | SPONSORED ADR | 1,520 | $2,000 | thousands by filing date | |
| INTERPACE DIAGNOSTICS GROUP | 46062X204 | COM NEW | 1,068 | $2,000 | thousands by filing date | |
| ISHARES US ETF TR | 46431W630 | MEDIA ENTRNMNT | 75 | $2,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W689 | CMN | 60 | $2,000 | thousands by filing date | |
| TWO HARBORS INVENTMENT CORPO | 90187BAA9 | NOTE 6.250% 1/1 | 2,000 | $2,000 | thousands by filing date | principal |
| LONESTAR RES US INC | 54240F103 | CL A VTG | 274 | $2,000 | thousands by filing date | |
| CYTRX CORP | 232828608 | COM PAR | 2,744 | $2,000 | thousands by filing date | |
| FLEX PHARMA INC | 33938A105 | COM | 4,285 | $2,000 | thousands by filing date | |
| MCCLATCHY CO | 579489303 | CL A NEW | 185 | $2,000 | thousands by filing date | |
| DOCUMENT SEC SYS INC COM NEW | 25614T200 | Stock | 2,283 | $2,000 | thousands by filing date | |
| REALITY SHS ETF TR DIVCN DIVD ETF | 75605A504 | CEF | 53 | $2,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 1,085 | $2,000 | thousands by filing date | |
| TIBERIUS ACQUISITION CORP | 88633A107 | COM | 177 | $2,000 | thousands by filing date | |
| EDGE THERAPEUTICS INC | 279870109 | COM | 2,301 | $2,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163UAA4 | NOTE 2.500 2/1 | 2,000 | $2,000 | thousands by filing date | principal |
| EYEGATE PHARMACEUTICALS INC | 30233M107 | COM | 5,000 | $2,000 | thousands by filing date | |
| STELLAR ACQUISITION III INC | Y8172W107 | COM | 200 | $2,000 | thousands by filing date | |
| LM FDG AMER INC | 502074107 | COM | 3,253 | $2,000 | thousands by filing date | |
| CHINA ADVANCED CONSTR MATLS | 169365202 | COM NEW | 603 | $2,000 | thousands by filing date | |
| CBAK ENERGY TECHNOLOGY INC | 14986C102 | COM | 1,500 | $1,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 457 | $1,000 | thousands by filing date | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 200 | $1,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 69 | $1,000 | thousands by filing date | |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 54 | $1,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 28 | $1,000 | thousands by filing date | |
| Yatra Online Incorporated Ord SHS | G98338109 | Common Stock | 200 | $1,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE-TRA | 74255Y870 | USMC | 41 | $1,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q845 | DIVERSFD EQT ETF | 37 | $1,000 | thousands by filing date | |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 1,313 | $1,000 | thousands by filing date | |
| CODA OCTOPUS GROUP INC | 19188U206 | COM NEW | 100 | $1,000 | thousands by filing date | |
| ISHARES TR | 46434V514 | MSCI CHINA A | 50 | $1,000 | thousands by filing date | |
| RAVE RESTAURANT GROUP INC | 754198109 | COM | 500 | $1,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 60 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y699 | MSCI SUPDIV EA | 48 | $1,000 | thousands by filing date | |
| MICROBOT MED INC | 59503A204 | COM NEW | 72 | $1,000 | thousands by filing date | |
| GREENTREE HOSPITALITY GROUP | 39579V100 | SPONSORED ADS | 108 | $1,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 1,473 | $1,000 | thousands by filing date | |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 1,000 | $1,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 5,650 | $1,000 | thousands by filing date | |
| PLX PHARMA INC. XXXBANKRUPTCY EFF: 10/02/23 | 72942A107 | COMMON STOCK | 250 | $1,000 | thousands by filing date | |
| INUVO INC | 46122W204 | COM NEW | 1,000 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y707 | RENEWABLE ENERGY | 52 | $1,000 | thousands by filing date | |
| GLEN BURNIE BANCORP | 377407101 | COM | 68 | $1,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 1,000 | $1,000 | thousands by filing date | principal |
| QURATE RETAIL INC | 74915M209 | COM | 31 | $1,000 | thousands by filing date | |
| ORGENESIS INC | 68619K204 | COM | 125 | $1,000 | thousands by filing date | |
| CHINACACHE INTL HLDG LTD | 16950M107 | SPON ADR | 922 | $1,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452608 | PERP PFD-D CV | 19 | $1,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 333 | $1,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 331 | $1,000 | thousands by filing date | |
| THESTREET INC | 88368Q103 | COM | 384 | $1,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 1,000 | $1,000 | thousands by filing date | |
| INSIGNIA SYSTEMS INC | 45765Y105 | COM | 750 | $1,000 | thousands by filing date | |
| BSQUARE CORP | 11776U300 | COM | 294 | $1,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 910 | $1,000 | thousands by filing date | |
| POINTER TELOCATION LTD | M7946T104 | SHS | 43 | $1,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 236 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E705 | CHINA INDL ETF | 50 | $1,000 | thousands by filing date | |
| UNICO AMERN CORP | 904607108 | COM | 162 | $1,000 | thousands by filing date | |
| CAS MED SYS INC | 124769209 | COM | 500 | $1,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 150 | $1,000 | thousands by filing date | |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 200 | $1,000 | thousands by filing date | |
| NF ENERGY SAVING CORP | 629099300 | COM PAR $0.001 | 200 | $1,000 | thousands by filing date | |
| ADIAL PHARMACEUTICALS INC | 00688A106 | COM | 535 | $1,000 | thousands by filing date | |
| NOVABAY PHARMACEUTICALS INC | 66987P201 | COM NEW | 300 | $1,000 | thousands by filing date | |
| SOLIGENIX INC | 834223307 | COM | 364 | $1,000 | thousands by filing date | |
| THERIVA BIOLOGICS INC COM NEW | 87164U201 | Stock | 613 | $1,000 | thousands by filing date | |
| LEAP THERAPEUTICS INC | 52187K101 | COM | 114 | $1,000 | thousands by filing date | |
| BELLEROPHON THERAPEUTICS INC | 078771102 | COM | 500 | $1,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T217 | VLCTYSHS 3X S&P | 13 | $1,000 | thousands by filing date | |
| OCEAN PWR TECHNOLOGIES INC | 674870407 | COM PAR $ | 1,503 | $1,000 | thousands by filing date | |
| PROTEON THERAPEUTICS INC | 74371L109 | COM | 455 | $1,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 1,483 | $1,000 | thousands by filing date | |
| CELSION CORP | 15117N503 | COM PAR NEW | 535 | $1,000 | thousands by filing date | |
| SPDR SER TR | 78468R127 | S&P INTERNET ETF | 12 | $1,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 165 | $1,000 | thousands by filing date | |
| MEDIGUS LTD SPON ADS NEW | 58471G300 | ADR | 151 | $1,000 | thousands by filing date | |
| AKARI THERAPEUTICS PLC | 00972G108 | ADR | 229 | $1,000 | thousands by filing date | |
| GWG HLDGS INC | 36192A109 | COM | 100 | $1,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R401 | COM NEW | 1,162 | $1,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W200 | COM NEW | 290 | $1,000 | thousands by filing date | |
| BIONANO GENOMICS INC | 09075F115 | *W EXP 08/21/202 | 300 | $1,000 | thousands by filing date | |
| BOXLIGHT CORP | 103197109 | COM CL A | 254 | $1,000 | thousands by filing date | |
| THE9 LTD SPON ADS NEW | 88337K203 | ADR | 471 | $1,000 | thousands by filing date | |
| TITAN PHARMACEUTICALS INC DE | 888314309 | COM NEW | 3,504 | $1,000 | thousands by filing date | |
| MOTUS GI HLDGS INC | 62014P108 | COM | 100 | $1,000 | thousands by filing date | |
| BORQS TECHNOLOGIES INC | G1466B103 | SHS | 300 | $1,000 | thousands by filing date | |
| ESTRE AMBIENTAL INC WT EXP 122 | G3206V118 | WT | 2,100 | $1,000 | thousands by filing date | |
| AUTOWEB INC | 05335B100 | COM | 358 | $1,000 | thousands by filing date | |
| LEO HOLDINGS CORP II-CLASS A | G5463L105 | CMN | 100 | $1,000 | thousands by filing date | |
| COASTWAY BANCORP INC | 190632109 | COM | 39 | $1,000 | thousands by filing date | |
| SG BLOCKS INC | 78418A307 | COM PAR | 200 | $1,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 250 | $1,000 | thousands by filing date | |
| TATTOOED CHEF INC CL A | 34986F103 | Stock | 100 | $1,000 | thousands by filing date | |
| Tottenham Acquisition I Limited | G8959N106 | SHS | 100 | $1,000 | thousands by filing date | |
| EDISON NATION INC | 28103E106 | COM | 67 | $1,000 | thousands by filing date | |
| SPDR SER TR | 78468R119 | S&P TECH H | 12 | $1,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K506 | COM NEW | 1,000 | $1,000 | thousands by filing date | |
| IDEAL PWR INC | 451622104 | COM | 2,000 | $1,000 | thousands by filing date | |
| THUNDER BRIDGE ACQUISITION L | G8857R100 | SHS CLASS A | 100 | $1,000 | thousands by filing date | |
| VICAL INC | 925602203 | COM NEW | 1,113 | $1,000 | thousands by filing date | |
| PRECISION THERAPEUTICS INC | 74033P100 | COM | 533 | $1,000 | thousands by filing date | |
| MEDICAL TRANSCRIPTION BLG CO | 58464J105 | COM | 205 | $1,000 | thousands by filing date | |
| BIOBLAST PHARMA LTD | M20156119 | SHS NEW | 500 | $1,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q118 | *W EXP 09/09/202 | 14,223 | $1,000 | thousands by filing date | |
| ARCA BIOPHARMA INC | 00211Y407 | COM PAR | 2,005 | $1,000 | thousands by filing date | |
| DIANA CONTAINERSHIPS INC | Y2069P507 | SHS PAR | 1,000 | $1,000 | thousands by filing date | |
| NEXEO SOLUTIONS INC | 65342H201 | UNIT 06/11/2019 | 100 | $1,000 | thousands by filing date | |
| XPRESSPA GROUP INC | 98420U109 | COM | 5,631 | $1,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HLDG C | 890260409 | COM | 2,444 | $1,000 | thousands by filing date | |
| Vanguard ESG International Stock ETF | 921910725 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard ESG U.S. Stock ETF | 921910733 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 116 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 435 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOUND FINL BANCORP INC | 83607A100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BEL FUSE INC CL A | 077347201 | COMMON STOCK | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| G WILLI FOOD INTL LTD | M52523103 | ORD | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IZEA WORLDWIDE INC COM NEW | 46604H105 | Stock | 143 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPAR GROUP INC | 784933103 | COM | 62 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERONA PHARMA PLC | 925050106 | SPONSORED ADS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERLINK ELECTRS INC | 458751302 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TECOGEN INC NEW | 87876P201 | COM NEW | 101 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HARTE HANKS INC | 416196202 | COM | 61 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIRCO MFG CO | 927651109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMREP CORP | 032159105 | COM | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMSTOCK HLDG COS INC | 205684202 | CL A NEW | 77 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OPTIMUMBANK HLDGS INC | 68401P403 | COM | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CANTERBURY PK HLDG CORP | 13811E101 | COM | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FUEL TECH INC | 359523107 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SENSUS HEALTHCARE INC | 81728J109 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASIA PACIFIC WIRE & CABLE CO | G0535E106 | ORD | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COHEN & CO INC NEW | 19249M102 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEMILEDS CORP | 816645204 | COM NEW | 87 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMMURON LTD | 45254U101 | SPONSORED ADR | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DONEGAL GROUP INC | 257701300 | CL B | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRIDGFORD FOODS CORP | 108763103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLEXSHOPPER INC | 33939J303 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEW CONCEPT ENERGY INC | 643611106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| READING INTL INC | 755408200 | CL B | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TECHNICAL COMMUNICATIONS | 878409101 | COM | 75 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLIQUA BIOMEDICAL INC | 019621309 | COMMON STOCK | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 338 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Helios and Matheson Analytics Inc | 42327L309 | Common Stock | 3,110 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CITIZENS HLDG CO MISS | 174715102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Fte Networks Inc | 30283R402 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SILVERCREST METALS INC | 828363101 | COM | 108 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY GLOBAL CL B ORD | G5480U112 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CITIUS PHARMACEUTICALS INC | 17322U207 | COM | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TINGO GROUP INC | 55328R109 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY TRIPADVISOR HLDGS IN | 531465201 | COM | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ICONIX BRAND GROUP INC | 451055107 | COM | 2,230 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 380 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 1,834 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HARVEST CAP CR CORP | 41753F109 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RADISYS CORP | 750459109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GSE SYS INC | 36227k106 | COM | 117 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIGIRAD CORP | 253827109 | COM | 310 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASTA FUNDING INC | 046220109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENGLOBAL CORP | 293306106 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHEROKEE INC | 16444H102 | COM | 557 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 148 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SONIC FDRY INC | 83545R207 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GAMING PARTNERS INTERNATIONAL CORP | 36467A107 | COMMON | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 131 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUMMER INFANT INC | 865646103 | COMM STK | 101 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QAD INC-B | 74727D207 | Common | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Hamilton Bancorp Inc. | 407015106 | Common Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEQUANS COMMUNICATIONS SA | 817323108 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WSI INDS INC | 92932Q102 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WVS FINL CORP | 929358109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DISCOVERY COMMUNICATNS NEW | 25470F203 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROADVISION INC | 111412706 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 399 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEL INSTR ELECTRS CORP | 879165207 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAM SOFTWARE GROUP INC | 55277Q201 | CMN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STEWARDSHIP FINL CORP | 860326107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARC GROUP WORLDWIDE INC | 00213H105 | COM | 93 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TOP IMAGE SYSTEMS LTD | M87896102 | ORD | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMCLAIRE FINL CORP | 290828102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RECON TECHNOLOGY LTD | G7415M108 | SHS | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SINO GLOBAL SHIPPING AMER LT | 82935V109 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROADWAY FINL CORP DEL | 111444105 | COM | 431 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN LORAIN CORP | 027297100 | COM | 1,100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DYNATRONICS CORP | 268157401 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIVOPOWER INTERNATIO ORD | G9376R100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENPREX INC | 372446104 | COM | 128 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TENAX THERAPEUTICS INC | 88032L209 | COM | 83 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROFESSIONAL DIVERSITY NET I | 74312Y202 | COM | 125 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POLAR PWR INC | 73102V105 | COM | 90 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REAL GOODS SOLAR XXXREGISTRATION REVOKED BY THE SEC EFF: 05/02/22 | 75601N500 | Equity | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Mid-Southern Bancorp | 59548Q107 | COM | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WILHELMINA INTL INC | 968235200 | COM NEW | 59 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DARE BIOSCIENCE INC | 23666P101 | COMMON | 55 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SILVERSUN TECHNOLOGIES INC | 82846H207 | COMMON | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAMBER ENERGY INC | 13200M201 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APRICUS BIOSCIENCES INC | 03832V307 | COM NEW | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREAT ELM CAP GROUP INC | 39036P209 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 52,396 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CREDIT SUISSE NASSAU BRH | 22542D373 | VELOCITY SHS 3X | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YOUNGEVITY INTL INC | 987537206 | COM NEW | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INSPIREMD INC | 45779A861 | COM PAR | 672 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABILITY INC | G8789K124 | SHS | 102 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYTORI THERAPEUTICS INC | 23283K402 | COM PAR | 311 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOCEPT INC | 09072V402 | COM PAR | 135 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CEMTREX INC | 15130G303 | COM PAR $.001 | 138 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERI HLDGS INC | 02362F104 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYCLACEL PHARMACEUTICALS INC | 23254L405 | COM PAR | 117 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASTROTECH CORP | 046484200 | COM NEW | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TANTECH HLDGS LTD | G8675X107 | COM | 51 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPARK NETWORKS SE | 846517100 | SPONSORED ADR | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AYTU BIOSCIENCE INC | 054754700 | COM PAR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STEEL CONNECT INC | 858098106 | CMN | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AFFINITY BANCSHARES INC COM | 20369M104 | Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| China Rapid Finance Ltd ADR | 16953Q105 | ADR | 170 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HV BANCORP | 40441H105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUPERCONDUCTOR TECHNOLOGIES | 867931602 | COM NEW | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 175 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CDTI ADVANCED MATLS INC | 12514V204 | COM NEW | 61 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBUS MARITIME LIMITED NEW | Y27265308 | SHS NEW | 272 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMMUNOCELLULAR THERAPEUTICS | 452536204 | COM NEW | 113 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FALCON MINERALS CORP | 30607B208 | *W EXP 07/21/202 | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY MEDIA CORP DEL | 531229508 | COM B SIRIUSXM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REWALK ROBOTICS LTD | M8216Q101 | SHS | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YIELD10 BIOSCIENCE INC | 98585K201 | COM NEW | 67 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CODE CHAIN NEW CONTINENT LTD COM | 87266C109 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROOKLYN IMMUNOTHERAPEUTICS | 629410606 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENVIROTECH VHS INC | 00726a100 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CEMTREX INC | 15130G113 | *W EXP 12/02/202 | 600 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOPHARMX CORP | 09072X101 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REVEN HSG REIT INC | 761378207 | COM NEW | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RLJ ENTMT INC | 74965F203 | COM NEW | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMSTOCK MNG INC | 205750201 | COM NEW | 800 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DITECH HLDG CORP | 25501G113 | *W EXP 02/09/202 | 1,495 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DITECH HLDG CORP | 25501G121 | *W EXP 02/09/202 | 1,186 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEARS HLDGS CORP | 812350155 | *W EXP 12/15/201 | 3,881 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HEMISPHERX BIOPHARMA INC | 42366C301 | COM NEW | 1,101 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONE HORIZON GROUP INC | 68235H304 | COM PAR | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAKED BRAND GROUP LIMITED | Q6519T109 | ORD SHS | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEVEL BRANDS INC | 52730Q209 | COM NEW | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STELLAR BIOTECHNOLOGIES INC | 85855A302 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEBULA ACQUISITION CORP | 629076209 | UNIT 03/12/2025 | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORGANOGENESIS HOLDINGS INC | G0726L125 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Enterprise Federal Bancorp | 26952G107 | Common | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TROVAGENE INC COM PAR | 897238408 | Stock | 378 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TAOPING INC COM | G8675V101 | Stock | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Fgl Holdings Wt Exp | g3402m110 | WT | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347B177 | BASIC MAT NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COUNTERPATH CORP | 22228P302 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74348A327 | ULTSHT SMLCP600 | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LM FDG AMER INC | 502074115 | *W EXP 10/31/202 | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA CERAMICS CO LTD | G2113X134 | SHS | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALTA MESA RES INC 3 | 02133L117 | COM | 399 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FSB BANCORP INC | 30289C102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMEDICA CORP | 023435407 | COM PAR | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOSYS INC | 619718208 | COM NEW | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PULMATRIX INC | 74584P103 | COM | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HUNTER MARITIME ACQUISITION | Y37828111 | CL A | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPHERIX INC | 84842R403 | COM PAR NEW | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SENESTECH INC | 81720R109 | COM | 600 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY EXPEDIA HOLDINGS | 53046P208 | SER B COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRONTEO INC | 35905J100 | SPONSORED ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYNTHESIS ENERGY SYS INC | 871628202 | COM NEW | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MYND ANALYTICS INC | 62857N202 | COM NEW | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SECOND SIGHT MED PRODS INC | 81362J118 | *W EXP 03/06/202 | 443 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BISON CAP ACQUISITION CORP | G1142P104 | ORD SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PAYMENT DATA SYS INC | 70438S202 | COM NEW | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOVA LIFESTYLE INC | 66979P102 | COM | 53 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CESCA THERAPEUTICS INC | 157131202 | COM NEW | 508 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DPW HLDGS INC | 26140E105 | COM | 260 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JENSYN ACQUISITION CORP | 47632B102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELBIT IMAGING LTD | M37605124 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOCIAL REALITY INC | 83362P300 | COM CL A NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRINITY MERGER CORP | 89653L106 | COM CL A | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WCF BANCORP INC | 92940L103 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347B193 | ULTRAPRO SHORT N | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA COML CR INC | 16891K103 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XG TECHNOLOGY INC | 98372A705 | COM PAR | 1,003 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUNWORKS INC | 86803X105 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OPGEN INC | 68373L208 | COM NEW | 93 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DETERMINE INC | 250660107 | COM | 267 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARKER DRILLING CO. | 701081408 | COM | 39 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RESHAPE LIFESCIENCES INC | 761123405 | COM NEW | 128 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GULFMARK OFFSHORE INC | 402629117 | *W EXP 11/14/202 | 191 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPI ENERGY CO LTD | G8651P201 | SHS | 159 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARINGTON HILCO ACQUISITION | 06759V101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| I AM CAP ACQUISITION CO | 45074Q108 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-18-000603 | superseded | 2018-11-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000895421-18-000620 | superseded | 2018-11-20 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000895421-19-000455 | this filing | 2019-04-23 | acceptance time not in the bulk data set |